Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BioAmber Inc.BIOA · Entity 167805 | Director | August 15, 2017 | August 16, 2017 |
| COGNITION THERAPEUTICS INCCGTX · Entity 6792 | Director | June 17, 2026 | June 22, 2026 |
| ORION ENERGY SYSTEMS, INC.OESX · Entity 6811 | Director | August 11, 2026 | August 12, 2026 |
| SUPERIOR INDUSTRIES INTERNATIONAL INCSUP · Entity 77072 | Director | May 22, 2025 | May 27, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BioAmber Inc.
Report date August 15, 2017 · Filed August 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,333 |
Reported balance
After 2017-08-15 transaction · row 1
1 source rowRow 1 · 2017-08-15 · Purchase · Acquired 13,333 · Balance 13,333 F1: The fixed combination, consisting of one share of common stock and associated warrant to purchase one share of common stock was issued at a price of $0.75. |
| Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2022-08-15 | Direct | 13,333 |
Reported balance
After 2017-08-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-08-15 · Purchase · Acquired 13,333 · Balance 13,333 F1: The fixed combination, consisting of one share of common stock and associated warrant to purchase one share of common stock was issued at a price of $0.75. |
Filing footnotes · ownership attribution and instrument terms
F1: The fixed combination, consisting of one share of common stock and associated warrant to purchase one share of common stock was issued at a price of $0.75.
COGNITION THERAPEUTICS INC
Report date June 17, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,500 |
Reported balance
After 2026-06-17 transaction · row 1
1 source rowRow 1 · 2026-06-17 · Grant · Acquired 25,000 · Balance 83,500 F1: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in full on the earlier of (i) June 17, 2027 or (ii) on the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service as a director as of the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in full on the earlier of (i) June 17, 2027 or (ii) on the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service as a director as of the applicable vesting date.
ORION ENERGY SYSTEMS, INC.
Report date August 11, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,897 |
Reported balance
After 2026-08-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-11 · Grant · Acquired 2,532 · Balance 35,897 F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively. F2: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 300,293 less shares of common stock held directly. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively.
F2: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 300,293 less shares of common stock held directly.
SUPERIOR INDUSTRIES INTERNATIONAL INC
Report date May 22, 2025 · Filed May 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 192,336 |
Reported balance
After 2025-05-22 transaction · row 1
1 source rowRow 1 · 2025-05-22 · Exercise / conversion · Acquired 37,338 · Balance 192,336 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-05-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-05-22 · Exercise / conversion · Disposed 37,338 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc. F2: The restricted stock units vest and settle in stock on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.
F2: The restricted stock units vest and settle in stock on the first anniversary of the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EMAGIN CORP
Report date October 18, 2023 · Filed October 19, 2023
Section 16 reporting ended · disclosed 2023-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-10-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-10-18 · Exercise / conversion · Acquired 5,557 · Balance 42,692 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 17, 2023, by and among the Issuer, Samsung Display Co., Ltd. ("Parent"), Emerald Intermediate, Inc., a wholly owned subsidiary of Parent ("Silk USA"), and Emerald Merger Sub, Inc., a wholly owned subsidiary of Silk USA ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger") effective as of October 18, 2023 (the "Effective Time") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2: At the Effective Time, each then-outstanding restricted stock unit ("RSU") award held by the Reporting Person became fully earned and vested with respect to the maximum number of shares underlying such RSU award. Row 2 · 2023-10-18 · Disposition to issuer · Disposed 42,692 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 17, 2023, by and among the Issuer, Samsung Display Co., Ltd. ("Parent"), Emerald Intermediate, Inc., a wholly owned subsidiary of Parent ("Silk USA"), and Emerald Merger Sub, Inc., a wholly owned subsidiary of Silk USA ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger") effective as of October 18, 2023 (the "Effective Time") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F3: At the Effective Time, each share of Common Stock held by the Reporting Person immediately prior to the Effective Time was converted into the right to receive $2.08 in cash, without interest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-10-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-10-18 · Exercise / conversion · Disposed 5,557 · Balance 0 F2: At the Effective Time, each then-outstanding restricted stock unit ("RSU") award held by the Reporting Person became fully earned and vested with respect to the maximum number of shares underlying such RSU award. F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 17, 2023, by and among the Issuer, Samsung Display Co., Ltd. ("Parent"), Emerald Intermediate, Inc., a wholly owned subsidiary of Parent ("Silk USA"), and Emerald Merger Sub, Inc., a wholly owned subsidiary of Silk USA ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger") effective as of October 18, 2023 (the "Effective Time") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2025-01-17 | Direct | 0 |
Reported balance
After 2023-10-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-10-18 · Disposition to issuer · Disposed 38,509 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 17, 2023, by and among the Issuer, Samsung Display Co., Ltd. ("Parent"), Emerald Intermediate, Inc., a wholly owned subsidiary of Parent ("Silk USA"), and Emerald Merger Sub, Inc., a wholly owned subsidiary of Silk USA ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger") effective as of October 18, 2023 (the "Effective Time") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F4: At the Effective Time, each then-outstanding option to purchase Common Stock that had a per share exercise price that was less than $2.08 (each, an "In-the-Money Option") was cancelled and converted into the right to receive an amount in cash equal to the product of (I) the excess, if any, of $2.08 over the applicable exercise price per share of Common Stock subject to such cancelled In-the-Money Option multiplied by (II) the aggregate number of shares of Common Stock subject to such In-the-Money Option immediately prior to the Effective Time. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2028-07-01 | Direct | 0 |
Reported balance
After 2023-10-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-10-18 · Disposition to issuer · Disposed 34,946 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 17, 2023, by and among the Issuer, Samsung Display Co., Ltd. ("Parent"), Emerald Intermediate, Inc., a wholly owned subsidiary of Parent ("Silk USA"), and Emerald Merger Sub, Inc., a wholly owned subsidiary of Silk USA ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger") effective as of October 18, 2023 (the "Effective Time") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F4: At the Effective Time, each then-outstanding option to purchase Common Stock that had a per share exercise price that was less than $2.08 (each, an "In-the-Money Option") was cancelled and converted into the right to receive an amount in cash equal to the product of (I) the excess, if any, of $2.08 over the applicable exercise price per share of Common Stock subject to such cancelled In-the-Money Option multiplied by (II) the aggregate number of shares of Common Stock subject to such In-the-Money Option immediately prior to the Effective Time. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.92 · Expires 2026-01-03 | Direct | 0 |
Reported balance
After 2023-10-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-10-18 · Disposition to issuer · Disposed 73,915 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 17, 2023, by and among the Issuer, Samsung Display Co., Ltd. ("Parent"), Emerald Intermediate, Inc., a wholly owned subsidiary of Parent ("Silk USA"), and Emerald Merger Sub, Inc., a wholly owned subsidiary of Silk USA ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger") effective as of October 18, 2023 (the "Effective Time") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F4: At the Effective Time, each then-outstanding option to purchase Common Stock that had a per share exercise price that was less than $2.08 (each, an "In-the-Money Option") was cancelled and converted into the right to receive an amount in cash equal to the product of (I) the excess, if any, of $2.08 over the applicable exercise price per share of Common Stock subject to such cancelled In-the-Money Option multiplied by (II) the aggregate number of shares of Common Stock subject to such In-the-Money Option immediately prior to the Effective Time. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.47 · Expires 2029-07-02 | Direct | 0 |
Reported balance
After 2023-10-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-10-18 · Disposition to issuer · Disposed 150,818 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 17, 2023, by and among the Issuer, Samsung Display Co., Ltd. ("Parent"), Emerald Intermediate, Inc., a wholly owned subsidiary of Parent ("Silk USA"), and Emerald Merger Sub, Inc., a wholly owned subsidiary of Silk USA ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger") effective as of October 18, 2023 (the "Effective Time") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F4: At the Effective Time, each then-outstanding option to purchase Common Stock that had a per share exercise price that was less than $2.08 (each, an "In-the-Money Option") was cancelled and converted into the right to receive an amount in cash equal to the product of (I) the excess, if any, of $2.08 over the applicable exercise price per share of Common Stock subject to such cancelled In-the-Money Option multiplied by (II) the aggregate number of shares of Common Stock subject to such In-the-Money Option immediately prior to the Effective Time. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.83 · Expires 2030-07-06 | Direct | 0 |
Reported balance
After 2023-10-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-10-18 · Disposition to issuer · Disposed 25,000 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 17, 2023, by and among the Issuer, Samsung Display Co., Ltd. ("Parent"), Emerald Intermediate, Inc., a wholly owned subsidiary of Parent ("Silk USA"), and Emerald Merger Sub, Inc., a wholly owned subsidiary of Silk USA ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger") effective as of October 18, 2023 (the "Effective Time") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F4: At the Effective Time, each then-outstanding option to purchase Common Stock that had a per share exercise price that was less than $2.08 (each, an "In-the-Money Option") was cancelled and converted into the right to receive an amount in cash equal to the product of (I) the excess, if any, of $2.08 over the applicable exercise price per share of Common Stock subject to such cancelled In-the-Money Option multiplied by (II) the aggregate number of shares of Common Stock subject to such In-the-Money Option immediately prior to the Effective Time. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.73 · Expires 2032-06-10 | Direct | 0 |
Reported balance
After 2023-10-18 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-10-18 · Disposition to issuer · Disposed 45,000 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 17, 2023, by and among the Issuer, Samsung Display Co., Ltd. ("Parent"), Emerald Intermediate, Inc., a wholly owned subsidiary of Parent ("Silk USA"), and Emerald Merger Sub, Inc., a wholly owned subsidiary of Silk USA ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger") effective as of October 18, 2023 (the "Effective Time") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F4: At the Effective Time, each then-outstanding option to purchase Common Stock that had a per share exercise price that was less than $2.08 (each, an "In-the-Money Option") was cancelled and converted into the right to receive an amount in cash equal to the product of (I) the excess, if any, of $2.08 over the applicable exercise price per share of Common Stock subject to such cancelled In-the-Money Option multiplied by (II) the aggregate number of shares of Common Stock subject to such In-the-Money Option immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 17, 2023, by and among the Issuer, Samsung Display Co., Ltd. ("Parent"), Emerald Intermediate, Inc., a wholly owned subsidiary of Parent ("Silk USA"), and Emerald Merger Sub, Inc., a wholly owned subsidiary of Silk USA ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger") effective as of October 18, 2023 (the "Effective Time") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.
F2: At the Effective Time, each then-outstanding restricted stock unit ("RSU") award held by the Reporting Person became fully earned and vested with respect to the maximum number of shares underlying such RSU award.
F3: At the Effective Time, each share of Common Stock held by the Reporting Person immediately prior to the Effective Time was converted into the right to receive $2.08 in cash, without interest.
F4: At the Effective Time, each then-outstanding option to purchase Common Stock that had a per share exercise price that was less than $2.08 (each, an "In-the-Money Option") was cancelled and converted into the right to receive an amount in cash equal to the product of (I) the excess, if any, of $2.08 over the applicable exercise price per share of Common Stock subject to such cancelled In-the-Money Option multiplied by (II) the aggregate number of shares of Common Stock subject to such In-the-Money Option immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2021 Filed Jun 24, 2021 15:06 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004475 · primarydocument.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 16:09 UTC | EMAGIN CORP EMAN · Entity 17698 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,971 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001179110-21-006593 · edgar.xml · derivative · entry 2 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,971 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of options granted on 7/1/14, and set to expire on 7/1/21. F2 · derivative.exercise_date: All shares underlying this option have vested. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 16:09 UTC | EMAGIN CORP EMAN · Entity 17698 | Exercise / conversionCommon Stock | 25,971 | $2.14 | $55,577.94 |
DisclosureSEC source: 0001179110-21-006593 · edgar.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of options granted on 7/1/14, and set to expire on 7/1/21. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:40 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 8,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011802 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,971 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document |
| May 25, 2021 Filed May 27, 2021 15:34 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | GrantRestricted Stock Unit · Derivative | 15,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003775 · primarydocument.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,577 Underlying: Common Stock · 15,577 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc. F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| July 06, 2020 Filed Jul 9, 2020 17:05 UTC | EMAGIN CORP EMAN · Entity 17698 | GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001179110-20-008145 · edgar.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2030-07-06 F1 · derivative.exercise_date: 12,500 shares of such options vested as of July 6, 2020 and 12,500 shares shall vest on July 5, 2021 or by the next Annual Meeting, whichever is sooner. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 11:45 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | GrantRestricted Stock Unit · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004635 · primarydocument.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc. F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:47 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 11,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011987 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,610 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 14:31 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | Exercise / conversionRestricted Stock Unit · Derivative | 16,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003128 · primarydocument.xml · derivative · entry 2 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc. F2 · derivative.exercise_date: The restricted stock units were granted on April 23, 2019 and vest and settle in stock on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units were granted on April 23, 2019 and vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 14:31 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | Exercise / conversionCommon Stock | 16,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003128 · primarydocument.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:26 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 9,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016375 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,131 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 10:22 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | PurchaseCommon Stock | 18,000 | $2.85 | $51,210.00 |
DisclosureSEC source: 0001562180-19-004264 · primarydocument.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,132 F1 · price: Represents the weighted average purchase price. The shares were purchased at prices ranging from $2.64 to $3.005 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 16:11 UTC | EMAGIN CORP EMAN · Entity 17698 | GrantStock Option (Right to Buy) · Derivative | 150,818 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001213900-19-012056 · ownership.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,818 Underlying: Common Stock · 150,818 shares Expires 2029-07-02 F1 · derivative.exercise_date: 78,305 shares of such options vested as of July 2, 2019 and 72,513 shares shall vest on December 31, 2019. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 08:52 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | GrantRestricted Stock Unit · Derivative | 16,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002348 · primarydocument.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,779 Underlying: Common Stock · 16,779 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc. F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| April 19, 2019 Filed Apr 22, 2019 12:53 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | Exercise / conversionRestricted Stock Unit · Derivative | 6,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002321 · primarydocument.xml · derivative · entry 2 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc. F2 · derivative.exercise_date: The restricted stock units were granted on April 19, 2018 and vest and settle in stock on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units were granted on April 19, 2018 and vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| April 19, 2019 Filed Apr 22, 2019 12:53 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | Exercise / conversionCommon Stock | 6,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002321 · primarydocument.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:49 UTC | EMAGIN CORP EMAN · Entity 17698 | GrantStock Option (Right to Buy) · Derivative | 73,915 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001213900-19-000342 · ownership.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,915 Underlying: Common Stock · 73,915 shares Expires 2026-01-03 F1 · derivative.exercise_date: 40,636 shares of such options vested as of January 3, 2019 and 33,279 shares shall vest on June 30, 2019. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 11:22 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | PurchaseCommon Stock | 10,000 | $7.91 | $79,100.00 |
DisclosureSEC source: 0001562180-18-004635 · primarydocument.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,259 F1 · price: Represents the weighted average purchase price. The shares were purchased at prices ranging from $7.79 to $8.00 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 09:12 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | Exercise / conversionRestricted Stock Unit · Derivative | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003421 · primarydocument.xml · derivative · entry 2 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,873 Underlying: Common Stock · 1,229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc. F2 · derivative.exercise_date: The restricted stock units were granted on July 26, 2017 and vest and settle in stock on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units were granted on July 26, 2017 and vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 09:12 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | Exercise / conversionCommon Stock | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003421 · primarydocument.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 12:30 UTC | EMAGIN CORP EMAN · Entity 17698 | GrantStock Options (right to buy) · Derivative | 34,946 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001213900-18-008664 · ownership.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,946 Underlying: Common Stock · 34,946 shares Expires 2028-07-01 F1 · derivative.exercise_date: 17,851 shares of such options vested as of July 1, 2018 and 17,095 shares shall vest on December 31, 2018. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 20:56 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 5,000 | $0.97 | $4,850.00 |
DisclosureSEC source: 0001140361-18-028438 · doc1.xml · nonDerivative · entry 2 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,098 Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 20:56 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 5,000 | $0.96 | $4,800.00 |
DisclosureSEC source: 0001140361-18-028438 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,098 Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:47 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 20,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028112 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,098 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 10:51 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | Exercise / conversionRestricted Stock Unit · Derivative | 3,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001981 · primarydocument.xml · derivative · entry 2 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,102 Underlying: Common Stock · 3,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc. F2 · derivative.exercise_date: The restricted stock units were granted on April 25, 2017 and vest and settle in stock on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units were granted on April 25, 2017 and vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 10:51 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | Exercise / conversionCommon Stock | 3,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001981 · primarydocument.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2018 Filed Apr 19, 2018 13:09 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | GrantRestricted Stock Unit · Derivative | 6,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001924 · primarydocument.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,132 Underlying: Common Stock · 6,873 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc. F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 00:01 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 23,500 | $0.86 | $20,116.00 |
DisclosureSEC source: 0001140361-18-010596 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,848 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.84 to $0.8675. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| February 15, 2018 Filed Mar 22, 2018 20:07 UTC | EMAGIN CORP EMAN · Entity 17698 | PurchaseWarrants (Right to Buy) · Derivative | 7,408 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0001213900-18-003336 · f4021518richstone_emagin.xml · derivative · entry 2 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,408 Underlying: Common Stock · 7,408 shares Expires 2023-02-15 Read SEC document |
| February 15, 2018 Filed Mar 22, 2018 20:07 UTC | EMAGIN CORP EMAN · Entity 17698 | PurchaseCommon Stock | 18,519 | $1.35 | $25,000.65 |
DisclosureSEC source: 0001213900-18-003336 · f4021518richstone_emagin.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,519 Read SEC document |
| January 17, 2018 Filed Feb 2, 2018 11:12 UTC | EMAGIN CORP EMAN · Entity 17698 | GrantStock Options (right to buy) · Derivative | 38,509 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001213900-18-001184 · f4011718richstone_emagin.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,509 Underlying: Common Stock · 38,509 shares Expires 2025-01-17 F1 · derivative.exercise_date: 19,686 of such options vested as of 1-17-2018 and 18,823 shall vest on 06-30-2018. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 17:40 UTC | BioAmber Inc. BIOA · Entity 167805 | PurchaseCommon Stock Warrants (right to buy) · Derivative | 13,333 | Not disclosed Strike: $0.75 | Not disclosed |
DisclosureSEC source: 0001209191-17-049136 · doc4.xml · derivative · entry 2 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Common Stock · 13,333 shares Expires 2022-08-15 F1 · price: The fixed combination, consisting of one share of common stock and associated warrant to purchase one share of common stock was issued at a price of $0.75. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 17:40 UTC | BioAmber Inc. BIOA · Entity 167805 | PurchaseCommon Stock | 13,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049136 · doc4.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 F1 · price: The fixed combination, consisting of one share of common stock and associated warrant to purchase one share of common stock was issued at a price of $0.75. Read SEC document |
| July 26, 2017 Filed Sep 7, 2017 14:45 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | GrantRestricted Stock Unit · Derivative | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002886 · primarydocument.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,260 Underlying: Common Stock · 1,229 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc. F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 13:09 UTC | EMAGIN CORP EMAN · Entity 17698 | GrantStock Options (right to buy) · Derivative | 26,932 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0001213900-17-007257 · f4070517richstone_emagin.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,858 Underlying: Common Stock · 26,932 shares Expires 2024-07-05 F1 · derivative.exercise_date: 13,747 of such options vested as of 07-05-2017 and 13,185 shall vest on 12-31-2017. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:52 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 29,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025190 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,348 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| May 11, 2017 Filed May 17, 2017 21:50 UTC | BioAmber Inc. BIOA · Entity 167805 | GrantStock Option (right to buy) · Derivative | 36,000 | $0.00 Strike: $2.26 | $0.00 |
DisclosureSEC source: 0001209191-17-033312 · doc4.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 36,000 shares Expires 2027-05-11 F1 · derivative.exercise_date: These options will vest on a quarterly basis, as follows: 25% will vest on August 11, 2017, 25% will vest on November 11, 2017, 25% will vest on February 11, 2018 and 25% will vest on May 11, 2018. Read SEC document |
| April 25, 2017 Filed Jun 29, 2017 15:21 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | GrantRestricted Stock Unit · Derivative | 3,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002335 · primarydocument.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,031 Underlying: Common Stock · 3,031 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc. F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:50 UTC | EMAGIN CORP EMAN · Entity 17698 | GrantStock Options (right to buy) · Derivative | 30,244 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001213900-17-000105 · f4010317richstone_emagin.xml · derivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,926 Underlying: Common Stock · 30,244 shares Expires 2024-01-03 F1 · derivative.exercise_date: 15,335 of such options vested as of 01-03-2017 and 14,909 shall vest on 06-30-2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.