Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EverCommerce Inc.EVCM · Entity 4719 | Director | May 07, 2021 | July 08, 2021 |
| FIRST ADVANTAGE CORPFA · Entity 4143 | Director | August 12, 2026 | August 14, 2026 |
| GLOBAL PAYMENTS INCGPN · Entity 3197 | Director | May 01, 2026 | May 04, 2026 |
| Sabre CorpSABR · Entity 5098 | Director | March 15, 2021 | March 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EverCommerce Inc.
Report date May 07, 2021 · Filed July 08, 2021
Jointly reported with Silver Lake Group, L.L.C., SLAA (GP), L.L.C., Silver Lake Alpine Associates, L.P., SL Alpine Aggregator GP, L.L.C., SLA CM GP, L.L.C., SLA CM Eclipse Holdings, L.P., SLA Eclipse Co-Invest, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld through SLA CM Eclipse Holdings, L.P. | 60,829,042 |
Last balance in matching sequence
After 2021-07-06 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-06-30 · Grant · Acquired 4,358,390 · Balance 4,358,390 F1: Represents a purchase of Common Stock, par value $0.00001 per share ("Common Stock") of EverCommerce Inc. (the "Issuer") pursuant to a Purchase Agreement dated June 22, 2021, in a private placement from the Issuer. F6: These securities were previously reported on a Form 3 filed by the Reporting Persons. F2: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 3 · 2021-07-06 · Conversion · Acquired 52,648,162 · Balance 57,006,552 F5: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F2: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 5 · 2021-07-06 · Conversion · Acquired 3,822,490 · Balance 60,829,042 F5: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F1: Represents a purchase of Common Stock, par value $0.00001 per share ("Common Stock") of EverCommerce Inc. (the "Issuer") pursuant to a Purchase Agreement dated June 22, 2021, in a private placement from the Issuer. F2: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectHeld through SLA Eclipse Co-Invest, L.P. | 6,256,099 |
Last balance in matching sequence
After 2021-07-06 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 2 · 2021-06-30 · Grant · Acquired 53,374 · Balance 53,374 F1: Represents a purchase of Common Stock, par value $0.00001 per share ("Common Stock") of EverCommerce Inc. (the "Issuer") pursuant to a Purchase Agreement dated June 22, 2021, in a private placement from the Issuer. F6: These securities were previously reported on a Form 3 filed by the Reporting Persons. F3: These securities are directly held by SLA Eclipse Co-Invest, L.P. ("SLA Co-Invest"). F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 4 · 2021-07-06 · Conversion · Acquired 6,096,644 · Balance 6,150,018 F5: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F1: Represents a purchase of Common Stock, par value $0.00001 per share ("Common Stock") of EverCommerce Inc. (the "Issuer") pursuant to a Purchase Agreement dated June 22, 2021, in a private placement from the Issuer. F3: These securities are directly held by SLA Eclipse Co-Invest, L.P. ("SLA Co-Invest"). F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 6 · 2021-07-06 · Conversion · Acquired 106,081 · Balance 6,256,099 F5: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F1: Represents a purchase of Common Stock, par value $0.00001 per share ("Common Stock") of EverCommerce Inc. (the "Issuer") pursuant to a Purchase Agreement dated June 22, 2021, in a private placement from the Issuer. F3: These securities are directly held by SLA Eclipse Co-Invest, L.P. ("SLA Co-Invest"). F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectHeld through SLA CM Eclipse Holdings, L.P. | 3,630,798 |
Reported balance
After 2021-05-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-05-07 · Grant · Acquired 3,630,798 · Balance 3,630,798 F5: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F6: These securities were previously reported on a Form 3 filed by the Reporting Persons. F2: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectHeld through SLA CM Eclipse Holdings, L.P. | 3,822,490 |
Reported balance
After 2021-05-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-05-20 · Grant · Acquired 191,692 · Balance 3,822,490 F5: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F6: These securities were previously reported on a Form 3 filed by the Reporting Persons. F2: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectHeld through SLA CM Eclipse Holdings, L.P. | 0 |
Reported balance
After 2021-07-06 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-07-06 · Conversion · Disposed 3,822,490 · Balance 0 F5: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F2: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectHeld through SLA Eclipse Co-Invest, L.P. | 106,081 |
Reported balance
After 2021-05-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-05-20 · Grant · Acquired 106,081 · Balance 106,081 F5: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F6: These securities were previously reported on a Form 3 filed by the Reporting Persons. F3: These securities are directly held by SLA Eclipse Co-Invest, L.P. ("SLA Co-Invest"). F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectHeld through SLA Eclipse Co-Invest, L.P. | 0 |
Reported balance
After 2021-07-06 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-07-06 · Conversion · Disposed 106,081 · Balance 0 F5: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F3: These securities are directly held by SLA Eclipse Co-Invest, L.P. ("SLA Co-Invest"). F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectHeld through SLA CM Eclipse Holdings, L.P. | 0 |
Reported balance
After 2021-07-06 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-07-06 · Conversion · Disposed 52,648,162 · Balance 0 F5: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F2: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectHeld through SLA Eclipse Co-Invest, L.P. | 0 |
Reported balance
After 2021-07-06 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-07-06 · Conversion · Disposed 6,096,644 · Balance 0 F5: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F3: These securities are directly held by SLA Eclipse Co-Invest, L.P. ("SLA Co-Invest"). F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a purchase of Common Stock, par value $0.00001 per share ("Common Stock") of EverCommerce Inc. (the "Issuer") pursuant to a Purchase Agreement dated June 22, 2021, in a private placement from the Issuer.
F2: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator").
F3: These securities are directly held by SLA Eclipse Co-Invest, L.P. ("SLA Co-Invest").
F4: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer.
F5: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering.
F6: These securities were previously reported on a Form 3 filed by the Reporting Persons.
FIRST ADVANTAGE CORP
Report date August 12, 2026 · Filed August 14, 2026
Jointly reported with SLTA V (GP), L.L.C., Silver Lake Group, L.L.C., Silver Lake Technology Associates V, L.P., SLP Fastball Aggregator, L.P., SLP V Aggregator GP, L.L.C.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld through SLP Fastball Aggregator, L.P. | 73,028,998 |
Last balance in matching sequence
After 2026-08-12 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-08-12 · Sale · Disposed 12,500,000 · Balance 77,057,840 F1: This amount represents the $22.20 secondary public offering price per share of common stock par value $0.001 per share (the "Common Stock") of First Advantage Corporation (the "Issuer"), less the underwriting discount of $0.185 per share for shares sold pursuant to a registered public offering. F2: Represents securities held by SLP Fastball Aggregator, L.P. ("SLP Fastball"). SLP V Aggregator GP, L.L.C. ("SLP V GP") is the general partner of SLP Fastball. Silver Lake Technology Associates V, L.P. ("SLTA V") is the managing member of SLP V GP. SLTA V (GP), L.L.C. ("SLTA V GP") is the general partner of SLTA V. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA V GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Member of SLG. Each of SLP Fastball, SLP V GP, SLTA V, SLTA V GP and SLG may be deemed to be a director by deputization of the Issuer. Row 2 · 2026-08-12 · Other · Disposed 4,028,842 · Balance 73,028,998 F3: SLP Fastball and certain of its affiliates initiated in-kind distributions of Common Stock of the Issuer on August 12, 2026. The receipt of shares of Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F2: Represents securities held by SLP Fastball Aggregator, L.P. ("SLP Fastball"). SLP V Aggregator GP, L.L.C. ("SLP V GP") is the general partner of SLP Fastball. Silver Lake Technology Associates V, L.P. ("SLTA V") is the managing member of SLP V GP. SLTA V (GP), L.L.C. ("SLTA V GP") is the general partner of SLTA V. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA V GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Member of SLG. Each of SLP Fastball, SLP V GP, SLTA V, SLTA V GP and SLG may be deemed to be a director by deputization of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 12,562 |
Reported balance
Holding disclosure · report date 2026-08-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,562 F4: These shares of Common Stock were received indirectly by Mr. Joseph Osnoss through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SLP Fastball and its affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Osnoss was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 47,753 |
Reported balance
Holding disclosure · report date 2026-08-12 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 47,753 F7: Represents shares of Common Stock beneficially owned indirectly by Mr. Osnoss through a trust for the benefit of certain family members, which received such shares in connection with the distributions of shares of Common Stock reported above. The receipt of such shares of Common Stock indirectly by Mr. Osnoss was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 381,374 |
Reported balance
Holding disclosure · report date 2026-08-12 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 381,374 F8: In connection with the distributions described in footnote (3) above, distributions of certain shares were initiated to certain employees and managing members of SLG or its affiliates, including Mr. Osnoss. This amount reflects 222,011 and 159,363 shares held by SLTA V and SLG, respectively, on behalf of such individuals, including shares distributed in the August 12, 2026 distributions. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectHeld through Silver Lake Group, L.L.C. | 132,306 |
Reported balance
Holding disclosure · report date 2026-08-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 132,306 F5: These shares of Common Stock were received by SLG in connection with the distributions made by SLP Fastball and its affiliates described above. The receipt of such shares of Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | Direct | 168,662 |
Reported balance
Holding disclosure · report date 2026-08-12 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 168,662 F6: Represents shares of Common Stock held by Mr. Joseph Osnoss immediately following the receipt of such shares in connection with the distributions of shares of Common Stock reported above. The receipt of such shares of Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount represents the $22.20 secondary public offering price per share of common stock par value $0.001 per share (the "Common Stock") of First Advantage Corporation (the "Issuer"), less the underwriting discount of $0.185 per share for shares sold pursuant to a registered public offering.
F2: Represents securities held by SLP Fastball Aggregator, L.P. ("SLP Fastball"). SLP V Aggregator GP, L.L.C. ("SLP V GP") is the general partner of SLP Fastball. Silver Lake Technology Associates V, L.P. ("SLTA V") is the managing member of SLP V GP. SLTA V (GP), L.L.C. ("SLTA V GP") is the general partner of SLTA V. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA V GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Member of SLG. Each of SLP Fastball, SLP V GP, SLTA V, SLTA V GP and SLG may be deemed to be a director by deputization of the Issuer.
F3: SLP Fastball and certain of its affiliates initiated in-kind distributions of Common Stock of the Issuer on August 12, 2026. The receipt of shares of Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
F4: These shares of Common Stock were received indirectly by Mr. Joseph Osnoss through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SLP Fastball and its affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Osnoss was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
F5: These shares of Common Stock were received by SLG in connection with the distributions made by SLP Fastball and its affiliates described above. The receipt of such shares of Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
F6: Represents shares of Common Stock held by Mr. Joseph Osnoss immediately following the receipt of such shares in connection with the distributions of shares of Common Stock reported above. The receipt of such shares of Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
F7: Represents shares of Common Stock beneficially owned indirectly by Mr. Osnoss through a trust for the benefit of certain family members, which received such shares in connection with the distributions of shares of Common Stock reported above. The receipt of such shares of Common Stock indirectly by Mr. Osnoss was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
F8: In connection with the distributions described in footnote (3) above, distributions of certain shares were initiated to certain employees and managing members of SLG or its affiliates, including Mr. Osnoss. This amount reflects 222,011 and 159,363 shares held by SLTA V and SLG, respectively, on behalf of such individuals, including shares distributed in the August 12, 2026 distributions. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
GLOBAL PAYMENTS INC
Report date May 01, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,902 |
Reported balance
After 2026-05-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 3,179 · Balance 10,902 F1: Represents fully-vested shares of common stock, which were granted to Mr. Osnoss as compensation for service as a non-employee director. F2: These securities are held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss serves as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Osnoss is the beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and Mr. Osnoss disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | Direct | 73 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 73 F3: Represents shares of common stock held directly by Joseph Osnoss. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents fully-vested shares of common stock, which were granted to Mr. Osnoss as compensation for service as a non-employee director.
F2: These securities are held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss serves as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Osnoss is the beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and Mr. Osnoss disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any.
F3: Represents shares of common stock held directly by Joseph Osnoss.
Sabre Corp
Report date March 15, 2021 · Filed March 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,475 |
Reported balance
After 2021-03-15 transaction · row 1
1 source rowRow 1 · 2021-03-15 · Grant · Acquired 9,552 · Balance 28,475 F1: The restricted stock unit award vests as to 100% of the shares of common stock subject to such award at the end of the one-year period following the grant date, subject to the reporting person's continued service on the board of directors of the Issuer through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock unit award vests as to 100% of the shares of common stock subject to such award at the end of the one-year period following the grant date, subject to the reporting person's continued service on the board of directors of the Issuer through the vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Cornerstone OnDemand Inc
Report date October 15, 2021 · Filed October 19, 2021
Jointly reported with SLAA (GP), L.L.C., Silver Lake Group, L.L.C., Silver Lake Alpine Associates, L.P., SL Alpine Aggregator GP, L.L.C., SLA CM GP, L.L.C., SLA CM Chicago Holdings, L.P., SLA Co-Invest, GP, L.L.C., SLA Chicago Co-Invest II, L.P.
Section 16 reporting ended · disclosed 2021-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld through SLA CM Chicago Holdings, L.P. | 0 |
Last balance in matching sequence
After 2021-10-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-10-15 · Exercise / conversion · Acquired 5,496,771 · Balance 5,496,771 F1: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F3: These securities were held by SLA CM Chicago Holdings, L.P. ("SLA CM Chicago"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Chicago. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. F5: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss served as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. Row 2 · 2021-10-15 · Disposition to issuer · Disposed 5,496,771 · Balance 0 F1: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F3: These securities were held by SLA CM Chicago Holdings, L.P. ("SLA CM Chicago"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Chicago. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. F5: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss served as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectHeld through SLA Chicago Co-Invest II, L.P. | 0 |
Last balance in matching sequence
After 2021-10-15 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2021-10-15 · Exercise / conversion · Acquired 1,908,085 · Balance 1,908,085 F1: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F4: These securities were directly held by SLA Chicago Co-Invest II, L.P. ("Co-Invest"). SLA Co-Invest, GP, L.L.C., ("Co-Invest GP") is the general partner of Co-Invest. F5: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss served as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. Row 4 · 2021-10-15 · Disposition to issuer · Disposed 1,908,085 · Balance 0 F1: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F4: These securities were directly held by SLA Chicago Co-Invest II, L.P. ("Co-Invest"). SLA Co-Invest, GP, L.L.C., ("Co-Invest GP") is the general partner of Co-Invest. F5: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss served as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-10-15 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-10-15 · Disposition to issuer · Disposed 30,360 · Balance 0 F1: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F6: These securities were held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss served as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may have been deemed to have an indirect interest in the securities reported herein. |
| 5.75% Convertible Senior Notes due 2023SEC Table II · derivative / convertible security | IndirectHeld through SLA CM Chicago Holdings, L.P. | 0 |
Reported balance
After 2021-10-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-10-15 · Exercise / conversion · Disposed 218,242,000 · Balance 0 F1: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F7: Prior to the consummation of the Merger, the Convertible Notes were scheduled to mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F3: These securities were held by SLA CM Chicago Holdings, L.P. ("SLA CM Chicago"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Chicago. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. F5: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss served as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. |
| 5.75% Convertible Senior Notes due 2023SEC Table II · derivative / convertible security | IndirectHeld through SLA Chicago Co-Invest II, L.P. | 0 |
Reported balance
After 2021-10-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-15 · Exercise / conversion · Disposed 75,758,000 · Balance 0 F1: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F7: Prior to the consummation of the Merger, the Convertible Notes were scheduled to mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F4: These securities were directly held by SLA Chicago Co-Invest II, L.P. ("Co-Invest"). SLA Co-Invest, GP, L.L.C., ("Co-Invest GP") is the general partner of Co-Invest. F5: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss served as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration.
F2: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest.
F3: These securities were held by SLA CM Chicago Holdings, L.P. ("SLA CM Chicago"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Chicago. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA.
F4: These securities were directly held by SLA Chicago Co-Invest II, L.P. ("Co-Invest"). SLA Co-Invest, GP, L.L.C., ("Co-Invest GP") is the general partner of Co-Invest.
F5: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss served as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer.
F6: These securities were held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss served as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may have been deemed to have an indirect interest in the securities reported herein.
F7: Prior to the consummation of the Merger, the Convertible Notes were scheduled to mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms.
ZUORA INC
Report date February 14, 2025 · Filed February 19, 2025
Jointly reported with SLAA II (GP), L.L.C., Silver Lake Group, L.L.C., Silver Lake Alpine Associates II, L.P., SL Alpine II Aggregator GP, L.L.C., SLA Zurich GP, L.L.C., SLA Zurich Aggregator, L.P., SLA Zurich Holdings, L.P.
Section 16 reporting ended · disclosed 2025-02-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 | IndirectSee footnote | Not disclosed |
Reported balance
After 2025-02-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-02-14 · Disposition to issuer · Disposed Not disclosed · Balance Not disclosed F1: The conversion rate of 50.000 shares of Class A Common Stock, par value $0.0001 per share ( the "Class A Common Stock") per $1,000 principal amount of Convertible Notes (as defined below) is equivalent to a conversion price of approximately $20.00 per share of Class A Common Stock. F2: On February 14, 2025, pursuant to the Agreement and Plan of Merger dated as of October 17, 2024 by and among the Issuer, Zodiac Purchaser, L.L.C. ("Parent"), an affiliate of Silver Lake Group, L.L.C. ("SLG"), and Zodiac Acquisition Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), among other things, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Immediately prior to the closing of the Merger, the Issuer and SLA II CM Zodiac Holdings, L.P. ("SLA II CM"), an affiliate of SLG and as a holder of all of the Issuer's 3.95%/5.50% Convertible Senior PIK Toggle Notes due 2029 (the "Convertible Notes") previously held by SLA Zurich Holdings L.P. ("SLA Zurich Holdings"), entered into that certain Repurchase Agreement, dated as of February 14, 2025, pursuant to which the Issuer repurchased from SLA II CM $103,066,757 F3: (Continued from footnote 2) aggregate principal amount of the Convertible Notes issued under an indenture governing the Convertible Notes (the "Repurchased Notes") for $130,000,000, which represents the Fundamental Change Repurchase Price as defined and determined pursuant to the indenture governing the Convertible Notes. Upon such repurchase, the Repurchased Notes were cancelled. F4: The Convertible Notes were to mature on March 31, 2029, subject to earlier repurchase or conversion in accordance with their terms. F5: Represents Convertible Notes held by SLA II CM, an entity indirectly controlled by SL Alpine II Aggregator GP, L.L.C. ("SLA Aggregator"). Immediately prior to the Merger, these Convertible Notes, which were held by SLA Zurich Holdings, were then contributed to SLA II CM. SLA Zurich GP, L.L.C. ("SLA Zurich GP") is the general partner of SLA Zurich Holdings. SLA Aggregator is the sole member of SLA Zurich GP. Silver Lake Alpine Associates II, L.P. ("SLAA") is the managing member of SLA Aggregator. SLAA II (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. SLG is the managing member of SLAA GP. Mr. Joseph Osnoss serves as a director of the Issuer and is a Managing Partner and Managing Member of SLG. Each of SLA II CM, SLA Zurich Holdings, SLA Zurich Aggregator, SLA Zurich GP, SLA Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 | IndirectSee footnote | Not disclosed |
Reported balance
After 2025-02-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-02-14 · Other · Disposed Not disclosed · Balance Not disclosed F1: The conversion rate of 50.000 shares of Class A Common Stock, par value $0.0001 per share ( the "Class A Common Stock") per $1,000 principal amount of Convertible Notes (as defined below) is equivalent to a conversion price of approximately $20.00 per share of Class A Common Stock. F6: Immediately prior to the closing of the Merger, SLA II CM contributed $296,933,243 aggregate principal amount of the Convertible Notes (the "Contributed Notes") to an indirect parent company of Parent and after the closing of the Merger, the Contributed Notes will be contributed further down to the Issuer to be cancelled. F4: The Convertible Notes were to mature on March 31, 2029, subject to earlier repurchase or conversion in accordance with their terms. F5: Represents Convertible Notes held by SLA II CM, an entity indirectly controlled by SL Alpine II Aggregator GP, L.L.C. ("SLA Aggregator"). Immediately prior to the Merger, these Convertible Notes, which were held by SLA Zurich Holdings, were then contributed to SLA II CM. SLA Zurich GP, L.L.C. ("SLA Zurich GP") is the general partner of SLA Zurich Holdings. SLA Aggregator is the sole member of SLA Zurich GP. Silver Lake Alpine Associates II, L.P. ("SLAA") is the managing member of SLA Aggregator. SLAA II (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. SLG is the managing member of SLAA GP. Mr. Joseph Osnoss serves as a director of the Issuer and is a Managing Partner and Managing Member of SLG. Each of SLA II CM, SLA Zurich Holdings, SLA Zurich Aggregator, SLA Zurich GP, SLA Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The conversion rate of 50.000 shares of Class A Common Stock, par value $0.0001 per share ( the "Class A Common Stock") per $1,000 principal amount of Convertible Notes (as defined below) is equivalent to a conversion price of approximately $20.00 per share of Class A Common Stock.
F2: On February 14, 2025, pursuant to the Agreement and Plan of Merger dated as of October 17, 2024 by and among the Issuer, Zodiac Purchaser, L.L.C. ("Parent"), an affiliate of Silver Lake Group, L.L.C. ("SLG"), and Zodiac Acquisition Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), among other things, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Immediately prior to the closing of the Merger, the Issuer and SLA II CM Zodiac Holdings, L.P. ("SLA II CM"), an affiliate of SLG and as a holder of all of the Issuer's 3.95%/5.50% Convertible Senior PIK Toggle Notes due 2029 (the "Convertible Notes") previously held by SLA Zurich Holdings L.P. ("SLA Zurich Holdings"), entered into that certain Repurchase Agreement, dated as of February 14, 2025, pursuant to which the Issuer repurchased from SLA II CM $103,066,757
F3: (Continued from footnote 2) aggregate principal amount of the Convertible Notes issued under an indenture governing the Convertible Notes (the "Repurchased Notes") for $130,000,000, which represents the Fundamental Change Repurchase Price as defined and determined pursuant to the indenture governing the Convertible Notes. Upon such repurchase, the Repurchased Notes were cancelled.
F4: The Convertible Notes were to mature on March 31, 2029, subject to earlier repurchase or conversion in accordance with their terms.
F5: Represents Convertible Notes held by SLA II CM, an entity indirectly controlled by SL Alpine II Aggregator GP, L.L.C. ("SLA Aggregator"). Immediately prior to the Merger, these Convertible Notes, which were held by SLA Zurich Holdings, were then contributed to SLA II CM. SLA Zurich GP, L.L.C. ("SLA Zurich GP") is the general partner of SLA Zurich Holdings. SLA Aggregator is the sole member of SLA Zurich GP. Silver Lake Alpine Associates II, L.P. ("SLAA") is the managing member of SLA Aggregator. SLAA II (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. SLG is the managing member of SLAA GP. Mr. Joseph Osnoss serves as a director of the Issuer and is a Managing Partner and Managing Member of SLG. Each of SLA II CM, SLA Zurich Holdings, SLA Zurich Aggregator, SLA Zurich GP, SLA Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer.
F6: Immediately prior to the closing of the Merger, SLA II CM contributed $296,933,243 aggregate principal amount of the Convertible Notes (the "Contributed Notes") to an indirect parent company of Parent and after the closing of the Merger, the Contributed Notes will be contributed further down to the Issuer to be cancelled.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2026 Filed Aug 14, 2026 20:30 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | OtherCommon Stock | 4,028,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-352400 · ownership.xml · nonDerivative · entry 2 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner SLP Fastball Aggregator, L.P. · CIK 0001866145 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director SLP V Aggregator GP, L.L.C. · CIK 0001811441 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SLP Fastball Aggregator, L.P. Disclosed balance after: 73,028,998 F3 · kind: SLP Fastball and certain of its affiliates initiated in-kind distributions of Common Stock of the Issuer on August 12, 2026. The receipt of shares of Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F3 · price: SLP Fastball and certain of its affiliates initiated in-kind distributions of Common Stock of the Issuer on August 12, 2026. The receipt of shares of Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F2 · ownership.nature: Represents securities held by SLP Fastball Aggregator, L.P. ("SLP Fastball"). SLP V Aggregator GP, L.L.C. ("SLP V GP") is the general partner of SLP Fastball. Silver Lake Technology Associates V, L.P. ("SLTA V") is the managing member of SLP V GP. SLTA V (GP), L.L.C. ("SLTA V GP") is the general partner of SLTA V. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA V GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Member of SLG. Each of SLP Fastball, SLP V GP, SLTA V, SLTA V GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| August 12, 2026 Filed Aug 14, 2026 20:30 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | SaleCommon Stock | 12,500,000 | $22.02 | $275,187,500.00 |
DisclosureSEC source: 0001193125-26-352400 · ownership.xml · nonDerivative · entry 1 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner SLP Fastball Aggregator, L.P. · CIK 0001866145 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director SLP V Aggregator GP, L.L.C. · CIK 0001811441 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SLP Fastball Aggregator, L.P. Disclosed balance after: 77,057,840 F1 · price: This amount represents the $22.20 secondary public offering price per share of common stock par value $0.001 per share (the "Common Stock") of First Advantage Corporation (the "Issuer"), less the underwriting discount of $0.185 per share for shares sold pursuant to a registered public offering. F2 · ownership.nature: Represents securities held by SLP Fastball Aggregator, L.P. ("SLP Fastball"). SLP V Aggregator GP, L.L.C. ("SLP V GP") is the general partner of SLP Fastball. Silver Lake Technology Associates V, L.P. ("SLTA V") is the managing member of SLP V GP. SLTA V (GP), L.L.C. ("SLTA V GP") is the general partner of SLTA V. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA V GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Member of SLG. Each of SLP Fastball, SLP V GP, SLTA V, SLTA V GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| May 01, 2026 Filed May 4, 2026 23:16 UTC | GLOBAL PAYMENTS INC GPN · Entity 3197 | GrantCommon Stock | 3,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-204579 · ownership.xml · nonDerivative · entry 1 Osnoss Joseph · CIK 0001603955 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 10,902 F1 · kind: Represents fully-vested shares of common stock, which were granted to Mr. Osnoss as compensation for service as a non-employee director. F2 · ownership.nature: These securities are held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss serves as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Osnoss is the beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and Mr. Osnoss disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| April 25, 2025 Filed Apr 29, 2025 20:30 UTC | GLOBAL PAYMENTS INC GPN · Entity 3197 | GrantCommon Stock | 3,173 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-060202 · ownership.xml · nonDerivative · entry 1 Osnoss Joseph · CIK 0001603955 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,723 F1 · kind: Represents fully-vested shares of common stock, which were granted to Mr. Osnoss as compensation for service as a non-employee director. F2 · ownership.nature: These securities are held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss serves as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Osnoss is the beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and Mr. Osnoss disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| February 14, 2025 Filed Feb 14, 2025 16:05 UTC | ZUORA INC ZUO · Entity 16054 | Disposition to issuerClass A Common Stock | 61,472 | $10.00 | $614,720.00 |
DisclosureSEC source: 0001140361-25-004780 · form4.xml · nonDerivative · entry 1 Osnoss Joseph · CIK 0001603955 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F2 · shares: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions. F1 · price: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F3 · ownership.nature: These securities are held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss serves as a director of the Company. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Osnoss is the beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and Mr. Osnoss disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 16:30 UTC | ZUORA INC ZUO · Entity 16054 | Other3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029 · Derivative | Not disclosed | Not disclosed Strike: $20.00 | $296,933,243.00 |
DisclosureSEC source: 0000950170-25-023236 · ownership.xml · derivative · entry 2 SLAA II (GP), L.L.C. · CIK 0001917859 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Alpine Associates II, L.P. · CIK 0001917866 · Director · 10% owner SL Alpine II Aggregator GP, L.L.C. · CIK 0001917870 · Director · 10% owner SLA Zurich GP, L.L.C. · CIK 0001917860 · Director · 10% owner SLA Zurich Aggregator, L.P. · CIK 0001917533 · Director · 10% owner SLA Zurich Holdings, L.P. · CIK 0001917526 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 14,846,662 shares Expires not disclosed F1 · derivative.exercise_price: The conversion rate of 50.000 shares of Class A Common Stock, par value $0.0001 per share ( the "Class A Common Stock") per $1,000 principal amount of Convertible Notes (as defined below) is equivalent to a conversion price of approximately $20.00 per share of Class A Common Stock. F6 · kind: Immediately prior to the closing of the Merger, SLA II CM contributed $296,933,243 aggregate principal amount of the Convertible Notes (the "Contributed Notes") to an indirect parent company of Parent and after the closing of the Merger, the Contributed Notes will be contributed further down to the Issuer to be cancelled. F6 · price: Immediately prior to the closing of the Merger, SLA II CM contributed $296,933,243 aggregate principal amount of the Convertible Notes (the "Contributed Notes") to an indirect parent company of Parent and after the closing of the Merger, the Contributed Notes will be contributed further down to the Issuer to be cancelled. F4 · derivative.exercise_date: The Convertible Notes were to mature on March 31, 2029, subject to earlier repurchase or conversion in accordance with their terms. F4 · derivative.expiration_date: The Convertible Notes were to mature on March 31, 2029, subject to earlier repurchase or conversion in accordance with their terms. F5 · ownership.nature: Represents Convertible Notes held by SLA II CM, an entity indirectly controlled by SL Alpine II Aggregator GP, L.L.C. ("SLA Aggregator"). Immediately prior to the Merger, these Convertible Notes, which were held by SLA Zurich Holdings, were then contributed to SLA II CM. SLA Zurich GP, L.L.C. ("SLA Zurich GP") is the general partner of SLA Zurich Holdings. SLA Aggregator is the sole member of SLA Zurich GP. Silver Lake Alpine Associates II, L.P. ("SLAA") is the managing member of SLA Aggregator. SLAA II (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. SLG is the managing member of SLAA GP. Mr. Joseph Osnoss serves as a director of the Issuer and is a Managing Partner and Managing Member of SLG. Each of SLA II CM, SLA Zurich Holdings, SLA Zurich Aggregator, SLA Zurich GP, SLA Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 16:30 UTC | ZUORA INC ZUO · Entity 16054 | Disposition to issuer3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029 · Derivative | Not disclosed | $130,000,000.00 Strike: $20.00 | $103,066,757.00 |
DisclosureSEC source: 0000950170-25-023236 · ownership.xml · derivative · entry 1 SLAA II (GP), L.L.C. · CIK 0001917859 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Alpine Associates II, L.P. · CIK 0001917866 · Director · 10% owner SL Alpine II Aggregator GP, L.L.C. · CIK 0001917870 · Director · 10% owner SLA Zurich GP, L.L.C. · CIK 0001917860 · Director · 10% owner SLA Zurich Aggregator, L.P. · CIK 0001917533 · Director · 10% owner SLA Zurich Holdings, L.P. · CIK 0001917526 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 5,153,338 shares Expires not disclosed F1 · derivative.exercise_price: The conversion rate of 50.000 shares of Class A Common Stock, par value $0.0001 per share ( the "Class A Common Stock") per $1,000 principal amount of Convertible Notes (as defined below) is equivalent to a conversion price of approximately $20.00 per share of Class A Common Stock. F2 · kind: On February 14, 2025, pursuant to the Agreement and Plan of Merger dated as of October 17, 2024 by and among the Issuer, Zodiac Purchaser, L.L.C. ("Parent"), an affiliate of Silver Lake Group, L.L.C. ("SLG"), and Zodiac Acquisition Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), among other things, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Immediately prior to the closing of the Merger, the Issuer and SLA II CM Zodiac Holdings, L.P. ("SLA II CM"), an affiliate of SLG and as a holder of all of the Issuer's 3.95%/5.50% Convertible Senior PIK Toggle Notes due 2029 (the "Convertible Notes") previously held by SLA Zurich Holdings L.P. ("SLA Zurich Holdings"), entered into that certain Repurchase Agreement, dated as of February 14, 2025, pursuant to which the Issuer repurchased from SLA II CM $103,066,757 F3 · kind: (Continued from footnote 2) aggregate principal amount of the Convertible Notes issued under an indenture governing the Convertible Notes (the "Repurchased Notes") for $130,000,000, which represents the Fundamental Change Repurchase Price as defined and determined pursuant to the indenture governing the Convertible Notes. Upon such repurchase, the Repurchased Notes were cancelled. F2 · price: On February 14, 2025, pursuant to the Agreement and Plan of Merger dated as of October 17, 2024 by and among the Issuer, Zodiac Purchaser, L.L.C. ("Parent"), an affiliate of Silver Lake Group, L.L.C. ("SLG"), and Zodiac Acquisition Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), among other things, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Immediately prior to the closing of the Merger, the Issuer and SLA II CM Zodiac Holdings, L.P. ("SLA II CM"), an affiliate of SLG and as a holder of all of the Issuer's 3.95%/5.50% Convertible Senior PIK Toggle Notes due 2029 (the "Convertible Notes") previously held by SLA Zurich Holdings L.P. ("SLA Zurich Holdings"), entered into that certain Repurchase Agreement, dated as of February 14, 2025, pursuant to which the Issuer repurchased from SLA II CM $103,066,757 F3 · price: (Continued from footnote 2) aggregate principal amount of the Convertible Notes issued under an indenture governing the Convertible Notes (the "Repurchased Notes") for $130,000,000, which represents the Fundamental Change Repurchase Price as defined and determined pursuant to the indenture governing the Convertible Notes. Upon such repurchase, the Repurchased Notes were cancelled. F4 · derivative.exercise_date: The Convertible Notes were to mature on March 31, 2029, subject to earlier repurchase or conversion in accordance with their terms. F4 · derivative.expiration_date: The Convertible Notes were to mature on March 31, 2029, subject to earlier repurchase or conversion in accordance with their terms. F5 · ownership.nature: Represents Convertible Notes held by SLA II CM, an entity indirectly controlled by SL Alpine II Aggregator GP, L.L.C. ("SLA Aggregator"). Immediately prior to the Merger, these Convertible Notes, which were held by SLA Zurich Holdings, were then contributed to SLA II CM. SLA Zurich GP, L.L.C. ("SLA Zurich GP") is the general partner of SLA Zurich Holdings. SLA Aggregator is the sole member of SLA Zurich GP. Silver Lake Alpine Associates II, L.P. ("SLAA") is the managing member of SLA Aggregator. SLAA II (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. SLG is the managing member of SLAA GP. Mr. Joseph Osnoss serves as a director of the Issuer and is a Managing Partner and Managing Member of SLG. Each of SLA II CM, SLA Zurich Holdings, SLA Zurich Aggregator, SLA Zurich GP, SLA Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| June 27, 2024 Filed Jul 1, 2024 16:30 UTC | ZUORA INC ZUO · Entity 16054 | GrantClass A Common Stock | 19,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-079659 · ownership.xml · nonDerivative · entry 1 Osnoss Joseph · CIK 0001603955 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 61,472 F1 · shares: Represents restricted stock units ("RSU") automatically granted at Zuora Inc.'s (the "Issuer") annual meeting of stockholders on June 27, 2024. The RSUs will fully vest and convert into shares of the Issuer's Class A Common Stock on the earlier of (a) the date of the Issuer's 2025 annual meeting of stockholders and (b) the date that is one year following the RSU grant date, subject to continuous service through the vesting date. F2 · ownership.nature: These securities are held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss serves as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Osnoss is the beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and Mr. Osnoss disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 21:00 UTC | GLOBAL PAYMENTS INC GPN · Entity 3197 | GrantCommon Stock | 1,846 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-050611 · ownership.xml · nonDerivative · entry 1 Osnoss Joseph · CIK 0001603955 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,550 F1 · kind: Represents fully-vested shares of common stock, which were granted to Mr. Osnoss as compensation for service as a non-employee director. F2 · ownership.nature: These securities are held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss serves as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Osnoss is the beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and Mr. Osnoss disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| September 22, 2023 Filed Sep 25, 2023 16:48 UTC | ZUORA INC ZUO · Entity 16054 | Grant3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029 · Derivative | Not disclosed | $150,000,000.00 Strike: $20.00 | $150,000,000.00 |
DisclosureSEC source: 0000899243-23-019502 · doc4.xml · derivative · entry 1 SLAA II (GP), L.L.C. · CIK 0001917859 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Alpine Associates II, L.P. · CIK 0001917866 · Director · 10% owner SL Alpine II Aggregator GP, L.L.C. · CIK 0001917870 · Director · 10% owner SLA Zurich GP, L.L.C. · CIK 0001917860 · Director · 10% owner SLA Zurich Aggregator, L.P. · CIK 0001917533 · Director · 10% owner SLA Zurich Holdings, L.P. · CIK 0001917526 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SLA Zurich Holdings, L.P. Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 7,500,000 shares Expires not disclosed F6 · derivative.exercise_price: The conversion rate of 50.000 per $1,000 principal amount of Convertible Notes is equivalent to a conversion price of approximately $20.00 per share of Common Stock. F1 · date: On March 2, 2022, affiliates of the Reporting Persons entered into an Investment Agreement with Zuora, Inc. (the "Issuer") (the "Investment Agreement"), pursuant to which, by joinder thereto, on March 24, 2022, SLA Zurich Holdings purchased $250,000,000 principal amount of 3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029 (the "Convertible Notes") issued under an indenture governing the Convertible Notes and agreed to purchase an additional $150,000,000 principal amount of Convertible Notes in a subsequent closing on or before 18 months of the Closing Date in accordance with the terms of the Investment Agreement. On September 22, 2023, SLA Zurich Holdings purchased the additional $150,000,000 principal amount of Convertible Notes pursuant to the terms of the Investment Agreement, for an aggregate purchase price of $150,000,000. F1 · kind: On March 2, 2022, affiliates of the Reporting Persons entered into an Investment Agreement with Zuora, Inc. (the "Issuer") (the "Investment Agreement"), pursuant to which, by joinder thereto, on March 24, 2022, SLA Zurich Holdings purchased $250,000,000 principal amount of 3.95% / 5.50% Convertible Senior PIK Toggle Notes due 2029 (the "Convertible Notes") issued under an indenture governing the Convertible Notes and agreed to purchase an additional $150,000,000 principal amount of Convertible Notes in a subsequent closing on or before 18 months of the Closing Date in accordance with the terms of the Investment Agreement. On September 22, 2023, SLA Zurich Holdings purchased the additional $150,000,000 principal amount of Convertible Notes pursuant to the terms of the Investment Agreement, for an aggregate purchase price of $150,000,000. F4 · derivative.exercise_date: In accordance with the Investment Agreement, SLA Zurich Holdings is restricted from converting the Convertible Notes prior to September 24, 2023 and the Convertible Notes mature on March 31, 2029, subject to earlier repurchase or conversion in accordance with their terms. F4 · derivative.expiration_date: In accordance with the Investment Agreement, SLA Zurich Holdings is restricted from converting the Convertible Notes prior to September 24, 2023 and the Convertible Notes mature on March 31, 2029, subject to earlier repurchase or conversion in accordance with their terms. F5 · derivative.underlying_shares: This number represents the number of shares of Common Stock issuable upon conversion of the additional $150,000,000 principal amount of Convertible Notes at the initial conversion rate of 50.000 shares of Common Stock, and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The initial conversion rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of an indenture, dated as of March 24, 2022, by and between the Issuer and U.S. Bank National Association, as trustee. F2 · ownership.nature: Represents Convertible Notes held by SLA Zurich Holdings, L.P. ("SLA Zurich Holdings"). SLA Zurich GP, L.L.C. ("SLA Zurich GP") is the general partner of SLA Zurich Holdings. F3 · ownership.nature: SL Alpine II Aggregator GP, L.L.C. ("SLA Aggregator") is the sole member of SLA Zurich GP and the general partner of SLA Zurich Aggregator, L.P. which separately holds Warrants to purchase shares of Class A Common Stock, $0.0001 par value per share (the "Common Stock") not reflected on this Form 4. Silver Lake Alpine Associates II, L.P. ("SLAA") is the managing member of SLA Aggregator. SLAA II (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Partner of SLG. Each of SLA Zurich Holdings, SLA Zurich Aggregator, SLA Zurich GP, SLA Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| September 15, 2023 Filed Sep 15, 2023 23:59 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | OtherCommon Stock | 153,329 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019185 · doc4.xml · nonDerivative · entry 2 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Group, L.L.C. Disclosed balance after: 0 F6 · kind: Represents a distribution by SLG of shares of Common Stock to certain of its members as an in-kind distribution. Investment funds affiliated with SLG which hold securities of the Issuer are not distributing any securities of the Issuer at this time. F6 · price: Represents a distribution by SLG of shares of Common Stock to certain of its members as an in-kind distribution. Investment funds affiliated with SLG which hold securities of the Issuer are not distributing any securities of the Issuer at this time. F1 · ownership.nature: These securities are directly owned by Silver Lake Group, L.L.C. ("SLG"). Such securities were received in a prior in-kind distribution from certain affiliates of SLG. The sale described herein is being made solely by SLG. Investment funds affiliated with SLG which hold securities of the Issuer are not selling any securities of the Issuer at this time. F2 · ownership.nature: Represents securities held by SLP Fastball Aggregator, L.P. ("SLP Fastball"). SLP V Aggregator GP, L.L.C. ("SLP V GP") is the general partner of SLP Fastball. Silver Lake Technology Associates V, L.P. ("SLTA V") is the managing member of SLP V GP. SLTA V (GP), L.L.C. ("SLTA V GP") is the general partner of SLTA V. SLG is the managing member of SLTA V GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Member of SLG. Each of SLP Fastball, SLP V GP, SLTA V, SLTA V GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| September 15, 2023 Filed Sep 15, 2023 23:59 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | SaleCommon Stock | 169,510 | $14.29 | $2,422,247.05 |
DisclosureSEC source: 0000899243-23-019185 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Group, L.L.C. Disclosed balance after: 153,329 F1 · kind: These securities are directly owned by Silver Lake Group, L.L.C. ("SLG"). Such securities were received in a prior in-kind distribution from certain affiliates of SLG. The sale described herein is being made solely by SLG. Investment funds affiliated with SLG which hold securities of the Issuer are not selling any securities of the Issuer at this time. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.14 to $14.6645, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. F1 · ownership.nature: These securities are directly owned by Silver Lake Group, L.L.C. ("SLG"). Such securities were received in a prior in-kind distribution from certain affiliates of SLG. The sale described herein is being made solely by SLG. Investment funds affiliated with SLG which hold securities of the Issuer are not selling any securities of the Issuer at this time. F2 · ownership.nature: Represents securities held by SLP Fastball Aggregator, L.P. ("SLP Fastball"). SLP V Aggregator GP, L.L.C. ("SLP V GP") is the general partner of SLP Fastball. Silver Lake Technology Associates V, L.P. ("SLTA V") is the managing member of SLP V GP. SLTA V (GP), L.L.C. ("SLTA V GP") is the general partner of SLTA V. SLG is the managing member of SLTA V GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Member of SLG. Each of SLP Fastball, SLP V GP, SLTA V, SLTA V GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| June 27, 2023 Filed Jun 28, 2023 17:06 UTC | ZUORA INC ZUO · Entity 16054 | GrantClass A Common Stock | 16,218 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016629 · doc4.xml · nonDerivative · entry 1 Osnoss Joseph · CIK 0001603955 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 42,242 F1 · shares: Represents restricted stock units ("RSU") automatically granted at Zuora Inc.'s (the "Issuer") annual meeting of stockholders on June 27, 2023. The RSUs will fully vest and convert into shares of the Issuer's Class A Common Stock on the earlier of (a) the date of the Issuer's 2024 annual meeting of stockholders and (b) the date that is one year following the RSU grant date, subject to continuous service through the vesting date. F2 · ownership.nature: These securities are held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss serves as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Osnoss is the beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and Mr. Osnoss disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| April 28, 2023 Filed May 2, 2023 21:18 UTC | GLOBAL PAYMENTS INC GPN · Entity 3197 | GrantCommon Stock | 1,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-011998 · doc4.xml · nonDerivative · entry 1 Osnoss Joseph · CIK 0001603955 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,704 F1 · kind: Represents fully-vested shares of common stock, which were granted to Mr. Osnoss as compensation for service as a non-employee director. F2 · ownership.nature: These securities are held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss serves as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Osnoss is the beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and Mr. Osnoss disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| October 27, 2022 Filed Oct 28, 2022 22:17 UTC | GLOBAL PAYMENTS INC GPN · Entity 3197 | GrantCommon Stock | 752 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-034450 · doc4.xml · nonDerivative · entry 1 Osnoss Joseph · CIK 0001603955 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 752 F1 · shares: Represents fully-vested shares of common stock, which were granted to Mr. Osnoss as compensation for service as a non-employee director upon his appointment to the Issuer's Board of Directors. F2 · ownership.nature: These securities are held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss serves as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Osnoss is the beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and Mr. Osnoss disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 16:46 UTC | ZUORA INC ZUO · Entity 16054 | GrantClass A Common Stock | 26,024 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-012487 · doc4.xml · nonDerivative · entry 1 Osnoss Joseph · CIK 0001603955 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,024 F1 · shares: Reflects Restricted Stock Units ("RSU") granted on March 24, 2022, upon the appointment of Mr. Osnoss to the Issuer's Board of Directors. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest and convert into shares of the Issuer's Class A Common Stock as to 1/3rd of the total number of RSUs subject to the award on each of March 24, 2023, March 24, 2024, and March 24, 2025, in each case, so long as Mr. Osnoss continues to provide services to the Issuer through such date. The vesting of the RSUs shall accelerate in full upon the consummation of a Corporate Transaction, as defined in the Issuer's 2018 Equity Incentive Plan. F2 · ownership.nature: These securities are held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss serves as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Osnoss is the beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and Mr. Osnoss disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 17, 2021 Filed Nov 17, 2021 23:16 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | SaleCommon Stock | 8,337 | $19.48 | $162,404.76 |
DisclosureSEC source: 0000899243-21-045104 · doc4.xml · nonDerivative · entry 6 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner SLP Fastball Aggregator, L.P. · CIK 0001866145 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director SLP V Aggregator GP, L.L.C. · CIK 0001811441 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.12 to $19.75, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: These shares of Common Stock were received indirectly by Mr. Joseph Osnoss through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SLP Fastball and its affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Osnoss was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| November 17, 2021 Filed Nov 17, 2021 23:16 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | SaleCommon Stock | 75,329 | $19.48 | $1,467,408.92 |
DisclosureSEC source: 0000899243-21-045104 · doc4.xml · nonDerivative · entry 5 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner SLP Fastball Aggregator, L.P. · CIK 0001866145 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director SLP V Aggregator GP, L.L.C. · CIK 0001811441 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Associates V, L.P. Disclosed balance after: 0 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.12 to $19.75, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: These shares of Common Stock were received by SLTA V in connection with the distribution made by SLP Fastball described above. The receipt of such shares of Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 23:16 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | SaleCommon Stock | 5,991 | $19.34 | $115,865.94 |
DisclosureSEC source: 0000899243-21-045104 · doc4.xml · nonDerivative · entry 4 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner SLP Fastball Aggregator, L.P. · CIK 0001866145 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director SLP V Aggregator GP, L.L.C. · CIK 0001811441 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,337 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.175 to $19.64, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · balance_after: These shares of Common Stock were received indirectly by Mr. Joseph Osnoss through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SLP Fastball and its affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Osnoss was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F5 · ownership.nature: These shares of Common Stock were received indirectly by Mr. Joseph Osnoss through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SLP Fastball and its affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Osnoss was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 23:16 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | SaleCommon Stock | 54,134 | $19.34 | $1,046,951.56 |
DisclosureSEC source: 0000899243-21-045104 · doc4.xml · nonDerivative · entry 3 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner SLP Fastball Aggregator, L.P. · CIK 0001866145 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director SLP V Aggregator GP, L.L.C. · CIK 0001811441 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Associates V, L.P. Disclosed balance after: 75,329 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.175 to $19.64, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: These shares of Common Stock were received by SLTA V in connection with the distribution made by SLP Fastball described above. The receipt of such shares of Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F4 · ownership.nature: These shares of Common Stock were received by SLTA V in connection with the distribution made by SLP Fastball described above. The receipt of such shares of Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:16 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | OtherCommon Stock | 5,389,840 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-045104 · doc4.xml · nonDerivative · entry 2 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner SLP Fastball Aggregator, L.P. · CIK 0001866145 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director SLP V Aggregator GP, L.L.C. · CIK 0001811441 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLP Fastball Aggregator, L.P. Disclosed balance after: 89,557,840 F3 · kind: SLP Fastball and certain of its affiliates distributed shares of Common Stock to their respective partners and members as in-kind distributions. The receipt of shares of Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F3 · price: SLP Fastball and certain of its affiliates distributed shares of Common Stock to their respective partners and members as in-kind distributions. The receipt of shares of Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · ownership.nature: Represents securities held by SLP Fastball Aggregator, L.P. ("SLP Fastball"). SLP V Aggregator GP, L.L.C. ("SLP V GP") is the general partner of SLP Fastball. Silver Lake Technology Associates V, L.P. ("SLTA V") is the managing member of SLP V GP. SLTA V (GP), L.L.C. ("SLTA V GP") is the general partner of SLTA V. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA V GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Member of SLG. Each of SLP Fastball, SLP V GP, SLTA V, SLTA V GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:16 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | SaleCommon Stock | 15,786,333 | $19.30 | $304,676,226.90 |
DisclosureSEC source: 0000899243-21-045104 · doc4.xml · nonDerivative · entry 1 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner SLP Fastball Aggregator, L.P. · CIK 0001866145 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director SLP V Aggregator GP, L.L.C. · CIK 0001811441 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLP Fastball Aggregator, L.P. Disclosed balance after: 94,947,680 F1 · price: This amount represents the $20.00 secondary public offering price per share of common stock of First Advantage Corporation (the "Issuer"), less the underwriting discount of $0.70 per share for shares sold pursuant to a registered public offering. F2 · ownership.nature: Represents securities held by SLP Fastball Aggregator, L.P. ("SLP Fastball"). SLP V Aggregator GP, L.L.C. ("SLP V GP") is the general partner of SLP Fastball. Silver Lake Technology Associates V, L.P. ("SLTA V") is the managing member of SLP V GP. SLTA V (GP), L.L.C. ("SLTA V GP") is the general partner of SLTA V. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA V GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Member of SLG. Each of SLP Fastball, SLP V GP, SLTA V, SLTA V GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 21:00 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | Exercise / conversion5.75% Convertible Senior Notes due 2023 · Derivative | 75,758,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040626 · doc4.xml · derivative · entry 7 SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Chicago Holdings, L.P. · CIK 0001790763 · Director · 10% owner SLA Co-Invest, GP, L.L.C. · CIK 0001724587 · Director · 10% owner SLA Chicago Co-Invest II, L.P. · CIK 0001724586 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA Chicago Co-Invest II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,908,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · derivative.exercise_price: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F1 · kind: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · kind: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F7 · derivative.exercise_date: Prior to the consummation of the Merger, the Convertible Notes were scheduled to mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F7 · derivative.expiration_date: Prior to the consummation of the Merger, the Convertible Notes were scheduled to mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F1 · derivative.underlying_shares: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · derivative.underlying_shares: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F4 · ownership.nature: These securities were directly held by SLA Chicago Co-Invest II, L.P. ("Co-Invest"). SLA Co-Invest, GP, L.L.C., ("Co-Invest GP") is the general partner of Co-Invest. F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss served as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 21:00 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | Exercise / conversion5.75% Convertible Senior Notes due 2023 · Derivative | 218,242,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040626 · doc4.xml · derivative · entry 6 SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Chicago Holdings, L.P. · CIK 0001790763 · Director · 10% owner SLA Co-Invest, GP, L.L.C. · CIK 0001724587 · Director · 10% owner SLA Chicago Co-Invest II, L.P. · CIK 0001724586 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Chicago Holdings, L.P. Disclosed balance after: 0 Underlying: Common Stock · 5,496,771 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · derivative.exercise_price: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F1 · kind: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · kind: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F7 · derivative.exercise_date: Prior to the consummation of the Merger, the Convertible Notes were scheduled to mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F7 · derivative.expiration_date: Prior to the consummation of the Merger, the Convertible Notes were scheduled to mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F1 · derivative.underlying_shares: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · derivative.underlying_shares: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F3 · ownership.nature: These securities were held by SLA CM Chicago Holdings, L.P. ("SLA CM Chicago"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Chicago. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss served as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 21:00 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | Disposition to issuerCommon Stock | 30,360 | $57.50 | $1,745,700.00 |
DisclosureSEC source: 0000899243-21-040626 · doc4.xml · nonDerivative · entry 5 SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Chicago Holdings, L.P. · CIK 0001790763 · Director · 10% owner SLA Co-Invest, GP, L.L.C. · CIK 0001724587 · Director · 10% owner SLA Chicago Co-Invest II, L.P. · CIK 0001724586 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F1 · price: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F6 · ownership.nature: These securities were held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss served as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may have been deemed to have an indirect interest in the securities reported herein. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 21:00 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | Disposition to issuerCommon Stock | 1,908,085 | $57.50 | $109,714,887.50 |
DisclosureSEC source: 0000899243-21-040626 · doc4.xml · nonDerivative · entry 4 SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Chicago Holdings, L.P. · CIK 0001790763 · Director · 10% owner SLA Co-Invest, GP, L.L.C. · CIK 0001724587 · Director · 10% owner SLA Chicago Co-Invest II, L.P. · CIK 0001724586 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA Chicago Co-Invest II, L.P. Disclosed balance after: 0 F1 · kind: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · kind: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F1 · price: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · price: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F4 · ownership.nature: These securities were directly held by SLA Chicago Co-Invest II, L.P. ("Co-Invest"). SLA Co-Invest, GP, L.L.C., ("Co-Invest GP") is the general partner of Co-Invest. F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss served as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 21:00 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | Exercise / conversionCommon Stock | 1,908,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-040626 · doc4.xml · nonDerivative · entry 3 SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Chicago Holdings, L.P. · CIK 0001790763 · Director · 10% owner SLA Co-Invest, GP, L.L.C. · CIK 0001724587 · Director · 10% owner SLA Chicago Co-Invest II, L.P. · CIK 0001724586 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA Chicago Co-Invest II, L.P. Disclosed balance after: 1,908,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · kind: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F1 · price: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · price: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F4 · ownership.nature: These securities were directly held by SLA Chicago Co-Invest II, L.P. ("Co-Invest"). SLA Co-Invest, GP, L.L.C., ("Co-Invest GP") is the general partner of Co-Invest. F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss served as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 21:00 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | Disposition to issuerCommon Stock | 5,496,771 | $57.50 | $316,064,332.50 |
DisclosureSEC source: 0000899243-21-040626 · doc4.xml · nonDerivative · entry 2 SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Chicago Holdings, L.P. · CIK 0001790763 · Director · 10% owner SLA Co-Invest, GP, L.L.C. · CIK 0001724587 · Director · 10% owner SLA Chicago Co-Invest II, L.P. · CIK 0001724586 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Chicago Holdings, L.P. Disclosed balance after: 0 F1 · kind: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · kind: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F1 · price: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · price: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F3 · ownership.nature: These securities were held by SLA CM Chicago Holdings, L.P. ("SLA CM Chicago"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Chicago. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss served as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 21:00 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | Exercise / conversionCommon Stock | 5,496,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-040626 · doc4.xml · nonDerivative · entry 1 SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Chicago Holdings, L.P. · CIK 0001790763 · Director · 10% owner SLA Co-Invest, GP, L.L.C. · CIK 0001724587 · Director · 10% owner SLA Chicago Co-Invest II, L.P. · CIK 0001724586 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Chicago Holdings, L.P. Disclosed balance after: 5,496,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · kind: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F1 · price: On October 15, 2021, pursuant to the terms of an Agreement and Plan (the "Merger Agreement"), an affiliate of Clearlake Capital Group, L.P. ("Clearlake") merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Clearlake. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") outstanding was converted into the right to receive $57.50 per share in cash, without interest and subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by directors of the Issuer were converted into the right to receive an amount in cash equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. F2 · price: In connection with the Merger, the 5.75% Convertible Senior Notes ("Convertible Notes"), held by the Reporting Persons were automatically converted into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $42.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes, multiplied by the Merger Consideration, plus accrued and unpaid interest. F3 · ownership.nature: These securities were held by SLA CM Chicago Holdings, L.P. ("SLA CM Chicago"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Chicago. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss served as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 21:09 UTC | EverCommerce Inc. EVCM · Entity 4719 | ConversionSeries C Convertible Preferred Stock · Derivative | 106,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027946 · doc4.xml · derivative · entry 13 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Eclipse Holdings, L.P. · CIK 0001865834 · Director · 10% owner SLA Eclipse Co-Invest, L.P. · CIK 0001786088 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA Eclipse Co-Invest, L.P. Disclosed balance after: 0 Underlying: Common Stock · 106,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · kind: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.exercise_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: These securities are directly held by SLA Eclipse Co-Invest, L.P. ("SLA Co-Invest"). F4 · ownership.nature: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 21:09 UTC | EverCommerce Inc. EVCM · Entity 4719 | ConversionSeries C Convertible Preferred Stock · Derivative | 3,822,490 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027946 · doc4.xml · derivative · entry 12 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Eclipse Holdings, L.P. · CIK 0001865834 · Director · 10% owner SLA Eclipse Co-Invest, L.P. · CIK 0001786088 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Eclipse Holdings, L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,822,490 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · kind: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.exercise_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4 · ownership.nature: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 21:09 UTC | EverCommerce Inc. EVCM · Entity 4719 | ConversionSeries B Convertible Preferred Stock · Derivative | 6,096,644 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027946 · doc4.xml · derivative · entry 11 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Eclipse Holdings, L.P. · CIK 0001865834 · Director · 10% owner SLA Eclipse Co-Invest, L.P. · CIK 0001786088 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA Eclipse Co-Invest, L.P. Disclosed balance after: 0 Underlying: Common Stock · 6,096,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · kind: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.exercise_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: These securities are directly held by SLA Eclipse Co-Invest, L.P. ("SLA Co-Invest"). F4 · ownership.nature: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 21:09 UTC | EverCommerce Inc. EVCM · Entity 4719 | ConversionSeries B Convertible Preferred Stock · Derivative | 52,648,162 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027946 · doc4.xml · derivative · entry 10 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Eclipse Holdings, L.P. · CIK 0001865834 · Director · 10% owner SLA Eclipse Co-Invest, L.P. · CIK 0001786088 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Eclipse Holdings, L.P. Disclosed balance after: 0 Underlying: Common Stock · 52,648,162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · kind: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.exercise_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4 · ownership.nature: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 21:09 UTC | EverCommerce Inc. EVCM · Entity 4719 | ConversionCommon Stock | 106,081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-027946 · doc4.xml · nonDerivative · entry 6 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Eclipse Holdings, L.P. · CIK 0001865834 · Director · 10% owner SLA Eclipse Co-Invest, L.P. · CIK 0001786088 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA Eclipse Co-Invest, L.P. Disclosed balance after: 6,256,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F1 · price: Represents a purchase of Common Stock, par value $0.00001 per share ("Common Stock") of EverCommerce Inc. (the "Issuer") pursuant to a Purchase Agreement dated June 22, 2021, in a private placement from the Issuer. F3 · ownership.nature: These securities are directly held by SLA Eclipse Co-Invest, L.P. ("SLA Co-Invest"). F4 · ownership.nature: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 21:09 UTC | EverCommerce Inc. EVCM · Entity 4719 | ConversionCommon Stock | 3,822,490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-027946 · doc4.xml · nonDerivative · entry 5 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Eclipse Holdings, L.P. · CIK 0001865834 · Director · 10% owner SLA Eclipse Co-Invest, L.P. · CIK 0001786088 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Eclipse Holdings, L.P. Disclosed balance after: 60,829,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F1 · price: Represents a purchase of Common Stock, par value $0.00001 per share ("Common Stock") of EverCommerce Inc. (the "Issuer") pursuant to a Purchase Agreement dated June 22, 2021, in a private placement from the Issuer. F2 · ownership.nature: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4 · ownership.nature: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 21:09 UTC | EverCommerce Inc. EVCM · Entity 4719 | ConversionCommon Stock | 6,096,644 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-027946 · doc4.xml · nonDerivative · entry 4 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Eclipse Holdings, L.P. · CIK 0001865834 · Director · 10% owner SLA Eclipse Co-Invest, L.P. · CIK 0001786088 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA Eclipse Co-Invest, L.P. Disclosed balance after: 6,150,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F1 · price: Represents a purchase of Common Stock, par value $0.00001 per share ("Common Stock") of EverCommerce Inc. (the "Issuer") pursuant to a Purchase Agreement dated June 22, 2021, in a private placement from the Issuer. F3 · ownership.nature: These securities are directly held by SLA Eclipse Co-Invest, L.P. ("SLA Co-Invest"). F4 · ownership.nature: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 21:09 UTC | EverCommerce Inc. EVCM · Entity 4719 | ConversionCommon Stock | 52,648,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-027946 · doc4.xml · nonDerivative · entry 3 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Eclipse Holdings, L.P. · CIK 0001865834 · Director · 10% owner SLA Eclipse Co-Invest, L.P. · CIK 0001786088 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Eclipse Holdings, L.P. Disclosed balance after: 57,006,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · price: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4 · ownership.nature: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| June 30, 2021 Filed Jul 8, 2021 21:09 UTC | EverCommerce Inc. EVCM · Entity 4719 | GrantCommon Stock | 53,374 | $17.00 | $907,358.00 |
DisclosureSEC source: 0000899243-21-027946 · doc4.xml · nonDerivative · entry 2 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Eclipse Holdings, L.P. · CIK 0001865834 · Director · 10% owner SLA Eclipse Co-Invest, L.P. · CIK 0001786088 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA Eclipse Co-Invest, L.P. Disclosed balance after: 53,374 F1 · kind: Represents a purchase of Common Stock, par value $0.00001 per share ("Common Stock") of EverCommerce Inc. (the "Issuer") pursuant to a Purchase Agreement dated June 22, 2021, in a private placement from the Issuer. F6 · kind: These securities were previously reported on a Form 3 filed by the Reporting Persons. F3 · ownership.nature: These securities are directly held by SLA Eclipse Co-Invest, L.P. ("SLA Co-Invest"). F4 · ownership.nature: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| June 30, 2021 Filed Jul 8, 2021 21:09 UTC | EverCommerce Inc. EVCM · Entity 4719 | GrantCommon Stock | 4,358,390 | $17.00 | $74,092,630.00 |
DisclosureSEC source: 0000899243-21-027946 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Eclipse Holdings, L.P. · CIK 0001865834 · Director · 10% owner SLA Eclipse Co-Invest, L.P. · CIK 0001786088 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Eclipse Holdings, L.P. Disclosed balance after: 4,358,390 F1 · kind: Represents a purchase of Common Stock, par value $0.00001 per share ("Common Stock") of EverCommerce Inc. (the "Issuer") pursuant to a Purchase Agreement dated June 22, 2021, in a private placement from the Issuer. F6 · kind: These securities were previously reported on a Form 3 filed by the Reporting Persons. F2 · ownership.nature: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4 · ownership.nature: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:40 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | SaleCommon Stock | 5,796,929 | $14.03 | $81,301,929.23 |
DisclosureSEC source: 0000899243-21-026571 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner SLP Fastball Aggregator, L.P. · CIK 0001866145 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director SLP V Aggregator GP, L.L.C. · CIK 0001811441 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLP Fastball Aggregator, L.P. Disclosed balance after: 110,734,013 F1 · price: This amount represents the $15.00 initial public offering price per share of common stock of First Advantage Corporation (the "Issuer"), less the underwriting discount of $0.975 per share for shares sold pursuant to the issuer's initial public offering. F2 · ownership.nature: Represents securities held by SLP Fastball Aggregator, L.P. ("SLP Fastball"). SLP V Aggregator GP, L.L.C. ("SLP V GP") is the general partner of SLP Fastball. Silver Lake Technology Associates V, L.P. ("SLTA V") is the managing member of SLP V GP. SLTA V (GP), L.L.C. ("SLTA V GP") is the general partner of SLTA V. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA V GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Member and Managing Partner of SLG. Each of SLP Fastball, SLP V GP, SLTA V, SLTA V GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:30 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | GrantCommon Stock | 5,067 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022965 · doc4.xml · nonDerivative · entry 1 Osnoss Joseph · CIK 0001603955 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,360 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of (i) the first anniversary of the grant date, or (ii) the date of the next annual meeting of shareholders, in each case subject to Mr. Osnoss's continued service as of such date. F2 · ownership.nature: These securities are held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss serves as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Osnoss is the beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and Mr. Osnoss disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| May 20, 2021 Filed Jul 8, 2021 21:09 UTC | EverCommerce Inc. EVCM · Entity 4719 | GrantSeries C Convertible Preferred Stock · Derivative | 106,081 | $14.00 | $1,485,134.00 |
DisclosureSEC source: 0000899243-21-027946 · doc4.xml · derivative · entry 9 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Eclipse Holdings, L.P. · CIK 0001865834 · Director · 10% owner SLA Eclipse Co-Invest, L.P. · CIK 0001786088 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA Eclipse Co-Invest, L.P. Disclosed balance after: 106,081 Underlying: Common Stock · 106,081 shares Expires not disclosed F5 · derivative.exercise_price: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F6 · kind: These securities were previously reported on a Form 3 filed by the Reporting Persons. F5 · derivative.exercise_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: These securities are directly held by SLA Eclipse Co-Invest, L.P. ("SLA Co-Invest"). F4 · ownership.nature: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| May 20, 2021 Filed Jul 8, 2021 21:09 UTC | EverCommerce Inc. EVCM · Entity 4719 | GrantSeries C Convertible Preferred Stock · Derivative | 191,692 | $14.00 | $2,683,688.00 |
DisclosureSEC source: 0000899243-21-027946 · doc4.xml · derivative · entry 8 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Eclipse Holdings, L.P. · CIK 0001865834 · Director · 10% owner SLA Eclipse Co-Invest, L.P. · CIK 0001786088 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Eclipse Holdings, L.P. Disclosed balance after: 3,822,490 Underlying: Common Stock · 191,692 shares Expires not disclosed F5 · derivative.exercise_price: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F6 · kind: These securities were previously reported on a Form 3 filed by the Reporting Persons. F5 · derivative.exercise_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4 · ownership.nature: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| May 07, 2021 Filed Jul 8, 2021 21:09 UTC | EverCommerce Inc. EVCM · Entity 4719 | GrantSeries C Convertible Preferred Stock · Derivative | 3,630,798 | $14.00 | $50,831,172.00 |
DisclosureSEC source: 0000899243-21-027946 · doc4.xml · derivative · entry 7 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Eclipse Holdings, L.P. · CIK 0001865834 · Director · 10% owner SLA Eclipse Co-Invest, L.P. · CIK 0001786088 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Eclipse Holdings, L.P. Disclosed balance after: 3,630,798 Underlying: Common Stock · 3,630,798 shares Expires not disclosed F5 · derivative.exercise_price: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F6 · kind: These securities were previously reported on a Form 3 filed by the Reporting Persons. F5 · derivative.exercise_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: The shares of Convertible Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: These securities are directly held by SLA CM Eclipse Holdings, L.P. ("SLA Eclipse"). The general partner of SLA Eclipse is SLA CM GP, L.L.C. ("SLA CM GP") and the sole member of SLA CM GP is SL Alpine Aggregator GP, L.L.C. ("SLA CM Aggregator"). F4 · ownership.nature: Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM Aggregator and the general partner of SLA Co-Invest. The general partner of SLAA is SLAA (GP), L.L.C. ("SLAA GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Joseph Osnoss serves as a director of the Issuer and managing member of SLG. Each of SLA Eclipse, SLA Co-Invest, SLA CM GP, SLA CM Aggregator, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:38 UTC | Sabre Corp SABR · Entity 5098 | GrantCommon Stock | 9,552 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012228 · doc4.xml · nonDerivative · entry 1 Osnoss Joseph · CIK 0001603955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,475 F1 · shares: The restricted stock unit award vests as to 100% of the shares of common stock subject to such award at the end of the one-year period following the grant date, subject to the reporting person's continued service on the board of directors of the Issuer through the vesting date. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 17:13 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | GrantCommon Stock | 5,823 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017781 · doc4.xml · nonDerivative · entry 1 Osnoss Joseph · CIK 0001603955 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,293 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of (i) the first anniversary of the grant date, or (ii) the date of the next annual meeting of shareholders, in each case subject to Mr. Osnoss's continued service as of such date. F2 · ownership.nature: These securities are held by Mr. Osnoss for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates or certain of the funds they manage ("Silver Lake"). Mr. Osnoss serves as a director of the Issuer. Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from such sale are expected to be remitted to Silver Lake and/or its limited partners. Mr. Osnoss, through his role at Silver Lake, may be deemed to have an indirect interest in the securities reported herein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Osnoss is the beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and Mr. Osnoss disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:00 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | Grant5.75% Convertible Senior Notes due 2023 · Derivative | Not disclosed | Not disclosed Strike: $42.00 | $75,758,000.00 |
DisclosureSEC source: 0000899243-20-011299 · doc4.xml · derivative · entry 4 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Chicago Holdings, L.P. · CIK 0001790763 · Director · 10% owner SLA Co-Invest, GP, L.L.C. · CIK 0001724587 · Director · 10% owner SLA Chicago Co-Invest II, L.P. · CIK 0001724586 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA Chicago Co-Invest II, L.P. Disclosed balance after: Not disclosed Underlying: Common Stock · 1,803,760 shares Expires not disclosed F1 · security: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · security: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F6 · derivative.exercise_price: The current conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes is equivalent to a conversion price of approximately $42.00 per share of Common Stock. F1 · kind: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · kind: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F1 · price: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · price: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F7 · derivative.exercise_date: Prior to the modification to the Convertible Notes, such Convertible Notes were scheduled to mature on July 1, 2021 and following such modification, will instead mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F7 · derivative.expiration_date: Prior to the modification to the Convertible Notes, such Convertible Notes were scheduled to mature on July 1, 2021 and following such modification, will instead mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F8 · derivative.underlying_shares: This number represents the number of shares of Common Stock issuable upon conversion of the $218,242,000 principal amount of Convertible Notes held by SLA CM Chicago or the $75,758,000 principal amount of Convertible Notes held by Co-Invest, respectively, in each case, at the current conversion rate of 23.8095 shares of Common Stock, and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The conversion rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of an indenture, dated as of December 8, 2017, by and between the Issuer and U.S. Bank National Association, as trustee. F1 · valueOwnedAfter: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · valueOwnedAfter: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F4 · ownership.nature: These securities are directly held by SLA Chicago Co-Invest II, L.P. ("Co-Invest"). SLA Co-Invest, GP, L.L.C., ("Co-Invest GP") is the general partner of Co-Invest. F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:00 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | Disposition to issuer5.75% Convertible Senior Notes due 2021 · Derivative | Not disclosed | Not disclosed Strike: $42.00 | $75,758,000.00 |
DisclosureSEC source: 0000899243-20-011299 · doc4.xml · derivative · entry 3 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Chicago Holdings, L.P. · CIK 0001790763 · Director · 10% owner SLA Co-Invest, GP, L.L.C. · CIK 0001724587 · Director · 10% owner SLA Chicago Co-Invest II, L.P. · CIK 0001724586 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA Chicago Co-Invest II, L.P. Disclosed balance after: Not disclosed Underlying: Common Stock · 1,803,760 shares Expires not disclosed F1 · security: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · security: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F6 · derivative.exercise_price: The current conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes is equivalent to a conversion price of approximately $42.00 per share of Common Stock. F1 · kind: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · kind: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F1 · price: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · price: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F7 · derivative.exercise_date: Prior to the modification to the Convertible Notes, such Convertible Notes were scheduled to mature on July 1, 2021 and following such modification, will instead mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F7 · derivative.expiration_date: Prior to the modification to the Convertible Notes, such Convertible Notes were scheduled to mature on July 1, 2021 and following such modification, will instead mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F8 · derivative.underlying_shares: This number represents the number of shares of Common Stock issuable upon conversion of the $218,242,000 principal amount of Convertible Notes held by SLA CM Chicago or the $75,758,000 principal amount of Convertible Notes held by Co-Invest, respectively, in each case, at the current conversion rate of 23.8095 shares of Common Stock, and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The conversion rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of an indenture, dated as of December 8, 2017, by and between the Issuer and U.S. Bank National Association, as trustee. F1 · valueOwnedAfter: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · valueOwnedAfter: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F4 · ownership.nature: These securities are directly held by SLA Chicago Co-Invest II, L.P. ("Co-Invest"). SLA Co-Invest, GP, L.L.C., ("Co-Invest GP") is the general partner of Co-Invest. F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:00 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | Grant5.75% Convertible Senior Notes due 2023 · Derivative | Not disclosed | Not disclosed Strike: $42.00 | $218,242,000.00 |
DisclosureSEC source: 0000899243-20-011299 · doc4.xml · derivative · entry 2 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Chicago Holdings, L.P. · CIK 0001790763 · Director · 10% owner SLA Co-Invest, GP, L.L.C. · CIK 0001724587 · Director · 10% owner SLA Chicago Co-Invest II, L.P. · CIK 0001724586 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Chicago Holdings, L.P. Disclosed balance after: Not disclosed Underlying: Common Stock · 5,196,232 shares Expires not disclosed F1 · security: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · security: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F6 · derivative.exercise_price: The current conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes is equivalent to a conversion price of approximately $42.00 per share of Common Stock. F1 · kind: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · kind: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F1 · price: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · price: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F7 · derivative.exercise_date: Prior to the modification to the Convertible Notes, such Convertible Notes were scheduled to mature on July 1, 2021 and following such modification, will instead mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F7 · derivative.expiration_date: Prior to the modification to the Convertible Notes, such Convertible Notes were scheduled to mature on July 1, 2021 and following such modification, will instead mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F8 · derivative.underlying_shares: This number represents the number of shares of Common Stock issuable upon conversion of the $218,242,000 principal amount of Convertible Notes held by SLA CM Chicago or the $75,758,000 principal amount of Convertible Notes held by Co-Invest, respectively, in each case, at the current conversion rate of 23.8095 shares of Common Stock, and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The conversion rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of an indenture, dated as of December 8, 2017, by and between the Issuer and U.S. Bank National Association, as trustee. F1 · valueOwnedAfter: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · valueOwnedAfter: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F3 · ownership.nature: These securities are held by SLA CM Chicago Holdings, L.P. ("SLA CM Chicago"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Chicago. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:00 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | Disposition to issuer5.75% Convertible Senior Notes due 2021 · Derivative | Not disclosed | Not disclosed Strike: $42.00 | $218,242,000.00 |
DisclosureSEC source: 0000899243-20-011299 · doc4.xml · derivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Chicago Holdings, L.P. · CIK 0001790763 · Director · 10% owner SLA Co-Invest, GP, L.L.C. · CIK 0001724587 · Director · 10% owner SLA Chicago Co-Invest II, L.P. · CIK 0001724586 · Director · 10% owner Osnoss Joseph · CIK 0001603955 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Chicago Holdings, L.P. Disclosed balance after: Not disclosed Underlying: Common Stock · 5,196,232 shares Expires not disclosed F1 · security: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · security: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F6 · derivative.exercise_price: The current conversion rate of 23.8095 per $1,000 principal amount of Convertible Notes is equivalent to a conversion price of approximately $42.00 per share of Common Stock. F1 · kind: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · kind: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F1 · price: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · price: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F7 · derivative.exercise_date: Prior to the modification to the Convertible Notes, such Convertible Notes were scheduled to mature on July 1, 2021 and following such modification, will instead mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F7 · derivative.expiration_date: Prior to the modification to the Convertible Notes, such Convertible Notes were scheduled to mature on July 1, 2021 and following such modification, will instead mature on March 17, 2023, subject to earlier repurchase or conversion in accordance with their terms. F8 · derivative.underlying_shares: This number represents the number of shares of Common Stock issuable upon conversion of the $218,242,000 principal amount of Convertible Notes held by SLA CM Chicago or the $75,758,000 principal amount of Convertible Notes held by Co-Invest, respectively, in each case, at the current conversion rate of 23.8095 shares of Common Stock, and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The conversion rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of an indenture, dated as of December 8, 2017, by and between the Issuer and U.S. Bank National Association, as trustee. F1 · valueOwnedAfter: As disclosed by Cornerstone OnDemand, Inc. (the "Issuer") in a Current Report on Form 8-K, dated February 26, 2020 (the "Current Report"), in connection with the Issuer's purchase of certain assets from an affiliate of Vector Capital (the "Saba Group Acquisition"), the Issuer and certain of the Reporting Persons, as holders of the Issuer's 5.75% Convertible Senior Notes ("Convertible Notes"), agreed to extend the maturity date of the Convertible Notes in connection with the completion of the Saba Group Acquisition. The aggregate amount of Convertible Notes held by Silver Lake and/or its affiliates has not changed since the date of original acquisition, and is not changing now. On April 22, 2020, the Saba Group Acquisition was completed and the maturity date of the Convertible Notes was extended. F2 · valueOwnedAfter: In connection with the Saba Group Acquisition, certain of the Reporting Persons agreed to an amendment to the Investment Agreement, dated as of November 8, 2017, as previously amended, pursuant to which certain of the Reporting Persons agreed to support, and consent to, a supplemental indenture to the Indenture governing the Convertible Notes to permit the incurrence of certain indebtedness to finance the Saba Group Acquisition, in exchange for and conditioned on, inter alia, extending the maturity of the Convertible Notes to March 2023 and a $3 million consent fee. The extension of the maturity date of the Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the existing Convertible Notes and the issuance of new Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. F3 · ownership.nature: These securities are held by SLA CM Chicago Holdings, L.P. ("SLA CM Chicago"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Chicago. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP and Co-Invest GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Chicago, SLA CM GP, SLA CM LLC, Co-Invest, Co-Invest GP, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.