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Liebman Michael J

Disclosed activity across 1 company

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235
SEC CIK
0001673041

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Global Water Resources, Inc.GWRS · Entity 234CFO and Corporate SecretarySeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Global Water Resources, Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect89,065 Ending reported balance After 2026-09-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-30 · Exercise / conversion · Acquired 2,881 · Balance 91,946

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Row 2 · 2026-09-30 · Disposition to issuer · Disposed 2,881 · Balance 89,065

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect18,014 Reported balance After 2026-09-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-30 · Grant · Acquired 57 · Balance 18,014

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect15,133 Reported balance After 2026-09-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-30 · Exercise / conversion · Disposed 2,881 · Balance 15,133

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Common StockSEC Table I · non-derivativeIndirectSpouse IRA7,000 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,000

F2: Held by spouse's IRA. Reporting person disclaims beneficial ownership except to the extent of pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2: Held by spouse's IRA. Reporting person disclaims beneficial ownership except to the extent of pecuniary interest therein.

F3: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2022 Filed Jan 5, 2023 01:21 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 387 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000019 · wf-form4_167288169952227.xml · derivative · entry 6

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:21 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 1,545 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000019 · wf-form4_167288169952227.xml · derivative · entry 5

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,217

Underlying: Common Stock · 1,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:21 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000019 · wf-form4_167288169952227.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,762

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:21 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 1,932 $13.52 $26,120.64
Disclosure

SEC source: 0001434728-23-000019 · wf-form4_167288169952227.xml · nonDerivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,120

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2022.

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:21 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 387 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000019 · wf-form4_167288169952227.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:21 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 1,545 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000019 · wf-form4_167288169952227.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:28 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000396 · wf-form4_167001647930992.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,745

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
October 31, 2022 Filed Nov 3, 2022 01:18 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000361 · wf-form4_166743827592274.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,727

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:42 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 621 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000330 · wf-form4_166493391960340.xml · derivative · entry 6

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387

Underlying: Common Stock · 621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:42 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 1,321 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000330 · wf-form4_166493391960340.xml · derivative · entry 5

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,709

Underlying: Common Stock · 1,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:42 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000330 · wf-form4_166493391960340.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,030

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:42 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 1,942 $12.29 $23,867.18
Disclosure

SEC source: 0001434728-22-000330 · wf-form4_166493391960340.xml · nonDerivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,120

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2022.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:42 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 621 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000330 · wf-form4_166493391960340.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:42 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 1,321 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000330 · wf-form4_166493391960340.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
August 31, 2022 Filed Sep 2, 2022 21:32 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000307 · wf-form4_166215435812021.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,007

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
July 29, 2022 Filed Aug 3, 2022 00:34 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000269 · wf-form4_165948687903701.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,987

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:35 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 621 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000228 · wf-form4_165706411067671.xml · derivative · entry 6

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008

Underlying: Common Stock · 621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F1 · balance_after: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:35 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 1,326 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000228 · wf-form4_165706411067671.xml · derivative · entry 5

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,967

Underlying: Common Stock · 1,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:35 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000228 · wf-form4_165706411067671.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,293

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:35 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 1,947 $13.75 $26,771.25
Disclosure

SEC source: 0001434728-22-000228 · wf-form4_165706411067671.xml · nonDerivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,120

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:35 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 621 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000228 · wf-form4_165706411067671.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:35 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 1,326 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000228 · wf-form4_165706411067671.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
May 31, 2022 Filed Jun 2, 2022 21:10 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000198 · wf-form4_165420418367368.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,270

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 13, 2022 Filed May 17, 2022 18:30 UTC Global Water Resources, Inc. GWRS · Entity 234 Tax withholdingCommon Stock 9,087 $13.92 $126,491.04
Disclosure

SEC source: 0001434728-22-000180 · wf-form4_165281219292404.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,120

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,124 restricted stock shares.

Read SEC document
May 05, 2022 Filed May 9, 2022 22:34 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000165 · wf-form4_165213564628865.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,207

F1 · shares: Shares represent restricted stock awarded which shall vest in three substantially equal installments: 1/3 of the restricted stock shall vest on May 8, 2023; 1/3 of the restricted stock shall vest on May 8, 2024; and 1/3 of the restricted stock shall vest on May 8, 2025.

Read SEC document
April 29, 2022 Filed May 3, 2022 23:10 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000139 · wf-form4_165161939169392.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,248

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:58 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 621 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000119 · wf-form4_164911668923163.xml · derivative · entry 6

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,629

Underlying: Common Stock · 621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:58 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 1,306 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000119 · wf-form4_164911668923163.xml · derivative · entry 5

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,226

Underlying: Common Stock · 1,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:58 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 6,572 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000119 · wf-form4_164911668923163.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,532

Underlying: Common Stock · 6,572 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:58 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 1,927 $16.40 $31,602.80
Disclosure

SEC source: 0001434728-22-000119 · wf-form4_164911668923163.xml · nonDerivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,207

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2022.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:58 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 621 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000119 · wf-form4_164911668923163.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:58 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 1,306 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000119 · wf-form4_164911668923163.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:46 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000064 · wf-form4_164626834688031.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,960

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:37 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000035 · wf-form4_164384143301321.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,947

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:12 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 1,580 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000019 · wf-form4_164133792898829.xml · derivative · entry 6

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:12 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 756 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000019 · wf-form4_164133792898829.xml · derivative · entry 5

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,934

Underlying: Common Stock · 756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:12 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000019 · wf-form4_164133792898829.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,690

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:12 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 2,336 $16.88 $39,431.68
Disclosure

SEC source: 0001434728-22-000019 · wf-form4_164133792898829.xml · nonDerivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,207

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2021.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:12 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000019 · wf-form4_164133792898829.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:12 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000019 · wf-form4_164133792898829.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:48 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000378 · wf-form4_163839888495439.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,675

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
October 29, 2021 Filed Nov 1, 2021 23:16 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000347 · wf-form4_163580860237850.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,660

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 22:22 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 1,580 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000331 · wf-form4_163338610796106.xml · derivative · entry 6

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,830

Underlying: Common Stock · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 22:22 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 764 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000331 · wf-form4_163338610796106.xml · derivative · entry 5

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,647

Underlying: Common Stock · 764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 22:22 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000331 · wf-form4_163338610796106.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,411

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 22:22 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 2,344 $18.69 $43,809.36
Disclosure

SEC source: 0001434728-21-000331 · wf-form4_163338610796106.xml · nonDerivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2021.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 22:22 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000331 · wf-form4_163338610796106.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2021 Filed Oct 4, 2021 22:22 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 764 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000331 · wf-form4_163338610796106.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
August 31, 2021 Filed Sep 2, 2021 22:42 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000298 · wf-form4_163062251591682.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:56 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $9.40 $0.00
Disclosure

SEC source: 0001434728-21-000275 · wf-form4_162923739477597.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,000

Underlying: Common Stock · 25,000 shares

Expires 2027-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The reporting person was originally granted 100,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August10, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.