Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252 | Director · CEO | October 01, 2026 | October 05, 2026 |
| C. H. ROBINSON WORLDWIDE, INC.CHRW · Entity 3306 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 159,159.0271 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Tax withholding · Disposed 16,982 · Balance 159,159.0271 |
C. H. ROBINSON WORLDWIDE, INC.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock (Restricted Stock Units)SEC Table II · derivative / convertible security | Direct | 27,180 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 208 · Balance 27,180 F1: Each phantom share/restricted stock unit will be paid in one share of common stock. F2: Reflects restricted stock units granted in connection with the reporting person's election to defer receipt of his most recently quarterly cash retainer payment. F3: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom share/restricted stock unit will be paid in one share of common stock.
F2: Reflects restricted stock units granted in connection with the reporting person's election to defer receipt of his most recently quarterly cash retainer payment.
F3: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2023 Filed Jul 5, 2023 20:14 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 807 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041005 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,169 Underlying: Common Stock · 807 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 807 restricted stock units, 463 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 344 were granted at a price of $94.35 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:15 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 17,499 | $146.57 | $2,564,828.43 |
DisclosureSEC source: 0001225208-23-004516 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,014.0271 Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:17 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-022834 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,362 Underlying: Common Stock · 767 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 767 restricted stock units, 440 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 327 were granted at a price of $99.37 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 767 restricted stock units, 440 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 327 were granted at a price of $99.37 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 20:43 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 135,366 | $0.00 Strike: $144.67 | $0.00 |
DisclosureSEC source: 0001225208-23-002234 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,366 Underlying: Common Stock · 135,366 shares Expires 2033-02-15 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 15, 2024. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:37 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-001231 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,595 Underlying: Common Stock · 831 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 831 restricted stock units, 477 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 354 were granted at a price of $91.56 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 831 restricted stock units, 477 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 354 were granted at a price of $91.56 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:28 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-052496 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,764 Underlying: Common Stock · 791 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 791 restricted stock units, 454 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 337 were granted at a price of $96.31 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 791 restricted stock units, 454 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 337 were granted at a price of $96.31 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 13:36 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 34,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009458 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,513.0271 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2023. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 20:49 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 751 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-040738 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,973 Underlying: Common Stock · 751 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 751 restricted stock units, 431 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 320 were granted at a price of $101.37 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 751 restricted stock units, 431 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 320 were granted at a price of $101.37 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:56 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 13,462 | $156.31 | $2,104,245.22 |
DisclosureSEC source: 0001225208-22-005507 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,236.0271 Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 22:05 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-022632 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,222 Underlying: Common Stock · 707 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 707 restricted stock units, 406 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 301 were granted at a price of $107.71 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 707 restricted stock units, 406 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 301 were granted at a price of $107.71 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 19:28 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 109,800 | $0.00 Strike: $144.84 | $0.00 |
DisclosureSEC source: 0001225208-22-002263 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,800 Underlying: Common Stock · 109,800 shares Expires 2032-02-14 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 14, 2023. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:38 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 649 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-000837 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,515 Underlying: Common Stock · 649 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 649 restricted stock units, 348 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 301 were granted at a price of $107.63 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 649 restricted stock units, 348 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 301 were granted at a price of $107.63 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:38 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-059004 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,866 Underlying: Common Stock · 804 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 804 restricted stock units, 431 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 373 were granted at a price of $87.00 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 804 restricted stock units, 431 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 373 were granted at a price of $87.00 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 14:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,908 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-21-012545 · doc4.xml · derivative · entry 3 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,908 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 23, 2021. Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 14:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 49,897 | $167.61 | $8,363,016.62 |
DisclosureSEC source: 0001225208-21-012545 · doc4.xml · nonDerivative · entry 2 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,698.0271 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 23, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.19 - $168.61, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 14:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 60,908 | $36.97 | $2,251,768.76 |
DisclosureSEC source: 0001225208-21-012545 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,595.0271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 23, 2021. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 15:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 26,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011370 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,687.0271 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 13, 2021 18:23 UTC Amendment | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 26,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011456 · doc4a.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,687.0271 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2022. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 16:34 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-044746 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,062 Underlying: Common Stock · 746 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 732 restricted stock units, 400 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 346 were granted at a price of $93.67 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 732 restricted stock units, 400 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 346 were granted at a price of $93.67 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 5,918 | $154.92 | $916,816.56 |
DisclosureSEC source: 0001225208-21-006445 · doc4.xml · nonDerivative · entry 2 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,318.0271 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 3,855 | $154.92 | $597,216.60 |
DisclosureSEC source: 0001225208-21-006445 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,236.0271 Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 14:11 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-024364 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,316 Underlying: Common Stock · 732 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 732 restricted stock units, 392 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 340 were granted at a price of $95.43 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 732 restricted stock units, 392 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 340 were granted at a price of $95.43 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:30 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 109,117 | $0.00 Strike: $148.07 | $0.00 |
DisclosureSEC source: 0001225208-21-002647 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,117 Underlying: Common Stock · 109,117 shares Expires 2031-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2022. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:37 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-001131 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,584 Underlying: Common Stock · 718 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 718 restricted stock units, 399 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 319 were granted at a price of $93.87 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 718 restricted stock units, 399 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 319 were granted at a price of $93.87 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:32 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 659 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-053158 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,866 Underlying: Common Stock · 659 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 659 restricted stock units, 366 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 293 were granted at a price of $102.19 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 659 restricted stock units, 366 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 293 were granted at a price of $102.19 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| September 24, 2020 Filed Sep 25, 2020 18:25 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 115,738 | $0.00 Strike: $22.27 | $0.00 |
DisclosureSEC source: 0001225208-20-011828 · doc4.xml · derivative · entry 3 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,738 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 24, 2020. Read SEC document |
| September 24, 2020 Filed Sep 25, 2020 18:25 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 91,238 | $127.76 | $11,656,959.20 |
DisclosureSEC source: 0001225208-20-011828 · doc4.xml · nonDerivative · entry 2 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,091.0271 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 24, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.01 - $128.91, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| September 24, 2020 Filed Sep 25, 2020 18:25 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 115,738 | $22.27 | $2,577,485.26 |
DisclosureSEC source: 0001225208-20-011828 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,329.0271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 24, 2020. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 19:46 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 61,997 | $0.00 Strike: $24.25 | $0.00 |
DisclosureSEC source: 0001225208-20-010699 · doc4.xml · derivative · entry 4 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,997 shares Expires 2022-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on June 5, 2020. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 19:46 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 48,944 | $138.85 | $6,795,732.46 |
DisclosureSEC source: 0001225208-20-010699 · doc4.xml · nonDerivative · entry 3 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,591.0271 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on June 5, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.73 - $140.23, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 19:46 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 12,500 | $138.97 | $1,737,170.00 |
DisclosureSEC source: 0001225208-20-010699 · doc4.xml · nonDerivative · entry 2 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,535.0271 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on June 5, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.69 - $140.32, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 19:46 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 61,997 | $24.25 | $1,503,427.25 |
DisclosureSEC source: 0001225208-20-010699 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,035.0271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on June 5, 2020. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 14:46 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 19,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010346 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,038.0271 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2021. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:57 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 695 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-040471 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,207 Underlying: Common Stock · 695 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 695 restricted stock units, 474 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 221 were granted at a price of $79.06 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 695 restricted stock units, 474 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 221 were granted at a price of $79.06 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:23 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 7,530 | $91.32 | $687,639.60 |
DisclosureSEC source: 0001225208-20-005861 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,082.0271 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:34 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 1,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-022580 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,512 Underlying: Common Stock · 1,019 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 1,019 restricted stock units, 566 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 453 were granted at a price of $66.20 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 1,019 restricted stock units, 566 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 453 were granted at a price of $66.20 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 15:55 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 125,877 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-20-001661 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,877 Underlying: Common Stock · 125,877 shares Expires 2030-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2021. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:22 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-001239 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,493 Underlying: Common Stock · 830 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 830 restricted stock units, 479 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 351 were granted at a price of $78.20 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 830 restricted stock units, 479 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 351 were granted at a price of $78.20 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:36 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-051729 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,663 Underlying: Common Stock · 766 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 766 restricted stock units, 442 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 324 were granted at a price of $84.78 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 766 restricted stock units, 442 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 324 were granted at a price of $84.78 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 14:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 37,500 | $0.00 Strike: $24.25 | $0.00 |
DisclosureSEC source: 0001225208-19-011468 · doc4.xml · derivative · entry 4 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,997 Underlying: Common Stock · 37,500 shares Expires 2022-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on June 10, 2019. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 14:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 29,869 | $126.49 | $3,778,183.57 |
DisclosureSEC source: 0001225208-19-011468 · doc4.xml · nonDerivative · entry 3 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,612.0271 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on June 10, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.48 - $126.97, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 14:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 7,868 | $126.45 | $994,918.04 |
DisclosureSEC source: 0001225208-19-011468 · doc4.xml · nonDerivative · entry 2 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,481.0271 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on June 10, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.76 - $126.95, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 14:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 37,500 | $24.25 | $909,375.00 |
DisclosureSEC source: 0001225208-19-011468 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,349.0271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on June 10, 2019. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 15:13 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 15,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010943 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,849.0271 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:37 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-040328 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,897 Underlying: Common Stock · 770 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 770 restricted stock units, 444 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 326 were granted at a price of $84.35 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 770 restricted stock units, 444 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 326 were granted at a price of $84.35 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 14:35 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 7,685 | $104.99 | $806,848.15 |
DisclosureSEC source: 0001225208-19-006262 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,474.0271 Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:40 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 747 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-022557 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,127 Underlying: Common Stock · 747 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 747 restricted stock units, 431 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 316 were granted at a price of $86.99 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 747 restricted stock units, 431 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 316 were granted at a price of $86.99 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 19:44 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 99,831 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-19-002252 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,831 Underlying: Common Stock · 99,831 shares Expires 2029-02-11 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 11, 2020. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:25 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-001181 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,380 Underlying: Common Stock · 740 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 740 restricted stock units, 401 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 339 were granted at a price of $84.09 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 740 restricted stock units, 401 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 339 were granted at a price of $84.09 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:56 UTC | C. H. ROBINSON WORLDWIDE, INC. CHRW · Entity 3306 | GrantPhantom Stock (Restricted Stock Units) · Derivative | 612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-053247 · doc4.xml · derivative · entry 1 Gokey Timothy C · CIK 0001296187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,640 Underlying: Common Stock · 612 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share/restricted stock unit will be paid in one share of common stock. F2 · shares: Of the 612 restricted stock units, 344 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 268 were granted at a price of $97.92 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F2 · price: Of the 612 restricted stock units, 344 were granted at no cost to the reporting person as a quarterly installment of the annual equity-based award provided to each non-employee director, and 268 were granted at a price of $97.92 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment. F3 · derivative.exercise_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. F3 · derivative.expiration_date: The restricted stock units are immediately vested, and following the reporting person's termination of service as a director, become payable in shares of common stock according to the schedule previously chosen by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.