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SPRADLEY SUSAN LOUISE

Disclosed activity across 4 companies

Tapewire entity
23666
SEC CIK
0001235896

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Avaya Holdings Corp.AVYA · Entity 117306DirectorMarch 02, 2022March 03, 2022
NETSCOUT SYSTEMS INCNTCT · Entity 4285DirectorAugust 25, 2023August 29, 2023
VIAVI SOLUTIONS INC.VIAV · Entity 3595SVP General Manager NSEJanuary 31, 2017February 02, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Avaya Holdings Corp.

Report date March 02, 2022 · Filed March 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock - Restricted Stock UnitsSEC Table I · non-derivativeDirect62,361 Reported balance After 2022-03-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-03-02 · Grant · Acquired 18,328 · Balance 62,361

F1: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 2, 2022 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (as amended, the "EIP").

F2: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 2, 2025, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3: These Common Stock-RSUs consist of (i) the 18,328 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect4,040 Reported balance Holding disclosure · report date 2022-03-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,040

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 2, 2022 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (as amended, the "EIP").

F2: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 2, 2025, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3: These Common Stock-RSUs consist of (i) the 18,328 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs.

NETSCOUT SYSTEMS INC

Report date August 25, 2023 · Filed August 29, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,000 Reported balance After 2023-08-25 transaction · row 1
1 source row

Row 1 · 2023-08-25 · Exercise / conversion · Acquired 7,000 · Balance 37,000

F1: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2: Price is N/A.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-08-25 · Exercise / conversion · Disposed 7,000 · Balance 0

F2: Price is N/A.

F3: Date is N/A.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2: Price is N/A.

F3: Date is N/A.

VIAVI SOLUTIONS INC.

Report date January 31, 2017 · Filed February 02, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,650 Ending reported balance After 2017-01-31 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2017-01-31 · Exercise / conversion · Acquired 21,356 · Balance 32,000

F1: Each unit converts upon vesting into one share of common stock.

Row 2 · 2017-01-31 · Tax withholding · Disposed 6,834 · Balance 25,166

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Row 3 · 2017-01-31 · Exercise / conversion · Acquired 18,890 · Balance 44,056

F1: Each unit converts upon vesting into one share of common stock.

Row 4 · 2017-01-31 · Tax withholding · Disposed 6,043 · Balance 38,013

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Row 5 · 2017-01-31 · Exercise / conversion · Acquired 14,168 · Balance 52,181

F1: Each unit converts upon vesting into one share of common stock.

Row 6 · 2017-01-31 · Tax withholding · Disposed 4,531 · Balance 47,650

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,560 Reported balance After 2017-01-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-01-31 · Exercise / conversion · Disposed 21,536 · Balance 3,560

F1: Each unit converts upon vesting into one share of common stock.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct13,610 Reported balance After 2017-01-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-01-31 · Exercise / conversion · Disposed 18,890 · Balance 13,610

F1: Each unit converts upon vesting into one share of common stock.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-01-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-01-31 · Exercise / conversion · Disposed 14,168 · Balance 0

F1: Each unit converts upon vesting into one share of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Qorvo, Inc.

Report date October 05, 2026 · Filed October 05, 2026

Section 16 reporting ended · disclosed 2026-10-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-10-05 transaction · row 1
1 source row

Row 1 · 2026-10-05 · Disposition to issuer · Disposed 14,351 · Balance 0

F1: On October 5, 2026, Qorvo, Inc. ("Qorvo") and Skyworks Solutions, Inc. ("Skyworks") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 27, 2025, by and among Qorvo, Skyworks, Comet Acquisition Corp. ("Merger Sub I") and Comet Acquisition II, LLC ("Merger Sub II") (the "Mergers").

F2: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto.

Filing footnotes · ownership attribution and instrument terms

F1: On October 5, 2026, Qorvo, Inc. ("Qorvo") and Skyworks Solutions, Inc. ("Skyworks") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 27, 2025, by and among Qorvo, Skyworks, Comet Acquisition Corp. ("Merger Sub I") and Comet Acquisition II, LLC ("Merger Sub II") (the "Mergers").

F2: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2026 Filed Oct 5, 2026 20:15 UTC Qorvo, Inc. QRVO · Entity 541 Disposition to issuerCommon Stock 14,351 Not disclosed Not disclosed
Disclosure

SEC source: 0001977249-26-000148 · form4.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On October 5, 2026, Qorvo, Inc. ("Qorvo") and Skyworks Solutions, Inc. ("Skyworks") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 27, 2025, by and among Qorvo, Skyworks, Comet Acquisition Corp. ("Merger Sub I") and Comet Acquisition II, LLC ("Merger Sub II") (the "Mergers").

F2 · kind: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto.

F2 · price: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto.

Read SEC document
August 12, 2026 Filed Aug 13, 2026 21:05 UTC Qorvo, Inc. QRVO · Entity 541 GrantCommon Stock 2,327 $0.00 $0.00
Disclosure

SEC source: 0001977249-26-000118 · form4.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,351

Read SEC document
August 14, 2025 Filed Aug 15, 2025 21:02 UTC Qorvo, Inc. QRVO · Entity 541 GrantCommon Stock 2,496 $0.00 $0.00
Disclosure

SEC source: 0001567619-25-000416 · form4.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,024

Read SEC document
August 13, 2024 Filed Aug 14, 2024 21:02 UTC Qorvo, Inc. QRVO · Entity 541 GrantCommon Stock 2,097 $0.00 $0.00
Disclosure

SEC source: 0001977249-24-000102 · form4.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,528

Read SEC document
August 25, 2023 Filed Aug 29, 2023 21:55 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 Exercise / conversionRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-018590 · doc4.xml · derivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 21:55 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 Exercise / conversionCommon Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-018590 · doc4.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2 · price: Price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:18 UTC Qorvo, Inc. QRVO · Entity 541 GrantCommon Stock 2,132 $0.00 $0.00
Disclosure

SEC source: 0001977249-23-000057 · form4.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,431

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:49 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 Exercise / conversionRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-030947 · doc4.xml · derivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:49 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 Exercise / conversionCommon Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-030947 · doc4.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2 · price: Price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 20:18 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 GrantRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-029981 · doc4.xml · derivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Price is N/A.

F1 · price: Price is N/A.

F3 · derivative.exercise_date: All of the Restricted Stock Units vest on the first anniversary of the date of grant, provided that during the period from the date of grant through the date of such Annual Meeting, the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member. In the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 08/25/2025.

F2 · derivative.expiration_date: Date is N/A.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 20:32 UTC Qorvo, Inc. QRVO · Entity 541 GrantCommon Stock 2,067 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-015596 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,299

Read SEC document
March 02, 2022 Filed Mar 3, 2022 16:20 UTC Avaya Holdings Corp. AVYA · Entity 117306 GrantCommon Stock - Restricted Stock Units 18,328 $0.00 $0.00
Disclosure

SEC source: 0001418100-22-000028 · wf-form4_164634238348933.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,361

F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 2, 2022 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (as amended, the "EIP").

F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 2, 2025, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · balance_after: These Common Stock-RSUs consist of (i) the 18,328 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:12 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 Exercise / conversionRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-035672 · doc4.xml · derivative · entry 3

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:12 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 Exercise / conversionCommon Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-035672 · doc4.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2 · price: Price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 20:12 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 GrantRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-035672 · doc4.xml · derivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F4 · derivative.exercise_date: All of the Restricted Stock Units vest on the first anniversary of the date of grant, provided that during the period from the date of grant through the date of such Annual Meeting, the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member. In the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 09/09/2024.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 21:22 UTC Qorvo, Inc. QRVO · Entity 541 SaleCommon Stock 1,216 $186.72 $227,051.52
Disclosure

SEC source: 0001567619-21-016007 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,232

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, which was previously entered into by the reporting person.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 20:12 UTC Qorvo, Inc. QRVO · Entity 541 GrantCommon Stock 1,136 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-015063 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,448

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:31 UTC Qorvo, Inc. QRVO · Entity 541 SaleCommon Stock 2,270 $182.92 $415,228.40
Disclosure

SEC source: 0001567619-21-011608 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,312

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, which was previously entered into by the reporting person.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 17:25 UTC Avaya Holdings Corp. AVYA · Entity 117306 GrantCommon Stock - Restricted Stock Units 8,503 $0.00 $0.00
Disclosure

SEC source: 0001418100-21-000039 · wf-form4_161489673380880.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,073

F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 3, 2021 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (the "EIP").

F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 3, 2024, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · balance_after: These Common Stock-RSUs consist of (i) the 8,503 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:49 UTC Qorvo, Inc. QRVO · Entity 541 SaleCommon Stock 1,086 $178.19 $193,514.34
Disclosure

SEC source: 0001567619-21-004276 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,582

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, which was previously entered into by the reporting person.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 16:34 UTC Avaya Holdings Corp. AVYA · Entity 117306 SaleCommon Stock, par value $0.01 per share 12,847 $20.86 $267,988.42
Disclosure

SEC source: 0001418100-21-000006 · wf-form4_161109207253650.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person on December 15, 2020.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:22 UTC Qorvo, Inc. QRVO · Entity 541 SaleCommon Stock 200 $148.60 $29,720.00
Disclosure

SEC source: 0001567619-20-019560 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,668

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:18 UTC Qorvo, Inc. QRVO · Entity 541 SaleCommon Stock 4,300 $151.63 $651,987.50
Disclosure

SEC source: 0001567619-20-019077 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,868

Read SEC document
September 10, 2020 Filed Sep 14, 2020 20:35 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 GrantRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-024996 · doc4.xml · derivative · entry 3

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F4 · derivative.exercise_date: All of the Restricted Stock Units vest on the first anniversary of the date of grant, provided that during the period from the date of grant through such vesting date, the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member. In the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 09/10/2023.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 20:35 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 Exercise / conversionRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-024996 · doc4.xml · derivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 20:35 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 Exercise / conversionCommon Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-024996 · doc4.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2 · price: Price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 23:52 UTC Qorvo, Inc. QRVO · Entity 541 GrantCommon Stock 1,524 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014537 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,168

Read SEC document
March 04, 2020 Filed Mar 5, 2020 19:02 UTC Avaya Holdings Corp. AVYA · Entity 117306 GrantCommon Stock - Restricted Stock Units 18,684 $0.00 $0.00
Disclosure

SEC source: 0001418100-20-000050 · wf-form4_158345292719469.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,417

F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 4, 2020 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (the "EIP").

F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 4, 2023, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · balance_after: These securities consist of (i) the 18,684 RSUs reported on this form; (ii) 12,847 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) December 15, 2020, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP; (iii) 4,040 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP; and (iv) 16,846 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) May 15, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 21:27 UTC Qorvo, Inc. QRVO · Entity 541 SaleCommon Stock 500 $101.99 $50,995.00
Disclosure

SEC source: 0001567619-19-022267 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,644

Read SEC document
October 25, 2019 Filed Oct 30, 2019 00:22 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 GrantRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-026129 · doc4.xml · derivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Price is N/A.

F1 · price: Price is N/A.

F2 · derivative.exercise_date: All of the Restricted Stock Units vest on the date of the Company's Annual Meeting to occur in 2020, provided that during the period from the date of grant through the date of such Annual Meeting, the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member. In the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 10/25/2022.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
September 12, 2019 Filed Sep 17, 2019 00:20 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 Exercise / conversionRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-023695 · doc4.xml · derivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
September 12, 2019 Filed Sep 17, 2019 00:20 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 Exercise / conversionCommon Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-023695 · doc4.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2 · price: Price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:36 UTC Qorvo, Inc. QRVO · Entity 541 GrantCommon Stock 2,935 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015988 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,144

Read SEC document
May 15, 2019 Filed May 16, 2019 16:43 UTC Avaya Holdings Corp. AVYA · Entity 117306 GrantCommon Stock - Restricted Stock Units 16,846 $0.00 $0.00
Disclosure

SEC source: 0001418100-19-000068 · wf-form4_155803937424716.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,733

F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on May 15, 2019 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP").

F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) May 15, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · balance_after: These securities consist of (i) the 16,846 RSUs reported on this form; (ii) 12,847 RSUs, the distribution of which is deferred until the earliest to occur of (x) December 15, 2020, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP; and (iii) 4,040 RSUs, the distribution of which is deferred until the earliest to occur of (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 17:07 UTC Avaya Holdings Corp. AVYA · Entity 117306 GrantCommon Stock - Restricted Stock Units 4,040 $0.00 $0.00
Disclosure

SEC source: 0001418100-19-000019 · wf-form4_155009560765884.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,887

F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on February 12, 2019 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP").

F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · balance_after: These securities consist of (i) the 4,040 RSUs reported on this form and (ii) 12,847 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) December 15, 2020, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:24 UTC Avaya Holdings Corp. AVYA · Entity 117306 Exercise / conversionRestricted Stock Units · Derivative 3,212 $0.00 $0.00
Disclosure

SEC source: 0001418100-18-000181 · wf-form4_154516827054866.xml · derivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:24 UTC Avaya Holdings Corp. AVYA · Entity 117306 Exercise / conversionCommon Stock, par value $0.01 per share 3,212 Not disclosed Not disclosed
Disclosure

SEC source: 0001418100-18-000181 · wf-form4_154516827054866.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on December 15, 2018.

F2 · shares: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · balance_after: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

Read SEC document
September 15, 2018 Filed Sep 17, 2018 07:14 UTC Avaya Holdings Corp. AVYA · Entity 117306 Exercise / conversionRestricted Stock Units · Derivative 3,212 $0.00 $0.00
Disclosure

SEC source: 0001418100-18-000158 · wf-form4_153718282897156.xml · derivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,212

Underlying: Common Stock · 3,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

Read SEC document
September 15, 2018 Filed Sep 17, 2018 07:14 UTC Avaya Holdings Corp. AVYA · Entity 117306 Exercise / conversionCommon Stock, par value $0.01 per share 3,212 $0.00 $0.00
Disclosure

SEC source: 0001418100-18-000158 · wf-form4_153718282897156.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on September 15, 2018.

F2 · shares: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · balance_after: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 20:17 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 GrantRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-024535 · doc4.xml · derivative · entry 3

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F4 · derivative.exercise_date: All of the Restricted Stock Units vest on the date of the Company's Annual Meeting to occur in 2019, provided that during the period from the date of grant through the date of such Annual Meeting, the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member. In the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 09/12/2021.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 20:17 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 Exercise / conversionRestricted Stock Unit · Derivative 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-024535 · doc4.xml · derivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 20:17 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 Exercise / conversionCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-024535 · doc4.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2 · price: Price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 20:27 UTC Qorvo, Inc. QRVO · Entity 541 GrantCommon Stock 2,347 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000133 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,209

Read SEC document
June 15, 2018 Filed Jun 18, 2018 16:14 UTC Avaya Holdings Corp. AVYA · Entity 117306 Exercise / conversionRestricted Stock Units · Derivative 3,212 $0.00 $0.00
Disclosure

SEC source: 0001418100-18-000125 · wf-form4_152935287283336.xml · derivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,424

Underlying: Common Stock · 3,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 16:14 UTC Avaya Holdings Corp. AVYA · Entity 117306 Exercise / conversionCommon Stock, par value $0.01 per share 3,212 $0.00 $0.00
Disclosure

SEC source: 0001418100-18-000125 · wf-form4_152935287283336.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on June 15, 2018.

F2 · shares: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · balance_after: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 21:26 UTC NETSCOUT SYSTEMS INC NTCT · Entity 4285 GrantRestricted Stock Unit · Derivative 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-010726 · doc4.xml · derivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Price is N/A.

F1 · price: Price is N/A.

F2 · derivative.exercise_date: All of the Restricted Stock Units vest on the date of the Company's Annual Meeting to occur in 2018, provided that during the period from the date of grant through the date of such Annual Meeting, the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member. In the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 4/23/2021.

F3 · derivative.expiration_date: Date is N/A.

Read SEC document
March 15, 2018 Filed Mar 15, 2018 16:15 UTC Avaya Holdings Corp. AVYA · Entity 117306 Exercise / conversionRestricted Stock Units · Derivative 3,211 $0.00 $0.00
Disclosure

SEC source: 0001418100-18-000093 · wf-form4_152114490606215.xml · derivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,636

Underlying: Common Stock · 3,211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

F1 · derivative.exercise_date: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F1 · derivative.expiration_date: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

Read SEC document
March 15, 2018 Filed Mar 15, 2018 16:15 UTC Avaya Holdings Corp. AVYA · Entity 117306 Exercise / conversionCommon Stock, par value $0.01 per share 3,211 $0.00 $0.00
Disclosure

SEC source: 0001418100-18-000093 · wf-form4_152114490606215.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F1 · balance_after: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

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January 23, 2018 Filed Jan 24, 2018 16:09 UTC Avaya Holdings Corp. AVYA · Entity 117306 GrantRestricted Stock Units · Derivative 12,847 $0.00 $0.00
Disclosure

SEC source: 0001418100-18-000057 · wf-form4_151682818081133.xml · derivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,847

Underlying: Common Stock · 12,847 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp.

F2 · derivative.exercise_date: Granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), with 25% vesting on each of March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018; provided, that none of the vested shares of common stock will be delivered until the earlier of (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · derivative.expiration_date: Granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), with 25% vesting on each of March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018; provided, that none of the vested shares of common stock will be delivered until the earlier of (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

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August 08, 2017 Filed Aug 9, 2017 21:08 UTC Qorvo, Inc. QRVO · Entity 541 GrantCommon Stock 2,762 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030904 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,862

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.