person · Reporting owner

MATLIN DAVID J

Disclosed activity across 7 companies

Tapewire entity: 23297
SEC CIK: 0001251956

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CalAtlantic Group, Inc.CAA · Entity 169490	10% owner	June 14, 2017	June 15, 2017
Clene Inc.CLNN · Entity 7166	Director	September 16, 2026	September 18, 2026
FLAGSTAR BANCORP INC(NYSE:FBC) · Entity 121881	Director	January 20, 2021	January 21, 2021
MedAvail Holdings, Inc.MYOS · Entity 94590	10% owner	March 06, 2020	March 10, 2020
TriSalus Life Sciences, Inc.TLSI · Entity 5872	Director	May 14, 2026	May 15, 2026
U.S. WELL SERVICES HOLDINGS, LLCUSWS · Entity 122531	Director	March 02, 2022	March 04, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CalAtlantic Group, Inc.

Report date June 14, 2017 · Filed June 15, 2017

Jointly reported with MP CA Homes LLC, MatlinPatterson Global Opportunities Partners III LP, MatlinPatterson Global Opportunities Partners (Cayman) III LP, MatlinPatterson Global Partners III LLC, MATLINPATTERSON GLOBAL ADVISERS LLC, MatlinPatterson PE Holdings LLC, MATLINPATTERSON LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	28,332,549	Reported balance After 2017-06-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-06-14 · Sale · Disposed 14,510,008 · Balance 28,332,549 F1: MP CA Homes LLC was the direct owner of 42,842,557 shares of Common Stock. On June 14, 2017, MP CA Homes LLC sold 11,500,000 shares of Common Stock in an underwritten public offering and 3,010,008 shares of Common Stock to the Issuer in a direct share repurchase. MatlinPatterson Global Opportunities Partners III L.P. and MatlinPatterson Global Opportunities Partners (Cayman) III L.P. (together, "the Funds"), hold 100 percent of the membership interests in MP CA Homes LLC. MatlinPatterson Global Partners III LLC (the "General Partner") is the general partner of the Funds. MatlinPatterson Global Advisers LLC (the "Adviser") is the investment adviser to the Funds. MatlinPatterson PE Holdings LLC holds 100 percent of the voting interest and equity of the Adviser and the General Partner. (Continued in footnote 2) F2: MatlinPatterson LLC holds 100 percent of the equity of MatlinPatterson PE Holdings LLC. Other than MP CA Homes LLC, each of the foregoing reporting persons disclaims beneficial ownership of the shares held by MP CA Homes LLC, except to the extent that such reporting person holds an indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3: David J. Matlin is an employee of the Adviser and a holder of 100 percent of the membership interests in MatlinPatterson LLC. He also has an indirect pecuniary interest in the Funds. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the Funds overall with respect to their indirect investment in the Issuer. David J. Matlin disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: MP CA Homes LLC was the direct owner of 42,842,557 shares of Common Stock. On June 14, 2017, MP CA Homes LLC sold 11,500,000 shares of Common Stock in an underwritten public offering and 3,010,008 shares of Common Stock to the Issuer in a direct share repurchase. MatlinPatterson Global Opportunities Partners III L.P. and MatlinPatterson Global Opportunities Partners (Cayman) III L.P. (together, "the Funds"), hold 100 percent of the membership interests in MP CA Homes LLC. MatlinPatterson Global Partners III LLC (the "General Partner") is the general partner of the Funds. MatlinPatterson Global Advisers LLC (the "Adviser") is the investment adviser to the Funds. MatlinPatterson PE Holdings LLC holds 100 percent of the voting interest and equity of the Adviser and the General Partner. (Continued in footnote 2)

F2: MatlinPatterson LLC holds 100 percent of the equity of MatlinPatterson PE Holdings LLC. Other than MP CA Homes LLC, each of the foregoing reporting persons disclaims beneficial ownership of the shares held by MP CA Homes LLC, except to the extent that such reporting person holds an indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: David J. Matlin is an employee of the Adviser and a holder of 100 percent of the membership interests in MatlinPatterson LLC. He also has an indirect pecuniary interest in the Funds. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the Funds overall with respect to their indirect investment in the Issuer. David J. Matlin disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.

Clene Inc.

Report date September 16, 2026 · Filed September 18, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
common stockSEC Table I · non-derivative	Direct	912,275	Reported balance After 2026-09-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-09-16 · Grant · Acquired 434,451 · Balance 912,275 F1: Mr. Matlin purchased 434,451 shares of common stock of Clene Inc. for a purchase price of $3.28 per share in a registered direct offering directly from the Issuer. The issuance of such securities was approved by the Issuer's board of directors in accordance with Rule 16 (b)-3 of the Securities Exchange Act of 1934, as amended.
common stockSEC Table I · non-derivative	IndirectBy trust	7,500	Reported balance Holding disclosure · report date 2026-09-16 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 7,500 F2: The securities are owned by the Matlin Family Trust 2020. Mr. Matlin is the trustee of the Matlin Family Trust 2020. The shares owned by the Matlin Family Trust 2020 may be beneficially owned by Mr. Matlin.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Matlin purchased 434,451 shares of common stock of Clene Inc. for a purchase price of $3.28 per share in a registered direct offering directly from the Issuer. The issuance of such securities was approved by the Issuer's board of directors in accordance with Rule 16 (b)-3 of the Securities Exchange Act of 1934, as amended.

F2: The securities are owned by the Matlin Family Trust 2020. Mr. Matlin is the trustee of the Matlin Family Trust 2020. The shares owned by the Matlin Family Trust 2020 may be beneficially owned by Mr. Matlin.

FLAGSTAR BANCORP INC

Report date January 20, 2021 · Filed January 21, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivative	Direct	2,867	Reported balance After 2021-01-20 transaction · row 1 1 source row Row 1 · 2021-01-20 · Grant · Acquired 2,426 · Balance 2,867

MedAvail Holdings, Inc.

Report date March 06, 2020 · Filed March 10, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,267,477	Reported balance After 2020-03-06 transaction · row 1 1 source row Row 1 · 2020-03-06 · Purchase · Acquired 206,611 · Balance 1,267,477

TriSalus Life Sciences, Inc.

Report date May 14, 2026 · Filed May 15, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,323,210	Ending reported balance After 2026-05-14 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-05-14 · Grant · Acquired 28,201 · Balance 1,300,145 F1: Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU award shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer. Row 2 · 2026-05-14 · Grant · Acquired 23,065 · Balance 1,323,210 F2: Represents grant of restricted stock units (the "Retainer RSU Award") payable solely in common stock of the Issuer. The Reporting Person elected to receive the Retainer RSU Award in lieu of 2026 board service retainer cash fees provided for under the Issuer's Non-Employee Director Compensation Policy. The shares subject to the Retainer RSU Award shall vest quarterly in equal one-third installments through the remainder of 2026, subject to the Reporting Person's continued service with the Issuer.
Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.52 · Expires 2036-05-13	Direct	121,403	Reported balance After 2026-05-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-05-14 · Grant · Acquired 56,403 · Balance 121,403 F3: The shares subject to the option shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU award shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

F2: Represents grant of restricted stock units (the "Retainer RSU Award") payable solely in common stock of the Issuer. The Reporting Person elected to receive the Retainer RSU Award in lieu of 2026 board service retainer cash fees provided for under the Issuer's Non-Employee Director Compensation Policy. The shares subject to the Retainer RSU Award shall vest quarterly in equal one-third installments through the remainder of 2026, subject to the Reporting Person's continued service with the Issuer.

F3: The shares subject to the option shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

U.S. WELL SERVICES HOLDINGS, LLC

Report date March 02, 2022 · Filed March 04, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Warrants (right to buy)SEC Table II · derivative / convertible security	Direct	697,674	Reported balance After 2022-03-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2022-03-02 · Grant · Acquired 697,674 · Balance 697,674 F1: Reflects the issuance by the Issuer of 697,674 warrants ("Warrants") exercisable for shares of Class A common stock of the Issuer, par value $0.0001 per share ("Class A Common Stock"), to the Reporting Person on March 2, 2022 in connection with the entry into that certain Joinder to Senior Secured Term Loan Agreement dated March 1, 2022 (the "Joinder to Credit Agreement") and the extension of a $1.5 million term loan to a subsidiary of the Issuer, and pursuant to the applicable Warrant Agreement (the "Warrant Agreement"). F2: In accordance with the Warrant Agreement, the exercise price of the Warrants is $1.29 per share, subject to adjustment for stock splits, combinations, certain distributions or similar events in accordance with the terms of the Warrant Agreement. All or any portion of the Warrants issued pursuant to the Warrant Agreement may be exercised by the Reporting Person at any time prior to expiration in accordance with the terms of the Warrant Agreement. The Warrants expire on March 1, 2028. F3: Upon exercise by the Reporting Person, pursuant to the Warrant Agreement, the Warrants are required to be net settled in shares of Class A Common Stock, on a cashless basis based on the difference between (i) the volume weighted average price of Class A Common Stock as reported during the ten trading day period ending on the second trading day prior to the date on which the notice of exercise is delivered to the warrant agent and (ii) the then-applicable exercise price, in each case, at the time of exercise. F4: As a result, the number of shares of Class A Common Stock issuable upon exercise of the Warrants cannot be determined at this time; however, in no event will the Warrants be exercisable for more than 697,674 shares of Class A Common Stock (subject to adjustment for stock splits, combinations, certain distributions or similar events).

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the issuance by the Issuer of 697,674 warrants ("Warrants") exercisable for shares of Class A common stock of the Issuer, par value $0.0001 per share ("Class A Common Stock"), to the Reporting Person on March 2, 2022 in connection with the entry into that certain Joinder to Senior Secured Term Loan Agreement dated March 1, 2022 (the "Joinder to Credit Agreement") and the extension of a $1.5 million term loan to a subsidiary of the Issuer, and pursuant to the applicable Warrant Agreement (the "Warrant Agreement").

F2: In accordance with the Warrant Agreement, the exercise price of the Warrants is $1.29 per share, subject to adjustment for stock splits, combinations, certain distributions or similar events in accordance with the terms of the Warrant Agreement. All or any portion of the Warrants issued pursuant to the Warrant Agreement may be exercised by the Reporting Person at any time prior to expiration in accordance with the terms of the Warrant Agreement. The Warrants expire on March 1, 2028.

F3: Upon exercise by the Reporting Person, pursuant to the Warrant Agreement, the Warrants are required to be net settled in shares of Class A Common Stock, on a cashless basis based on the difference between (i) the volume weighted average price of Class A Common Stock as reported during the ten trading day period ending on the second trading day prior to the date on which the notice of exercise is delivered to the warrant agent and (ii) the then-applicable exercise price, in each case, at the time of exercise.

F4: As a result, the number of shares of Class A Common Stock issuable upon exercise of the Warrants cannot be determined at this time; however, in no event will the Warrants be exercisable for more than 697,674 shares of Class A Common Stock (subject to adjustment for stock splits, combinations, certain distributions or similar events).

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Lonestar Resources US Inc.

Report date October 05, 2021 · Filed October 21, 2021

Section 16 reporting ended · disclosed 2021-10-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2021-10-05 transaction · row 1 1 source row Row 1 · 2021-10-05 · Disposition to issuer · Disposed 1,909,786 · Balance 0 F1: On October 5, 2021, pursuant to the Agreement and Plan of Merger dated as of July 10, 2021 (the "Merger Agreement"), by and among Penn Virginia Corporation ("Penn Virginia"), Lonestar Resources US Inc. ("Lonestar") and the other parties thereto, Upsilon Merger Sub Inc. merged with and into Lonestar (the "First Merger"), with Lonestar surviving the First Merger as the surviving corporation (the "Surviving Corporation"), and, following the First Merger, the Surviving Corporation merged with and into Pi Merger Sub LLC ("Merger Sub LLC"), with Merger Sub LLC continuing as the surviving entity. Pursuant to the Merger Agreement, each share of Lonestar common stock issued and outstanding immediately prior to the effective time of the First Merger was converted into the right to receive 0.51 shares of Penn Virginia common stock. F2: On October 4, 2021 (the day prior to the effective time of the First Merger), the closing price of one share of Penn Virginia common stock was $32.32.

Filing footnotes · ownership attribution and instrument terms

F1: On October 5, 2021, pursuant to the Agreement and Plan of Merger dated as of July 10, 2021 (the "Merger Agreement"), by and among Penn Virginia Corporation ("Penn Virginia"), Lonestar Resources US Inc. ("Lonestar") and the other parties thereto, Upsilon Merger Sub Inc. merged with and into Lonestar (the "First Merger"), with Lonestar surviving the First Merger as the surviving corporation (the "Surviving Corporation"), and, following the First Merger, the Surviving Corporation merged with and into Pi Merger Sub LLC ("Merger Sub LLC"), with Merger Sub LLC continuing as the surviving entity. Pursuant to the Merger Agreement, each share of Lonestar common stock issued and outstanding immediately prior to the effective time of the First Merger was converted into the right to receive 0.51 shares of Penn Virginia common stock.

F2: On October 4, 2021 (the day prior to the effective time of the First Merger), the closing price of one share of Penn Virginia common stock was $32.32.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 01, 2019 Filed Nov 1, 2019 16:51 UTC	FLAGSTAR BANCORP INC FBC · Entity 121881	SaleCommon Stock	6,100,000	$35.96	$219,356,000.00	Disclosure SEC source: 0001567619-19-020307 · doc1.xml · nonDerivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 21,500,352 F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated October 29, 2019, with Morgan Stanley & Co. LLC, as the underwriter. The offering closed on November 1, 2019. The shares of Common Stock were sold at a price of $35.96 per share. F1 · price: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated October 29, 2019, with Morgan Stanley & Co. LLC, as the underwriter. The offering closed on November 1, 2019. The shares of Common Stock were sold at a price of $35.96 per share. F1 · balance_after: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated October 29, 2019, with Morgan Stanley & Co. LLC, as the underwriter. The offering closed on November 1, 2019. The shares of Common Stock were sold at a price of $35.96 per share. F2 · ownership.nature: MPGOP III Thrift AV-I L.P. ("MPGOP"), a Delaware limited partnership and MPGOP (Cayman) III Thrift AV-I L.P., a Cayman Islands exempted limited partnership ("MPGOP Cayman", and together with MPGOP, the "New Fund") together hold 100% of the membership interests in MP Thrift. MPGOP has a 77.05% interest in MP Thrift and MPGOP Cayman has a 22.95% interest in MP Thrift. MP (Thrift) Global Partners III LLC ("MP LLC") is a limited liability company organized under the laws of Delaware. The principal business of MP LLC is to serve as general partner of each of MPGOP, MPGOP Cayman, MP Thrift, MP (Thrift) Global Opportunities Partners (Special) III LP ("MPGOPS"), and MP (Thrift) Global Opportunities Investments III LP ("MPGOI"). MP (Thrift) Asset Management LLC ("MPAM") is a limited liability company organized under the laws of Delaware. MPAM is the managing member of MP LLC. MP (Thrift) LLC ("MPT") is a limited liability company organized under the laws of Delaware. F3 · ownership.nature: (continued from footnote 2) MPT is the managing member of MPAM. MPGOPS is a limited partnership organized under the laws of Delaware. MPGOPS is the holder of a 100% limited partnership interest in MPGOI. MPGOI is a limited partnership organized under the laws of Delaware. MPGOI is the holder of a 1% limited partnership interest in the New Fund. Along with MPT, MPAM, MP LLC, and MPGOPS, MPGOI comprises the Associates Fund. F4 · ownership.nature: (continued from footnote 3) David J. Matlin is the sole managing member of MPT, and his principal occupation is acting as Chief Executive Officer of MatlinPatterson Global Advisers LLC ("Matlin Advisers"). Matlin Advisers is a limited liability company organized under the laws of Delaware. The principal business of Matlin Advisers is to serve as investment adviser to the various funds. Matlin Advisers also serves as investment adviser to the New Fund. David J. Matlin is a citizen of the United States of America. David J. Matlin may be deemed to have shared voting and investment control over the shares of Flagstar Bancorp, Inc. held by MP Thrift. He also has an indirect pecuniary interest in the New Fund. F5 · ownership.nature: (continued from footnote 4) David J. Matlin's exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the various funds overall and with respect to their indirect investment in Flagstar Bancorp, Inc. He disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. Read SEC document
March 14, 2019 Filed Mar 15, 2019 16:02 UTC	U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531	Disposition to issuerWarrants · Derivative	1,346,851	$0.00 Strike: $5.75	$0.00	Disclosure SEC source: 0001144204-19-014297 · tv516389_4.xml · derivative · entry 2 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,404,436 Underlying: Class A Common Stock · 175,091 shares Expires 2023-11-09 F1 · kind: Pursuant to the Warrant Exchange Agreement, dated March 13, 2019, between U.S. Well Services, Inc. (the "Issuer") and the Reporting Person, the Reporting Person exchanged 1,346,851 warrants with the Issuer for 175,091 shares of the Class A Common Stock of the Issuer. F1 · shares: Pursuant to the Warrant Exchange Agreement, dated March 13, 2019, between U.S. Well Services, Inc. (the "Issuer") and the Reporting Person, the Reporting Person exchanged 1,346,851 warrants with the Issuer for 175,091 shares of the Class A Common Stock of the Issuer. F1 · price: Pursuant to the Warrant Exchange Agreement, dated March 13, 2019, between U.S. Well Services, Inc. (the "Issuer") and the Reporting Person, the Reporting Person exchanged 1,346,851 warrants with the Issuer for 175,091 shares of the Class A Common Stock of the Issuer. F1 · derivative.underlying_shares: Pursuant to the Warrant Exchange Agreement, dated March 13, 2019, between U.S. Well Services, Inc. (the "Issuer") and the Reporting Person, the Reporting Person exchanged 1,346,851 warrants with the Issuer for 175,091 shares of the Class A Common Stock of the Issuer. Read SEC document
March 14, 2019 Filed Mar 15, 2019 16:02 UTC	U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531	GrantClass A Common Stock	175,091	$0.00	$0.00	Disclosure SEC source: 0001144204-19-014297 · tv516389_4.xml · nonDerivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,014,603 F1 · kind: Pursuant to the Warrant Exchange Agreement, dated March 13, 2019, between U.S. Well Services, Inc. (the "Issuer") and the Reporting Person, the Reporting Person exchanged 1,346,851 warrants with the Issuer for 175,091 shares of the Class A Common Stock of the Issuer. F1 · shares: Pursuant to the Warrant Exchange Agreement, dated March 13, 2019, between U.S. Well Services, Inc. (the "Issuer") and the Reporting Person, the Reporting Person exchanged 1,346,851 warrants with the Issuer for 175,091 shares of the Class A Common Stock of the Issuer. F1 · price: Pursuant to the Warrant Exchange Agreement, dated March 13, 2019, between U.S. Well Services, Inc. (the "Issuer") and the Reporting Person, the Reporting Person exchanged 1,346,851 warrants with the Issuer for 175,091 shares of the Class A Common Stock of the Issuer. F1 · balance_after: Pursuant to the Warrant Exchange Agreement, dated March 13, 2019, between U.S. Well Services, Inc. (the "Issuer") and the Reporting Person, the Reporting Person exchanged 1,346,851 warrants with the Issuer for 175,091 shares of the Class A Common Stock of the Issuer. Read SEC document
December 24, 2018 Filed Dec 26, 2018 21:09 UTC	U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531	OtherWarrants · Derivative	3,136,997	$0.00 Strike: $5.75	$0.00	Disclosure SEC source: 0001144204-18-066296 · tv509939_4.xml · derivative · entry 4 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,751,287 Underlying: Class A Common Stock · 1,568,498 shares Expires 2023-11-09 F1 · kind: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration. F1 · shares: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration. F1 · price: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration. Read SEC document
December 24, 2018 Filed Dec 26, 2018 21:09 UTC	U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531	OtherClass A Common Stock	1,839,512	$0.00	$0.00	Disclosure SEC source: 0001144204-18-066296 · tv509939_4.xml · nonDerivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,839,512 F1 · kind: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration. F1 · shares: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration. F1 · price: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration. F1 · balance_after: On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration. Read SEC document
December 21, 2018 Filed Dec 26, 2018 21:09 UTC	U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531	PurchaseWarrants · Derivative	1,346,851	$0.65 Strike: $5.75	$875,453.15	Disclosure SEC source: 0001144204-18-066296 · tv509939_4.xml · derivative · entry 3 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,614,290 Underlying: Class A Common Stock · 673,425 shares Expires 2023-11-09 Read SEC document
December 21, 2018 Filed Dec 26, 2018 21:09 UTC	U.S. WELL SERVICES HOLDINGS, LLC USWS · Entity 122531	PurchaseWarrants · Derivative	1,267,439	$0.59 Strike: $5.75	$747,789.01	Disclosure SEC source: 0001144204-18-066296 · tv509939_4.xml · derivative · entry 2 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267,439 Underlying: Class A Common Stock · 633,719 shares Expires 2023-11-09 Read SEC document
June 14, 2018 Filed Jun 14, 2018 13:53 UTC	FLAGSTAR BANCORP INC FBC · Entity 121881	SaleCommon Stock	8,000,000	$33.82	$270,550,400.00	Disclosure SEC source: 0001140361-18-028553 · doc1.xml · nonDerivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 27,600,352 F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated June 11, 2018, with Sandler O'Neill & Partners, L.P. and Keefe, Bruyette & Woods, Inc. as underwriters. The offering closed on June 14, 2018. The shares of Common Stock were sold at a public offering price of $34.50 per share. F1 · price: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated June 11, 2018, with Sandler O'Neill & Partners, L.P. and Keefe, Bruyette & Woods, Inc. as underwriters. The offering closed on June 14, 2018. The shares of Common Stock were sold at a public offering price of $34.50 per share. F1 · balance_after: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Flagstar Bancorp, Inc. sold by MP Thrift Investments L.P. ("MP Thrift") in a public offering pursuant to the Underwriting Agreement, dated June 11, 2018, with Sandler O'Neill & Partners, L.P. and Keefe, Bruyette & Woods, Inc. as underwriters. The offering closed on June 14, 2018. The shares of Common Stock were sold at a public offering price of $34.50 per share. F2 · ownership.nature: MPGOP III Thrift AV-I L.P. ("MPGOP"), a Delaware limited partnership and MPGOP (Cayman) III Thrift AV-I L.P., a Cayman Islands exempted limited partnership ("MPGOP Cayman", and together with MPGOP, the "New Fund") together hold 100% of the membership interests in MP Thrift. MPGOP has a 77.05% interest in MP Thrift and MPGOP Cayman has a 22.95% interest in MP Thrift. MP (Thrift) Global Partners III LLC ("MP LLC") is a limited liability company organized under the laws of Delaware. The principal business of MP LLC is to serve as general partner of each of MPGOP, MPGOP Cayman, MP Thrift, MP (Thrift) Global Opportunities Partners (Special) III LP ("MPGOPS"), and MP (Thrift) Global Opportunities Investments III LP ("MPGOI"). MP (Thrift) Asset Management LLC ("MPAM") is a limited liability company organized under the laws of Delaware. MPAM is the managing member of MP LLC. MP (Thrift) LLC ("MPT") is a limited liability company organized under the laws of Delaware. F3 · ownership.nature: (continued from footnote 2) MPT is the managing member of MPAM. MPGOPS is a limited partnership organized under the laws of Delaware. MPGOPS is the holder of a 100% limited partnership interest in MPGOI. MPGOI is a limited partnership organized under the laws of Delaware. MPGOI is the holder of a 1% limited partnership interest in the New Fund. Along with MPT, MPAM, MP LLC, and MPGOPS, MPGOI comprises the Associates Fund. F4 · ownership.nature: (continued from footnote 3) David J. Matlin is the sole managing member of MPT, and his principal occupation is acting as Chief Executive Officer of MatlinPatterson Global Advisers LLC ("Matlin Advisers"). Matlin Advisers is a limited liability company organized under the laws of Delaware. The principal business of Matlin Advisers is to serve as investment adviser to the various funds. Matlin Advisers also serves as investment adviser to the New Fund. David J. Matlin is a citizen of the United States of America. David J. Matlin may be deemed to have shared voting and investment control over the shares of Flagstar Bancorp, Inc. held by MP Thrift. He also has an indirect pecuniary interest in the New Fund. F5 · ownership.nature: (continued from footnote 4) David J. Matlin's exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the various funds overall and with respect to their indirect investment in Flagstar Bancorp, Inc. He disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. Read SEC document
June 14, 2017 Filed Jun 15, 2017 17:18 UTC	CalAtlantic Group, Inc. CAA · Entity 169490	SaleCommon Stock	14,510,008	$33.22	$482,022,465.76	Disclosure SEC source: 0000899243-17-016475 · doc4.xml · nonDerivative · entry 1 MP CA Homes LLC · CIK 0001439030 · 10% owner MatlinPatterson Global Opportunities Partners III LP · CIK 0001403833 · 10% owner MatlinPatterson Global Opportunities Partners (Cayman) III LP · CIK 0001403831 · 10% owner MatlinPatterson Global Partners III LLC · CIK 0001431799 · 10% owner MATLINPATTERSON GLOBAL ADVISERS LLC · CIK 0001251962 · 10% owner MatlinPatterson PE Holdings LLC · CIK 0001251960 · 10% owner MATLINPATTERSON LLC · CIK 0001178798 · 10% owner MATLIN DAVID J · CIK 0001251956 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,332,549 F1 · ownership.direct: MP CA Homes LLC was the direct owner of 42,842,557 shares of Common Stock. On June 14, 2017, MP CA Homes LLC sold 11,500,000 shares of Common Stock in an underwritten public offering and 3,010,008 shares of Common Stock to the Issuer in a direct share repurchase. MatlinPatterson Global Opportunities Partners III L.P. and MatlinPatterson Global Opportunities Partners (Cayman) III L.P. (together, "the Funds"), hold 100 percent of the membership interests in MP CA Homes LLC. MatlinPatterson Global Partners III LLC (the "General Partner") is the general partner of the Funds. MatlinPatterson Global Advisers LLC (the "Adviser") is the investment adviser to the Funds. MatlinPatterson PE Holdings LLC holds 100 percent of the voting interest and equity of the Adviser and the General Partner. (Continued in footnote 2) F2 · ownership.direct: MatlinPatterson LLC holds 100 percent of the equity of MatlinPatterson PE Holdings LLC. Other than MP CA Homes LLC, each of the foregoing reporting persons disclaims beneficial ownership of the shares held by MP CA Homes LLC, except to the extent that such reporting person holds an indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · ownership.direct: David J. Matlin is an employee of the Adviser and a holder of 100 percent of the membership interests in MatlinPatterson LLC. He also has an indirect pecuniary interest in the Funds. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the Funds overall with respect to their indirect investment in the Issuer. David J. Matlin disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. Read SEC document
June 14, 2017 Filed Jun 15, 2017 17:17 UTC	CalAtlantic Group, Inc. CAA · Entity 169490	SaleCommon Stock	14,510,008	$33.22	$482,022,465.76	Disclosure SEC source: 0000899243-17-016473 · doc4.xml · nonDerivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director · 10% owner MATLINPATTERSON GLOBAL ADVISERS LLC · CIK 0001251962 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 28,332,549 F1 · ownership.nature: MP CA Homes LLC was the direct owner of 42,842,557 shares of Common Stock. On June 14, 2017, MP CA Homes LLC sold 11,500,000 shares of Common Stock in an underwritten public offering and 3,010,008 shares of Common Stock to the Issuer in a direct share repurchase. MatlinPatterson Global Opportunities Partners III L.P. and MatlinPatterson Global Opportunities Partners (Cayman) III L.P. (together, "the Funds"), hold 100 percent of the membership interests in MP CA Homes LLC. MatlinPatterson Global Partners III LLC (the "General Partner") is the general partner of the Funds. MatlinPatterson Global Advisers LLC (the "Adviser") is the investment adviser to the Funds. MatlinPatterson PE Holdings LLC holds 100 percent of the voting interest and equity of the Adviser and the General Partner. (Continued in footnote 2) F2 · ownership.nature: MatlinPatterson LLC holds 100 percent of the equity of MatlinPatterson PE Holdings LLC. Other than MP CA Homes LLC, each of the foregoing reporting persons disclaims beneficial ownership of the shares held by MP CA Homes LLC, except to the extent that such reporting person holds an indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: David J. Matlin is an employee of the Adviser and a holder of 100 percent of the membership interests in MatlinPatterson LLC. David J. Matlin may be deemed to have voting and investment control over the shares held by MP CA Homes LLC. He also has an indirect pecuniary interest in the Funds. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the Funds overall with respect to their indirect investment in the Issuer. David J. Matlin disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.