Rubio Samuel R

SEC source: 0001437749-18-017931 · rdgdoc.xml · nonDerivative · entry 3

Rubio Samuel R · CIK 0001452077 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196

SEC source: 0001437749-18-017931 · rdgdoc.xml · nonDerivative · entry 2

Rubio Samuel R · CIK 0001452077 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-18-017931 · rdgdoc.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-18-006957 · rdgdoc.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,679

F1 · shares: Grant of restricted stock units representing a contingent right to receive the equivalent number of shares of GLF common stock for no consideration that vests in one-third increments on each of the first three anniversaries of April 13, 2018.

F1 · price: Grant of restricted stock units representing a contingent right to receive the equivalent number of shares of GLF common stock for no consideration that vests in one-third increments on each of the first three anniversaries of April 13, 2018.

SEC source: 0001437749-18-005600 · rdgdoc.xml · derivative · entry 7

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97

Underlying: Common Stock · 97 shares

Expires not disclosed

F5 · derivative.exercise_price: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

F5 · kind: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

F5 · price: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

F5 · derivative.exercise_date: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

F5 · derivative.expiration_date: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

SEC source: 0001437749-18-005600 · rdgdoc.xml · derivative · entry 6

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 43,541.99 shares

Expires not disclosed

F5 · derivative.exercise_price: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

F5 · kind: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

F5 · price: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

F5 · derivative.exercise_date: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

F5 · derivative.expiration_date: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

SEC source: 0001437749-18-005600 · rdgdoc.xml · derivative · entry 5

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,166

Underlying: Common Stock · 1,051 shares

Expires not disclosed

F5 · kind: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

F5 · price: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

F5 · derivative.exercise_date: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

F5 · derivative.expiration_date: On the Effective Date and pursuant to the Plan, the reporting person's 43,541.99 shares of Predecessor Common Stock underlying the Phantom Stock units held in a "Rabbi" trust to hold the stock portion of the reporting person's benefits under the Issuer's Executive Nonqualified Excess Plan were cancelled in exchange for 97 Shares and 1,051 New Existing Equity Warrants.

SEC source: 0001437749-18-005600 · rdgdoc.xml · derivative · entry 4

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115

Underlying: Common Stock · 2,115 shares

Expires not disclosed

F1 · kind: Effective November 14, 2017 (the "Effective Date"), the Issuer emerged from bankruptcy pursuant to a Chapter 11 Plan (the "Plan").

F3 · kind: On the Effective Date, all Predecessor Common Stock was canceled and each holder of such Predecessor Common Stock, including the reporting person, received his pro rata share of (a) new shares of the Issuer's common stock ("Shares"), representing in the aggregate 0.75% of the Shares, or as applicable, certain warrants (the "Reorganized GulfMark Equity"), subject to dilution by the Reorganized GulfMark Equity issued or issuable under the Issuer's management incentive plan (the "MIP") and upon exercise of the New Existing Equity Warrants (as defined below), and (b) warrants for 7.5% of the equity in the reorganized Issuer subject to dilution by the Reorganized GulfMark Equity issued or issuable under the MIP, with an exercise price based on an equity value of $1 billion (the "New Existing Equity Warrants"). Accordingly, the reporting person's 72,177 shares of Predecessor Common Stock were canceled and he received 196 Shares and New Existing Equity Warrants to purchase 2,115 Shares.

F3 · price: On the Effective Date, all Predecessor Common Stock was canceled and each holder of such Predecessor Common Stock, including the reporting person, received his pro rata share of (a) new shares of the Issuer's common stock ("Shares"), representing in the aggregate 0.75% of the Shares, or as applicable, certain warrants (the "Reorganized GulfMark Equity"), subject to dilution by the Reorganized GulfMark Equity issued or issuable under the Issuer's management incentive plan (the "MIP") and upon exercise of the New Existing Equity Warrants (as defined below), and (b) warrants for 7.5% of the equity in the reorganized Issuer subject to dilution by the Reorganized GulfMark Equity issued or issuable under the MIP, with an exercise price based on an equity value of $1 billion (the "New Existing Equity Warrants"). Accordingly, the reporting person's 72,177 shares of Predecessor Common Stock were canceled and he received 196 Shares and New Existing Equity Warrants to purchase 2,115 Shares.

F3 · derivative.exercise_date: On the Effective Date, all Predecessor Common Stock was canceled and each holder of such Predecessor Common Stock, including the reporting person, received his pro rata share of (a) new shares of the Issuer's common stock ("Shares"), representing in the aggregate 0.75% of the Shares, or as applicable, certain warrants (the "Reorganized GulfMark Equity"), subject to dilution by the Reorganized GulfMark Equity issued or issuable under the Issuer's management incentive plan (the "MIP") and upon exercise of the New Existing Equity Warrants (as defined below), and (b) warrants for 7.5% of the equity in the reorganized Issuer subject to dilution by the Reorganized GulfMark Equity issued or issuable under the MIP, with an exercise price based on an equity value of $1 billion (the "New Existing Equity Warrants"). Accordingly, the reporting person's 72,177 shares of Predecessor Common Stock were canceled and he received 196 Shares and New Existing Equity Warrants to purchase 2,115 Shares.

F3 · derivative.expiration_date: On the Effective Date, all Predecessor Common Stock was canceled and each holder of such Predecessor Common Stock, including the reporting person, received his pro rata share of (a) new shares of the Issuer's common stock ("Shares"), representing in the aggregate 0.75% of the Shares, or as applicable, certain warrants (the "Reorganized GulfMark Equity"), subject to dilution by the Reorganized GulfMark Equity issued or issuable under the Issuer's management incentive plan (the "MIP") and upon exercise of the New Existing Equity Warrants (as defined below), and (b) warrants for 7.5% of the equity in the reorganized Issuer subject to dilution by the Reorganized GulfMark Equity issued or issuable under the MIP, with an exercise price based on an equity value of $1 billion (the "New Existing Equity Warrants"). Accordingly, the reporting person's 72,177 shares of Predecessor Common Stock were canceled and he received 196 Shares and New Existing Equity Warrants to purchase 2,115 Shares.

SEC source: 0001437749-18-005600 · rdgdoc.xml · nonDerivative · entry 3

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196

F1 · kind: Effective November 14, 2017 (the "Effective Date"), the Issuer emerged from bankruptcy pursuant to a Chapter 11 Plan (the "Plan").

F3 · kind: On the Effective Date, all Predecessor Common Stock was canceled and each holder of such Predecessor Common Stock, including the reporting person, received his pro rata share of (a) new shares of the Issuer's common stock ("Shares"), representing in the aggregate 0.75% of the Shares, or as applicable, certain warrants (the "Reorganized GulfMark Equity"), subject to dilution by the Reorganized GulfMark Equity issued or issuable under the Issuer's management incentive plan (the "MIP") and upon exercise of the New Existing Equity Warrants (as defined below), and (b) warrants for 7.5% of the equity in the reorganized Issuer subject to dilution by the Reorganized GulfMark Equity issued or issuable under the MIP, with an exercise price based on an equity value of $1 billion (the "New Existing Equity Warrants"). Accordingly, the reporting person's 72,177 shares of Predecessor Common Stock were canceled and he received 196 Shares and New Existing Equity Warrants to purchase 2,115 Shares.

F3 · price: On the Effective Date, all Predecessor Common Stock was canceled and each holder of such Predecessor Common Stock, including the reporting person, received his pro rata share of (a) new shares of the Issuer's common stock ("Shares"), representing in the aggregate 0.75% of the Shares, or as applicable, certain warrants (the "Reorganized GulfMark Equity"), subject to dilution by the Reorganized GulfMark Equity issued or issuable under the Issuer's management incentive plan (the "MIP") and upon exercise of the New Existing Equity Warrants (as defined below), and (b) warrants for 7.5% of the equity in the reorganized Issuer subject to dilution by the Reorganized GulfMark Equity issued or issuable under the MIP, with an exercise price based on an equity value of $1 billion (the "New Existing Equity Warrants"). Accordingly, the reporting person's 72,177 shares of Predecessor Common Stock were canceled and he received 196 Shares and New Existing Equity Warrants to purchase 2,115 Shares.

SEC source: 0001437749-18-005600 · rdgdoc.xml · nonDerivative · entry 2

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Effective November 14, 2017 (the "Effective Date"), the Issuer emerged from bankruptcy pursuant to a Chapter 11 Plan (the "Plan").

F3 · kind: On the Effective Date, all Predecessor Common Stock was canceled and each holder of such Predecessor Common Stock, including the reporting person, received his pro rata share of (a) new shares of the Issuer's common stock ("Shares"), representing in the aggregate 0.75% of the Shares, or as applicable, certain warrants (the "Reorganized GulfMark Equity"), subject to dilution by the Reorganized GulfMark Equity issued or issuable under the Issuer's management incentive plan (the "MIP") and upon exercise of the New Existing Equity Warrants (as defined below), and (b) warrants for 7.5% of the equity in the reorganized Issuer subject to dilution by the Reorganized GulfMark Equity issued or issuable under the MIP, with an exercise price based on an equity value of $1 billion (the "New Existing Equity Warrants"). Accordingly, the reporting person's 72,177 shares of Predecessor Common Stock were canceled and he received 196 Shares and New Existing Equity Warrants to purchase 2,115 Shares.

F4 · shares: The reporting person's Form 4 filed on March 28, 2017 incorrectly stated, in Column 5, due to a transcription error, the total number of shares of Predecessor Common Stock owned by the reporting person. The correct amount of shares that should have been reported was 91,868 shares of Predecessor Common Stock and not 91,109 shares of Predecessor Common Stock.

F3 · price: On the Effective Date, all Predecessor Common Stock was canceled and each holder of such Predecessor Common Stock, including the reporting person, received his pro rata share of (a) new shares of the Issuer's common stock ("Shares"), representing in the aggregate 0.75% of the Shares, or as applicable, certain warrants (the "Reorganized GulfMark Equity"), subject to dilution by the Reorganized GulfMark Equity issued or issuable under the Issuer's management incentive plan (the "MIP") and upon exercise of the New Existing Equity Warrants (as defined below), and (b) warrants for 7.5% of the equity in the reorganized Issuer subject to dilution by the Reorganized GulfMark Equity issued or issuable under the MIP, with an exercise price based on an equity value of $1 billion (the "New Existing Equity Warrants"). Accordingly, the reporting person's 72,177 shares of Predecessor Common Stock were canceled and he received 196 Shares and New Existing Equity Warrants to purchase 2,115 Shares.

SEC source: 0001437749-18-005600 · rdgdoc.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transaction was a withholding and sale by the Issuer of a portion of vested restricted Class A Common Stock, $0.01 par value per share, of the Issuer outstanding immediately prior to the Effective Date ("Predecessor Common Stock"), to satisfy the reporting person's tax obligations upon the immediate vesting of such shares in anticipation of the Issuer's emergence from bankruptcy.

SEC source: 0001437749-17-005454 · rdgdoc.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,109

F1 · security: Transaction was a withholding of portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted.

SEC source: 0001437749-17-006557 · rdgdoc.xml · derivative · entry 2

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,627

Underlying: Common Stock · 549 shares

Expires not disclosed

F1 · derivative.exercise_price: The transactions reported here were made pursuant to the GulfMark Offshore, Inc. Employee Stock Purchase Plan.

F1 · derivative.exercise_date: The transactions reported here were made pursuant to the GulfMark Offshore, Inc. Employee Stock Purchase Plan.

F1 · derivative.expiration_date: The transactions reported here were made pursuant to the GulfMark Offshore, Inc. Employee Stock Purchase Plan.

SEC source: 0001437749-17-000043 · rdgdoc.xml · derivative · entry 1

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,417

Underlying: Common Stock · 549 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction reported here is made pursuant to the Gulfmark Offshore, Inc. Employee Stock Purchase Plan.

F1 · derivative.exercise_date: The transaction reported here is made pursuant to the Gulfmark Offshore, Inc. Employee Stock Purchase Plan.

F1 · derivative.expiration_date: The transaction reported here is made pursuant to the Gulfmark Offshore, Inc. Employee Stock Purchase Plan.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 24

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,541.99

Underlying: Common Stock · 1,196.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 23

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,345.9

Underlying: Common Stock · 1,276.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 22

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,069.59

Underlying: Common Stock · 1,674.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 21

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,395.07

Underlying: Common Stock · 1,550.48 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 20

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,844.59

Underlying: Common Stock · 1,820.13 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 19

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,024.46

Underlying: Common Stock · 1,395.43 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-16-039583 · rdgdoc.xml · derivative · entry 1

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,868

Underlying: Common Stock · 391 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction reported here is made pursuant to the Gulfmark Offshore, Inc. Employee Stock Purchase Plan.

F1 · derivative.exercise_date: The transaction reported here is made pursuant to the Gulfmark Offshore, Inc. Employee Stock Purchase Plan.

F1 · derivative.expiration_date: The transaction reported here is made pursuant to the Gulfmark Offshore, Inc. Employee Stock Purchase Plan.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 18

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,629.03

Underlying: Common Stock · 1,245.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 17

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,383.11

Underlying: Common Stock · 1,067.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 16

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,315.18

Underlying: Common Stock · 973.56 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 15

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,341.62

Underlying: Common Stock · 786.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 14

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,554.72

Underlying: Common Stock · 721.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 13

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,832.94

Underlying: Common Stock · 612.03 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 12

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,220.91

Underlying: Common Stock · 668.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-006557 · rdgdoc.xml · derivative · entry 1

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,687

Underlying: Common Stock · 210 shares

Expires not disclosed

F1 · derivative.exercise_price: The transactions reported here were made pursuant to the GulfMark Offshore, Inc. Employee Stock Purchase Plan.

F1 · derivative.exercise_date: The transactions reported here were made pursuant to the GulfMark Offshore, Inc. Employee Stock Purchase Plan.

F1 · derivative.expiration_date: The transactions reported here were made pursuant to the GulfMark Offshore, Inc. Employee Stock Purchase Plan.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 11

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,552.17

Underlying: Common Stock · 565.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 10

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,986.45

Underlying: Common Stock · 646.03 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 9

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,340.42

Underlying: Common Stock · 450.14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 8

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,890.28

Underlying: Common Stock · 308.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 7

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,581.56

Underlying: Common Stock · 393.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 6

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,188.11

Underlying: Common Stock · 339.25 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 5

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,848.86

Underlying: Common Stock · 322.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 4

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,526.34

Underlying: Common Stock · 583.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 3

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,943.29

Underlying: Common Stock · 681.81 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 2

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,261.48

Underlying: Common Stock · 552.28 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

SEC source: 0001437749-17-000616 · rdgdoc.xml · derivative · entry 1

Rubio Samuel R · CIK 0001452077 · SVP - Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,709.2

Underlying: Common Stock · 742.25 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.