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person · Reporting owner

Rodman David Malcom

Disclosed activity across 2 companies

Tapewire entity
24112
SEC CIK
0001672659

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALPINE IMMUNE SCIENCES, INC.NVLS · Entity 90802Exec Vice President and CMOJanuary 03, 2017January 05, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALPINE IMMUNE SCIENCES, INC.

Report date January 03, 2017 · Filed January 05, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,368 Ending reported balance After 2017-01-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-01-03 · Exercise / conversion · Acquired 18,055 · Balance 18,055

F1: Represents shares issued on settlement of restricted stock units ("RSUs") granted to the reporting person upon vesting of such RSU's.

Row 2 · 2017-01-04 · Sale · Disposed 6,687 · Balance 11,368

F2: Shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person to cover tax obligations in connection with the vesting of RSUs.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.27 to $2.34, inclusive. The reporting person undertakes to provide Nivalis Therapeutics, Inc., any security holder of Nivalis Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct162,501 Reported balance After 2017-01-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-01-03 · Exercise / conversion · Disposed 18,056 · Balance 162,501

F4: Represent fully vested RSUs. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in twelve equal quarterly installments on the first day of each calendar quarter commencing July 1, 2016.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares issued on settlement of restricted stock units ("RSUs") granted to the reporting person upon vesting of such RSU's.

F2: Shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person to cover tax obligations in connection with the vesting of RSUs.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.27 to $2.34, inclusive. The reporting person undertakes to provide Nivalis Therapeutics, Inc., any security holder of Nivalis Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F4: Represent fully vested RSUs. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in twelve equal quarterly installments on the first day of each calendar quarter commencing July 1, 2016.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Mineralys Therapeutics, Inc.

Report date August 10, 2026 · Filed August 12, 2026

Section 16 reporting ended · disclosed 2026-08-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect51,384 Ending reported balance After 2026-08-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-10 · Exercise / conversion · Acquired 2,170 · Balance 53,554

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on October 6, 2025.

Row 2 · 2026-08-10 · Sale · Disposed 2,170 · Balance 51,384

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on October 6, 2025.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2033-02-09Direct13,024 Reported balance After 2026-08-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-10 · Exercise / conversion · Disposed 2,170 · Balance 13,024

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on October 6, 2025.

F2: The stock option vests as to 25% of the total number of shares of Common Stock subject to the option on the first anniversary of the grant date, and as to 1/48th of the total number of shares of Common Stock subject to the option on each monthly anniversary thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on October 6, 2025.

F2: The stock option vests as to 25% of the total number of shares of Common Stock subject to the option on the first anniversary of the grant date, and as to 1/48th of the total number of shares of Common Stock subject to the option on each monthly anniversary thereafter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2024 Filed May 15, 2024 20:43 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 6,348 $1.08 $6,855.84
Disclosure

SEC source: 0001628280-24-023621 · wk-form4_1715805784.xml · nonDerivative · entry 2

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:43 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 5,018 $0.54 $2,709.72
Disclosure

SEC source: 0001628280-24-023621 · wk-form4_1715805784.xml · nonDerivative · entry 1

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2024 Filed May 10, 2024 20:17 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 100 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001628280-24-022631 · wk-form4_1715372242.xml · derivative · entry 3

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 203,054

Underlying: Common Stock · 100 shares

Expires 2031-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $1.07 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2023.

F3 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on July 12, 2023, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

Read SEC document
May 09, 2024 Filed May 10, 2024 20:17 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 SaleCommon Stock 100 $15.00 $1,500.00
Disclosure

SEC source: 0001628280-24-022631 · wk-form4_1715372242.xml · nonDerivative · entry 2

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,997

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2023.

Read SEC document
May 09, 2024 Filed May 10, 2024 20:17 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 100 $1.08 $108.00
Disclosure

SEC source: 0001628280-24-022631 · wk-form4_1715372242.xml · nonDerivative · entry 1

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2023.

Read SEC document
April 12, 2024 Filed Apr 15, 2024 20:24 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 6,349 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001933414-24-000013 · wk-form4_1713212679.xml · derivative · entry 4

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,154

Underlying: Common Stock · 6,349 shares

Expires 2031-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $1.07 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F4 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on July 12, 2023, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

Read SEC document
April 12, 2024 Filed Apr 15, 2024 20:24 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 6,349 $1.08 $6,856.92
Disclosure

SEC source: 0001933414-24-000013 · wk-form4_1713212679.xml · nonDerivative · entry 2

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2024 Filed Apr 15, 2024 20:24 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 5,017 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001933414-24-000013 · wk-form4_1713212679.xml · derivative · entry 3

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,156

Underlying: Common Stock · 5,017 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $0.53 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F2 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on March 12, 2022, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

Read SEC document
April 11, 2024 Filed Apr 15, 2024 20:24 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 5,017 $0.54 $2,709.18
Disclosure

SEC source: 0001933414-24-000013 · wk-form4_1713212679.xml · nonDerivative · entry 1

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 13, 2024 21:35 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 6,348 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001628280-24-011003 · wk-form4_1710365726.xml · derivative · entry 4

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,503

Underlying: Common Stock · 6,348 shares

Expires 2031-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $1.07 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F4 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on July 12, 2023, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

Read SEC document
March 12, 2024 Filed Mar 13, 2024 21:35 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 6,348 $1.08 $6,855.84
Disclosure

SEC source: 0001628280-24-011003 · wk-form4_1710365726.xml · nonDerivative · entry 2

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 21:35 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 5,017 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001628280-24-011003 · wk-form4_1710365726.xml · derivative · entry 3

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,173

Underlying: Common Stock · 5,017 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $0.53 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F2 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on March 12, 2022, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 21:35 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 5,017 $0.54 $2,709.18
Disclosure

SEC source: 0001628280-24-011003 · wk-form4_1710365726.xml · nonDerivative · entry 1

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:26 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 GrantStock Option · Derivative 200,000 $0.00 Strike: $14.25 $0.00
Disclosure

SEC source: 0001628280-24-005066 · wk-form4_1708032387.xml · derivative · entry 1

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The stock option vests as to 25% of the total number of shares of Common Stock subject to the option on the first anniversary of the grant date, and as to 1/48th of the total number of shares of Common Stock subject to the option on each monthly anniversary thereafter.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:08 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 6,349 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001933414-24-000007 · wk-form4_1707858518.xml · derivative · entry 4

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,851

Underlying: Common Stock · 6,349 shares

Expires 2031-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $1.07 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F4 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on July 12, 2023, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:08 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 5,017 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001933414-24-000007 · wk-form4_1707858518.xml · derivative · entry 3

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,190

Underlying: Common Stock · 5,017 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $0.53 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F2 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on March 12, 2022, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:08 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 6,349 $1.08 $6,856.92
Disclosure

SEC source: 0001933414-24-000007 · wk-form4_1707858518.xml · nonDerivative · entry 2

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:08 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 5,017 $0.54 $2,709.18
Disclosure

SEC source: 0001933414-24-000007 · wk-form4_1707858518.xml · nonDerivative · entry 1

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2024 Filed Jan 12, 2024 21:01 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 6,348 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001933414-24-000003 · wk-form4_1705093286.xml · derivative · entry 4

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,200

Underlying: Common Stock · 6,348 shares

Expires 2031-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $1.07 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F5 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on July 12, 2022, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

Read SEC document
January 12, 2024 Filed Jan 12, 2024 21:01 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 6,348 $1.08 $6,855.84
Disclosure

SEC source: 0001933414-24-000003 · wk-form4_1705093286.xml · nonDerivative · entry 2

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2024 Filed Jan 12, 2024 21:01 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 5,017 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001933414-24-000003 · wk-form4_1705093286.xml · derivative · entry 3

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,207

Underlying: Common Stock · 5,017 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $0.53 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F3 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on March 12, 2022, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

Read SEC document
January 11, 2024 Filed Jan 12, 2024 21:01 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 5,017 $0.54 $2,709.18
Disclosure

SEC source: 0001933414-24-000003 · wk-form4_1705093286.xml · nonDerivative · entry 1

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This balance includes 1,466 shares purchased under the Mineralys Therapeutics, Inc. 2023 Employee Stock Purchase Plan that were not previously reported.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 22:08 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 5,018 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001933414-23-000094 · wk-form4_1702418911.xml · derivative · entry 2

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,224

Underlying: Common Stock · 5,018 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $0.53 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F2 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on March 12, 2022, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 22:08 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 5,018 $0.54 $2,709.72
Disclosure

SEC source: 0001933414-23-000094 · wk-form4_1702418911.xml · nonDerivative · entry 1

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 23:18 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 5,017 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001933414-23-000091 · wk-form4_1700003914.xml · derivative · entry 2

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,242

Underlying: Common Stock · 5,017 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $0.53 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F2 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on March 12, 2022, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 23:18 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 5,017 $0.54 $2,709.18
Disclosure

SEC source: 0001933414-23-000091 · wk-form4_1700003914.xml · nonDerivative · entry 1

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 22:15 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 10,034 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001933414-23-000088 · wk-form4_1699395330.xml · derivative · entry 2

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,259

Underlying: Common Stock · 10,034 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $0.53 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F2 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on March 12, 2022, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 22:15 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 10,034 $0.54 $5,418.36
Disclosure

SEC source: 0001933414-23-000088 · wk-form4_1699395330.xml · nonDerivative · entry 1

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 11, 2023 Filed Aug 11, 2023 23:11 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 76,182 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001933414-23-000062 · wf-form4_169179547763057.xml · derivative · entry 9

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,548

Underlying: Common Stock · 76,182 shares

Expires 2031-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $1.07 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F6 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on July 12, 2022, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

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August 11, 2023 Filed Aug 11, 2023 23:11 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 80,909 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001933414-23-000062 · wf-form4_169179547763057.xml · derivative · entry 8

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,293

Underlying: Common Stock · 80,909 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $0.53 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F4 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on March 12, 2022, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

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August 11, 2023 Filed Aug 11, 2023 23:11 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 SaleCommon Stock 76,182 $12.81 $975,891.42
Disclosure

SEC source: 0001933414-23-000062 · wf-form4_169179547763057.xml · nonDerivative · entry 6

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported is the weighted-average sales price, sold in multiple transactions at prices ranging from $12.39 to $13.185, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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August 11, 2023 Filed Aug 11, 2023 23:11 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 76,182 $1.08 $82,276.56
Disclosure

SEC source: 0001933414-23-000062 · wf-form4_169179547763057.xml · nonDerivative · entry 5

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 23:11 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 SaleCommon Stock 80,909 $12.81 $1,036,444.29
Disclosure

SEC source: 0001933414-23-000062 · wf-form4_169179547763057.xml · nonDerivative · entry 4

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported is the weighted-average sales price, sold in multiple transactions at prices ranging from $12.39 to $13.185, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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August 11, 2023 Filed Aug 11, 2023 23:11 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 80,909 $0.54 $43,690.86
Disclosure

SEC source: 0001933414-23-000062 · wf-form4_169179547763057.xml · nonDerivative · entry 3

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 23:11 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionStock Option · Derivative 74,625 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001933414-23-000062 · wf-form4_169179547763057.xml · derivative · entry 7

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,202

Underlying: Common Stock · 74,625 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $0.53 per share on the Reporting Person's Form 3 filed on February 9, 2023.

F4 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on March 12, 2022, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter.

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August 10, 2023 Filed Aug 11, 2023 23:11 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 SaleCommon Stock 74,625 $13.16 $982,065.00
Disclosure

SEC source: 0001933414-23-000062 · wf-form4_169179547763057.xml · nonDerivative · entry 2

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is the weighted-average sales price, sold in multiple transactions at prices ranging from $13.00 to $13.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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August 10, 2023 Filed Aug 11, 2023 23:11 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 Exercise / conversionCommon Stock 74,625 $0.54 $40,297.50
Disclosure

SEC source: 0001933414-23-000062 · wf-form4_169179547763057.xml · nonDerivative · entry 1

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 22:48 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 GrantStock Option · Derivative 20,000 $0.00 Strike: $15.44 $0.00
Disclosure

SEC source: 0001933414-23-000022 · wf-form4_167943889214123.xml · derivative · entry 1

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-03-17

F1 · derivative.exercise_date: The stock option vests as to 25% of the total number of shares of Common Stock subject to the option on the first anniversary of the grant date, and as to 1/48th of the total number of shares of Common Stock subject to the option on each monthly anniversary thereafter.

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February 09, 2023 Filed Feb 14, 2023 02:01 UTC Mineralys Therapeutics, Inc. MLYS · Entity 4432 GrantStock Option · Derivative 104,186 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001628280-23-003423 · wf-form4_167634004383047.xml · derivative · entry 1

Rodman David Malcom · CIK 0001672659 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,186

Underlying: Common Stock · 104,186 shares

Expires 2033-02-09

F1 · derivative.exercise_date: The stock option vests as to 25% of the total number of shares of Common Stock subject to the option on the first anniversary of the grant date, and as to 1/48th of the total number of shares of Common Stock subject to the option on each monthly anniversary thereafter.

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January 04, 2017 Filed Jan 5, 2017 16:00 UTC ALPINE IMMUNE SCIENCES, INC. NVLS · Entity 90802 SaleCommon Stock 6,687 $2.27 $15,179.49
Disclosure

SEC source: 0001104659-17-000803 · a4.xml · nonDerivative · entry 2

Rodman David Malcom · CIK 0001672659 · Exec Vice President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,368

F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person to cover tax obligations in connection with the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.27 to $2.34, inclusive. The reporting person undertakes to provide Nivalis Therapeutics, Inc., any security holder of Nivalis Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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January 03, 2017 Filed Jan 5, 2017 16:00 UTC ALPINE IMMUNE SCIENCES, INC. NVLS · Entity 90802 Exercise / conversionRestricted Stock Units · Derivative 18,056 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-17-000803 · a4.xml · derivative · entry 3

Rodman David Malcom · CIK 0001672659 · Exec Vice President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,501

Underlying: Common Stock · 18,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represent fully vested RSUs. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in twelve equal quarterly installments on the first day of each calendar quarter commencing July 1, 2016.

F4 · derivative.expiration_date: Represent fully vested RSUs. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in twelve equal quarterly installments on the first day of each calendar quarter commencing July 1, 2016.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:00 UTC ALPINE IMMUNE SCIENCES, INC. NVLS · Entity 90802 Exercise / conversionCommon Stock 18,055 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-000803 · a4.xml · nonDerivative · entry 1

Rodman David Malcom · CIK 0001672659 · Exec Vice President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares issued on settlement of restricted stock units ("RSUs") granted to the reporting person upon vesting of such RSU's.

Read SEC document
October 04, 2016 Filed Oct 5, 2016 20:16 UTC ALPINE IMMUNE SCIENCES, INC. NVLS · Entity 90802 SaleCommon Stock 5,820 $7.96 $46,327.20
Disclosure

SEC source: 0001104659-16-148903 · a4.xml · nonDerivative · entry 2

Rodman David Malcom · CIK 0001672659 · Exec Vice President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,236

F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person to cover tax obligations in connection with the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.95 to $8.00, inclusive. The reporting person undertakes to provide Nivalis Therapeutics, Inc., any security holder of Nivalis Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:16 UTC ALPINE IMMUNE SCIENCES, INC. NVLS · Entity 90802 Exercise / conversionRestricted Stock Units · Derivative 18,056 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-16-148903 · a4.xml · derivative · entry 3

Rodman David Malcom · CIK 0001672659 · Exec Vice President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,556

Underlying: Common Stock · 18,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represent fully vested RSUs. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in twelve equal quarterly installments on the first day of each calendar quarter commencing July 1, 2016.

F4 · derivative.expiration_date: Represent fully vested RSUs. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in twelve equal quarterly installments on the first day of each calendar quarter commencing July 1, 2016.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:16 UTC ALPINE IMMUNE SCIENCES, INC. NVLS · Entity 90802 Exercise / conversionCommon Stock 18,056 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-148903 · a4.xml · nonDerivative · entry 1

Rodman David Malcom · CIK 0001672659 · Exec Vice President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares issued on settlement of restricted stock units ("RSUs") granted to the reporting person upon vesting of such RSU's.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 20:16 UTC ALPINE IMMUNE SCIENCES, INC. NVLS · Entity 90802 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $7.77 $0.00
Disclosure

SEC source: 0001104659-16-144636 · a4.xml · derivative · entry 1

Rodman David Malcom · CIK 0001672659 · Exec Vice President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-09-12

F1 · derivative.exercise_price: The exercise price is equal to the closing price per share of Common Stock as reported on the Nasdaq Global Market on the date of grant.

F2 · derivative.exercise_date: The options vest and become exercisable over a four-year period, with 25% vesting on the first anniversary of the grant date (September 12, 2017) and 1/48th of the options vesting monthly thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.