person · Reporting owner
BASSWOOD OPPORTUNITY PARTNERS, L.P.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dime Commercial Bancshares, Inc. /NY/DCOM · Entity 4607 | Director · Director-by-Deputization | August 11, 2026 | August 13, 2026 |
| Regional Management Corp.RM · Entity 2197 | Director · 10% owner · Director-by-Deputization | February 20, 2026 | February 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dime Commercial Bancshares, Inc. /NY/
Report date August 11, 2026 · Filed August 13, 2026
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL FUND, L.P., Basswood Financial Fund, Ltd., BASSWOOD FINANCIAL LONG ONLY FUND, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnote | 922,506 |
Reported balance
After 2026-08-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-08-11 · Sale · Disposed 8,594 · Balance 922,506 F1: Notes are included on Exhibit 99.1 hereto. F2: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 32,205 |
Reported balance
After 2026-08-11 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-08-11 · Sale · Disposed 80 · Balance 32,205 F1: Notes are included on Exhibit 99.1 hereto. F3: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 909,507 |
Reported balance
After 2026-08-12 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-08-12 · Sale · Disposed 12,999 · Balance 909,507 F1: Notes are included on Exhibit 99.1 hereto. F2: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,450 |
Reported balance
After 2026-08-12 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-08-12 · Sale · Disposed 755 · Balance 31,450 F1: Notes are included on Exhibit 99.1 hereto. F3: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 130,831 |
Reported balance
After 2026-08-12 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2026-08-12 · Sale · Disposed 5,240 · Balance 130,831 F1: Notes are included on Exhibit 99.1 hereto. F4: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,153 |
Reported balance
After 2026-08-12 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2026-08-12 · Sale · Disposed 243 · Balance 6,153 F1: Notes are included on Exhibit 99.1 hereto. F5: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 423,243 |
Reported balance
After 2026-08-12 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2026-08-12 · Sale · Disposed 13,098 · Balance 423,243 F1: Notes are included on Exhibit 99.1 hereto. F6: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 906,625 |
Reported balance
After 2026-08-13 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2026-08-13 · Sale · Disposed 2,882 · Balance 906,625 F1: Notes are included on Exhibit 99.1 hereto. F2: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,282 |
Reported balance
After 2026-08-13 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2026-08-13 · Sale · Disposed 168 · Balance 31,282 F1: Notes are included on Exhibit 99.1 hereto. F3: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 129,669 |
Reported balance
After 2026-08-13 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2026-08-13 · Sale · Disposed 1,162 · Balance 129,669 F1: Notes are included on Exhibit 99.1 hereto. F4: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,099 |
Reported balance
After 2026-08-13 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2026-08-13 · Sale · Disposed 54 · Balance 6,099 F1: Notes are included on Exhibit 99.1 hereto. F5: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 420,339 |
Reported balance
After 2026-08-13 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2026-08-13 · Sale · Disposed 2,904 · Balance 420,339 F1: Notes are included on Exhibit 99.1 hereto. F6: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,545 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 1,545 F1: Notes are included on Exhibit 99.1 hereto. F7: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | Direct | 179,380 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 179,380 F1: Notes are included on Exhibit 99.1 hereto. F8: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | Direct | 138,282 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 138,282 F1: Notes are included on Exhibit 99.1 hereto. F9: Notes are included on Exhibit 99.1 hereto. |
Filing footnotes · ownership attribution and instrument terms
F1: Notes are included on Exhibit 99.1 hereto.
F2: Notes are included on Exhibit 99.1 hereto.
F3: Notes are included on Exhibit 99.1 hereto.
F4: Notes are included on Exhibit 99.1 hereto.
F5: Notes are included on Exhibit 99.1 hereto.
F6: Notes are included on Exhibit 99.1 hereto.
F7: Notes are included on Exhibit 99.1 hereto.
F8: Notes are included on Exhibit 99.1 hereto.
F9: Notes are included on Exhibit 99.1 hereto.
Regional Management Corp.
Report date February 20, 2026 · Filed February 25, 2026
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD FINANCIAL FUND, L.P., Basswood Financial Fund, Ltd., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD PARTNERS, L.L.C.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 426,916 |
Reported balance
After 2026-02-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-02-20 · Sale · Disposed 3,201 · Balance 426,916 F1: See Exhibit 99.1. F2: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 24,334 |
Reported balance
After 2026-02-20 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-02-20 · Sale · Disposed 138 · Balance 24,334 F1: See Exhibit 99.1. F3: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 262,287 |
Reported balance
After 2026-02-20 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-02-20 · Sale · Disposed 2,391 · Balance 262,287 F1: See Exhibit 99.1. F4: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 4,930 |
Reported balance
After 2026-02-20 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-02-20 · Sale · Disposed 54 · Balance 4,930 F1: See Exhibit 99.1. F5: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 103,870 |
Reported balance
After 2026-02-20 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2026-02-20 · Sale · Disposed 632 · Balance 103,870 F1: See Exhibit 99.1. F6: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 425,606 |
Reported balance
After 2026-02-23 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2026-02-23 · Sale · Disposed 1,310 · Balance 425,606 F1: See Exhibit 99.1. F2: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 24,277 |
Reported balance
After 2026-02-23 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2026-02-23 · Sale · Disposed 57 · Balance 24,277 F1: See Exhibit 99.1. F3: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 261,307 |
Reported balance
After 2026-02-23 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2026-02-23 · Sale · Disposed 980 · Balance 261,307 F1: See Exhibit 99.1. F4: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 4,908 |
Reported balance
After 2026-02-23 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2026-02-23 · Sale · Disposed 22 · Balance 4,908 F1: See Exhibit 99.1. F5: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 103,611 |
Reported balance
After 2026-02-23 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2026-02-23 · Sale · Disposed 259 · Balance 103,611 F1: See Exhibit 99.1. F6: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 968 |
Reported balance
Holding disclosure · report date 2026-02-20 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 968 F1: See Exhibit 99.1. F7: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 31,411 |
Reported balance
Holding disclosure · report date 2026-02-20 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 31,411 F1: See Exhibit 99.1. F8: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
F2: See Exhibit 99.1.
F3: See Exhibit 99.1.
F4: See Exhibit 99.1.
F5: See Exhibit 99.1.
F6: See Exhibit 99.1.
F7: See Exhibit 99.1.
F8: See Exhibit 99.1.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2020 Filed May 15, 2020 20:13 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 2,748 | $11.32 | $31,107.36 |
DisclosureSEC source: 0001567619-20-010510 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 49,857 F1 · ownership.nature: See Exhibit 99.1 F8 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:13 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 5,416 | $11.32 | $61,309.12 |
DisclosureSEC source: 0001567619-20-010510 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 134,705 F1 · ownership.nature: See Exhibit 99.1 F7 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:13 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 7,621 | $11.32 | $86,269.72 |
DisclosureSEC source: 0001567619-20-010510 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 229,453 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:13 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 31,865 | $11.32 | $360,711.80 |
DisclosureSEC source: 0001567619-20-010510 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 343,500 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:13 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock | 4,815 | $11.30 | $54,409.50 |
DisclosureSEC source: 0001567619-20-010510 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,575 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:13 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock | 2,173 | $11.30 | $24,554.90 |
DisclosureSEC source: 0001567619-20-010510 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 39,013 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:13 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock, par value $0.10 per share ("Common Stock") | 40,662 | $11.30 | $459,480.60 |
DisclosureSEC source: 0001567619-20-010510 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:29 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 1,851 | $25.88 | $47,903.88 |
DisclosureSEC source: 0001567619-19-017884 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 41,355 F1 · ownership.nature: See Exhibit 99.1 F8 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:29 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 863 | $25.88 | $22,334.44 |
DisclosureSEC source: 0001567619-19-017884 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 22,051 F1 · ownership.nature: See Exhibit 99.1 F7 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:29 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 52,567 | $25.88 | $1,360,433.96 |
DisclosureSEC source: 0001567619-19-017884 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 750,188 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:29 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock | 75,000 | $25.85 | $1,938,750.00 |
DisclosureSEC source: 0001567619-19-017884 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 131,822 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:29 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 4,994 | $25.88 | $129,244.72 |
DisclosureSEC source: 0001567619-19-017884 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 125,722 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:29 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 1,712 | $25.88 | $44,306.56 |
DisclosureSEC source: 0001567619-19-017884 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 41,186 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:29 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock, par value $0.10 per share ("Common Stock") | 13,013 | $25.88 | $336,776.44 |
DisclosureSEC source: 0001567619-19-017884 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 311,635 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 21:54 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 3,039 | $27.44 | $83,390.16 |
DisclosureSEC source: 0001567619-19-016391 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 39,504 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F9 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 21:54 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 1,644 | $27.44 | $45,111.36 |
DisclosureSEC source: 0001567619-19-016391 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 21,188 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F8 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 21:54 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 69,926 | $27.44 | $1,918,769.44 |
DisclosureSEC source: 0001567619-19-016391 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 697,621 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F7 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 21:54 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 74,609 | $27.44 | $2,047,270.96 |
DisclosureSEC source: 0001567619-19-016391 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 206,822 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 21:54 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock | 31,749 | $27.10 | $860,397.90 |
DisclosureSEC source: 0001567619-19-016391 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 281,431 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 21:54 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 8,923 | $27.13 | $242,080.99 |
DisclosureSEC source: 0001567619-19-016391 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 120,728 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 21:54 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 2,529 | $27.13 | $68,611.77 |
DisclosureSEC source: 0001567619-19-016391 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 39,474 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 21:54 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock, par value $0.10 per share ("Common Stock") | 20,297 | $27.13 | $550,657.61 |
DisclosureSEC source: 0001567619-19-016391 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 298,622 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 28, 2019 Filed May 29, 2019 01:31 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 20,729 | $24.03 | $498,117.87 |
DisclosureSEC source: 0001567619-19-012284 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 111,805 F1 · ownership.nature: See Exhibit 99.1 F8 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 28, 2019 Filed May 29, 2019 01:31 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 6,822 | $24.03 | $163,932.66 |
DisclosureSEC source: 0001567619-19-012284 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 36,945 F1 · ownership.nature: See Exhibit 99.1 F7 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 28, 2019 Filed May 29, 2019 01:31 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 41,426 | $24.03 | $995,466.78 |
DisclosureSEC source: 0001567619-19-012284 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 278,325 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 28, 2019 Filed May 29, 2019 01:31 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock | 68,977 | $23.95 | $1,651,999.15 |
DisclosureSEC source: 0001567619-19-012284 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 371,220 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 24, 2019 Filed May 29, 2019 01:31 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 113,102 | $24.11 | $2,726,889.22 |
DisclosureSEC source: 0001567619-19-012284 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 569,655 F10 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 24, 2019 Filed May 29, 2019 01:31 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 11,917 | $24.11 | $287,318.87 |
DisclosureSEC source: 0001567619-19-012284 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 36,465 F10 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 24, 2019 Filed May 29, 2019 01:31 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 2,464 | $24.11 | $59,407.04 |
DisclosureSEC source: 0001567619-19-012284 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,544 F10 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 24, 2019 Filed May 29, 2019 01:31 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 127,483 | $24.11 | $3,073,615.13 |
DisclosureSEC source: 0001567619-19-012284 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 440,197 F10 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 22, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 116,891 | $27.65 | $3,232,036.15 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 12 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 568,856 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 22, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 941 | $27.95 | $26,300.95 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 11 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 685,747 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 22, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 27,237 | $27.65 | $753,103.05 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 10 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 74,338 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 22, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 219 | $27.95 | $6,121.05 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 101,575 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 22, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 4,935 | $27.65 | $136,452.75 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 314,229 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 22, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 40 | $27.95 | $1,118.00 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 319,164 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 1,219 | $28.82 | $35,131.58 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 686,688 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 8,975 | $29.71 | $266,647.25 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 687,907 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 284 | $28.82 | $8,184.88 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 101,794 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 2,091 | $29.71 | $62,123.61 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 102,078 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 52 | $28.82 | $1,498.64 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 319,204 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock, par value $0.01 per share ("Common Stock") | 379 | $29.71 | $11,260.09 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 319,256 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 2,901 | $30.69 | $89,031.69 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 15 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 696,882 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 12,347 | $30.26 | $373,620.22 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 14 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 699,783 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 676 | $30.69 | $20,746.44 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 13 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 104,169 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 2,877 | $30.26 | $87,058.02 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 12 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 104,845 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 123 | $30.69 | $3,774.87 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 11 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 319,635 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 521 | $30.26 | $15,765.46 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 10 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 319,758 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 2,823 | $31.05 | $87,654.15 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 712,130 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 658 | $31.05 | $20,430.90 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 107,722 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.