OBRIEN RICHARD T

SEC source: 0001567619-18-008771 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,773.134

Underlying: Common Stock · 786.29 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 786.290 stock equivalent units, 655.242 were granted at a price of $49.60 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 131.048 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F3 · balance_after: Includes 385.242 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001567619-18-003358 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,601.602

Underlying: Common Stock · 793.865 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 793.865 stock equivalent units, 661.555 were granted at a price of $46.58 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 132.311 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F3 · balance_after: Includes 402.409 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001140361-18-030694 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,405.328

Underlying: Common Stock · 787.919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 787.919 stock equivalent units, 656.599 were granted at a price of $45.69 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 131.320 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

SEC source: 0001140361-18-024667 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,617.409

Underlying: Common Stock · 3,163.842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · balance_after: Includes 370.747 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.

SEC source: 0001562180-18-002475 · primarydocument.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,896.48

Underlying: Common Stock · 1,180 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1-for-1 basis.

F2 · kind: Annual deferred stock grant made to the reporting person under the Vulcan Materials Company 2016 Omnibus Long-Term Incentive Plan.

F3 · price: Deferred Stock Units are fully vested as of the grant date. Vested shares will be delivered to the reporting person in the month of April following the year in which the reporting person ceases to be a member of the Board of Directors, unless the reporting person has elected to defer payment of the award, or unless payment is made earlier due to the death or disability of the reporting person or a change in control of Vulcan.

F3 · derivative.exercise_date: Deferred Stock Units are fully vested as of the grant date. Vested shares will be delivered to the reporting person in the month of April following the year in which the reporting person ceases to be a member of the Board of Directors, unless the reporting person has elected to defer payment of the award, or unless payment is made earlier due to the death or disability of the reporting person or a change in control of Vulcan.

F3 · derivative.expiration_date: Deferred Stock Units are fully vested as of the grant date. Vested shares will be delivered to the reporting person in the month of April following the year in which the reporting person ceases to be a member of the Board of Directors, unless the reporting person has elected to defer payment of the award, or unless payment is made earlier due to the death or disability of the reporting person or a change in control of Vulcan.

SEC source: 0001140361-18-016191 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,082.82

Underlying: Common Stock · 798.049 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 798.049 stock equivalent units, 665.041 were granted at a price of $45.11 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 133.008 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 798.049 stock equivalent units, 665.041 were granted at a price of $45.11 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 133.008 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 348.547 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001140361-18-000223 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,936.224

Underlying: Common Stock · 753.138 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 753.138 stock equivalent units, 627.615 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 125.523 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 753.138 stock equivalent units, 627.615 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 125.523 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 307.809 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001140361-17-036954 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,875.277

Underlying: Common Stock · 765.306 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 765.306 stock equivalent units, 637.755 were granted at a price of $47.04 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 127.551 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 765.306 stock equivalent units, 637.755 were granted at a price of $47.04 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 127.551 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 317.192 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001140361-17-026753 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,792.779

Underlying: Common Stock · 716.355 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 716.355 stock equivalent units, 596.962 were granted at a price of $47.01 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 119.392 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 716.355 stock equivalent units, 596.962 were granted at a price of $47.01 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 119.392 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

SEC source: 0001225208-17-011492 · doc4.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,610.372

Underlying: Common Stock · 1,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1-for-1 basis.

F2 · kind: Annual deferred stock grant made to the reporting person under the Vulcan Materials Company 2016 Omnibus Long-Term Incentive Plan.

F3 · price: Deferred Stock Units are fully vested as of the grant date. Vested shares will be delivered to the reporting person in the month of April following the year in which the reporting person ceases to be a member of the Board of Directors, unless the reporting person has elected to defer payment of the award, or unless payment is made earlier due to the death or disability of the reporting person or a change in control of Vulcan.

F3 · derivative.exercise_date: Deferred Stock Units are fully vested as of the grant date. Vested shares will be delivered to the reporting person in the month of April following the year in which the reporting person ceases to be a member of the Board of Directors, unless the reporting person has elected to defer payment of the award, or unless payment is made earlier due to the death or disability of the reporting person or a change in control of Vulcan.

F3 · derivative.expiration_date: Deferred Stock Units are fully vested as of the grant date. Vested shares will be delivered to the reporting person in the month of April following the year in which the reporting person ceases to be a member of the Board of Directors, unless the reporting person has elected to defer payment of the award, or unless payment is made earlier due to the death or disability of the reporting person or a change in control of Vulcan.

SEC source: 0001140361-17-021575 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,076.424

Underlying: Common Stock · 3,069.502 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · balance_after: Includes 297.369 shares of common stock acquired pursuant to reinvestment of common stock dividends

SEC source: 0001140361-17-013886 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,709.553

Underlying: Common Stock · 703.596 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 703.596 stock equivalent units, 586.33 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 117.266 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 703.596 stock equivalent units, 586.33 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 117.266 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 298.789 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001140361-16-091188 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,707.168

Underlying: Common Stock · 773.386 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 773.386 stock equivalent units, 644.488 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 128.898 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 773.386 stock equivalent units, 644.488 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 128.898 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 294.462 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001140361-16-081245 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,639.32

Underlying: Common Stock · 719.592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 719.592 stock equivalent units, 599.660 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 119.932 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 719.592 stock equivalent units, 599.660 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 119.932 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 263.753 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent unit dividends.

SEC source: 0001164727-13-000027 · edgar.xml · nonDerivative · entry 2

OBRIEN RICHARD T · CIK 0001179997 · Former CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,948

F1 · shares: Represents shares reacquired to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on March 1, 2013.

SEC source: 0001164727-13-000027 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Former CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,750

SEC source: 0001164727-13-000007 · edgar.xml · nonDerivative · entry 3

OBRIEN RICHARD T · CIK 0001179997 · Director · Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,799

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F3 · price: This transaction was executed in multiple trades at prices of $39.9901 to $40.12. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

SEC source: 0001164727-13-000007 · edgar.xml · nonDerivative · entry 2

OBRIEN RICHARD T · CIK 0001179997 · Director · Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,321

F1 · shares: Represents shares reacquired to sastisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on February 27, 2013.

SEC source: 0001164727-13-000007 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director · Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,898

SEC source: 0001164727-12-000067 · edgar.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

SEC source: 0001164727-12-000039 · edgar.xml · nonDerivative · entry 5

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,540

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F4 · price: This transaction was executed in multiple trades at prices of $57.88 to $58.3201. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

SEC source: 0001164727-12-000039 · edgar.xml · nonDerivative · entry 4

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,332

SEC source: 0001164727-12-000039 · edgar.xml · nonDerivative · entry 3

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,626

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F3 · price: This transaction was executed in multiple trades at prices of $58.13 to $58.30. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

SEC source: 0001164727-12-000039 · edgar.xml · nonDerivative · entry 2

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,186

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $57.75 to $58.30. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

SEC source: 0001164727-12-000039 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,275

SEC source: 0001164727-12-000019 · edgar.xml · nonDerivative · entry 2

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,853

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F3 · price: This transaction was executed in multiple trades at prices of $61.5301 to $61.80. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

SEC source: 0001164727-12-000019 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,141

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $59.79 to $59.87. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

SEC source: 0001164727-12-000001 · edgar.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

SEC source: 0001164727-11-000101 · edgar.xml · derivative · entry 3

OBRIEN RICHARD T · CIK 0001179997 · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 40,000 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments beginning April 30, 2008.

SEC source: 0001164727-11-000101 · edgar.xml · nonDerivative · entry 2

OBRIEN RICHARD T · CIK 0001179997 · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,187

F1 · price: This transaction was executed in multiple trades at prices between $63.00 and $63.85. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F2 · balance_after: As of August 31, 2011, the reporting person held 1,482 shares of Newmont Mining Corporation common stock in his 401(k) Plan.

SEC source: 0001164727-11-000101 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001164727-11-000065 · edgar.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2021-04-25

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 25, 2012.

SEC source: 0001164727-11-000047 · edgar.xml · nonDerivative · entry 3

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,187

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2010 solely to cover taxes and fees.

F4 · price: This transaction was executed in multiple trades at prices between $54.82 and $54.87. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

F5 · balance_after: As of February 28, 2010 the reporting person held 1,393 shares of Newmont Mining common stock in his 401(k) Plan.

SEC source: 0001164727-11-000047 · edgar.xml · nonDerivative · entry 2

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,203

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011 solely to cover taxes and fees.

F3 · price: This transaction was executed in multiple trades at prices between $54.85 and $54.90. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

SEC source: 0001164727-11-000047 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,464

SEC source: 0001164727-11-000030 · edgar.xml · nonDerivative · entry 2

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,801

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011.

F2 · price: This transaction was executed in multiple trades at prices between $56.15 and $56.1501. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

F3 · balance_after: As of February 28, 2011 the reporting person held 1,393 shares of Newmont Mining common stock in his 401(k) Plan.

SEC source: 0001164727-11-000030 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,404

SEC source: 0001164727-11-000021 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,693

F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2008.

F2 · price: This transaction was executed in multiple trades at prices of $54.33, $54.34 and $54.35. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

F3 · balance_after: As of February 28, 2011 the reporting person held 1,393 shares of Newmont Mining common stock in his 401(k) Plan.

SEC source: 0001164727-11-000007 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,264

F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2009.

F2 · price: This transaction was executed in multiple trades at prices of $57.41 and $57.67. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

F3 · balance_after: As of January 31, 2011 the reporting person held 1,324 shares of Newmont Mining common stock in his 401(k) Plan.

SEC source: 0001164727-10-000111 · edgar.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

SEC source: 0001164727-10-000094 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,047

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2008.

F2 · price: This transaction was executed in multiple trades at prices between $54.33 and $54.79. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F3 · balance_after: As of April 30, 2010 the reporting person held 1,248 shares of Newmont Mining common stock in his 401-K Plan.

SEC source: 0001164727-10-000086 · edgar.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,960

Underlying: Common Stock · 79,960 shares

Expires 2020-04-29

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 29, 2011.

SEC source: 0001164727-10-000058 · edgar.xml · nonDerivative · entry 2

OBRIEN RICHARD T · CIK 0001179997 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,854

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2010.

F2 · price: This transaction was executed in multiple trades at prices between $50.84 and $50.92. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

F3 · balance_after: As of February 28, 2010 the reporting person held 1,080 shares of Newmont Mining common stock in his 401(k) Plan.

SEC source: 0001164727-10-000058 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,911

SEC source: 0001164727-10-000045 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,840

F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2008.

F2 · balance_after: As of January 31, 2010 the reporting person held 1,080 shares of Newmont Mining common stock in his 401(k) Plan.

SEC source: 0001164727-10-000031 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,337

F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2009.

F2 · price: This transaction was executed in multiple trades at prices of $46.3013 and $46.36. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

F3 · balance_after: As of January 31, 2010 the reporting person held 1,080 shares of Newmont Mining common stock in his 401(k) Plan.

SEC source: 0001164727-10-000018 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,070

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2008.

F2 · price: This transaction was executed in multiple trades at prices of $45.14 and $45.21. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

F3 · balance_after: As of January 31, 2010 the reporting person held 1,080 shares of Newmont Mining common stock in his 401(k) Plan.

SEC source: 0001164727-09-000078 · edgar.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,535

Underlying: Common Stock · 120,535 shares

Expires 2019-05-04

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning May 4, 2010.

SEC source: 0001164727-09-000059 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,888

F1 · balance_after: As of April 30, 2009 the reporting person held 984 shares of Newmont Mining common stock in his 401-K Plan.

SEC source: 0001164727-09-000060 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,888

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2008.

F2 · balance_after: As of April 30, 2009 the reporting person held 984 shares of Newmont Mining common stock in his 401-K Plan.