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KAMFAR RAMIN

Disclosed activity across 6 companies

Tapewire entity
23474
SEC CIK
0001111908

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bluerock Acquisition Corp.BLRK · Entity 6197Director · CEO and Chairman · 10% ownerJanuary 23, 2026January 24, 2026
Bluerock Acquisition Corp. IIBRRK · Entity 183692Director · CEO and Chairman · 10% ownerSeptember 24, 2026September 24, 2026
Bluerock High Income Institutional Credit FundIIMAX · Entity 32982DirectorMarch 02, 2022March 11, 2022
Bluerock Homes Trust, Inc.BHM · Entity 6786Director · Chairman and CEOAugust 13, 2026August 14, 2026
Bluerock Private Real Estate FundBPRE · Entity 9002DirectorOctober 12, 2026October 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bluerock Acquisition Corp.

Report date January 23, 2026 · Filed January 24, 2026

Jointly reported with Bluerock Acquisition Holdings, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table I · non-derivativeDirect5,655,000 Reported balance After 2026-01-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-01-23 · Other · Disposed 35,000 · Balance 5,655,000

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: On January 23, 2026, Bluerock Acquisition Holdings, LLC (the "Sponsor") transferred 35,000 Class B Ordinary Shares of the Issuer to Ziv Conen for $0.003 per share.

Class B Ordinary SharesSEC Table II · derivative / convertible securityDirect5,655,000 Reported balance After 2026-01-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-23 · Other · Disposed 35,000 · Balance 5,655,000

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: On January 23, 2026, Bluerock Acquisition Holdings, LLC (the "Sponsor") transferred 35,000 Class B Ordinary Shares of the Issuer to Ziv Conen for $0.003 per share.

F3: The Sponsor is the record holder of the securities reported herein. BEH SPAC Holdings, LLC ("BEH") is the managing member of the Sponsor. Bluerock Enterprise Holdings, LP ("Bluerock Enterprise") is the sole member of BEH. Bluerock Holdings Manager, Inc. ("Bluerock Manager") is the general partner of Bluerock Enterprise. Ramin Kamfar controls Bluerock Manager and has voting and investment discretion with respect to the securities held of record by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: On January 23, 2026, Bluerock Acquisition Holdings, LLC (the "Sponsor") transferred 35,000 Class B Ordinary Shares of the Issuer to Ziv Conen for $0.003 per share.

F3: The Sponsor is the record holder of the securities reported herein. BEH SPAC Holdings, LLC ("BEH") is the managing member of the Sponsor. Bluerock Enterprise Holdings, LP ("Bluerock Enterprise") is the sole member of BEH. Bluerock Holdings Manager, Inc. ("Bluerock Manager") is the general partner of Bluerock Enterprise. Ramin Kamfar controls Bluerock Manager and has voting and investment discretion with respect to the securities held of record by the Sponsor.

Bluerock Acquisition Corp. II

Report date September 24, 2026 · Filed September 24, 2026

Jointly reported with Bluerock Acquisition Holdings II, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2026-09-24 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-297691) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 790,541Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriter's over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F2: Bluerock Acquisition Holdings II, LLC (the "Sponsor") is the record holder of the securities reported herein. BEH SPAC Holdings, LLC ("BEH Holdings") is the managing member of the Sponsor. Ramin Kamfar controls BEH Holdings and has voting and investment discretion with respect to the securities held of record by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-297691) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 790,541Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriter's over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F2: Bluerock Acquisition Holdings II, LLC (the "Sponsor") is the record holder of the securities reported herein. BEH SPAC Holdings, LLC ("BEH Holdings") is the managing member of the Sponsor. Ramin Kamfar controls BEH Holdings and has voting and investment discretion with respect to the securities held of record by the Sponsor.

Bluerock High Income Institutional Credit Fund

Report date March 02, 2022 · Filed March 11, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares of beneficial interestSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2022-03-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Bluerock Homes Trust, Inc.

Report date August 13, 2026 · Filed August 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP UnitsSEC Table II · derivative / convertible securityDirect1,249,736 Reported balance After 2026-08-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-13 · Grant · Acquired 17,606 · Balance 1,249,736

F1: Represents long-term incentive plan units ("LTIP Units") issued in partial satisfaction of the Issuer's Base Management Fee obligation to Bluerock Homes Manager, LLC (the "Manager") for the second quarter of 2026 and in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH"), for a portion of the salary payable by BREH to the Reporting Person for the quarter ending June 30, 2026 for services provided to the Manager in the Reporting Person's capacity as Chief Executive Officer thereof. These LTIP Units were fully vested upon issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Represents long-term incentive plan units ("LTIP Units") issued in partial satisfaction of the Issuer's Base Management Fee obligation to Bluerock Homes Manager, LLC (the "Manager") for the second quarter of 2026 and in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH"), for a portion of the salary payable by BREH to the Reporting Person for the quarter ending June 30, 2026 for services provided to the Manager in the Reporting Person's capacity as Chief Executive Officer thereof. These LTIP Units were fully vested upon issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Bluerock Private Real Estate Fund

Report date October 12, 2026 · Filed October 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectShares purchased through an entity controlled by the Reporting Person1,986,015 Reported balance After 2026-10-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-10-12 · Purchase · Acquired 158,984 · Balance 1,986,015

F1: Shares purchased through an entity controlled by the Reporting Person (Bluerock Asset Management, LLC).

F2: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.87 to $13.15.

Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectShares purchased through an entity controlled by the Reporting Person2,096,979 Reported balance After 2026-10-13 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-10-13 · Purchase · Acquired 110,964 · Balance 2,096,979

F1: Shares purchased through an entity controlled by the Reporting Person (Bluerock Asset Management, LLC).

F3: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.80 to $12.95.

Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectShares purchased through an entity controlled by the Reporting Person2,254,640 Reported balance After 2026-10-14 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-10-14 · Purchase · Acquired 157,661 · Balance 2,254,640

F1: Shares purchased through an entity controlled by the Reporting Person (Bluerock Asset Management, LLC).

F4: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.55 to $12.82

Filing footnotes · ownership attribution and instrument terms

F1: Shares purchased through an entity controlled by the Reporting Person (Bluerock Asset Management, LLC).

F2: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.87 to $13.15.

F3: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.80 to $12.95.

F4: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.55 to $12.82

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bluerock Residential Growth REIT, Inc.

Report date October 05, 2022 · Filed October 08, 2022

Section 16 reporting ended · disclosed 2022-10-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, Par Value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2022-10-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-10-06 · Other · Disposed 5,810 · Balance 0

F1: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash, (the "Merger Consideration"), without interest. These shares were owned by Bluerock Real Estate LLC or its affiliates which are owned by the Reporting Person.

Class C Common Stock, Par Value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2022-10-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-10-06 · Other · Disposed 41,979 · Balance 0

F1: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash, (the "Merger Consideration"), without interest. These shares were owned by Bluerock Real Estate LLC or its affiliates which are owned by the Reporting Person.

OP UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2022-10-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-10-05 · Other · Disposed 1,956 · Balance 0

F2: Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as general partner on October 5, 2022. Effective October 5, 2022, redemptions of Common Units were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These Common Units were owned by affiliates or family members of the Reporting Person.

LTIP UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote314,063 Reported balance After 2022-10-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-10-05 · Other · Disposed 65 · Balance 314,063

F3: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These LTIP Units are owned by family members of the Reporting Person.

LTIP UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote237,357 Reported balance After 2022-10-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-10-05 · Other · Disposed 76,706 · Balance 237,357

F4: Represents LTIP Units. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These LTIP Units were owned by Bluerock Real Estate LLC, which is majority-owned by the Reporting Person.

LTIP UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-10-05 · Other · Disposed 237,357 · Balance 0

F5: Represents LTIP Units. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash, (the "Merger Consideration"), without interest. These shares were owned by Bluerock Real Estate LLC or its affiliates which are owned by the Reporting Person.

F2: Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as general partner on October 5, 2022. Effective October 5, 2022, redemptions of Common Units were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These Common Units were owned by affiliates or family members of the Reporting Person.

F3: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These LTIP Units are owned by family members of the Reporting Person.

F4: Represents LTIP Units. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These LTIP Units were owned by Bluerock Real Estate LLC, which is majority-owned by the Reporting Person.

F5: Represents LTIP Units. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2017 Filed Nov 2, 2017 21:17 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantOP Units · Derivative 1,869,318 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-055897 · tv478432_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,144,421

Underlying: Class A Common Stock · 1,869,318 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents OP Units in the Operating Partnership, of which the Issuer is the general partner. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis.

F5 · kind: The acquisition represents consideration paid by the Issuer, through the Operating Partnership, in connection with the Issuer's acquisition of the assets used by its former manager in performance of the management functions formerly provided to the Issuer.

F1 · price: Shares of the Issuer's Class C Common Stock are convertible, at the holder's option, into shares of the Issuer's Class A Common Stock on a one-for-one basis, and upon the occurrence of certain transfers of units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership") or shares of Class C Common Stock and similar events, will convert automatically into shares of the Issuer's Class A Common Stock, also on a one-for-one basis.

F1 · derivative.exercise_date: Shares of the Issuer's Class C Common Stock are convertible, at the holder's option, into shares of the Issuer's Class A Common Stock on a one-for-one basis, and upon the occurrence of certain transfers of units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership") or shares of Class C Common Stock and similar events, will convert automatically into shares of the Issuer's Class A Common Stock, also on a one-for-one basis.

F1 · derivative.expiration_date: Shares of the Issuer's Class C Common Stock are convertible, at the holder's option, into shares of the Issuer's Class A Common Stock on a one-for-one basis, and upon the occurrence of certain transfers of units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership") or shares of Class C Common Stock and similar events, will convert automatically into shares of the Issuer's Class A Common Stock, also on a one-for-one basis.

F6 · ownership.nature: These OP Units are owned by Bluerock Real Estate, L.L.C., which is 99.9% owned by R. Ramin Kamfar.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:17 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantClass C Common Stock · Derivative 38,149 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-055897 · tv478432_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 39,149

Underlying: Class A Common Stock · 38,149 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's Class C Common Stock are convertible, at the holder's option, into shares of the Issuer's Class A Common Stock on a one-for-one basis, and upon the occurrence of certain transfers of units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership") or shares of Class C Common Stock and similar events, will convert automatically into shares of the Issuer's Class A Common Stock, also on a one-for-one basis.

F2 · kind: The acquisition represents consideration paid by the Issuer in connection with its acquisition of the assets used by its former manager in the performance of the management functions formerly provided to the Issuer.

F1 · price: Shares of the Issuer's Class C Common Stock are convertible, at the holder's option, into shares of the Issuer's Class A Common Stock on a one-for-one basis, and upon the occurrence of certain transfers of units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership") or shares of Class C Common Stock and similar events, will convert automatically into shares of the Issuer's Class A Common Stock, also on a one-for-one basis.

F1 · derivative.exercise_date: Shares of the Issuer's Class C Common Stock are convertible, at the holder's option, into shares of the Issuer's Class A Common Stock on a one-for-one basis, and upon the occurrence of certain transfers of units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership") or shares of Class C Common Stock and similar events, will convert automatically into shares of the Issuer's Class A Common Stock, also on a one-for-one basis.

F1 · derivative.expiration_date: Shares of the Issuer's Class C Common Stock are convertible, at the holder's option, into shares of the Issuer's Class A Common Stock on a one-for-one basis, and upon the occurrence of certain transfers of units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership") or shares of Class C Common Stock and similar events, will convert automatically into shares of the Issuer's Class A Common Stock, also on a one-for-one basis.

F3 · ownership.nature: These shares are owned by Bluerock Real Estate, L.L.C., which is 99.9% owned by R. Ramin Kamfar.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:31 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherOP Units · Derivative 47,451 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-051242 · v476382_4.xml · derivative · entry 6

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,275,103

Underlying: Class A Common Stock · 47,451 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F7 · derivative.exercise_price: Disposition is as a result of an in kind distribution of OP Units pursuant to a member of the Manager requesting a distribution of the member's allocable portion of OP Units as permitted under the Manager's Second Amended and Restated Limited Liability Company Agreement.

F5 · price: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F7 · price: Disposition is as a result of an in kind distribution of OP Units pursuant to a member of the Manager requesting a distribution of the member's allocable portion of OP Units as permitted under the Manager's Second Amended and Restated Limited Liability Company Agreement.

F5 · derivative.exercise_date: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F7 · derivative.exercise_date: Disposition is as a result of an in kind distribution of OP Units pursuant to a member of the Manager requesting a distribution of the member's allocable portion of OP Units as permitted under the Manager's Second Amended and Restated Limited Liability Company Agreement.

F5 · derivative.expiration_date: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F7 · derivative.expiration_date: Disposition is as a result of an in kind distribution of OP Units pursuant to a member of the Manager requesting a distribution of the member's allocable portion of OP Units as permitted under the Manager's Second Amended and Restated Limited Liability Company Agreement.

F5 · ownership.nature: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F7 · ownership.nature: Disposition is as a result of an in kind distribution of OP Units pursuant to a member of the Manager requesting a distribution of the member's allocable portion of OP Units as permitted under the Manager's Second Amended and Restated Limited Liability Company Agreement.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:31 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherOP Units · Derivative 59,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-051242 · v476382_4.xml · derivative · entry 5

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,322,554

Underlying: Class A Common Stock · 59,739 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F7 · derivative.exercise_price: Disposition is as a result of an in kind distribution of OP Units pursuant to a member of the Manager requesting a distribution of the member's allocable portion of OP Units as permitted under the Manager's Second Amended and Restated Limited Liability Company Agreement.

F5 · price: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F7 · price: Disposition is as a result of an in kind distribution of OP Units pursuant to a member of the Manager requesting a distribution of the member's allocable portion of OP Units as permitted under the Manager's Second Amended and Restated Limited Liability Company Agreement.

F5 · derivative.exercise_date: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F7 · derivative.exercise_date: Disposition is as a result of an in kind distribution of OP Units pursuant to a member of the Manager requesting a distribution of the member's allocable portion of OP Units as permitted under the Manager's Second Amended and Restated Limited Liability Company Agreement.

F5 · derivative.expiration_date: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F7 · derivative.expiration_date: Disposition is as a result of an in kind distribution of OP Units pursuant to a member of the Manager requesting a distribution of the member's allocable portion of OP Units as permitted under the Manager's Second Amended and Restated Limited Liability Company Agreement.

F5 · ownership.nature: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F7 · ownership.nature: Disposition is as a result of an in kind distribution of OP Units pursuant to a member of the Manager requesting a distribution of the member's allocable portion of OP Units as permitted under the Manager's Second Amended and Restated Limited Liability Company Agreement.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:31 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 ConversionOP Units · Derivative 2,098,843 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-051242 · v476382_4.xml · derivative · entry 4

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,382,293

Underlying: Class A Common Stock · 2,098,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by RK Sub.

F6 · price: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by RK Sub.

F6 · derivative.exercise_date: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by RK Sub.

F6 · derivative.expiration_date: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by RK Sub.

F6 · ownership.nature: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by RK Sub.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:31 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 ConversionOP Units · Derivative 107,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-051242 · v476382_4.xml · derivative · entry 3

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 283,450

Underlying: Class A Common Stock · 107,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F5 · price: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F5 · derivative.exercise_date: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F5 · derivative.expiration_date: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

F5 · ownership.nature: Represents OP Units in the Operating Partnership. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Manager.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:31 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 ConversionLTIP Units · Derivative 2,098,843 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-051242 · v476382_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 288,856

Underlying: Class A Common Stock · 2,098,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents restricted units of partnership interests ("LTIP Units") in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager RK, LLC ("RK Sub"), a wholly owned subsidiary of the Manager, in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · derivative.exercise_price: 2,098,843 of the Reporting Person's LTIP Units in the Operating Partnership owned by RK Sub were converted into OP Units on a one-for-one basis.

F3 · price: Represents restricted units of partnership interests ("LTIP Units") in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager RK, LLC ("RK Sub"), a wholly owned subsidiary of the Manager, in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · price: 2,098,843 of the Reporting Person's LTIP Units in the Operating Partnership owned by RK Sub were converted into OP Units on a one-for-one basis.

F3 · derivative.exercise_date: Represents restricted units of partnership interests ("LTIP Units") in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager RK, LLC ("RK Sub"), a wholly owned subsidiary of the Manager, in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: 2,098,843 of the Reporting Person's LTIP Units in the Operating Partnership owned by RK Sub were converted into OP Units on a one-for-one basis.

F3 · derivative.expiration_date: Represents restricted units of partnership interests ("LTIP Units") in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager RK, LLC ("RK Sub"), a wholly owned subsidiary of the Manager, in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · derivative.expiration_date: 2,098,843 of the Reporting Person's LTIP Units in the Operating Partnership owned by RK Sub were converted into OP Units on a one-for-one basis.

F3 · ownership.nature: Represents restricted units of partnership interests ("LTIP Units") in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager RK, LLC ("RK Sub"), a wholly owned subsidiary of the Manager, in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · ownership.nature: 2,098,843 of the Reporting Person's LTIP Units in the Operating Partnership owned by RK Sub were converted into OP Units on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:31 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 ConversionLTIP Units · Derivative 107,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-051242 · v476382_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,387,699

Underlying: Class A Common Stock · 107,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP units will vest ratably over a three year period and may convert to Operating Partnership units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_price: 107,190 of the Reporting Person's LTIP Units in the Operating Partnership owned by the Manager were converted into OP Units on a one-for-one basis.

F1 · price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP units will vest ratably over a three year period and may convert to Operating Partnership units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: 107,190 of the Reporting Person's LTIP Units in the Operating Partnership owned by the Manager were converted into OP Units on a one-for-one basis.

F1 · derivative.exercise_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP units will vest ratably over a three year period and may convert to Operating Partnership units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: 107,190 of the Reporting Person's LTIP Units in the Operating Partnership owned by the Manager were converted into OP Units on a one-for-one basis.

F1 · derivative.expiration_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP units will vest ratably over a three year period and may convert to Operating Partnership units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: 107,190 of the Reporting Person's LTIP Units in the Operating Partnership owned by the Manager were converted into OP Units on a one-for-one basis.

F1 · ownership.nature: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP units will vest ratably over a three year period and may convert to Operating Partnership units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: 107,190 of the Reporting Person's LTIP Units in the Operating Partnership owned by the Manager were converted into OP Units on a one-for-one basis.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 29

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,615

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 28

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,115

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 27

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,115

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 600 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 26

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,915

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 25

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,515

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 24

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,515

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 23

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,515

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 22

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,015

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 21

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,015

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 19,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 20

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,515

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 400 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 19

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 33,115

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 18

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 33,515

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 3,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 17

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 34,015

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 1,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 16

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 37,115

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 15

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 38,215

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 14

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 39,215

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 13

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 41,715

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 12

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 42,215

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 1,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 11

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 42,965

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 10

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 44,065

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 9

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 44,865

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 8

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 45,615

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 7

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 46,365

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 6

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 47,865

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 5

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 48,365

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 4

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,165

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 400 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 3

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,965

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 400 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,365

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:36 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleClass A Common Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-047073 · v474639_4.xml · nonDerivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,765

F1 · price: These shares were disposed of by transfer to employees and advisors of Bluerock Real Estate, L.L.C. as annual incentive compensation in consideration of employment and advisory services. On the date of disposal, the closing price as reported on the NYSE MKT was $10.28 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate LLC which is 100% owned by Ramin Kamfar.

Read SEC document
August 10, 2017 Filed Sep 26, 2017 16:35 UTC Bluerock Private Real Estate Fund TIPWX · Entity 9002 SaleClass I Shares of Beneficial Interest 5,053.908 $29.68 $149,999.99
Disclosure

SEC source: 0001580642-17-005254 · primary_doc.xml · nonDerivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Chairman and Interested Truste

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,454.567

Read SEC document
August 09, 2017 Filed Aug 10, 2017 20:38 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 299,045 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-042077 · v472963_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,494,889

Underlying: Class A Common Stock · 299,045 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 20:38 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 221,481 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-042077 · v472963_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,195,844

Underlying: Class A Common Stock · 221,481 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
May 12, 2017 Filed May 15, 2017 20:38 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 34,803 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-027546 · v467033_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,974,363

Underlying: Class A Common Stock · 34,803 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
May 12, 2017 Filed May 15, 2017 20:38 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 183,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-027546 · v467033_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,939,560

Underlying: Class A Common Stock · 183,150 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
May 10, 2017 Filed May 12, 2017 21:25 UTC Bluerock Private Real Estate Fund TIPWX · Entity 9002 SaleClass I Shares of Beneficial Interest 8,465.967 $29.53 $250,000.01
Disclosure

SEC source: 0001580642-17-002982 · primary_doc.xml · nonDerivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Chairman and Interested Truste

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,147.461

Read SEC document
February 22, 2017 Filed Feb 23, 2017 21:31 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 152,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-010659 · v460168_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,756,410

Underlying: Class A Common Stock · 152,883 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:58 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 12,679 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-16-134157 · v452920_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,603,527

Underlying: Class A Common Stock · 12,679 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

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November 11, 2016 Filed Nov 14, 2016 20:58 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 139,321 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-16-134157 · v452920_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,590,848

Underlying: Class A Common Stock · 139,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by BRG Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect 52% interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held) , settled in shares of the Issuer's Class A common stock on a one-for-one basis.

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March 17, 2016 Filed Aug 23, 2018 22:30 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherClass A Common Stock 3,382.596 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-046125 · tv501617_5.xml · nonDerivative · entry 6

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,763

F1 · price: These transactions were the result of the automatic conversion of shares of Class B-1, B-2 and B-3 Common Stock into shares of Class A Common Stock on the dates indicated.

F2 · ownership.nature: These shares are owned by BER Holdings, LLC and indirectly by Mr. Kamfar as owner of BER Holdings, LLC.

Read SEC document
March 17, 2016 Filed Aug 23, 2018 22:30 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherClass B-3 Common Stock 3,382.596 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-046125 · tv501617_5.xml · nonDerivative · entry 5

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: These transactions were the result of the automatic conversion of shares of Class B-1, B-2 and B-3 Common Stock into shares of Class A Common Stock on the dates indicated.

F2 · ownership.nature: These shares are owned by BER Holdings, LLC and indirectly by Mr. Kamfar as owner of BER Holdings, LLC.

Read SEC document
September 19, 2015 Filed Aug 23, 2018 22:30 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherClass A Common Stock 3,382.596 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-046125 · tv501617_5.xml · nonDerivative · entry 4

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,763

F1 · price: These transactions were the result of the automatic conversion of shares of Class B-1, B-2 and B-3 Common Stock into shares of Class A Common Stock on the dates indicated.

F2 · ownership.nature: These shares are owned by BER Holdings, LLC and indirectly by Mr. Kamfar as owner of BER Holdings, LLC.

Read SEC document
September 19, 2015 Filed Aug 23, 2018 22:30 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherClass B-2 Common Stock 3,382.596 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-046125 · tv501617_5.xml · nonDerivative · entry 3

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: These transactions were the result of the automatic conversion of shares of Class B-1, B-2 and B-3 Common Stock into shares of Class A Common Stock on the dates indicated.

F2 · ownership.nature: These shares are owned by BER Holdings, LLC and indirectly by Mr. Kamfar as owner of BER Holdings, LLC.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.