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BREAUX PAUL W.

Disclosed activity across 1 company

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2337
SEC CIK
0001700545

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CARVANA CO.CVNA · Entity 2331See RemarksOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CARVANA CO.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect422,030 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Tax withholding · Disposed 4,453 · Balance 422,030

F1: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

Filing footnotes · ownership attribution and instrument terms

F1: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2025 Filed Feb 12, 2025 23:12 UTC CARVANA CO. CVNA · Entity 2331 Exercise / conversionStock Options (Right to Buy) · Derivative 38,638 $0.00 Strike: $10.07 $0.00
Disclosure

SEC source: 0001690820-25-000063 · wk-form4_1739401939.xml · derivative · entry 7

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 239,334

Underlying: Class A Common Stock · 38,638 shares

Expires 2033-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F5 · derivative.exercise_date: The non-qualified stock options representing the right to purchase for the exercise price Class A Common Stock of the Issuer vested 25% on April 1, 2024 and vest monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 11, 2025 Filed Feb 12, 2025 23:12 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 10,119 $271.15 $2,743,766.85
Disclosure

SEC source: 0001690820-25-000063 · wk-form4_1739401939.xml · nonDerivative · entry 5

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,240

F1 · kind: The reported option exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F4 · price: This transaction was executed in multiple trades at prices ranging from $271.00 to $271.39, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
February 11, 2025 Filed Feb 12, 2025 23:12 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 28,519 $270.34 $7,709,826.46
Disclosure

SEC source: 0001690820-25-000063 · wk-form4_1739401939.xml · nonDerivative · entry 4

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 163,359

F1 · kind: The reported option exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F3 · price: This transaction was executed in multiple trades at prices ranging from $270.00 to $270.99, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
February 11, 2025 Filed Feb 12, 2025 23:12 UTC CARVANA CO. CVNA · Entity 2331 Exercise / conversionClass A Common Stock 38,638 $10.07 $389,084.66
Disclosure

SEC source: 0001690820-25-000063 · wk-form4_1739401939.xml · nonDerivative · entry 3

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:12 UTC CARVANA CO. CVNA · Entity 2331 Exercise / conversionStock Options (Right to Buy) · Derivative 1,362 $0.00 Strike: $10.07 $0.00
Disclosure

SEC source: 0001690820-25-000063 · wk-form4_1739401939.xml · derivative · entry 6

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 277,972

Underlying: Class A Common Stock · 1,362 shares

Expires 2033-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F5 · derivative.exercise_date: The non-qualified stock options representing the right to purchase for the exercise price Class A Common Stock of the Issuer vested 25% on April 1, 2024 and vest monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:12 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 1,362 $270.08 $367,848.96
Disclosure

SEC source: 0001690820-25-000063 · wk-form4_1739401939.xml · nonDerivative · entry 2

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,240

F1 · kind: The reported option exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F2 · price: This transaction was executed in multiple trades at prices ranging from $270.00 to $270.12, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:12 UTC CARVANA CO. CVNA · Entity 2331 Exercise / conversionClass A Common Stock 1,362 $10.07 $13,715.34
Disclosure

SEC source: 0001690820-25-000063 · wk-form4_1739401939.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

Read SEC document
February 01, 2025 Filed Feb 4, 2025 22:28 UTC CARVANA CO. CVNA · Entity 2331 Tax withholdingClass A Common Stock 379 $247.48 $93,794.92
Disclosure

SEC source: 0001690820-25-000055 · wk-form4_1738708102.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,240

F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 23:43 UTC CARVANA CO. CVNA · Entity 2331 GrantClass A Common Stock 20,266 $0.00 $0.00
Disclosure

SEC source: 0001690820-25-000039 · wk-form4_1737589384.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,619

F1 · shares: Represents shares of Class A Common Stock of Carvana Co. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. The restricted stock units vest 25% on April 1, 2026 and monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer.

F1 · price: Represents shares of Class A Common Stock of Carvana Co. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. The restricted stock units vest 25% on April 1, 2026 and monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:33 UTC CARVANA CO. CVNA · Entity 2331 Tax withholdingClass A Common Stock 438 $203.36 $89,071.68
Disclosure

SEC source: 0001690820-25-000014 · wk-form4_1735943617.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,353

F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 22:57 UTC CARVANA CO. CVNA · Entity 2331 Tax withholdingClass A Common Stock 617 $260.42 $160,679.14
Disclosure

SEC source: 0001690820-24-000381 · wk-form4_1733266639.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,791

F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

Read SEC document
November 01, 2024 Filed Nov 1, 2024 23:13 UTC CARVANA CO. CVNA · Entity 2331 Tax withholdingClass A Common Stock 617 $229.08 $141,342.36
Disclosure

SEC source: 0001690820-24-000362 · wk-form4_1730502776.xml · nonDerivative · entry 7

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,408

F7 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 23:13 UTC CARVANA CO. CVNA · Entity 2331 Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $10.07 $0.00
Disclosure

SEC source: 0001690820-24-000362 · wk-form4_1730502776.xml · derivative · entry 8

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 279,334

Underlying: Class A Common Stock · 30,000 shares

Expires 2033-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The non-qualified stock options representing the right to purchase for the exercise price Class A Common Stock of the Issuer vest 25% on April 1, 2024 and monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 23:13 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 2,900 $241.51 $700,379.00
Disclosure

SEC source: 0001690820-24-000362 · wk-form4_1730502776.xml · nonDerivative · entry 6

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,025

F3 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F6 · price: This transaction was executed in multiple trades at prices ranging from $ 241.13 to $241.65, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 23:13 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 26,980 $240.09 $6,477,628.20
Disclosure

SEC source: 0001690820-24-000362 · wk-form4_1730502776.xml · nonDerivative · entry 5

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,925

F3 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F5 · price: This transaction was executed in multiple trades at prices ranging from $ 239.61 to $240.23, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 23:13 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 120 $237.31 $28,477.20
Disclosure

SEC source: 0001690820-24-000362 · wk-form4_1730502776.xml · nonDerivative · entry 4

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,905

F3 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F4 · price: This transaction was executed in multiple trades at prices ranging from $ 237.25 to $237.33, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 23:13 UTC CARVANA CO. CVNA · Entity 2331 Exercise / conversionClass A Common Stock 30,000 $10.07 $302,100.00
Disclosure

SEC source: 0001690820-24-000362 · wk-form4_1730502776.xml · nonDerivative · entry 3

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 165,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

Read SEC document
October 30, 2024 Filed Nov 1, 2024 23:13 UTC CARVANA CO. CVNA · Entity 2331 Tax withholdingClass A Common Stock 5,829 $207.31 $1,208,409.99
Disclosure

SEC source: 0001690820-24-000362 · wk-form4_1730502776.xml · nonDerivative · entry 2

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,025

F2 · shares: Represents shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs under the Performance Restricted Stock Unit Award Agreement.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 23:13 UTC CARVANA CO. CVNA · Entity 2331 GrantClass A Common Stock 14,096 $0.00 $0.00
Disclosure

SEC source: 0001690820-24-000362 · wk-form4_1730502776.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,854

F1 · shares: Represents restricted stock units ("RSUs") granted on January 24, 2024 under the Reporting Person's Performance Restricted Stock Unit Award Agreement between Carvana Co. and the Reporting Person, dated January 24, 2024. The performance condition for the RSUs reported herein has been met, and all RSUs reported herein vested on October 30, 2024

Read SEC document
October 23, 2024 Filed Oct 24, 2024 22:40 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass B Units · Derivative 33,795 $12.00 Strike: $12.00 $405,540.00
Disclosure

SEC source: 0001690820-24-000338 · wk-form4_1729809594.xml · derivative · entry 8

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 24,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F4 · kind: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F1 · shares: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F4 · shares: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F4 · derivative.exercise_date: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F4 · derivative.expiration_date: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F3 · derivative.underlying_shares: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

Read SEC document
October 23, 2024 Filed Oct 24, 2024 22:40 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass B Units · Derivative 10,551 $12.00 Strike: $12.00 $126,612.00
Disclosure

SEC source: 0001690820-24-000338 · wk-form4_1729809594.xml · derivative · entry 7

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,795

Underlying: Class A Common Stock · 7,779 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F4 · kind: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F1 · shares: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F4 · shares: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F4 · derivative.exercise_date: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F4 · derivative.expiration_date: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F3 · derivative.underlying_shares: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

Read SEC document
October 23, 2024 Filed Oct 24, 2024 22:40 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass A Common Stock 24,937 $0.00 $0.00
Disclosure

SEC source: 0001690820-24-000338 · wk-form4_1729809594.xml · nonDerivative · entry 5

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F3 · price: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

F4 · price: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

Read SEC document
October 23, 2024 Filed Oct 24, 2024 22:40 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 25,452 $198.00 $5,039,496.00
Disclosure

SEC source: 0001690820-24-000338 · wk-form4_1729809594.xml · nonDerivative · entry 4

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,821

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

Read SEC document
October 23, 2024 Filed Oct 24, 2024 22:40 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass A Common Stock 7,779 $0.00 $0.00
Disclosure

SEC source: 0001690820-24-000338 · wk-form4_1729809594.xml · nonDerivative · entry 3

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F3 · price: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

F4 · price: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 22:40 UTC CARVANA CO. CVNA · Entity 2331 Exercise / conversionStock Options (Right to Buy) · Derivative 6,769 $0.00 Strike: $10.07 $0.00
Disclosure

SEC source: 0001690820-24-000338 · wk-form4_1729809594.xml · derivative · entry 6

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 309,334

Underlying: Class A Common Stock · 6,769 shares

Expires 2033-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The non-qualified stock options representing the right to purchase for the exercise price Class A Common Stock of the Issuer vest 25% on April 1, 2024 and monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 22:40 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 14,548 $198.00 $2,880,504.00
Disclosure

SEC source: 0001690820-24-000338 · wk-form4_1729809594.xml · nonDerivative · entry 2

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,494

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F2 · price: This transaction was executed in multiple trades at prices ranging from $ 198.00 to $198.07, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 22:40 UTC CARVANA CO. CVNA · Entity 2331 Exercise / conversionClass A Common Stock 6,769 $10.07 $68,163.83
Disclosure

SEC source: 0001690820-24-000338 · wk-form4_1729809594.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:51 UTC CARVANA CO. CVNA · Entity 2331 Tax withholdingClass A Common Stock 617 $175.80 $108,468.60
Disclosure

SEC source: 0001690820-24-000333 · wk-form4_1727995913.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,273

F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

Read SEC document
September 23, 2024 Filed Sep 23, 2024 22:49 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass B Units · Derivative 5,654 $12.00 Strike: $12.00 $67,848.00
Disclosure

SEC source: 0001690820-24-000317 · wk-form4_1727131774.xml · derivative · entry 4

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,346

Underlying: Class A Common Stock · 4,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F4 · kind: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F1 · shares: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F4 · shares: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F4 · derivative.exercise_date: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F4 · derivative.expiration_date: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F2 · derivative.underlying_shares: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

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September 23, 2024 Filed Sep 23, 2024 22:49 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass B Units · Derivative 14,219 $5.81 Strike: $5.81 $82,632.30
Disclosure

SEC source: 0001690820-24-000317 · wk-form4_1727131774.xml · derivative · entry 3

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F3 · kind: The Reporting Person was granted 25,000 Class B Units on September 23, 2016 with a participation threshold of $5.8114; 5,000 of which vested on August 9, 2017 and 416 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F1 · shares: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F3 · shares: The Reporting Person was granted 25,000 Class B Units on September 23, 2016 with a participation threshold of $5.8114; 5,000 of which vested on August 9, 2017 and 416 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F3 · derivative.exercise_date: The Reporting Person was granted 25,000 Class B Units on September 23, 2016 with a participation threshold of $5.8114; 5,000 of which vested on August 9, 2017 and 416 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F3 · derivative.expiration_date: The Reporting Person was granted 25,000 Class B Units on September 23, 2016 with a participation threshold of $5.8114; 5,000 of which vested on August 9, 2017 and 416 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F2 · derivative.underlying_shares: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

Read SEC document
September 23, 2024 Filed Sep 23, 2024 22:49 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001690820-24-000317 · wk-form4_1727131774.xml · nonDerivative · entry 2

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F2 · price: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

F3 · price: The Reporting Person was granted 25,000 Class B Units on September 23, 2016 with a participation threshold of $5.8114; 5,000 of which vested on August 9, 2017 and 416 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F4 · price: The Reporting Person was granted 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 of which vested on February 1, 2018 and 833 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

Read SEC document
September 20, 2024 Filed Sep 23, 2024 22:49 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 15,000 $173.00 $2,595,000.00
Disclosure

SEC source: 0001690820-24-000317 · wk-form4_1727131774.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 112,890

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

Read SEC document
September 01, 2024 Filed Sep 5, 2024 00:03 UTC CARVANA CO. CVNA · Entity 2331 Tax withholdingClass A Common Stock 617 $150.62 $92,932.54
Disclosure

SEC source: 0001690820-24-000313 · wk-form4_1725491355.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,890

F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 21:30 UTC CARVANA CO. CVNA · Entity 2331 Tax withholdingClass A Common Stock 617 $146.52 $90,402.84
Disclosure

SEC source: 0001690820-24-000290 · wk-form4_1722634198.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,507

F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

Read SEC document
July 18, 2024 Filed Jul 18, 2024 23:05 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass B Units · Derivative 10,781 $5.81 Strike: $5.81 $62,652.70
Disclosure

SEC source: 0001690820-24-000256 · wk-form4_1721343901.xml · derivative · entry 4

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,219

Underlying: Class A Common Stock · 8,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F3 · kind: The Reporting Person was granted 25,000 Class B Units on September 23, 2016 with a participation threshold of $5.8114; 5,000 of which vested on August 9, 2017 and 416 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F1 · shares: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F3 · shares: The Reporting Person was granted 25,000 Class B Units on September 23, 2016 with a participation threshold of $5.8114; 5,000 of which vested on August 9, 2017 and 416 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F3 · derivative.exercise_date: The Reporting Person was granted 25,000 Class B Units on September 23, 2016 with a participation threshold of $5.8114; 5,000 of which vested on August 9, 2017 and 416 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F3 · derivative.expiration_date: The Reporting Person was granted 25,000 Class B Units on September 23, 2016 with a participation threshold of $5.8114; 5,000 of which vested on August 9, 2017 and 416 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F4 · derivative.underlying_shares: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

Read SEC document
July 18, 2024 Filed Jul 18, 2024 23:05 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass B Units · Derivative 8,897 $4.88 Strike: $4.88 $43,399.57
Disclosure

SEC source: 0001690820-24-000256 · wk-form4_1721343901.xml · derivative · entry 3

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F2 · kind: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month thereafter. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F1 · shares: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F2 · shares: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month thereafter. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F2 · derivative.exercise_date: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month thereafter. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F2 · derivative.expiration_date: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month thereafter. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F4 · derivative.underlying_shares: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

Read SEC document
July 18, 2024 Filed Jul 18, 2024 23:05 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001690820-24-000256 · wk-form4_1721343901.xml · nonDerivative · entry 2

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F2 · price: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month thereafter. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F3 · price: The Reporting Person was granted 25,000 Class B Units on September 23, 2016 with a participation threshold of $5.8114; 5,000 of which vested on August 9, 2017 and 416 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

F4 · price: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 23:05 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 15,000 $145.00 $2,175,000.00
Disclosure

SEC source: 0001690820-24-000256 · wk-form4_1721343901.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,124

F1 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:44 UTC CARVANA CO. CVNA · Entity 2331 Tax withholdingClass A Common Stock 617 $124.35 $76,723.95
Disclosure

SEC source: 0001690820-24-000254 · wk-form4_1720043083.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,124

F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:50 UTC CARVANA CO. CVNA · Entity 2331 Tax withholdingClass A Common Stock 617 $99.98 $61,687.66
Disclosure

SEC source: 0001690820-24-000227 · wk-form4_1717537793.xml · nonDerivative · entry 1

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,741

F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

Read SEC document
May 03, 2024 Filed May 3, 2024 23:55 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass B Units · Derivative 20,079 $4.88 Strike: $4.88 $97,945.36
Disclosure

SEC source: 0001690820-24-000171 · wk-form4_1714780494.xml · derivative · entry 16

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,898

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

F12 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F13 · kind: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

F14 · kind: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

F12 · shares: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F13 · shares: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

F14 · shares: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

F14 · price: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

F14 · derivative.exercise_date: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

F14 · derivative.expiration_date: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

F12 · derivative.underlying_shares: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F13 · derivative.underlying_shares: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

F14 · derivative.underlying_shares: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

Read SEC document
May 03, 2024 Filed May 3, 2024 23:55 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass B Units · Derivative 38,250 $4.88 Strike: $4.88 $186,583.50
Disclosure

SEC source: 0001690820-24-000171 · wk-form4_1714780494.xml · derivative · entry 15

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,977

Underlying: Class A Common Stock · 28,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

F12 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F13 · kind: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

F14 · kind: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

F12 · shares: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F13 · shares: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

F14 · shares: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

F14 · price: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

F14 · derivative.exercise_date: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

F14 · derivative.expiration_date: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

F12 · derivative.underlying_shares: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F13 · derivative.underlying_shares: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

F14 · derivative.underlying_shares: The Reporting Person was granted 250,000 Class B Units on December 30, 2015 with a participation threshold of $4.878; 50,000 of which vested on August 3, 2016 and 4,167 of which vested on the first of each month beginning September 1, 2016. The Reporting Person was also granted 12,500 Class B Units on January 29, 2016 with a participation threshold of $4.878; 2,500 of which vested on August 3, 2016 and 209 of which vested on the first of each month beginning September 1, 2016. The Class B Units have no expiration date.

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May 03, 2024 Filed May 3, 2024 23:55 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 15,000 $123.00 $1,845,000.00
Disclosure

SEC source: 0001690820-24-000171 · wk-form4_1714780494.xml · nonDerivative · entry 14

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,358

F12 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

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May 03, 2024 Filed May 3, 2024 23:55 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001690820-24-000171 · wk-form4_1714780494.xml · nonDerivative · entry 13

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F12 · price: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F13 · price: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

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May 03, 2024 Filed May 3, 2024 23:55 UTC CARVANA CO. CVNA · Entity 2331 ConversionClass A Common Stock 28,575 $0.00 $0.00
Disclosure

SEC source: 0001690820-24-000171 · wk-form4_1714780494.xml · nonDerivative · entry 11

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F12 · price: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

F13 · price: Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

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May 02, 2024 Filed May 3, 2024 23:55 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 30,000 $120.00 $3,600,000.00
Disclosure

SEC source: 0001690820-24-000171 · wk-form4_1714780494.xml · nonDerivative · entry 12

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,358

F12 · kind: The reported conversions and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 (the "10b5-1 Plan").

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May 02, 2024 Filed May 3, 2024 23:55 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 600 $120.99 $72,594.00
Disclosure

SEC source: 0001690820-24-000171 · wk-form4_1714780494.xml · nonDerivative · entry 10

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,783

F2 · shares: Represents total number of shares of Class A Common Stock of the Issuer sold to pay required taxes upon vesting of restricted stock units pursuant to various awards.

F11 · price: This transaction was executed in multiple trades at prices ranging from $ 120.59 to $121.50, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

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May 02, 2024 Filed May 3, 2024 23:55 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 1,459 $119.95 $175,007.05
Disclosure

SEC source: 0001690820-24-000171 · wk-form4_1714780494.xml · nonDerivative · entry 9

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,383

F2 · shares: Represents total number of shares of Class A Common Stock of the Issuer sold to pay required taxes upon vesting of restricted stock units pursuant to various awards.

F10 · price: This transaction was executed in multiple trades at prices ranging from $ 119.58 to $120.27, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

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May 02, 2024 Filed May 3, 2024 23:55 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 1,500 $118.72 $178,080.00
Disclosure

SEC source: 0001690820-24-000171 · wk-form4_1714780494.xml · nonDerivative · entry 8

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 133,842

F2 · shares: Represents total number of shares of Class A Common Stock of the Issuer sold to pay required taxes upon vesting of restricted stock units pursuant to various awards.

F9 · price: This transaction was executed in multiple trades at prices ranging from $ 118.39 to $119.14, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

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May 02, 2024 Filed May 3, 2024 23:55 UTC CARVANA CO. CVNA · Entity 2331 SaleClass A Common Stock 2,139 $117.84 $252,059.76
Disclosure

SEC source: 0001690820-24-000171 · wk-form4_1714780494.xml · nonDerivative · entry 7

BREAUX PAUL W. · CIK 0001700545 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,342

F2 · shares: Represents total number of shares of Class A Common Stock of the Issuer sold to pay required taxes upon vesting of restricted stock units pursuant to various awards.

F8 · price: This transaction was executed in multiple trades at prices ranging from $ 117.37 to $118.23 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.