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person · Reporting owner

Peetz Christopher

Disclosed activity across 4 companies

Tapewire entity
2417
SEC CIK
0001614740

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arcutis Biotherapeutics, Inc.ARQT · Entity 4236DirectorJuly 15, 2026July 17, 2026
Mirum Pharmaceuticals, Inc.MIRM · Entity 2416Director · CHIEF EXECUTIVE OFFICEROctober 06, 2026October 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arcutis Biotherapeutics, Inc.

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,315 Reported balance After 2026-07-15 transaction · row 1
1 source row

Row 1 · 2026-07-15 · Grant · Acquired 4,315 · Balance 4,315

F1: Represents Restricted Stock Units ("RSUs") granted in connection with the Reporting Person's service as a non-employee director of the Company. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof, which shall occur on the earlier of June 5, 2027, or immediately before the next annual meeting of stockholders, subject to the director's continued service through the vesting date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.78 · Expires 2036-07-15Direct21,486 Reported balance After 2026-07-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-15 · Grant · Acquired 21,486 · Balance 21,486

F3: 1/3 each of the underlying shares subject to the option vest and become exercisable on the first annual anniversary of July 15, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the non-employee director's continued service through each applicable vesting date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.78 · Expires 2036-07-15Direct13,010 Reported balance After 2026-07-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-07-15 · Grant · Acquired 13,010 · Balance 13,010

F4: The underlying shares subject to the option vest and become exercisable as to 100% on the earlier of June 5, 2027, or immediately before the next annual meeting of stockholders, subject to the director's continued service through the vesting date.

Common StockSEC Table I · non-derivativeIndirectBy The Peetz Family Trust187,500 Reported balance Holding disclosure · report date 2026-07-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 187,500

F2: Shares held by The Peetz Family Trust dated February 15, 2017, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Restricted Stock Units ("RSUs") granted in connection with the Reporting Person's service as a non-employee director of the Company. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof, which shall occur on the earlier of June 5, 2027, or immediately before the next annual meeting of stockholders, subject to the director's continued service through the vesting date.

F2: Shares held by The Peetz Family Trust dated February 15, 2017, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

F3: 1/3 each of the underlying shares subject to the option vest and become exercisable on the first annual anniversary of July 15, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the non-employee director's continued service through each applicable vesting date.

F4: The underlying shares subject to the option vest and become exercisable as to 100% on the earlier of June 5, 2027, or immediately before the next annual meeting of stockholders, subject to the director's continued service through the vesting date.

Mirum Pharmaceuticals, Inc.

Report date October 06, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect206,637 Ending reported balance After 2026-10-06 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-10-06 · Exercise / conversion · Acquired 5,305 · Balance 199,745

Row 2 · 2026-10-06 · Exercise / conversion · Acquired 6,892 · Balance 206,637

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.19 · Expires 2031-01-06Direct169,695 Reported balance After 2026-10-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-10-06 · Exercise / conversion · Disposed 5,305 · Balance 169,695

F1: The stock option is fully vested.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.87 · Expires 2032-01-05Direct233,108 Reported balance After 2026-10-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-10-06 · Exercise / conversion · Disposed 6,892 · Balance 233,108

F1: The stock option is fully vested.

Common StockSEC Table I · non-derivativeIndirectBy The Peetz Family Trust187,500 Reported balance Holding disclosure · report date 2026-10-06 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 187,500

Filing footnotes · ownership attribution and instrument terms

F1: The stock option is fully vested.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ALPINE IMMUNE SCIENCES, INC.

Report date May 20, 2024 · Filed May 21, 2024

Section 16 reporting ended · disclosed 2024-05-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectChristopher Peetz & Christine Peetz TR UA 02/15/2017 The Peetz Living Trust0 Reported balance After 2024-05-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-05-20 · Disposition to issuer · Disposed 1,900 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated April 10, 2024, among Alpine Immune Sciences, Inc., a Delaware corporation (the Company), Vertex Pharmaceuticals Incorporated, a Massachusetts corporation (Parent), and Adams Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent (Merger Sub). Pursuant to the Merger Agreement, Merger Sub completed a tender offer for shares of the Companys Common Stock, par value $0.001 per share (Company Common Stock), effective May 18, 2024 (the Offer Closing), and thereafter merged with and into the Company (the Merger, and together with the Offer Closing, the Transactions), effective May 20, 2024 (the Effective Time), with the Company surviving the Merger as a wholly owned subsidiary of Parent.

F2: (Continued from Footnote 1) In connection with the consummation of the Transactions, each share of the Company Common Stock was either (x) purchased at the Offer Closing for $65.00 in cash per share (the Offer Price), without interest thereon and subject to any applicable tax withholding or (y) automatically converted in the Merger at the Effective Time into the right to receive the Offer Price in cash, without interest thereon (the Merger Consideration), subject to any applicable tax withholding.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.91 · Expires 2028-04-19Direct0 Reported balance After 2024-05-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-05-20 · Disposition to issuer · Disposed 7,650 · Balance 0

F3: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F4: The option to purchase shares of Company Common Stock (the Company Option) is fully vested and exercisable.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.09 · Expires 2029-01-01Direct0 Reported balance After 2024-05-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-05-20 · Disposition to issuer · Disposed 7,650 · Balance 0

F3: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F4: The option to purchase shares of Company Common Stock (the Company Option) is fully vested and exercisable.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.62 · Expires 2030-01-01Direct0 Reported balance After 2024-05-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-05-20 · Disposition to issuer · Disposed 7,650 · Balance 0

F3: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F4: The option to purchase shares of Company Common Stock (the Company Option) is fully vested and exercisable.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.45 · Expires 2031-01-03Direct0 Reported balance After 2024-05-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-05-20 · Disposition to issuer · Disposed 7,650 · Balance 0

F3: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F4: The option to purchase shares of Company Common Stock (the Company Option) is fully vested and exercisable.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.89 · Expires 2032-01-02Direct0 Reported balance After 2024-05-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-05-20 · Disposition to issuer · Disposed 10,000 · Balance 0

F3: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F4: The option to purchase shares of Company Common Stock (the Company Option) is fully vested and exercisable.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.43 · Expires 2033-01-02Direct0 Reported balance After 2024-05-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-05-20 · Disposition to issuer · Disposed 10,000 · Balance 0

F3: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F4: The option to purchase shares of Company Common Stock (the Company Option) is fully vested and exercisable.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.00 · Expires 2034-01-01Direct0 Reported balance After 2024-05-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-05-20 · Disposition to issuer · Disposed 17,500 · Balance 0

F3: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F7: 1/12 of the shares subject to the option become vested and exercisable on February 2, 2024 and 1/12 of the shares subject to the option shall vest monthly thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated April 10, 2024, among Alpine Immune Sciences, Inc., a Delaware corporation (the Company), Vertex Pharmaceuticals Incorporated, a Massachusetts corporation (Parent), and Adams Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent (Merger Sub). Pursuant to the Merger Agreement, Merger Sub completed a tender offer for shares of the Companys Common Stock, par value $0.001 per share (Company Common Stock), effective May 18, 2024 (the Offer Closing), and thereafter merged with and into the Company (the Merger, and together with the Offer Closing, the Transactions), effective May 20, 2024 (the Effective Time), with the Company surviving the Merger as a wholly owned subsidiary of Parent.

F2: (Continued from Footnote 1) In connection with the consummation of the Transactions, each share of the Company Common Stock was either (x) purchased at the Offer Closing for $65.00 in cash per share (the Offer Price), without interest thereon and subject to any applicable tax withholding or (y) automatically converted in the Merger at the Effective Time into the right to receive the Offer Price in cash, without interest thereon (the Merger Consideration), subject to any applicable tax withholding.

F3: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F4: The option to purchase shares of Company Common Stock (the Company Option) is fully vested and exercisable.

F5: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F7: 1/12 of the shares subject to the option become vested and exercisable on February 2, 2024 and 1/12 of the shares subject to the option shall vest monthly thereafter.

Tobira Therapeutics, Inc.

Report date November 01, 2016 · Filed November 03, 2016

Section 16 reporting ended · disclosed 2016-11-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.81 · Expires 2024-04-27Direct0 Reported balance After 2016-11-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2016-11-01 · Disposition to issuer · Disposed 68,732 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, by and among the Issuer, Allergan Holdco US, Inc. ("Parent") and Sapphire Acquisition Corp. ("Purchaser"), pursuant to which Purchaser was merged with and into Issuer (the "Merger"), each option to purchase shares (a "Company Option") of common stock, par value $0.001 per share, of Tobira Therapeutics, Inc. (the "Shares") that was then outstanding and unexercised, whether or not vested and which had a per-Share exercise price less than $28.35 per Share in cash (the "Closing Amount") (each, an "In the Money Option"), was cancelled and converted into the right to receive (i) a cash payment equal to (A) the excess, if any, of (x) the Closing Amount over (y) the exercise price payable per Share under such In the Money Option, multiplied by (B) the total number of Shares subject to such In the Money Option immediately prior to the effective time of the Merger (the "Effective Time")

F2: (continued from Footnote 1) and (ii) a contingent value right with respect to the total number of Shares subject to such In the Money Option immediately prior to the Effective Time. At the Effective Time, each Company Option other than an In the Money Option that was then outstanding and unexercised, whether or not vested (each, an "Out of the Money Option"), was cancelled and converted into the right to receive a cash payment, if any, from Parent with respect to each Share subject to such Out of the Money Option upon each date that a payment would be required to a holder of a contingent value right under the terms of the Contingent Value Rights Agreement ("CVR Agreement") on or prior to the fifth anniversary of the Effective Time (each such date, a "Valuation Point"),

F3: (continued from Footnote 1) equal to (i) the amount by which the sum of (A) the Closing Amount, (B) the amount per Share previously paid in respect of any earlier Valuation Points and (C) the amount per Share in cash to be paid at such Valuation Point under the CVR Agreement exceeds the exercise price payable per Share under such Out of the Money Option, less (ii) the amount of all payments previously received with respect to such Out of the Money Option. Notwithstanding the foregoing description, any Out of the Money Options with an exercise price payable per Share equal to or greater than $78.19 were cancelled at the Effective Time without any consideration payable therefor.

F4: The Shares subject to this option were fully vested immediately prior to the Effective Time.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.81 · Expires 2024-04-27Direct0 Reported balance After 2016-11-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-11-01 · Disposition to issuer · Disposed 31,091 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, by and among the Issuer, Allergan Holdco US, Inc. ("Parent") and Sapphire Acquisition Corp. ("Purchaser"), pursuant to which Purchaser was merged with and into Issuer (the "Merger"), each option to purchase shares (a "Company Option") of common stock, par value $0.001 per share, of Tobira Therapeutics, Inc. (the "Shares") that was then outstanding and unexercised, whether or not vested and which had a per-Share exercise price less than $28.35 per Share in cash (the "Closing Amount") (each, an "In the Money Option"), was cancelled and converted into the right to receive (i) a cash payment equal to (A) the excess, if any, of (x) the Closing Amount over (y) the exercise price payable per Share under such In the Money Option, multiplied by (B) the total number of Shares subject to such In the Money Option immediately prior to the effective time of the Merger (the "Effective Time")

F2: (continued from Footnote 1) and (ii) a contingent value right with respect to the total number of Shares subject to such In the Money Option immediately prior to the Effective Time. At the Effective Time, each Company Option other than an In the Money Option that was then outstanding and unexercised, whether or not vested (each, an "Out of the Money Option"), was cancelled and converted into the right to receive a cash payment, if any, from Parent with respect to each Share subject to such Out of the Money Option upon each date that a payment would be required to a holder of a contingent value right under the terms of the Contingent Value Rights Agreement ("CVR Agreement") on or prior to the fifth anniversary of the Effective Time (each such date, a "Valuation Point"),

F3: (continued from Footnote 1) equal to (i) the amount by which the sum of (A) the Closing Amount, (B) the amount per Share previously paid in respect of any earlier Valuation Points and (C) the amount per Share in cash to be paid at such Valuation Point under the CVR Agreement exceeds the exercise price payable per Share under such Out of the Money Option, less (ii) the amount of all payments previously received with respect to such Out of the Money Option. Notwithstanding the foregoing description, any Out of the Money Options with an exercise price payable per Share equal to or greater than $78.19 were cancelled at the Effective Time without any consideration payable therefor.

F4: The Shares subject to this option were fully vested immediately prior to the Effective Time.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2025-05-15Direct0 Reported balance After 2016-11-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-11-01 · Disposition to issuer · Disposed 85,000 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, by and among the Issuer, Allergan Holdco US, Inc. ("Parent") and Sapphire Acquisition Corp. ("Purchaser"), pursuant to which Purchaser was merged with and into Issuer (the "Merger"), each option to purchase shares (a "Company Option") of common stock, par value $0.001 per share, of Tobira Therapeutics, Inc. (the "Shares") that was then outstanding and unexercised, whether or not vested and which had a per-Share exercise price less than $28.35 per Share in cash (the "Closing Amount") (each, an "In the Money Option"), was cancelled and converted into the right to receive (i) a cash payment equal to (A) the excess, if any, of (x) the Closing Amount over (y) the exercise price payable per Share under such In the Money Option, multiplied by (B) the total number of Shares subject to such In the Money Option immediately prior to the effective time of the Merger (the "Effective Time")

F2: (continued from Footnote 1) and (ii) a contingent value right with respect to the total number of Shares subject to such In the Money Option immediately prior to the Effective Time. At the Effective Time, each Company Option other than an In the Money Option that was then outstanding and unexercised, whether or not vested (each, an "Out of the Money Option"), was cancelled and converted into the right to receive a cash payment, if any, from Parent with respect to each Share subject to such Out of the Money Option upon each date that a payment would be required to a holder of a contingent value right under the terms of the Contingent Value Rights Agreement ("CVR Agreement") on or prior to the fifth anniversary of the Effective Time (each such date, a "Valuation Point"),

F3: (continued from Footnote 1) equal to (i) the amount by which the sum of (A) the Closing Amount, (B) the amount per Share previously paid in respect of any earlier Valuation Points and (C) the amount per Share in cash to be paid at such Valuation Point under the CVR Agreement exceeds the exercise price payable per Share under such Out of the Money Option, less (ii) the amount of all payments previously received with respect to such Out of the Money Option. Notwithstanding the foregoing description, any Out of the Money Options with an exercise price payable per Share equal to or greater than $78.19 were cancelled at the Effective Time without any consideration payable therefor.

F4: The Shares subject to this option were fully vested immediately prior to the Effective Time.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.91 · Expires 2026-01-12Direct0 Reported balance After 2016-11-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2016-11-01 · Disposition to issuer · Disposed 101,000 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, by and among the Issuer, Allergan Holdco US, Inc. ("Parent") and Sapphire Acquisition Corp. ("Purchaser"), pursuant to which Purchaser was merged with and into Issuer (the "Merger"), each option to purchase shares (a "Company Option") of common stock, par value $0.001 per share, of Tobira Therapeutics, Inc. (the "Shares") that was then outstanding and unexercised, whether or not vested and which had a per-Share exercise price less than $28.35 per Share in cash (the "Closing Amount") (each, an "In the Money Option"), was cancelled and converted into the right to receive (i) a cash payment equal to (A) the excess, if any, of (x) the Closing Amount over (y) the exercise price payable per Share under such In the Money Option, multiplied by (B) the total number of Shares subject to such In the Money Option immediately prior to the effective time of the Merger (the "Effective Time")

F2: (continued from Footnote 1) and (ii) a contingent value right with respect to the total number of Shares subject to such In the Money Option immediately prior to the Effective Time. At the Effective Time, each Company Option other than an In the Money Option that was then outstanding and unexercised, whether or not vested (each, an "Out of the Money Option"), was cancelled and converted into the right to receive a cash payment, if any, from Parent with respect to each Share subject to such Out of the Money Option upon each date that a payment would be required to a holder of a contingent value right under the terms of the Contingent Value Rights Agreement ("CVR Agreement") on or prior to the fifth anniversary of the Effective Time (each such date, a "Valuation Point"),

F3: (continued from Footnote 1) equal to (i) the amount by which the sum of (A) the Closing Amount, (B) the amount per Share previously paid in respect of any earlier Valuation Points and (C) the amount per Share in cash to be paid at such Valuation Point under the CVR Agreement exceeds the exercise price payable per Share under such Out of the Money Option, less (ii) the amount of all payments previously received with respect to such Out of the Money Option. Notwithstanding the foregoing description, any Out of the Money Options with an exercise price payable per Share equal to or greater than $78.19 were cancelled at the Effective Time without any consideration payable therefor.

F4: The Shares subject to this option were fully vested immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated September 19, 2016, by and among the Issuer, Allergan Holdco US, Inc. ("Parent") and Sapphire Acquisition Corp. ("Purchaser"), pursuant to which Purchaser was merged with and into Issuer (the "Merger"), each option to purchase shares (a "Company Option") of common stock, par value $0.001 per share, of Tobira Therapeutics, Inc. (the "Shares") that was then outstanding and unexercised, whether or not vested and which had a per-Share exercise price less than $28.35 per Share in cash (the "Closing Amount") (each, an "In the Money Option"), was cancelled and converted into the right to receive (i) a cash payment equal to (A) the excess, if any, of (x) the Closing Amount over (y) the exercise price payable per Share under such In the Money Option, multiplied by (B) the total number of Shares subject to such In the Money Option immediately prior to the effective time of the Merger (the "Effective Time")

F2: (continued from Footnote 1) and (ii) a contingent value right with respect to the total number of Shares subject to such In the Money Option immediately prior to the Effective Time. At the Effective Time, each Company Option other than an In the Money Option that was then outstanding and unexercised, whether or not vested (each, an "Out of the Money Option"), was cancelled and converted into the right to receive a cash payment, if any, from Parent with respect to each Share subject to such Out of the Money Option upon each date that a payment would be required to a holder of a contingent value right under the terms of the Contingent Value Rights Agreement ("CVR Agreement") on or prior to the fifth anniversary of the Effective Time (each such date, a "Valuation Point"),

F3: (continued from Footnote 1) equal to (i) the amount by which the sum of (A) the Closing Amount, (B) the amount per Share previously paid in respect of any earlier Valuation Points and (C) the amount per Share in cash to be paid at such Valuation Point under the CVR Agreement exceeds the exercise price payable per Share under such Out of the Money Option, less (ii) the amount of all payments previously received with respect to such Out of the Money Option. Notwithstanding the foregoing description, any Out of the Money Options with an exercise price payable per Share equal to or greater than $78.19 were cancelled at the Effective Time without any consideration payable therefor.

F4: The Shares subject to this option were fully vested immediately prior to the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2025 Filed Aug 12, 2025 23:57 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 Exercise / conversionCommon Stock 40,000 $2.94 $117,440.00
Disclosure

SEC source: 0001415889-25-021521 · form4-08122025_110854.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2025 Filed Aug 8, 2025 20:49 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001415889-25-021350 · form4-08082025_080828.xml · derivative · entry 4

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,487

Underlying: Common Stock · 40,000 shares

Expires 2029-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
August 07, 2025 Filed Aug 8, 2025 20:49 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 SaleCommon Stock 40,000 $55.25 $2,210,040.00
Disclosure

SEC source: 0001415889-25-021350 · form4-08082025_080828.xml · nonDerivative · entry 2

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,641

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 22, 2024.

F2 · price: The weighted average sale price for the transaction reported was $55.251022, and the range of prices were between $55.25 and $55.485. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
August 07, 2025 Filed Aug 8, 2025 20:49 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 Exercise / conversionCommon Stock 40,000 $2.94 $117,440.00
Disclosure

SEC source: 0001415889-25-021350 · form4-08082025_080828.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 01:30 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 SaleCommon Stock 27,279 $44.21 $1,206,121.89
Disclosure

SEC source: 0001415889-25-008556 · form4-03182025_090301.xml · nonDerivative · entry 2

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,641

F2 · kind: Shares sold to cover tax withholding obligations associated with the vesting of the performance restricted stock units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:30 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 Exercise / conversionPerformance Restricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008556 · form4-03182025_090301.xml · derivative · entry 4

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The shares vest as follows: 2/3 of the shares vest on March 15, 2025 and 1/3 of the shares vest on March 15, 2026.

F3 · derivative.expiration_date: The shares vest as follows: 2/3 of the shares vest on March 15, 2025 and 1/3 of the shares vest on March 15, 2026.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:30 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 Exercise / conversionCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-008556 · form4-03182025_090301.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:26 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001415889-25-006524 · form4-03042025_090312.xml · derivative · entry 5

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,487

Underlying: Common Stock · 40,000 shares

Expires 2029-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:26 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 SaleCommon Stock 20,608 $47.19 $972,491.52
Disclosure

SEC source: 0001415889-25-006524 · form4-03042025_090312.xml · nonDerivative · entry 3

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,920

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 22, 2024.

F3 · price: The weighted average sale price for the transaction reported was $47.19, and the range of prices were between $46.82 and $47.78. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:26 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 SaleCommon Stock 19,392 $46.61 $903,861.12
Disclosure

SEC source: 0001415889-25-006524 · form4-03042025_090312.xml · nonDerivative · entry 2

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,528

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 22, 2024.

F2 · price: The weighted average sale price for the transaction reported was $46.61, and the range of prices were between $45.82 and $46.81. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:26 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 Exercise / conversionCommon Stock 40,000 $2.94 $117,440.00
Disclosure

SEC source: 0001415889-25-006524 · form4-03042025_090312.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 22:30 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 SaleCommon Stock 9,102 $48.22 $438,921.20
Disclosure

SEC source: 0001415889-25-002981 · form4-02042025_050204.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,920

F1 · kind: Shares sold to cover tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
January 24, 2025 Filed Jan 27, 2025 21:48 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 SaleCommon Stock 6,837 $47.92 $327,658.44
Disclosure

SEC source: 0001415889-25-002134 · form4-01272025_090100.xml · nonDerivative · entry 2

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,022

F2 · kind: Shares sold to cover tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 21:48 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002134 · form4-01272025_090100.xml · derivative · entry 4

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 1/3rd of the shares subject to the restricted stock units shall vest on each anniversary of January 23, 2024 (the "Vesting Commencement Date"), such that the entire award will be vested on the three-year anniversary of the Vesting Commencement Date.

F3 · derivative.expiration_date: 1/3rd of the shares subject to the restricted stock units shall vest on each anniversary of January 23, 2024 (the "Vesting Commencement Date"), such that the entire award will be vested on the three-year anniversary of the Vesting Commencement Date.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 21:48 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-002134 · form4-01272025_090100.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 22:49 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantPerformance Restricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001951 · form4-01232025_100149.xml · derivative · entry 3

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: On January 31, 2023, the reporting person was granted performance restricted stock units ("PSUs") which vest upon satisfaction of certain performance criteria. On January 21, 2025, performance criteria were determined to have been met. The shares subject to the PSUs vest as follows: 2/3 of the shares vest on March 15, 2025 and 1/3 of the shares vest on March 15, 2026.

F4 · derivative.expiration_date: On January 31, 2023, the reporting person was granted performance restricted stock units ("PSUs") which vest upon satisfaction of certain performance criteria. On January 21, 2025, performance criteria were determined to have been met. The shares subject to the PSUs vest as follows: 2/3 of the shares vest on March 15, 2025 and 1/3 of the shares vest on March 15, 2026.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 22:49 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantRestricted Stock Units · Derivative 38,390 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001951 · form4-01232025_100149.xml · derivative · entry 2

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,390

Underlying: Common Stock · 38,390 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 1/3rd of the shares subject to the restricted stock units shall vest on each anniversary of January 21, 2025 (the "Vesting Commencement Date"), such that the entire award will be vested on the three-year anniversary of the Vesting Commencement Date.

F3 · derivative.expiration_date: 1/3rd of the shares subject to the restricted stock units shall vest on each anniversary of January 21, 2025 (the "Vesting Commencement Date"), such that the entire award will be vested on the three-year anniversary of the Vesting Commencement Date.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 22:49 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantStock Option (right to buy) · Derivative 153,550 $0.00 Strike: $47.98 $0.00
Disclosure

SEC source: 0001415889-25-001951 · form4-01232025_100149.xml · derivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,550

Underlying: Common Stock · 153,550 shares

Expires 2035-01-20

F1 · derivative.exercise_date: 1/4th of the shares vest one year after January 21, 2025 (the "Vesting Commencement Date") and the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date.

Read SEC document
January 07, 2025 Filed Jan 8, 2025 21:42 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 SaleCommon Stock 7,489 $42.82 $320,643.78
Disclosure

SEC source: 0001415889-25-001143 · form4-01082025_090146.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,359

F1 · kind: Shares sold to cover tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
November 08, 2024 Filed Nov 14, 2024 21:32 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantCommon Stock 65 $21.05 $1,367.99
Disclosure

SEC source: 0001415889-24-026868 · form4-11142024_091113.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,848

F1 · kind: This Form 4 is being filed voluntarily to report the acquisition of 65 shares by the Reporting Person on November 8, 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 23, 2024 Filed Jul 24, 2024 21:32 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 Exercise / conversionStock Option (right to buy) · Derivative 34,013 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001415889-24-020053 · form4-07242024_090744.xml · derivative · entry 3

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,487

Underlying: Common Stock · 34,013 shares

Expires 2029-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/4th of the shares vested one year after November 5, 2018, and the balance of the shares vested in a series of 36 successive equal monthly installments at the end of each month thereafter.

Read SEC document
July 23, 2024 Filed Jul 24, 2024 21:32 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 Exercise / conversionCommon Stock 34,013 $2.94 $99,862.17
Disclosure

SEC source: 0001415889-24-020053 · form4-07242024_090744.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2024 Filed May 21, 2024 00:14 UTC ALPINE IMMUNE SCIENCES, INC. ALPN · Entity 90802 Disposition to issuerStock Option (Right to buy) · Derivative 17,500 Not disclosed Strike: $19.00 Not disclosed
Disclosure

SEC source: 0001626199-24-000101 · wk-form4_1716250468.xml · derivative · entry 8

Peetz Christopher · CIK 0001614740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2034-01-01

F3 · derivative.exercise_price: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5 · price: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6 · price: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F7 · derivative.exercise_date: 1/12 of the shares subject to the option become vested and exercisable on February 2, 2024 and 1/12 of the shares subject to the option shall vest monthly thereafter.

Read SEC document
May 20, 2024 Filed May 21, 2024 00:14 UTC ALPINE IMMUNE SCIENCES, INC. ALPN · Entity 90802 Disposition to issuerStock Option (Right to buy) · Derivative 10,000 Not disclosed Strike: $7.43 Not disclosed
Disclosure

SEC source: 0001626199-24-000101 · wk-form4_1716250468.xml · derivative · entry 7

Peetz Christopher · CIK 0001614740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2033-01-02

F3 · derivative.exercise_price: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5 · price: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6 · price: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F4 · derivative.exercise_date: The option to purchase shares of Company Common Stock (the Company Option) is fully vested and exercisable.

Read SEC document
May 20, 2024 Filed May 21, 2024 00:14 UTC ALPINE IMMUNE SCIENCES, INC. ALPN · Entity 90802 Disposition to issuerStock Option (Right to buy) · Derivative 10,000 Not disclosed Strike: $13.89 Not disclosed
Disclosure

SEC source: 0001626199-24-000101 · wk-form4_1716250468.xml · derivative · entry 6

Peetz Christopher · CIK 0001614740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2032-01-02

F3 · derivative.exercise_price: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5 · price: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6 · price: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F4 · derivative.exercise_date: The option to purchase shares of Company Common Stock (the Company Option) is fully vested and exercisable.

Read SEC document
May 20, 2024 Filed May 21, 2024 00:14 UTC ALPINE IMMUNE SCIENCES, INC. ALPN · Entity 90802 Disposition to issuerStock Option (Right to buy) · Derivative 7,650 Not disclosed Strike: $13.45 Not disclosed
Disclosure

SEC source: 0001626199-24-000101 · wk-form4_1716250468.xml · derivative · entry 5

Peetz Christopher · CIK 0001614740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,650 shares

Expires 2031-01-03

F3 · derivative.exercise_price: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5 · price: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6 · price: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F4 · derivative.exercise_date: The option to purchase shares of Company Common Stock (the Company Option) is fully vested and exercisable.

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May 20, 2024 Filed May 21, 2024 00:14 UTC ALPINE IMMUNE SCIENCES, INC. ALPN · Entity 90802 Disposition to issuerStock Option (Right to buy) · Derivative 7,650 Not disclosed Strike: $3.62 Not disclosed
Disclosure

SEC source: 0001626199-24-000101 · wk-form4_1716250468.xml · derivative · entry 4

Peetz Christopher · CIK 0001614740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,650 shares

Expires 2030-01-01

F3 · derivative.exercise_price: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5 · price: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6 · price: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F4 · derivative.exercise_date: The option to purchase shares of Company Common Stock (the Company Option) is fully vested and exercisable.

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May 20, 2024 Filed May 21, 2024 00:14 UTC ALPINE IMMUNE SCIENCES, INC. ALPN · Entity 90802 Disposition to issuerStock Option (Right to buy) · Derivative 7,650 Not disclosed Strike: $4.09 Not disclosed
Disclosure

SEC source: 0001626199-24-000101 · wk-form4_1716250468.xml · derivative · entry 3

Peetz Christopher · CIK 0001614740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,650 shares

Expires 2029-01-01

F3 · derivative.exercise_price: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5 · price: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6 · price: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F4 · derivative.exercise_date: The option to purchase shares of Company Common Stock (the Company Option) is fully vested and exercisable.

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May 20, 2024 Filed May 21, 2024 00:14 UTC ALPINE IMMUNE SCIENCES, INC. ALPN · Entity 90802 Disposition to issuerStock Option (Right to buy) · Derivative 7,650 Not disclosed Strike: $7.91 Not disclosed
Disclosure

SEC source: 0001626199-24-000101 · wk-form4_1716250468.xml · derivative · entry 2

Peetz Christopher · CIK 0001614740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,650 shares

Expires 2028-04-19

F3 · derivative.exercise_price: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F5 · price: Pursuant to the Merger Agreement, as of immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (a Company Option) that was then outstanding but not then vested or exercisable became immediately vested and exercisable in full. At the Effective Time, each Company Option that was then outstanding was automatically cancelled and, if such Company Option had a per share exercise price less than the Merger Consideration, the holder thereof became entitled to receive a cash payment, without interest thereon and subject to any applicable tax withholding, equal to the product obtained by multiplying (i) the total number of shares of Company Common Stock underlying such Company Option by (ii) the excess of the Merger Consideration over the exercise price per share such Company Option.

F6 · price: (Continued from Footnote 5) Any Company Option that had an exercise price per share that was equal to or exceeded the Merger Consideration was cancelled without any cash payment or other consideration being made in respect thereof.

F4 · derivative.exercise_date: The option to purchase shares of Company Common Stock (the Company Option) is fully vested and exercisable.

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May 20, 2024 Filed May 21, 2024 00:14 UTC ALPINE IMMUNE SCIENCES, INC. ALPN · Entity 90802 Disposition to issuerCommon Stock 1,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001626199-24-000101 · wk-form4_1716250468.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Christopher Peetz & Christine Peetz TR UA 02/15/2017 The Peetz Living Trust

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated April 10, 2024, among Alpine Immune Sciences, Inc., a Delaware corporation (the Company), Vertex Pharmaceuticals Incorporated, a Massachusetts corporation (Parent), and Adams Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent (Merger Sub). Pursuant to the Merger Agreement, Merger Sub completed a tender offer for shares of the Companys Common Stock, par value $0.001 per share (Company Common Stock), effective May 18, 2024 (the Offer Closing), and thereafter merged with and into the Company (the Merger, and together with the Offer Closing, the Transactions), effective May 20, 2024 (the Effective Time), with the Company surviving the Merger as a wholly owned subsidiary of Parent.

F2 · price: (Continued from Footnote 1) In connection with the consummation of the Transactions, each share of the Company Common Stock was either (x) purchased at the Offer Closing for $65.00 in cash per share (the Offer Price), without interest thereon and subject to any applicable tax withholding or (y) automatically converted in the Merger at the Effective Time into the right to receive the Offer Price in cash, without interest thereon (the Merger Consideration), subject to any applicable tax withholding.

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May 10, 2024 Filed May 16, 2024 20:30 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantCommon Stock 817 $21.05 $17,194.58
Disclosure

SEC source: 0001415889-24-013355 · form4-05162024_040530.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,770

F1 · kind: This Form 4 is being filed voluntarily to report the acquisition of 817 shares by the Reporting Person on May 10, 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

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February 02, 2024 Filed Feb 6, 2024 02:04 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 SaleCommon Stock 6,013 $26.19 $157,491.29
Disclosure

SEC source: 0001415889-24-002754 · form4-02062024_020203.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,112

F1 · kind: Shares sold to cover tax withholding obligations associated with the vesting of restricted stock units.

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January 23, 2024 Filed Jan 26, 2024 00:10 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001822 · form4-01252024_070102.xml · derivative · entry 2

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 1/3rd of the shares subject to the restricted stock units shall vest on each anniversary of January 23, 2024 (the "Vesting Commencement Date"), such that the entire award will be vested on the three-year anniversary of the Vesting Commencement Date.

F3 · derivative.expiration_date: 1/3rd of the shares subject to the restricted stock units shall vest on each anniversary of January 23, 2024 (the "Vesting Commencement Date"), such that the entire award will be vested on the three-year anniversary of the Vesting Commencement Date.

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January 23, 2024 Filed Jan 26, 2024 00:10 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $26.49 $0.00
Disclosure

SEC source: 0001415889-24-001822 · form4-01252024_070102.xml · derivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2034-01-22

F1 · derivative.exercise_date: 1/4th of the shares vest one year after January 23, 2024 (the "Vesting Commencement Date") and the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date.

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January 08, 2024 Filed Jan 10, 2024 01:12 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 SaleCommon Stock 5,209 $28.03 $146,033.27
Disclosure

SEC source: 0001415889-24-000881 · form4-01102024_010133.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,125

F1 · kind: Shares sold to cover tax withholding obligations associated with the vesting of restricted stock units.

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January 02, 2024 Filed Jan 5, 2024 00:01 UTC ALPINE IMMUNE SCIENCES, INC. ALPN · Entity 90802 GrantStock Option (Right to buy) · Derivative 17,500 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001626199-24-000008 · wk-form4_1704412885.xml · derivative · entry 1

Peetz Christopher · CIK 0001614740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2034-01-01

F1 · derivative.exercise_price: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F2 · derivative.exercise_date: 1/12 of the shares subject to the option become vested and exercisable on February 2, 2024 and 1/12 of the shares subject to the option shall vest monthly thereafter.

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July 03, 2023 Filed Jul 5, 2023 23:30 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 SaleCommon Stock 5,498 $25.65 $141,005.01
Disclosure

SEC source: 0001209191-23-041330 · doc4.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,334

F1 · kind: Shares sold to cover tax withholding obligations associated with the vesting of restricted stock units.

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May 10, 2023 Filed May 19, 2023 20:05 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantCommon Stock 1,256 $16.92 $21,255.92
Disclosure

SEC source: 0001209191-23-030951 · doc4.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,832

F1 · kind: This Form 4 is being filed voluntarily to report the acquisition of 1,256 shares by the Reporting Person on May 10, 2023 pursuant to the Issuer's Employee Stock Purchase Plan.

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January 31, 2023 Filed Feb 2, 2023 22:39 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-23-006297 · doc4.xml · derivative · entry 3

Peetz Christopher · CIK 0001614740 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-01-30

F2 · derivative.exercise_date: 1/4th of the shares vest one year after January 31, 2023 (the "Vesting Commencement Date") and the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date.

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January 31, 2023 Filed Feb 2, 2023 22:39 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006297 · doc4.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,576

F1 · shares: Represents restricted stock unit award granted under the Issuer's 2019 Equity Incentive Plan.

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January 09, 2023 Filed Mar 18, 2024 21:37 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 SaleCommon Stock 5,159 $20.62 $106,390.45
Disclosure

SEC source: 0001415889-24-008313 · form4-03182024_090320.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,953

F1 · kind: Shares sold to cover tax witholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: 7,000 shares held indirectly by the reporting person were inadvertently reported on prior Form 4 filings as direct holdings. The reporting person's holdings on this Form 4 have been adjusted accordingly.

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January 03, 2023 Filed Jan 5, 2023 23:57 UTC ALPINE IMMUNE SCIENCES, INC. ALPN · Entity 90802 GrantStock Option (Right to buy) · Derivative 10,000 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001626199-23-000017 · wf-form4_167296302568605.xml · derivative · entry 1

Peetz Christopher · CIK 0001614740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-01-02

F1 · derivative.exercise_price: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F2 · derivative.exercise_date: 1/12th of the shares subject to the option become vested and exercisable on February 3, 2023 and 1/12 of the shares subject to the option shall vest monthly thereafter.

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November 10, 2022 Filed Nov 15, 2022 02:45 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantCommon Stock 49 $17.05 $835.50
Disclosure

SEC source: 0001209191-22-056890 · doc4.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,576

F1 · kind: This Form 4 is being filed voluntarily to report the acquisition of 49 shares by the Reporting Person on November 10, 2022 pursuant to the Issuer's Employee Stock Purchase Plan.

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May 10, 2022 Filed May 13, 2022 01:17 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantCommon STock 1,500 $13.57 $20,349.00
Disclosure

SEC source: 0001209191-22-028722 · doc4.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,527

F1 · kind: This Form 4 is being filed voluntarily to report the acquisition of 1,500 shares by the Reporting Person on May 10, 2022 pursuant to the Issuer's Employee Stock Purchase Plan.

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January 06, 2022 Filed Jan 7, 2022 21:54 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantStock Option (right to buy) · Derivative 240,000 $0.00 Strike: $15.87 $0.00
Disclosure

SEC source: 0001209191-22-002429 · doc4.xml · derivative · entry 3

Peetz Christopher · CIK 0001614740 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires 2032-01-05

F2 · derivative.exercise_date: 1/4th of the shares vest one year after January 6, 2022 (the "Vesting Commencement Date") and the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date.

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January 06, 2022 Filed Jan 7, 2022 21:54 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002429 · doc4.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,027

F1 · shares: Represents restricted stock unit award granted under the Issuer's 2019 Equity Incentive Plan.

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January 03, 2022 Filed Jan 4, 2022 22:34 UTC ALPINE IMMUNE SCIENCES, INC. ALPN · Entity 90802 GrantStock Option (Right to buy) · Derivative 10,000 $0.00 Strike: $13.89 $0.00
Disclosure

SEC source: 0001626199-22-000014 · wf-form4_164133563801080.xml · derivative · entry 1

Peetz Christopher · CIK 0001614740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-01-02

F1 · derivative.exercise_price: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F2 · derivative.exercise_date: 1/12th of the shares subject to the option become vested and exercisable on February 3, 2022 and 1/12th of the shares subject to the option shall vest monthly thereafter.

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November 24, 2021 Filed Nov 30, 2021 02:47 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 PurchaseCommon Stock 7,000 $14.40 $100,800.00
Disclosure

SEC source: 0001209191-21-067067 · doc4.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,027

F1 · kind: The Reporting Person's purchase of MIRM common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's sale of 3,672 shares of MIRM common stock on October 1, 2021 at a price of $19.256. The transaction resulted in short-swing profits of $17,831.23 which the Reporting Person has disgorged to MIRM in accordance with Section 16(b) of the Securities Exchange Act of 1934.

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October 01, 2021 Filed Oct 2, 2021 00:00 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 SaleCommon Stock 3,672 $19.26 $70,708.03
Disclosure

SEC source: 0001209191-21-058610 · doc4.xml · nonDerivative · entry 2

Peetz Christopher · CIK 0001614740 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,027

F2 · shares: Shares sold to cover tax withholding obligations associated with the vesting of the performance-based restricted stock unit award granted to the Reporting Person on March 9, 2021.

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September 29, 2021 Filed Oct 2, 2021 00:00 UTC Mirum Pharmaceuticals, Inc. MIRM · Entity 2416 GrantCommon Stock 21,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058610 · doc4.xml · nonDerivative · entry 1

Peetz Christopher · CIK 0001614740 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,699

F1 · shares: The shares became issuable upon the satisfaction of certain performance conditions that were established at the time of the Compensation Committee's approval of a performance-based restricted stock unit award on March 9, 2021. On September 29, 2021, the Compensation Committee certified the achievement of the performance criteria resulting in the vesting of 10,937 shares on September 29, 2021 and 10,938 shares on June 30, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.