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Liebman Michael J

Disclosed activity across 1 company

Tapewire entity
235
SEC CIK
0001673041

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Global Water Resources, Inc.GWRS · Entity 234CFO and Corporate SecretarySeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Global Water Resources, Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect89,065 Ending reported balance After 2026-09-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-30 · Exercise / conversion · Acquired 2,881 · Balance 91,946

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Row 2 · 2026-09-30 · Disposition to issuer · Disposed 2,881 · Balance 89,065

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect18,014 Reported balance After 2026-09-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-30 · Grant · Acquired 57 · Balance 18,014

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect15,133 Reported balance After 2026-09-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-30 · Exercise / conversion · Disposed 2,881 · Balance 15,133

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Common StockSEC Table I · non-derivativeIndirectSpouse IRA7,000 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,000

F2: Held by spouse's IRA. Reporting person disclaims beneficial ownership except to the extent of pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2: Held by spouse's IRA. Reporting person disclaims beneficial ownership except to the extent of pecuniary interest therein.

F3: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2018 Filed Oct 2, 2018 15:29 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000209 · wf-form4_153849414201802.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,205

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 17:57 UTC Amendment Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 2,893 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000219 · wf-form4a_153858940482252.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,312

Underlying: Common Stock · 2,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 17:57 UTC Amendment Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000219 · wf-form4a_153858940482252.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,205

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 17:57 UTC Amendment Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 2,893 $10.41 $30,116.13
Disclosure

SEC source: 0001434728-18-000219 · wf-form4a_153858940482252.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 28, 2018.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 17:57 UTC Amendment Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 2,893 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000219 · wf-form4a_153858940482252.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
August 30, 2018 Filed Aug 31, 2018 21:55 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000183 · wf-form4_153575248505758.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,169

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 20:36 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionStock Appreciation Right · Derivative 35,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001434728-18-000160 · wf-form4_153436537368354.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 35,000 shares

Expires 2025-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person was originally granted 120,000 of the stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%,vesting in year four.

F1 · derivative.exercise_date: The reporting person was originally granted 120,000 of the stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%,vesting in year four.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 20:36 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 35,000 $9.74 $340,900.00
Disclosure

SEC source: 0001434728-18-000160 · wf-form4_153436537368354.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
August 13, 2018 Filed Aug 15, 2018 20:36 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 35,000 $5.13 $179,550.00
Disclosure

SEC source: 0001434728-18-000160 · wf-form4_153436537368354.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 21:27 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000143 · wf-form4_153315884378822.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,130

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 17:44 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 2,923 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000133 · wf-form4_153063985995407.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,090

Underlying: Common Stock · 2,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 17:44 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000133 · wf-form4_153063985995407.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,013

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 17:44 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 2,923 $9.60 $28,060.80
Disclosure

SEC source: 0001434728-18-000133 · wf-form4_153063985995407.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 29, 2018.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 17:44 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000133 · wf-form4_153063985995407.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
May 30, 2018 Filed Jun 1, 2018 16:37 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 49 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000107 · wf-form4_152787101037273.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,965

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:06 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000068 · wf-form4_152529156241651.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,916

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 21:26 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 2,889 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000054 · wf-form4_152270434894095.xml · derivative · entry 5

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,868

Underlying: Common Stock · 2,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 21:26 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000054 · wf-form4_152270434894095.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,757

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 21:26 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 11,553 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000054 · wf-form4_152270434894095.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,700

Underlying: Common Stock · 11,553 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 21:26 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 2,889 $8.89 $25,683.21
Disclosure

SEC source: 0001434728-18-000054 · wf-form4_152270434894095.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 29, 2018.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 21:26 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 2,889 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000054 · wf-form4_152270434894095.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
February 28, 2018 Filed Mar 2, 2018 19:26 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000028 · wf-form4_152001877182723.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,147

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:57 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000016 · wf-form4_151760505258469.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,119

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 19:20 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 3,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001434728-18-000006 · wf-form4_151500719976738.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,092

Underlying: Common Stock · 3,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.expiration_date: The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 19:20 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000006 · wf-form4_151500719976738.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,106

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 19:20 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 3,014 $9.22 $27,789.08
Disclosure

SEC source: 0001434728-18-000006 · wf-form4_151500719976738.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 29, 2017.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 19:20 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 3,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001434728-18-000006 · wf-form4_151500719976738.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 27, 2017 Filed Dec 28, 2017 18:44 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 1,800 $9.12 $16,416.00
Disclosure

SEC source: 0001434728-17-000179 · wf-form4_151448666481849.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
December 07, 2017 Filed Dec 7, 2017 21:28 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 1,000 $9.42 $9,419.00
Disclosure

SEC source: 0001434728-17-000165 · wf-form4_151268208371422.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Read SEC document
November 30, 2017 Filed Dec 4, 2017 23:46 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000155 · wf-form4_151243119142607.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,073

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
November 18, 2017 Filed Nov 20, 2017 23:51 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionStock Appreciation Right · Derivative 25,500 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0001434728-17-000143 · wf-form4_151122186045147.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,500 shares

Expires 2023-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was originally granted 100,000 of the stock appreciation rights on November 14, 2013, which vest ratably over 16 quarters from the grant date.

Read SEC document
November 18, 2017 Filed Nov 20, 2017 23:51 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 25,500 $9.87 $251,685.00
Disclosure

SEC source: 0001434728-17-000143 · wf-form4_151122186045147.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Read SEC document
November 18, 2017 Filed Nov 20, 2017 23:51 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 25,500 $2.69 $68,595.00
Disclosure

SEC source: 0001434728-17-000143 · wf-form4_151122186045147.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:14 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000129 · wf-form4_150965006556369.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,042

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 21:37 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 3,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001434728-17-000115 · wf-form4_150706665684490.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,010

Underlying: Common Stock · 3,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.expiration_date: The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 21:37 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000115 · wf-form4_150706665684490.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,044

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 21:37 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 3,034 $9.59 $29,096.06
Disclosure

SEC source: 0001434728-17-000115 · wf-form4_150706665684490.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 29, 2017.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 21:37 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 3,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001434728-17-000115 · wf-form4_150706665684490.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
August 31, 2017 Filed Sep 5, 2017 19:48 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000099 · wf-form4_150464089380307.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,005

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 20:48 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $9.40 $0.00
Disclosure

SEC source: 0001434728-17-000079 · wf-form4_150274364308207.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-08-10

F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 23:12 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 38 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000054 · wf-form4_150171553846090.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,966

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:58 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 3,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001434728-17-000040 · wf-form4_149929184702504.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,928

Underlying: Common Stock · 3,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.expiration_date: The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:58 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000040 · wf-form4_149929184702504.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,980

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:58 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 3,052 $9.93 $30,306.36
Disclosure

SEC source: 0001434728-17-000040 · wf-form4_149929184702504.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2017.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:58 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 3,052 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000040 · wf-form4_149929184702504.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:31 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000019 · wf-form4_149643545226351.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,937

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
May 24, 2017 Filed May 26, 2017 19:38 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionStock Appreciation Right · Derivative 25,000 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0001434728-17-000009 · wf-form4_149582751327220.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 25,000 shares

Expires 2023-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was originally granted 100,000 of the stock appreciation rights on November 14, 2013, which best ratably over 16 quarters from the grant date.

Read SEC document
May 24, 2017 Filed May 26, 2017 19:38 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 25,000 $8.99 $224,750.00
Disclosure

SEC source: 0001434728-17-000009 · wf-form4_149582751327220.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Read SEC document
May 24, 2017 Filed May 26, 2017 19:38 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 25,000 $2.69 $67,250.00
Disclosure

SEC source: 0001434728-17-000009 · wf-form4_149582751327220.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 2, 2017 21:48 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 47 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029319 · doc4.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,892

Underlying: Common Stock · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.