Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | General Manager, Pizza Hut | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,761 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 33 · Balance 4,761 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 8,702 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 60 · Balance 8,702 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 11,873 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 82 · Balance 11,873 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F3: This grant does not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2019 Filed Nov 12, 2019 11:31 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 2,368 | $43.63 | $103,315.84 |
DisclosureSEC source: 0001127602-19-032397 · form4.xml · nonDerivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 10:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028630 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,552 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 10:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028630 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,355 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 10:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028630 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,366 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 10:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021907 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,344 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 10:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021907 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,541 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 10:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021907 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,360 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 10:42 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012787 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,332 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 10:42 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012787 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,528 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 10:42 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012787 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,354 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 11:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 4,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004961 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,321 Underlying: Common Stock · 4,321 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 11:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 13,400 | $0.00 Strike: $41.66 | $0.00 |
DisclosureSEC source: 0001127602-19-004961 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,400 Underlying: Common Stock · 13,400 shares Expires 2029-02-07 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:17 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 3,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001548 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% on the third anniversary of 1/4/2016. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:17 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 878 | $33.81 | $29,685.18 |
DisclosureSEC source: 0001127602-19-001548 · form4.xml · nonDerivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:17 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 3,566 | $33.81 | $120,566.46 |
DisclosureSEC source: 0001127602-19-001548 · form4.xml · nonDerivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 14:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036734 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,516 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 14:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036734 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,348 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 14:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036734 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,565 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2018 Filed Nov 13, 2018 11:39 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 2,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-032695 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340 Underlying: Common Stock · 2,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2018 Filed Nov 13, 2018 11:39 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 754 | $36.50 | $27,521.00 |
DisclosureSEC source: 0001127602-18-032695 · form4.xml · nonDerivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,312 Read SEC document |
| November 11, 2018 Filed Nov 13, 2018 11:39 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 2,340 | $36.50 | $85,410.00 |
DisclosureSEC source: 0001127602-18-032695 · form4.xml · nonDerivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 10:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028116 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,501 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 10:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028116 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 10:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028116 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,553 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 21:27 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021764 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,667 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 21:27 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021764 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,543 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 21:27 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021764 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,489 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 23:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012694 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,656 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 23:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 8 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012694 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,535 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. F5 · balance_after: Amount reported includes 39 shares related to a dividend paid in 2016 that were previously inadvertently omitted from the reporting person's Section 16 forms. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 23:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 10 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012694 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,478 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 11:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 4,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005292 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,468 Underlying: Common Stock · 4,468 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 11:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 13,313 | $0.00 Strike: $40.29 | $0.00 |
DisclosureSEC source: 0001127602-18-005292 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,313 Underlying: Common Stock · 13,313 shares Expires 2028-02-09 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 11:37 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 1,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001314 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,488 Underlying: Common Stock · 1,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 11:37 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 410 | $42.50 | $17,425.00 |
DisclosureSEC source: 0001127602-18-001314 · form4.xml · nonDerivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,726 Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 11:37 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 1,763 | $42.50 | $74,927.50 |
DisclosureSEC source: 0001127602-18-001314 · form4.xml · nonDerivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:29 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035482 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,645 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:29 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035482 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,251 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 00:49 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 1,319 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024640 · form4.xml · derivative · entry 4 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,319 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested in full Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 00:49 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 620 | $35.83 | $22,214.60 |
DisclosureSEC source: 0001127602-17-024640 · form4.xml · nonDerivative · entry 3 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,373 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 00:49 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 699 | $35.86 | $25,066.14 |
DisclosureSEC source: 0001127602-17-024640 · form4.xml · nonDerivative · entry 2 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,993 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 00:49 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 1,319 | $19.00 | $25,061.00 |
DisclosureSEC source: 0001127602-17-024640 · form4.xml · nonDerivative · entry 1 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 02:31 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 11,178 | $0.00 Strike: $26.56 | $0.00 |
DisclosureSEC source: 0001127602-17-005661 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,178 Underlying: Common Stock · 11,178 shares Expires 2027-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:29 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 1,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001238 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,239 Underlying: Common Stock · 1,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:29 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 382 | $26.62 | $10,168.84 |
DisclosureSEC source: 0001127602-17-001238 · form4.xml · nonDerivative · entry 2 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,373 Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:29 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 1,755 | $26.62 | $46,718.10 |
DisclosureSEC source: 0001127602-17-001238 · form4.xml · nonDerivative · entry 1 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 17:16 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 4,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067107 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,634 Underlying: Common Stock · 4,634 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 17:16 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 12,212 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067107 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,212 Underlying: Common Stock · 12,212 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 17:31 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 6,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065974 · form4.xml · derivative · entry 4 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,994 Underlying: Common Stock · 6,994 shares Expires not disclosed F4 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016. F6 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 17:31 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 9,251 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001127602-16-065974 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,251 Underlying: Common Stock · 9,251 shares Expires 2026-02-05 F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2016. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 17:31 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 9,087 | $0.00 Strike: $22.32 | $0.00 |
DisclosureSEC source: 0001127602-16-065974 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,087 Underlying: Common Stock · 9,087 shares Expires 2025-02-06 F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/6/2015 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.