person · Reporting owner
BASSWOOD FINANCIAL FUND, L.P.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dime Commercial Bancshares, Inc. /NY/DCOM · Entity 4607 | Director · Director-by-Deputization | August 11, 2026 | August 13, 2026 |
| Regional Management Corp.RM · Entity 2197 | Director · 10% owner · Director-by-Deputization | February 20, 2026 | February 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dime Commercial Bancshares, Inc. /NY/
Report date August 11, 2026 · Filed August 13, 2026
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD OPPORTUNITY PARTNERS, L.P., Basswood Financial Fund, Ltd., BASSWOOD FINANCIAL LONG ONLY FUND, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnote | 922,506 |
Reported balance
After 2026-08-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-08-11 · Sale · Disposed 8,594 · Balance 922,506 F1: Notes are included on Exhibit 99.1 hereto. F2: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 32,205 |
Reported balance
After 2026-08-11 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-08-11 · Sale · Disposed 80 · Balance 32,205 F1: Notes are included on Exhibit 99.1 hereto. F3: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 909,507 |
Reported balance
After 2026-08-12 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-08-12 · Sale · Disposed 12,999 · Balance 909,507 F1: Notes are included on Exhibit 99.1 hereto. F2: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,450 |
Reported balance
After 2026-08-12 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-08-12 · Sale · Disposed 755 · Balance 31,450 F1: Notes are included on Exhibit 99.1 hereto. F3: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 130,831 |
Reported balance
After 2026-08-12 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2026-08-12 · Sale · Disposed 5,240 · Balance 130,831 F1: Notes are included on Exhibit 99.1 hereto. F4: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,153 |
Reported balance
After 2026-08-12 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2026-08-12 · Sale · Disposed 243 · Balance 6,153 F1: Notes are included on Exhibit 99.1 hereto. F5: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 423,243 |
Reported balance
After 2026-08-12 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2026-08-12 · Sale · Disposed 13,098 · Balance 423,243 F1: Notes are included on Exhibit 99.1 hereto. F6: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 906,625 |
Reported balance
After 2026-08-13 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2026-08-13 · Sale · Disposed 2,882 · Balance 906,625 F1: Notes are included on Exhibit 99.1 hereto. F2: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,282 |
Reported balance
After 2026-08-13 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2026-08-13 · Sale · Disposed 168 · Balance 31,282 F1: Notes are included on Exhibit 99.1 hereto. F3: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 129,669 |
Reported balance
After 2026-08-13 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2026-08-13 · Sale · Disposed 1,162 · Balance 129,669 F1: Notes are included on Exhibit 99.1 hereto. F4: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,099 |
Reported balance
After 2026-08-13 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2026-08-13 · Sale · Disposed 54 · Balance 6,099 F1: Notes are included on Exhibit 99.1 hereto. F5: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 420,339 |
Reported balance
After 2026-08-13 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2026-08-13 · Sale · Disposed 2,904 · Balance 420,339 F1: Notes are included on Exhibit 99.1 hereto. F6: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,545 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 1,545 F1: Notes are included on Exhibit 99.1 hereto. F7: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | Direct | 179,380 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 179,380 F1: Notes are included on Exhibit 99.1 hereto. F8: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | Direct | 138,282 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 138,282 F1: Notes are included on Exhibit 99.1 hereto. F9: Notes are included on Exhibit 99.1 hereto. |
Filing footnotes · ownership attribution and instrument terms
F1: Notes are included on Exhibit 99.1 hereto.
F2: Notes are included on Exhibit 99.1 hereto.
F3: Notes are included on Exhibit 99.1 hereto.
F4: Notes are included on Exhibit 99.1 hereto.
F5: Notes are included on Exhibit 99.1 hereto.
F6: Notes are included on Exhibit 99.1 hereto.
F7: Notes are included on Exhibit 99.1 hereto.
F8: Notes are included on Exhibit 99.1 hereto.
F9: Notes are included on Exhibit 99.1 hereto.
Regional Management Corp.
Report date February 20, 2026 · Filed February 25, 2026
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD OPPORTUNITY PARTNERS, L.P., Basswood Financial Fund, Ltd., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD PARTNERS, L.L.C.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 426,916 |
Reported balance
After 2026-02-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-02-20 · Sale · Disposed 3,201 · Balance 426,916 F1: See Exhibit 99.1. F2: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 24,334 |
Reported balance
After 2026-02-20 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-02-20 · Sale · Disposed 138 · Balance 24,334 F1: See Exhibit 99.1. F3: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 262,287 |
Reported balance
After 2026-02-20 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-02-20 · Sale · Disposed 2,391 · Balance 262,287 F1: See Exhibit 99.1. F4: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 4,930 |
Reported balance
After 2026-02-20 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-02-20 · Sale · Disposed 54 · Balance 4,930 F1: See Exhibit 99.1. F5: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 103,870 |
Reported balance
After 2026-02-20 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2026-02-20 · Sale · Disposed 632 · Balance 103,870 F1: See Exhibit 99.1. F6: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 425,606 |
Reported balance
After 2026-02-23 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2026-02-23 · Sale · Disposed 1,310 · Balance 425,606 F1: See Exhibit 99.1. F2: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 24,277 |
Reported balance
After 2026-02-23 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2026-02-23 · Sale · Disposed 57 · Balance 24,277 F1: See Exhibit 99.1. F3: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 261,307 |
Reported balance
After 2026-02-23 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2026-02-23 · Sale · Disposed 980 · Balance 261,307 F1: See Exhibit 99.1. F4: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 4,908 |
Reported balance
After 2026-02-23 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2026-02-23 · Sale · Disposed 22 · Balance 4,908 F1: See Exhibit 99.1. F5: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 103,611 |
Reported balance
After 2026-02-23 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2026-02-23 · Sale · Disposed 259 · Balance 103,611 F1: See Exhibit 99.1. F6: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 968 |
Reported balance
Holding disclosure · report date 2026-02-20 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 968 F1: See Exhibit 99.1. F7: See Exhibit 99.1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 31,411 |
Reported balance
Holding disclosure · report date 2026-02-20 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 31,411 F1: See Exhibit 99.1. F8: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
F2: See Exhibit 99.1.
F3: See Exhibit 99.1.
F4: See Exhibit 99.1.
F5: See Exhibit 99.1.
F6: See Exhibit 99.1.
F7: See Exhibit 99.1.
F8: See Exhibit 99.1.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2019 Filed May 29, 2019 01:31 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 11,917 | $24.11 | $287,318.87 |
DisclosureSEC source: 0001567619-19-012284 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 36,465 F10 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 24, 2019 Filed May 29, 2019 01:31 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 2,464 | $24.11 | $59,407.04 |
DisclosureSEC source: 0001567619-19-012284 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,544 F10 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 24, 2019 Filed May 29, 2019 01:31 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 127,483 | $24.11 | $3,073,615.13 |
DisclosureSEC source: 0001567619-19-012284 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 440,197 F10 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 30,500 | $25.49 | $777,445.00 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,173 F2 · kind: See Exhibit 99.1 F1 · ownership.direct: See Exhibit 99.1 F7 · ownership.direct: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 8,196 | $25.49 | $208,916.04 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,673 F2 · kind: See Exhibit 99.1 F1 · ownership.direct: See Exhibit 99.1 F7 · ownership.direct: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 18,062 | $25.49 | $460,400.38 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 724,122 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 2,102 | $25.49 | $53,579.98 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,870 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 1,796 | $25.49 | $45,780.04 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,768 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 2,625 | $25.49 | $66,911.25 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 110,516 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 2,863 | $25.49 | $72,977.87 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 107,891 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 4,310 | $25.49 | $109,861.90 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 115,726 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 212,562 | $24.05 | $5,112,116.10 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 488,581 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F9 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 40,171 | $24.05 | $966,112.55 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 276,019 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F9 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 122,500 | $24.05 | $2,946,125.00 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 567,680 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F8 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 3,436 | $24.05 | $82,635.80 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 24,548 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F7 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 7,934 | $24.05 | $190,812.70 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 87,399 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 2,999 | $24.05 | $72,125.95 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 79,465 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 33,854 | $24.05 | $814,188.70 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 91,076 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 2,200 | $24.05 | $52,910.00 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,123 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 19,736 | $24.05 | $474,650.80 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 236,899 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 20:44 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 117 | $31.68 | $3,706.56 |
DisclosureSEC source: 0001567619-18-004348 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 120,036 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 20:44 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 1,614 | $31.68 | $51,131.52 |
DisclosureSEC source: 0001567619-18-004348 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 94,621 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 20:44 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 2,974 | $31.68 | $94,216.32 |
DisclosureSEC source: 0001567619-18-004348 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,000 F1 · ownership.direct: See Exhibit 99.1 F2 · ownership.direct: See Exhibit 99.1 Read SEC document |
| October 16, 2018 Filed Oct 17, 2018 20:49 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 182 | $31.31 | $5,698.42 |
DisclosureSEC source: 0001567619-18-004234 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 119,919 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| October 16, 2018 Filed Oct 17, 2018 20:49 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 2,502 | $31.31 | $78,337.62 |
DisclosureSEC source: 0001567619-18-004234 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 93,007 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| October 16, 2018 Filed Oct 17, 2018 20:49 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 4,613 | $31.31 | $144,433.03 |
DisclosureSEC source: 0001567619-18-004234 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,026 F1 · ownership.direct: See Exhibit 99.1 F2 · ownership.direct: See Exhibit 99.1 Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:49 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 162 | $31.06 | $5,031.72 |
DisclosureSEC source: 0001567619-18-004234 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 119,737 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:49 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 2,225 | $31.06 | $69,108.50 |
DisclosureSEC source: 0001567619-18-004234 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 90,505 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:49 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 4,100 | $31.06 | $127,346.00 |
DisclosureSEC source: 0001567619-18-004234 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,413 F1 · ownership.direct: See Exhibit 99.1 F2 · ownership.direct: See Exhibit 99.1 Read SEC document |
| June 01, 2018 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 2,666 | $33.68 | $89,790.88 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 34,628 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 3,550 | $26.18 | $92,939.00 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 27,525 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F6 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 2,355 | $26.18 | $61,653.90 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 78,548 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock | 1,486 | $25.99 | $38,621.14 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 25,984 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock | 4,222 | $25.99 | $109,729.78 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 124,930 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock, par value $0.10 per share ("Common Stock") | 7,881 | $26.40 | $208,058.40 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 334,155 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 3,476 | $35.65 | $123,919.40 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 26,341 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F7 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 234 | $35.65 | $8,342.10 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 320,785 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F6 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 24,391 | $35.65 | $869,539.15 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,493 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F5 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 8,841 | $35.65 | $315,181.65 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 71,905 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 78 | $33.65 | $2,624.70 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 25,716 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 4,700 | $35.65 | $167,555.00 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 25,638 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 308 | $35.65 | $10,980.20 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 119,575 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock, par value $0.01 per share ("Common Stock") | 10,189 | $35.65 | $363,237.85 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 119,267 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 1,147 | $35.95 | $41,234.65 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 15 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 30,338 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 4,989 | $35.95 | $179,354.55 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 14 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 129,456 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 81,537 | $35.95 | $2,931,255.15 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 13 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,865 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 75,401 | $35.95 | $2,710,665.95 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 12 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 321,019 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F7 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 28,096 | $36.50 | $1,025,504.00 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 11 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,884 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 21 | $36.35 | $763.35 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 10 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,788 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 60 | $36.57 | $2,194.20 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,809 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.