Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MODINE MANUFACTURING COMOD · Entity 3547 | EVP, CFO | May 31, 2026 | June 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MODINE MANUFACTURING CO
Report date May 31, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 93,645 |
Reported balance
After 2026-05-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-31 · Tax withholding · Disposed 1,476 · Balance 93,645 F1: Shares disposed of in a private transaction to cover tax withholding. F2: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed of in a private transaction to cover tax withholding.
F2: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Platinum SpinCo, Inc.
Report date October 01, 2026 · Filed October 05, 2026
Section 16 reporting ended · disclosed 2026-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Other · Disposed 89,567 · Balance 0 F1: Represents 89,567 shares of the Issuer's common stock acquired by the Reporting Person in a pro rata distribution by Modine Manufacturing Company to holders of its common stock for no consideration, which occurred on October 1, 2026 in a transaction exempt under Rules 16a-9 and 16b-3 of the Securities Exchange Act of 1934, as amended (the "Distribution"). F2: On October 1, 2026, following the Distribution, each share of the Issuer's common stock, par value $0.001 per share, was disposed of by merger pursuant to the Agreement and Plan of Merger, dated as of January 29, 2026, by and among Gentherm Incorporated ("Gentherm"), Modine Manufacturing Company, Platinum Gold Merger Sub, Inc. and the Issuer, in exchange for 0.44619 shares of Gentherm common stock, no par value per share ("Gentherm Common Stock"). The closing price per share of Gentherm Common Stock on October 1, 2026 was $33.63. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 89,567 shares of the Issuer's common stock acquired by the Reporting Person in a pro rata distribution by Modine Manufacturing Company to holders of its common stock for no consideration, which occurred on October 1, 2026 in a transaction exempt under Rules 16a-9 and 16b-3 of the Securities Exchange Act of 1934, as amended (the "Distribution").
F2: On October 1, 2026, following the Distribution, each share of the Issuer's common stock, par value $0.001 per share, was disposed of by merger pursuant to the Agreement and Plan of Merger, dated as of January 29, 2026, by and among Gentherm Incorporated ("Gentherm"), Modine Manufacturing Company, Platinum Gold Merger Sub, Inc. and the Issuer, in exchange for 0.44619 shares of Gentherm common stock, no par value per share ("Gentherm Common Stock"). The closing price per share of Gentherm Common Stock on October 1, 2026 was $33.63.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2022 Filed Jun 7, 2022 20:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 2,124 | $11.72 | $24,893.28 |
DisclosureSEC source: 0001567619-22-012447 · doc1.xml · nonDerivative · entry 2 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,139 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 20:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 7,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012447 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,263 F1 · shares: Shares issued in settlement of Performance Stock for the performance period 2019 through 2022. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2022 Filed Jun 1, 2022 20:28 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option (Right to buy) · Derivative | 3,783 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0001567619-22-012006 · doc1.xml · derivative · entry 5 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 3,783 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in four equal installments on June 5, 2013, 2014, 2015, and 2016. Read SEC document |
| June 01, 2022 Filed Jun 1, 2022 20:28 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 3,783 | $11.94 | $45,169.02 |
DisclosureSEC source: 0001567619-22-012006 · doc1.xml · nonDerivative · entry 4 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,572 F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2022 Filed Jun 1, 2022 20:28 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 3,783 | $5.75 | $21,752.25 |
DisclosureSEC source: 0001567619-22-012006 · doc1.xml · nonDerivative · entry 3 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2022 Filed Jun 2, 2023 21:29 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 9,234 | $0.00 | $0.00 |
DisclosureSEC source: 0000067347-23-000024 · form4.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,604 F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 5/31/2024, 33% on 5/31/2025 and the remaining 34% on 5/31/2026. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2022 Filed Jun 1, 2022 20:28 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 2,083 | $11.26 | $23,454.58 |
DisclosureSEC source: 0001567619-22-012006 · doc1.xml · nonDerivative · entry 2 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,572 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2022 Filed Jun 1, 2022 20:28 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 2,915 | $11.26 | $32,822.90 |
DisclosureSEC source: 0001567619-22-012006 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,655 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| October 02, 2021 Filed Oct 5, 2021 18:39 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 9,061 | $11.94 | $108,188.34 |
DisclosureSEC source: 0001567619-21-017909 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,570 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 22:24 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option (Right to buy) · Derivative | 19,558 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001567619-21-011859 · doc1.xml · derivative · entry 3 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,558 Underlying: Common stock · 19,558 shares Expires 2031-06-04 F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/4/22. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 22:24 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 18,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011859 · doc1.xml · nonDerivative · entry 2 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,631 F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 22:24 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 4,823 | $17.79 | $85,801.17 |
DisclosureSEC source: 0001567619-21-011859 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,556 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:31 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,895 | $18.13 | $34,356.35 |
DisclosureSEC source: 0001567619-21-011543 · doc1.xml · nonDerivative · entry 4 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,379 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2021 Filed Jun 2, 2021 21:31 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 2,044 | $17.59 | $35,953.96 |
DisclosureSEC source: 0001567619-21-011543 · doc1.xml · nonDerivative · entry 3 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,274 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2021 Filed Jun 2, 2021 21:31 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 2,851 | $17.59 | $50,149.09 |
DisclosureSEC source: 0001567619-21-011543 · doc1.xml · nonDerivative · entry 2 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,318 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:31 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 10,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011543 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,169 F1 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2018 terminated in calendar 2021. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Cash Flow Return on Invested Capital (CFROIC) and Average Annual Revenue Growth. The Company's CFROIC for the performance period was 11.1% which exceeded the Target level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 59% of the Target. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| October 02, 2020 Filed Oct 7, 2020 00:37 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 78,377 | $0.00 Strike: $6.62 | $0.00 |
DisclosureSEC source: 0001567619-20-017640 · doc1.xml · derivative · entry 2 Lucareli Michael B · CIK 0001496134 · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,377 Underlying: Common stock · 78,377 shares Expires 2030-10-02 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 10/2/21. Read SEC document |
| October 02, 2020 Filed Oct 7, 2020 00:37 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 78,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017640 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,717 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:19 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 6,619 | $6.49 | $42,957.31 |
DisclosureSEC source: 0001567619-20-011926 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,167 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:15 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,313 | $5.34 | $7,011.42 |
DisclosureSEC source: 0001567619-20-011560 · doc1.xml · nonDerivative · entry 5 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,815 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 23:15 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,978 | $5.35 | $10,582.30 |
DisclosureSEC source: 0001567619-20-011560 · doc1.xml · nonDerivative · entry 4 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,128 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 5, 2020 21:05 UTC Amendment | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,993 | $5.35 | $10,662.55 |
DisclosureSEC source: 0001567619-20-011806 · doc1.xml · nonDerivative · entry 2 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,099 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F3 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. F3 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:15 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,403 | $5.35 | $7,506.05 |
DisclosureSEC source: 0001567619-20-011560 · doc1.xml · nonDerivative · entry 3 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,106 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:15 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 20,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011560 · doc1.xml · nonDerivative · entry 2 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,509 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 5, 2020 21:05 UTC Amendment | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,417 | $5.35 | $7,580.95 |
DisclosureSEC source: 0001567619-20-011806 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,092 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F3 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. F3 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 23:15 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,970 | $5.35 | $10,539.50 |
DisclosureSEC source: 0001567619-20-011560 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,826 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 16:20 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | PurchaseCommon stock | 5,000 | $6.78 | $33,879.50 |
DisclosureSEC source: 0001567619-19-022002 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,796 F1 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2019 Filed Jun 4, 2019 21:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 2,255 | $12.85 | $28,976.75 |
DisclosureSEC source: 0001567619-19-012698 · doc1.xml · nonDerivative · entry 5 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,796 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 21:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,835 | $12.85 | $23,579.75 |
DisclosureSEC source: 0001567619-19-012698 · doc1.xml · nonDerivative · entry 4 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,051 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 15,694 | $12.85 | $201,667.90 |
DisclosureSEC source: 0001567619-19-012698 · doc1.xml · nonDerivative · entry 3 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,886 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 35,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012698 · doc1.xml · nonDerivative · entry 2 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,580 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 2,783 | $12.85 | $35,761.55 |
DisclosureSEC source: 0001567619-19-012698 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,471 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2019 Filed May 31, 2019 19:58 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,973 | $13.28 | $26,201.44 |
DisclosureSEC source: 0001567619-19-012492 · doc1.xml · nonDerivative · entry 2 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,254 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2019 Filed May 31, 2019 19:58 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 29,537 | $0.00 Strike: $13.26 | $0.00 |
DisclosureSEC source: 0001567619-19-012492 · doc1.xml · derivative · entry 3 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,537 Underlying: Common stock · 29,537 shares Expires 2029-05-29 F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20. Read SEC document |
| May 29, 2019 Filed May 31, 2019 19:58 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 24,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012492 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,227 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 12,446 | $18.15 | $225,894.90 |
DisclosureSEC source: 0001140361-18-027442 · doc1.xml · nonDerivative · entry 4 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,416 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 27,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027442 · doc1.xml · nonDerivative · entry 3 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,862 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 3,899 | $18.15 | $70,766.85 |
DisclosureSEC source: 0001140361-18-027442 · doc1.xml · nonDerivative · entry 2 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,020 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,835 | $18.15 | $33,305.25 |
DisclosureSEC source: 0001140361-18-027442 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,919 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 22:29 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 2,779 | $18.00 | $50,022.00 |
DisclosureSEC source: 0001140361-18-027222 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,754 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:45 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 20,131 | $0.00 Strike: $17.90 | $0.00 |
DisclosureSEC source: 0001140361-18-026847 · doc1.xml · derivative · entry 2 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,131 Underlying: Common stock · 20,131 shares Expires 2028-05-30 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:45 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 17,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026847 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,533 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:42 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 3,715 | $0.00 Strike: $13.33 | $0.00 |
DisclosureSEC source: 0001140361-17-044789 · doc1.xml · derivative · entry 3 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 3,715 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in four equal installments on February 11, 2008, 2009, 2010, and 2011. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:42 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 3,715 | $22.80 | $84,702.00 |
DisclosureSEC source: 0001140361-17-044789 · doc1.xml · nonDerivative · entry 2 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,818 F1 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:42 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 3,715 | $13.33 | $49,520.95 |
DisclosureSEC source: 0001140361-17-044789 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:03 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,748 | $15.85 | $27,705.80 |
DisclosureSEC source: 0001140361-17-023944 · doc1.xml · nonDerivative · entry 5 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,818 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:03 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,801 | $15.85 | $28,545.85 |
DisclosureSEC source: 0001140361-17-023944 · doc1.xml · nonDerivative · entry 4 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,566 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:03 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 5,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023944 · doc1.xml · nonDerivative · entry 3 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,367 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:03 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,766 | $15.85 | $27,991.10 |
DisclosureSEC source: 0001140361-17-023944 · doc1.xml · nonDerivative · entry 2 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,222 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:03 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,286 | $15.85 | $20,383.10 |
DisclosureSEC source: 0001140361-17-023944 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,988 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.