Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cinemark Holdings, Inc.CNK · Entity 1653 | Director | June 15, 2026 | August 14, 2026 |
| Matador Resources CoMTDR · Entity 3681 | Director | October 28, 2016 | November 02, 2016 |
| Triumph Financial, Inc.TFIN · Entity 4635 | Director | May 01, 2026 | May 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cinemark Holdings, Inc.
Report date June 15, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,428 |
Reported balance
After 2026-06-15 transaction · row 1
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 5,439 · Balance 87,428 F1: Annual award of restricted stock pursuant to the director compensation policy. Par value is $0.001 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual award of restricted stock pursuant to the director compensation policy. Par value is $0.001 per share.
Matador Resources Co
Report date October 28, 2016 · Filed November 02, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 313,525 |
Reported balance
After 2016-10-28 transaction · row 1
1 source rowRow 1 · 2016-10-28 · Grant · Acquired 1,468 · Balance 313,525 F1: Represents restricted stock units granted to the reporting person on October 28, 2016. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, in equal annual installments on the first, second and third anniversaries of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted to the reporting person on October 28, 2016. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, in equal annual installments on the first, second and third anniversaries of the date of grant.
Triumph Financial, Inc.
Report date May 01, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 352,940 |
Reported balance
After 2026-05-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 1,628 · Balance 352,940 F1: Shares represented by time-vested restricted stock units that vest one year from date of award. F2: Consists of 209,086 shares of common stock of Issuer beneficially owned by reporting person, (ii) 1,628 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 265 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 265 F3: Represents 265 shares indirectly owned through reporting person's spouse. |
| Depository SharesSEC Table I · non-derivative | Direct | 12,798 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,798 F4: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represented by time-vested restricted stock units that vest one year from date of award.
F2: Consists of 209,086 shares of common stock of Issuer beneficially owned by reporting person, (ii) 1,628 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.
F3: Represents 265 shares indirectly owned through reporting person's spouse.
F4: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2026 Filed Aug 14, 2026 21:10 UTC | Cinemark Holdings, Inc. CNK · Entity 1653 | GrantCommon Stock | 5,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-352593 · ownership.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,428 F1 · price: Annual award of restricted stock pursuant to the director compensation policy. Par value is $0.001 per share. Read SEC document |
| May 01, 2026 Filed May 5, 2026 20:34 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-030654 · wk-form4_1778013271.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,940 F1 · shares: Shares represented by time-vested restricted stock units that vest one year from date of award. F2 · balance_after: Consists of 209,086 shares of common stock of Issuer beneficially owned by reporting person, (ii) 1,628 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 20:03 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 857 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-033941 · wk-form4_1751486612.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,312 F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of 209,086 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. Read SEC document |
| June 13, 2025 Filed Jun 16, 2025 21:11 UTC | Cinemark Holdings, Inc. CNK · Entity 1653 | GrantCommon Stock | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086848 · ownership.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,989 F1 · price: Annual award of restricted stock pursuant to the director compensation policy. Par value is $0.001 per share. Read SEC document |
| April 22, 2025 Filed Apr 24, 2025 20:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseCommon Stock | 265 | $47.86 | $12,682.90 |
DisclosureSEC source: 0001628280-25-019656 · wk-form4_1745524894.xml · nonDerivative · entry 2 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 265 F3 · ownership.nature: Represents 265 shares indirectly owned through reporting person's spouse. Read SEC document |
| April 22, 2025 Filed Apr 24, 2025 20:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseCommon Stock | 6,765 | $47.64 | $322,284.60 |
DisclosureSEC source: 0001628280-25-019656 · wk-form4_1745524894.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,455 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 208,229 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:10 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-004034 · wk-form4_1738789842.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,690 F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 201,464 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. Read SEC document |
| July 26, 2024 Filed Jul 30, 2024 20:04 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GiftCommon Stock | 9,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-033450 · wk-form4_1722369876.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,000 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization F2 · balance_after: Consists of (i) 200,774 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:52 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 748 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031148 · wk-form4_1720039914.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,232 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 210,006 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 21:50 UTC | Cinemark Holdings, Inc. CNK · Entity 1653 | GrantCommon Stock | 7,364 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-074429 · ownership.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,789 F1 · price: Annual award of restricted stock pursuant to the director compensation policy. Par Value is $0.001. One year vest period. Read SEC document |
| April 29, 2024 Filed May 1, 2024 20:02 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 16,000 | $71.12 | $1,137,920.00 |
DisclosureSEC source: 0001628280-24-019592 · wk-form4_1714593757.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,484 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 209,258 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:08 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-003059 · wk-form4_1706908094.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,484 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 225,258 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 13,500 | $76.10 | $1,027,350.00 |
DisclosureSEC source: 0001628280-23-041670 · wk-form4_1702674090.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366,625 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 224,399 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 22:29 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040372 · wk-form4_1701383339.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,125 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization F2 · balance_after: Consists of (i) 237,899 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 21:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 21,500 | $70.07 | $1,506,505.00 |
DisclosureSEC source: 0001628280-23-039859 · wk-form4_1700686864.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 385,125 F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 242,899 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. Read SEC document |
| October 25, 2023 Filed Oct 27, 2023 20:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GiftCommon Stock | 5,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-035410 · wk-form4_1698436886.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 406,625 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization. F2 · balance_after: Consists of (i) 242,899 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 163,726 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 20:02 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseDepository Shares | 7,400 | $20.00 | $148,000.00 |
DisclosureSEC source: 0001628280-23-030507 · wf-form4_169290735550026.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,798 F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. F2 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:24 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 897 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-024464 · wf-form4_168867508164457.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,242 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 248,516 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 163,726 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:30 UTC | Cinemark Holdings, Inc. CNK · Entity 1653 | GrantCommon stock | 7,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037912 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,425 F1 · price: Annual award of restricted stock pursuant to the director compensation policy. Par value is $0.001 per share. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 21:39 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseDepository Shares | 1,526 | $19.75 | $30,138.50 |
DisclosureSEC source: 0001628280-23-021996 · wf-form4_168669233351347.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,398 F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:45 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseDepository Shares | 1,756 | $19.75 | $34,681.00 |
DisclosureSEC source: 0001628280-23-021583 · wf-form4_168626070590621.xml · nonDerivative · entry 2 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,872 F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:45 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseDepository Shares | 2,116 | $19.50 | $41,262.00 |
DisclosureSEC source: 0001628280-23-021583 · wf-form4_168626070590621.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,116 F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering. Read SEC document |
| May 08, 2023 Filed May 10, 2023 20:08 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseCommon Stock | 7,835 | $48.86 | $382,818.10 |
DisclosureSEC source: 0001628280-23-017223 · wf-form4_168374932315323.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411,345 F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 247,619 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 942 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-006774 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,752 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 240,026 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:45 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseCommon Stock | 47,000 | $54.47 | $2,560,090.00 |
DisclosureSEC source: 0001209191-23-005720 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,810 F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 239,084 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041057 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,810 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 192,084 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 163,726 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan S. Sepulveda. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 21:54 UTC | Cinemark Holdings, Inc. CNK · Entity 1653 | GrantCommon stock | 8,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037577 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,558 F1 · price: Annual award of restricted stock pursuant to the director compensation policy. Par value is $0.001 per share. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:01 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 817 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006741 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,712 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 190,986 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 163,726 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan S. Sepulveda. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 14,974 | $131.24 | $1,965,187.76 |
DisclosureSEC source: 0001209191-21-065771 · doc4.xml · nonDerivative · entry 2 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,895 F2 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Consists of (i) 190,169 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned with spouse Susan S. Sepulveda. Read SEC document |
| September 24, 2021 Filed Nov 19, 2021 21:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065771 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,869 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045392 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,869 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 217,143 shares beneficially owned by the reporting person and (ii) 163,726 shares beneficially owned with spouse Susan S. Sepulveda. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:45 UTC | Cinemark Holdings, Inc. CNK · Entity 1653 | GrantCommon stock | 5,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-041783 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,152 F1 · price: Annual award of restricted stock pursuant to the director compensation policy. Par value is $0.001 per share. Read SEC document |
| May 07, 2021 Filed May 7, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 30,000 | $90.71 | $2,721,300.00 |
DisclosureSEC source: 0001209191-21-030869 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,264 F1 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Consists of (i) 216,538 shares beneficially owned by the reporting person and (ii) 163,726 shares beneficially owned with spouse Susan S. Sepulveda. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 779 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004699 · doc4.xml · nonDerivative · entry 3 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,264 F2 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F3 · balance_after: Consists of (i) 346,538 shares beneficially owned by the reporting person and (ii) 63,726 shares beneficially owned with spouse Susan S. Sepulveda. Read SEC document |
| November 24, 2020 Filed Feb 3, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 13,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004699 · doc4.xml · nonDerivative · entry 2 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,485 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization. Read SEC document |
| November 06, 2020 Filed Feb 3, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004699 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,663 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 21:18 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 100,000 | $45.70 | $4,570,000.00 |
DisclosureSEC source: 0000899243-20-029524 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,663 F1 · balance_after: Consists of (i) 370,937 shares beneficially owned by reporting person, and (ii) 63,726 shares beneficially owned jointly with spouse Susan S. Sepulveda. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:25 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 2,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041013 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,663 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 370,937 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 19:06 UTC | Cinemark Holdings, Inc. CNK · Entity 1653 | GrantCommon stock | 7,501 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-036942 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,949 F1 · price: Annual award of restricted stock pursuant to the director compensation policy. Par value is $0.001 per share. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 20:11 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 4,400 | $23.33 | $102,652.00 |
DisclosureSEC source: 0001209191-20-018470 · doc4.xml · nonDerivative · entry 2 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,510 F3 · price: $23.33 represents the weighted average purchase price per share for the 4,400 aggregate amount of shares in the transaction reported on this line. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F4 · balance_after: Consists of (i) 368,784 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:11 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 4,300 | $23.54 | $101,222.00 |
DisclosureSEC source: 0001209191-20-018470 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,110 F1 · price: $23.54 represents the weighted average purchase price per share for the 4,300 aggregate amount of shares in the transaction reported on this line. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 368,784 shares beneficially owned by reporting person, and (ii) 159,326 shares beneficially owned jointly with spouse Susan S. Sepulveda. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006969 · doc4.xml · nonDerivative · entry 2 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,810 F3 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F3 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F4 · balance_after: Consists of (i) 368,784 shares beneficially owned by reporting person, and (ii) 155,026 shares beneficially owned jointly with spouse Susan S. Sepulveda Read SEC document |
| December 09, 2019 Filed Feb 5, 2020 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 4,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006969 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,794 F1 · kind: The transaction reported involved a gift by the reporting person to 501(c)(3) charitable organizations. F2 · balance_after: Consists of (i) 367,768 shares beneficially owned by reporting person, and (ii) 155,026 shares beneficially owned jointly with spouse Susan S. Sepulveda. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:20 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041087 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,904 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 371,878 shares beneficially owned by reporting person, and (ii) 155,026 shares beneficially owned jointly with spouse Susan S. Sepulveda. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 15:51 UTC | Cinemark Holdings, Inc. CNK · Entity 1653 | GrantCommon stock | 3,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-037598 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,448 F1 · price: Annual award of restricted stock pursuant to the director compensation policy. Par value is $0.001 per share. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:38 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 3,500 | $27.71 | $96,985.00 |
DisclosureSEC source: 0001209191-19-035824 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,791 F1 · price: $27.71 represents the weighted average purchase price per share for the 3,500 aggregate amount of shares transaction reported on this line. The range of price per share in the reported transaction is $27.69 to $27.715. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 370,765 shares beneficially owned by reporting person, and (ii) 155,026 shares beneficially owned jointly with spouse Susan S. Sepulveda. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:04 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 3,000 | $29.43 | $88,290.00 |
DisclosureSEC source: 0001209191-19-030466 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,291 F1 · balance_after: Consists of (i) 367,265 shares beneficially owned by reporting person, and (ii) 155,026 shares beneficially owned jointly with spouse Susan S. Sepulveda. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 23:02 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007472 · doc4.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,291 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 364,265 shares beneficially owned by reporting person, and (ii) 155,026 shares beneficially owned jointly with spouse Susan S. Sepulveda. Read SEC document |
| December 27, 2018 Filed Jan 3, 2019 17:05 UTC | Cinemark Holdings, Inc. CNK · Entity 1653 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000702 · doc5.xml · nonDerivative · entry 2 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,433 Read SEC document |
| November 15, 2018 Filed Jan 3, 2019 17:05 UTC | Cinemark Holdings, Inc. CNK · Entity 1653 | GiftCommon Stock | 14,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000702 · doc5.xml · nonDerivative · entry 1 Sepulveda Carlos M · CIK 0001405703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,433 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.