person · Reporting owner

SHIVE DUNIA A

Disclosed activity across 5 companies

Tapewire entity: 23314
SEC CIK: 0001182313

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
KIMBERLY CLARK CORPKMB · Entity 3103	Director	January 02, 2026	January 05, 2026
Main Street Capital CORPMAIN · Entity 2159	Director	August 14, 2026	September 15, 2026
TRINITY INDUSTRIES INCNYSE/TRN · Entity 4439	Director	May 21, 2026	May 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KIMBERLY CLARK CORP

Report date January 02, 2026 · Filed January 05, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	13,617	Reported balance After 2026-01-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-01-02 · Grant · Acquired 2,170 · Balance 13,617 F1: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F2: Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F2: Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

Main Street Capital CORP

Report date August 14, 2026 · Filed September 15, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	27,582.2253	Reported balance After 2026-08-14 transaction · row 1 1 source row Row 1 · 2026-08-14 · Other · Acquired 97.1 · Balance 27,582.2253 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

TRINITY INDUSTRIES INC

Report date May 21, 2026 · Filed May 26, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Trinity Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	4,024	Reported balance After 2026-05-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-05-21 · Grant · Acquired 4,024 · Balance 4,024 F1: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DallasNews Corp

Report date September 24, 2025 · Filed September 25, 2025

Section 16 reporting ended · disclosed 2025-09-25. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2025-09-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2025-09-24 · Disposition to issuer · Disposed 3,761 · Balance 0 F1: This Form 4 reports securities disposed of under the Agreement and Plan of Merger, dated July 9, 2025, as amended, by and among DallasNews Corporation (the "Company"), Hearst Media West, LLC ("Parent"), Destiny Merger Sub, Inc. ("Merger Sub"), and, solely for the purposes specified therein, Hearst Communications, Inc., under which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger, each issued and outstanding share of Series A common stock, par value $0.01 per share, and Series B common stock, par value $0.01 per share, of the Company (other than dissenting shares and excluded shares) was cancelled and converted into the right to receive $16.50 in cash without interest thereon and less any applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of under the Agreement and Plan of Merger, dated July 9, 2025, as amended, by and among DallasNews Corporation (the "Company"), Hearst Media West, LLC ("Parent"), Destiny Merger Sub, Inc. ("Merger Sub"), and, solely for the purposes specified therein, Hearst Communications, Inc., under which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger, each issued and outstanding share of Series A common stock, par value $0.01 per share, and Series B common stock, par value $0.01 per share, of the Company (other than dissenting shares and excluded shares) was cancelled and converted into the right to receive $16.50 in cash without interest thereon and less any applicable withholding taxes.

Keurig Dr Pepper Inc.

Report date July 09, 2018 · Filed July 10, 2018

Section 16 reporting ended · disclosed 2018-07-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	7,235	Ending reported balance After 2018-07-09 transaction · row 6 6 source rows · reconciled sequence Row 1 · 2018-07-09 · Exercise / conversion · Acquired 1,413 · Balance 4,329 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Row 2 · 2018-07-09 · Other · Acquired 76 · Balance 4,405 F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above. Row 3 · 2018-07-09 · Exercise / conversion · Acquired 1,532 · Balance 5,937 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Row 4 · 2018-07-09 · Other · Acquired 46 · Balance 5,983 F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above. Row 5 · 2018-07-09 · Exercise / conversion · Acquired 1,247 · Balance 7,230 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Row 6 · 2018-07-09 · Other · Acquired 5 · Balance 7,235 F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2018-07-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2018-07-09 · Exercise / conversion · Disposed 1,413 · Balance 0 F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F7: These restricted stock units were to vest on March 2, 2019.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2018-07-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2018-07-09 · Exercise / conversion · Disposed 1,532 · Balance 0 F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F8: These restricted stock units were to vest on March 4, 2020.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2018-07-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2018-07-09 · Exercise / conversion · Disposed 1,247 · Balance 0 F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F9: These restricted stock units were to vest on March 4, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.

F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above.

F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.

F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F7: These restricted stock units were to vest on March 2, 2019.

F8: These restricted stock units were to vest on March 4, 2020.

F9: These restricted stock units were to vest on March 4, 2021.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 13, 2021 Filed Aug 25, 2021 20:26 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	32.911	$42.81	$1,408.92	Disclosure SEC source: 0001593968-21-002013 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,647.7241 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:32 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	33.93	$41.32	$1,401.99	Disclosure SEC source: 0001593968-21-001910 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,614.8131 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:49 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	33.448	$41.71	$1,395.12	Disclosure SEC source: 0001593968-21-001717 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,580.8831 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
May 14, 2021 Filed May 24, 2021 21:27 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	23.563	$40.54	$955.24	Disclosure SEC source: 0001593968-21-001441 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,547.4351 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
May 03, 2021 Filed May 5, 2021 20:39 UTC	TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439	GrantTrinity Stock Units · Derivative	4,576	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000099780-21-000061 · edgar.xml · derivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,576 Underlying: Common Stock · 4,576 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant. F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant. Read SEC document
May 03, 2021 Filed May 6, 2021 00:46 UTC	Main Street Capital CORP MAIN · Entity 2159	GrantCommon Stock	2,122.141	$42.41	$90,000.00	Disclosure SEC source: 0001593968-21-001237 · primary_01.xml · nonDerivative · entry 2 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,523.8721 F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan. Read SEC document
May 03, 2021 Filed May 6, 2021 00:46 UTC	Main Street Capital CORP MAIN · Entity 2159	GrantCommon Stock	707	$0.00	$0.00	Disclosure SEC source: 0001593968-21-001237 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,401.7311 F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan. Read SEC document
April 15, 2021 Filed Apr 28, 2021 21:02 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	22.66	$41.95	$950.59	Disclosure SEC source: 0001593968-21-001182 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,694.7311 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
March 15, 2021 Filed Mar 26, 2021 22:50 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	24.038	$39.34	$945.65	Disclosure SEC source: 0001593968-21-001015 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,672.0711 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
February 12, 2021 Filed Feb 26, 2021 21:54 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	27.296	$34.44	$940.07	Disclosure SEC source: 0001593968-21-000668 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,648.0331 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:50 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	28.894	$32.33	$934.14	Disclosure SEC source: 0001593968-21-000283 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,620.7371 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:39 UTC	KIMBERLY CLARK CORP KMB · Entity 3103	GrantRestricted Share Units · Derivative	1,499	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-21-000484 · doc4.xml · derivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,841.4742 Underlying: Common Stock · 1,499 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F2 · balance_after: Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock. Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:26 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	29.097	$31.90	$928.19	Disclosure SEC source: 0001593968-20-002409 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,591.8431 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:49 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	29.773	$30.97	$922.07	Disclosure SEC source: 0001593968-20-002270 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,562.7461 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
October 15, 2020 Filed Oct 29, 2020 21:06 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	30.69	$29.84	$915.79	Disclosure SEC source: 0001593968-20-002109 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,532.9731 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
September 15, 2020 Filed Sep 24, 2020 20:37 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	29.652	$30.68	$909.72	Disclosure SEC source: 0001593968-20-001922 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,502.2831 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
August 14, 2020 Filed Aug 25, 2020 21:42 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	27.563	$32.80	$904.07	Disclosure SEC source: 0001593968-20-001792 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,472.6311 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
July 15, 2020 Filed Jul 24, 2020 20:50 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	28.723	$31.27	$898.17	Disclosure SEC source: 0001593968-20-001665 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,445.0681 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
June 15, 2020 Filed Jun 26, 2020 21:00 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	26.993	$33.07	$892.66	Disclosure SEC source: 0001593968-20-001530 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,416.3451 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
May 15, 2020 Filed May 29, 2020 21:29 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	3.212	$28.71	$92.22	Disclosure SEC source: 0001593968-20-001291 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,389.3521 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
May 04, 2020 Filed May 6, 2020 21:04 UTC	TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439	GrantTrinity Stock Units · Derivative	7,151	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000099780-20-000068 · edgar.xml · derivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,151 Underlying: Common Stock · 7,151 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant. F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant. Read SEC document
May 04, 2020 Filed May 6, 2020 21:20 UTC	Main Street Capital CORP MAIN · Entity 2159	GrantCommon Stock	3,901.373	$24.03	$93,749.99	Disclosure SEC source: 0001593968-20-001118 · primary_01.xml · nonDerivative · entry 2 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,386.1401 F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan. Read SEC document
May 04, 2020 Filed May 6, 2020 21:20 UTC	Main Street Capital CORP MAIN · Entity 2159	GrantCommon Stock	1,248	$0.00	$0.00	Disclosure SEC source: 0001593968-20-001118 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,484.7671 F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan. Read SEC document
April 15, 2020 Filed Apr 27, 2020 10:09 UTC	Main Street Capital CORP MAIN · Entity 2159	OtherCommon Stock	3.69	$24.78	$91.44	Disclosure SEC source: 0001593968-20-001036 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,236.7671 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document
March 03, 2020 Filed Mar 4, 2020 22:04 UTC	Main Street Capital CORP MAIN · Entity 2159	GrantCommon Stock	446.0771	$38.11	$17,000.00	Disclosure SEC source: 0001593968-20-000625 · primary_01.xml · nonDerivative · entry 2 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233.0771 F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan. Read SEC document
March 03, 2020 Filed Mar 4, 2020 22:04 UTC	Main Street Capital CORP MAIN · Entity 2159	GrantCommon Stock	787	$38.11	$29,992.57	Disclosure SEC source: 0001593968-20-000625 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787 F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan. Read SEC document
January 02, 2020 Filed Jan 3, 2020 20:16 UTC	KIMBERLY CLARK CORP KMB · Entity 3103	GrantRestricted Share Units · Derivative	1,325	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-20-000204 · doc4.xml · derivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,282.139 Underlying: Common Stock · 1,325 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document
May 06, 2019 Filed May 8, 2019 20:22 UTC	TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439	GrantTrinity Stock Units · Derivative	5,846	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000099780-19-000068 · edgar.xml · derivative · entry 2 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,846 Underlying: Common Stock · 5,846 shares Expires not disclosed F2 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant. F2 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant. Read SEC document
May 02, 2019 Filed May 6, 2019 22:48 UTC	KIMBERLY CLARK CORP KMB · Entity 3103	GrantRestricted Share Units · Derivative	943	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001223203-19-000001 · primary_doc.xml · derivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 943 Underlying: Common Stock · 943 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors. Read SEC document
July 09, 2018 Filed Jul 10, 2018 12:07 UTC	Keurig Dr Pepper Inc. KDP · Entity 3055	Exercise / conversionRestricted Stock Unit · Derivative	1,247	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-042062 · doc4.xml · derivative · entry 9 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,247 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F9 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2021. F9 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2021. Read SEC document
July 09, 2018 Filed Jul 10, 2018 12:07 UTC	Keurig Dr Pepper Inc. KDP · Entity 3055	Exercise / conversionRestricted Stock Unit · Derivative	1,532	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-042062 · doc4.xml · derivative · entry 8 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F8 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2020. F8 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2020. Read SEC document
July 09, 2018 Filed Jul 10, 2018 12:07 UTC	Keurig Dr Pepper Inc. KDP · Entity 3055	Exercise / conversionRestricted Stock Unit · Derivative	1,413	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-042062 · doc4.xml · derivative · entry 7 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F7 · derivative.exercise_date: These restricted stock units were to vest on March 2, 2019. F7 · derivative.expiration_date: These restricted stock units were to vest on March 2, 2019. Read SEC document
July 09, 2018 Filed Jul 10, 2018 12:07 UTC	Keurig Dr Pepper Inc. KDP · Entity 3055	OtherCommon Stock	5	$0.00	$0.00	Disclosure SEC source: 0001209191-18-042062 · doc4.xml · nonDerivative · entry 6 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,235 F4 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above. Read SEC document
July 09, 2018 Filed Jul 10, 2018 12:07 UTC	Keurig Dr Pepper Inc. KDP · Entity 3055	Exercise / conversionCommon Stock	1,247	$0.00	$0.00	Disclosure SEC source: 0001209191-18-042062 · doc4.xml · nonDerivative · entry 5 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document
July 09, 2018 Filed Jul 10, 2018 12:07 UTC	Keurig Dr Pepper Inc. KDP · Entity 3055	OtherCommon Stock	46	$0.00	$0.00	Disclosure SEC source: 0001209191-18-042062 · doc4.xml · nonDerivative · entry 4 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,983 F3 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above. Read SEC document
July 09, 2018 Filed Jul 10, 2018 12:07 UTC	Keurig Dr Pepper Inc. KDP · Entity 3055	Exercise / conversionCommon Stock	1,532	$0.00	$0.00	Disclosure SEC source: 0001209191-18-042062 · doc4.xml · nonDerivative · entry 3 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document
July 09, 2018 Filed Jul 10, 2018 12:07 UTC	Keurig Dr Pepper Inc. KDP · Entity 3055	OtherCommon Stock	76	$0.00	$0.00	Disclosure SEC source: 0001209191-18-042062 · doc4.xml · nonDerivative · entry 2 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,405 F2 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above. Read SEC document
July 09, 2018 Filed Jul 10, 2018 12:07 UTC	Keurig Dr Pepper Inc. KDP · Entity 3055	Exercise / conversionCommon Stock	1,413	$0.00	$0.00	Disclosure SEC source: 0001209191-18-042062 · doc4.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document
May 07, 2018 Filed May 9, 2018 20:30 UTC	TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439	GrantTrinity Stock Units · Derivative	3,966	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000099780-18-000093 · edgar.xml · derivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,966 Underlying: Common Stock · 3,966 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant. F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant. Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:56 UTC	Keurig Dr Pepper Inc. DPS · Entity 3055	Exercise / conversionRestricted Stock Units · Derivative	1,641	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-017336 · doc4.xml · derivative · entry 4 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F5 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F5 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:56 UTC	Keurig Dr Pepper Inc. DPS · Entity 3055	GrantRestricted Stock Units · Derivative	1,247	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-017336 · doc4.xml · derivative · entry 3 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,247 Underlying: Common Stock · 1,247 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F4 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date F4 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:56 UTC	Keurig Dr Pepper Inc. DPS · Entity 3055	OtherCommon Stock	121	$0.00	$0.00	Disclosure SEC source: 0001209191-18-017336 · doc4.xml · nonDerivative · entry 2 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,916 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018. Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:56 UTC	Keurig Dr Pepper Inc. DPS · Entity 3055	Exercise / conversionCommon Stock	1,641	$0.00	$0.00	Disclosure SEC source: 0001209191-18-017336 · doc4.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document
November 18, 2017 Filed Nov 20, 2017 22:00 UTC	Keurig Dr Pepper Inc. DPS · Entity 3055	Exercise / conversionRestricted Stock Unit · Derivative	423	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-061806 · doc4.xml · derivative · entry 3 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 423 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on November 18, 2017. F4 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F4 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document
November 18, 2017 Filed Nov 20, 2017 22:00 UTC	Keurig Dr Pepper Inc. DPS · Entity 3055	OtherCommon Stock	31	$0.00	$0.00	Disclosure SEC source: 0001209191-17-061806 · doc4.xml · nonDerivative · entry 2 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on November 18, 2017. Read SEC document
November 18, 2017 Filed Nov 20, 2017 22:00 UTC	Keurig Dr Pepper Inc. DPS · Entity 3055	Exercise / conversionCommon Stock	423	$0.00	$0.00	Disclosure SEC source: 0001209191-17-061806 · doc4.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on November 18, 2017. Read SEC document
May 01, 2017 Filed May 2, 2017 21:48 UTC	TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439	GrantTrinity Stock Units · Derivative	4,805	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000099780-17-000054 · edgar.xml · derivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,805 Underlying: Common Stock · 4,805 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant. F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant. Read SEC document
March 02, 2017 Filed Mar 6, 2017 14:15 UTC	Keurig Dr Pepper Inc. DPS · Entity 3055	GrantRestricted Stock Unit · Derivative	1,532	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-018128 · doc4.xml · derivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532 Underlying: Common Stock · 1,532 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F2 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.