Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT CORP.COHR · Entity 1179 | Director | February 11, 2026 | October 07, 2026 |
| GARTNER INCIT · Entity 465 | Director | October 01, 2026 | October 05, 2026 |
| Norwegian Cruise Line Holdings Ltd.NCLH · Entity 3699 | Director | June 01, 2026 | June 03, 2026 |
| Symbotic Inc.SYM · Entity 2319 | Director | August 14, 2026 | August 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT CORP.
Report date February 11, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,747 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Grant · Acquired 279 · Balance 18,747 F1: These shares represent a restricted stock unit award granted to the reporting person. The award will vest on the day immediately prior to the issuer's next annual meeting of the stockholders, which is expected to be November 11, 2026, subject to the reporting person's continued service to the issuer through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent a restricted stock unit award granted to the reporting person. The award will vest on the day immediately prior to the issuer's next annual meeting of the stockholders, which is expected to be November 11, 2026, subject to the reporting person's continued service to the issuer through such date.
GARTNER INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 112,732 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Other · Acquired 130 · Balance 112,732 F1: This reporting person has elected to receive an immediate distribution of the CSE shares. |
| Common Stock Equivalents (CSE)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,798 |
Reported balance
After 2026-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-01 · Grant · Acquired 130 · Balance 1,798 F2: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. |
| Common Stock Equivalents (CSE)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,668 |
Reported balance
After 2026-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-01 · Other · Disposed 130 · Balance 1,668 F1: This reporting person has elected to receive an immediate distribution of the CSE shares. F2: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. |
Filing footnotes · ownership attribution and instrument terms
F1: This reporting person has elected to receive an immediate distribution of the CSE shares.
F2: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP.
Norwegian Cruise Line Holdings Ltd.
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,388,912 |
Ending reported balance
After 2026-06-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-01 · Purchase · Acquired 695,000 · Balance 703,912 F1: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $17.94 to $18.45, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1). Row 2 · 2026-06-02 · Purchase · Acquired 685,000 · Balance 1,388,912 F2: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $17.81 to $18.22, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $17.94 to $18.45, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).
F2: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $17.81 to $18.22, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).
Symbotic Inc.
Report date August 14, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,274 |
Reported balance
After 2026-08-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-14 · Grant · Acquired 6,274 · Balance 6,274 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F2: The restricted stock units vest in full upon the earliest of: (1) August 4, 2027, (2) the Issuer's 2027 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,471 |
Reported balance
After 2026-08-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-14 · Grant · Acquired 9,471 · Balance 9,471 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F3: The restricted stock units vest as follows: 1/3 of the restricted stock units vest on each of August 4, 2027, August 4, 2028 and August 4, 2029, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
F2: The restricted stock units vest in full upon the earliest of: (1) August 4, 2027, (2) the Issuer's 2027 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
F3: The restricted stock units vest as follows: 1/3 of the restricted stock units vest on each of August 4, 2027, August 4, 2028 and August 4, 2029, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2024 Filed Jul 3, 2024 20:37 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-020101 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,467 F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:53 UTC | GARTNER INC IT · Entity 465 | GrantRestricted Stock Units · Derivative | 555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-018257 · form4.xml · derivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 555 Underlying: Common Stock · 555 shares Expires not disclosed F1 · derivative.exercise_date: One hundred percent (100%) of the RSUs shall vest on June 6, 2025, subject to Grantee's continued service as a director through such date. F1 · derivative.expiration_date: One hundred percent (100%) of the RSUs shall vest on June 6, 2025, subject to Grantee's continued service as a director through such date. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 21:13 UTC | GARTNER INC IT · Entity 465 | Exercise / conversionRestricted Stock Units · Derivative | 705 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-017744 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 705 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One hundred percent (100%) of the RSUs vested on June 1, 2024. F1 · derivative.expiration_date: One hundred percent (100%) of the RSUs vested on June 1, 2024. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 21:13 UTC | GARTNER INC IT · Entity 465 | Exercise / conversionCommon Stock | 705 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-017744 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:04 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock Equivalents (CSE) · Derivative | 47 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012276 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,668 Underlying: Common Stock · 47 shares Expires not disclosed F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:04 UTC | GARTNER INC IT · Entity 465 | GrantCommon Stock Equivalents (CSE) · Derivative | 47 | $477.44 Strike: $0.00 | $22,439.68 |
DisclosureSEC source: 0001127602-24-012276 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,715 Underlying: Common Stock · 47 shares Expires not disclosed F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:04 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012276 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,711 F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:37 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock Equivalents (CSE) · Derivative | 51 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-000878 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,668 Underlying: Common Stock · 51 shares Expires not disclosed F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:37 UTC | GARTNER INC IT · Entity 465 | GrantCommon Stock Equivalents (CSE) · Derivative | 51 | $437.25 Strike: $0.00 | $22,299.75 |
DisclosureSEC source: 0001127602-24-000878 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,719 Underlying: Common Stock · 51 shares Expires not disclosed F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:37 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-000878 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,664 F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:32 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock Equivalents (CSE) · Derivative | 65 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-025524 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,668 Underlying: Common Stock · 65 shares Expires not disclosed F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:32 UTC | GARTNER INC IT · Entity 465 | GrantCommon Stock Equivalents (CSE) · Derivative | 65 | $346.00 Strike: $0.00 | $22,490.00 |
DisclosureSEC source: 0001127602-23-025524 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,733 Underlying: Common Stock · 65 shares Expires not disclosed F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:32 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-025524 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,613 F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. Read SEC document |
| August 31, 2023 Filed Sep 8, 2023 20:31 UTC | COHERENT CORP. COHR · Entity 1179 | GrantCommon Stock | 5,315 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-047293 · ownership.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,365 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest on August 31, 2024. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:30 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock Equivalents (CSE) · Derivative | 65 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020407 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,668 Underlying: Common Stock · 65 shares Expires not disclosed F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:30 UTC | GARTNER INC IT · Entity 465 | GrantCommon Stock Equivalents (CSE) · Derivative | 65 | $347.08 Strike: $0.00 | $22,560.20 |
DisclosureSEC source: 0001127602-23-020407 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,733 Underlying: Common Stock · 65 shares Expires not disclosed F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:30 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020407 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,548 F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 21:37 UTC | GARTNER INC IT · Entity 465 | Exercise / conversionRestricted Stock Units · Derivative | 893 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017890 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This award vested in its entirety on June 2, 2023. F2 · derivative.expiration_date: This award vested in its entirety on June 2, 2023. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 21:37 UTC | GARTNER INC IT · Entity 465 | Exercise / conversionCommon Stock | 893 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017890 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:37 UTC | GARTNER INC IT · Entity 465 | GrantRestricted Stock Units · Derivative | 705 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017890 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 705 Underlying: Common Stock · 705 shares Expires not disclosed F1 · derivative.exercise_date: One hundred percent (100%) of the RSUs shall vest on June 1, 2024, subject to Grantee's continued service as a director through such date. F1 · derivative.expiration_date: One hundred percent (100%) of the RSUs shall vest on June 1, 2024, subject to Grantee's continued service as a director through such date. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:22 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock Equivalents (CSE) · Derivative | 69 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-012614 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,668 Underlying: Common Stock · 69 shares Expires not disclosed F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:22 UTC | GARTNER INC IT · Entity 465 | GrantCommon Stock Equivalents (CSE) · Derivative | 69 | $324.71 Strike: $0.00 | $22,404.99 |
DisclosureSEC source: 0001127602-23-012614 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,737 Underlying: Common Stock · 69 shares Expires not disclosed F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:22 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-012614 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,590 F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:25 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock Equivalents (CSE) · Derivative | 44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000937 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668 Underlying: Common Stock · 44 shares Expires not disclosed F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:25 UTC | GARTNER INC IT · Entity 465 | GrantCommon Stock Equivalents (CSE) · Derivative | 44 | $337.49 Strike: $0.00 | $14,849.56 |
DisclosureSEC source: 0001127602-23-000937 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,712 Underlying: Common Stock · 44 shares Expires not disclosed F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:25 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000937 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,521 F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:19 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock Equivalents (CSE) · Derivative | 53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-023732 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668 Underlying: Common Stock · 53 shares Expires not disclosed F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:19 UTC | GARTNER INC IT · Entity 465 | GrantCommon Stock Equivalents (CSE) · Derivative | 53 | $284.36 Strike: $0.00 | $15,071.08 |
DisclosureSEC source: 0001127602-22-023732 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,721 Underlying: Common Stock · 53 shares Expires not disclosed F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:19 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-023732 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,477 F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. Read SEC document |
| August 28, 2022 Filed Aug 30, 2022 20:34 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 3,855 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-030067 · doc4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,050 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in full on the one year anniversary of the date of grant. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:04 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock Equivalents (CSE) · Derivative | 61 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018965 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668 Underlying: Common Stock · 61 shares Expires not disclosed F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:04 UTC | GARTNER INC IT · Entity 465 | GrantCommon Stock Equivalents (CSE) · Derivative | 61 | $244.28 Strike: $0.00 | $14,901.08 |
DisclosureSEC source: 0001127602-22-018965 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729 Underlying: Common Stock · 61 shares Expires not disclosed F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:04 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018965 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,424 F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 01:20 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantSeries B-2 Convertible Preferred Stock · Derivative | 140,000 | $10,000.00 | $1,400,000,000.00 |
DisclosureSEC source: 0000899243-22-025543 · doc4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 140,000 Underlying: Common Stock · 16,470,587 shares Expires not disclosed F1 · derivative.exercise_price: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend"). F2 · derivative.exercise_price: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred F3 · derivative.exercise_price: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares. F1 · derivative.exercise_date: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend"). F2 · derivative.exercise_date: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred F3 · derivative.exercise_date: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares. F1 · derivative.expiration_date: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend"). F2 · derivative.expiration_date: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred F3 · derivative.expiration_date: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares. F1 · derivative.underlying_shares: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend"). F2 · derivative.underlying_shares: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred F3 · derivative.underlying_shares: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares. F4 · ownership.nature: Represents 75,000 shares of Series B-1 Preferred Stock held by BCPE Watson (DE) BML, LP ("BML") and 75,000 and 65,000 shares of Series B-2 Preferred Stock held respectively by BML and BCPE Watson (DE) ORML, LP ("ORML"). F5 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the manager of Bain Capital Partners XII, LLC, which is the general partner of Bain Capital Fund XII, L.P. ("Fund XII"). Fund XII is the sole member of BCPE Watson (DE) Aggregator GP, LLC, which is the general partner of BCPE Watson (DE) Aggregator, LP ("Aggregator"). Aggregator is the sole member of each of (i) BCPE Watson (DE) BML GP, LLC, which is the general partner of BML, and (ii) BCPE Watson (DE) ORML GP, LLC, which is the general partner of ORML. Mr. Pagliuca is a Managing Director of BCI. As a result, Mr. Pagliuca may be deemed to share voting and dispositive power with respect to the securities held by each of BML and ORML. Mr. Pagliuca disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 01:20 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantSeries B-1 Convertible Preferred Stock · Derivative | 75,000 | $10,000.00 | $750,000,000.00 |
DisclosureSEC source: 0000899243-22-025543 · doc4.xml · derivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 75,000 Underlying: Common Stock · 9,390,248 shares Expires not disclosed F1 · derivative.exercise_price: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend"). F2 · derivative.exercise_price: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred F3 · derivative.exercise_price: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares. F1 · derivative.exercise_date: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend"). F2 · derivative.exercise_date: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred F3 · derivative.exercise_date: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares. F1 · derivative.expiration_date: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend"). F2 · derivative.expiration_date: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred F3 · derivative.expiration_date: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares. F1 · derivative.underlying_shares: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend"). F2 · derivative.underlying_shares: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred F3 · derivative.underlying_shares: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares. F4 · ownership.nature: Represents 75,000 shares of Series B-1 Preferred Stock held by BCPE Watson (DE) BML, LP ("BML") and 75,000 and 65,000 shares of Series B-2 Preferred Stock held respectively by BML and BCPE Watson (DE) ORML, LP ("ORML"). F5 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the manager of Bain Capital Partners XII, LLC, which is the general partner of Bain Capital Fund XII, L.P. ("Fund XII"). Fund XII is the sole member of BCPE Watson (DE) Aggregator GP, LLC, which is the general partner of BCPE Watson (DE) Aggregator, LP ("Aggregator"). Aggregator is the sole member of each of (i) BCPE Watson (DE) BML GP, LLC, which is the general partner of BML, and (ii) BCPE Watson (DE) ORML GP, LLC, which is the general partner of ORML. Mr. Pagliuca is a Managing Director of BCI. As a result, Mr. Pagliuca may be deemed to share voting and dispositive power with respect to the securities held by each of BML and ORML. Mr. Pagliuca disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 03, 2022 Filed Jun 3, 2022 21:14 UTC | GARTNER INC IT · Entity 465 | Exercise / conversionRestricted Stock Units · Derivative | 1,029 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016702 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This award vested in its entirety on June 3, 2022. F2 · derivative.expiration_date: This award vested in its entirety on June 3, 2022. Read SEC document |
| June 03, 2022 Filed Jun 3, 2022 21:14 UTC | GARTNER INC IT · Entity 465 | Exercise / conversionCommon Stock | 1,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016702 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 21:14 UTC | GARTNER INC IT · Entity 465 | GrantRestricted Stock Units · Derivative | 893 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016702 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893 Underlying: Common Stock · 893 shares Expires not disclosed F1 · derivative.exercise_date: One hundred percent (100%) of the RSUs shall vest on June 2, 2023, subject to Grantee's continued service as a director through such date. F1 · derivative.expiration_date: One hundred percent (100%) of the RSUs shall vest on June 2, 2023, subject to Grantee's continued service as a director through such date. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:59 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock Equivalents (CSE) · Derivative | 50 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-011587 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668 Underlying: Common Stock · 50 shares Expires not disclosed F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:59 UTC | GARTNER INC IT · Entity 465 | GrantCommon Stock Equivalents (CSE) · Derivative | 50 | $299.46 Strike: $0.00 | $14,973.00 |
DisclosureSEC source: 0001127602-22-011587 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,718 Underlying: Common Stock · 50 shares Expires not disclosed F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:59 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-011587 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,334 F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 22:50 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock Equivalents (CSE) · Derivative | 47 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000975 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668 Underlying: Common Stock · 47 shares Expires not disclosed F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 22:50 UTC | GARTNER INC IT · Entity 465 | GrantCommon Stock Equivalents (CSE) · Derivative | 47 | $321.96 Strike: $0.00 | $15,132.12 |
DisclosureSEC source: 0001127602-22-000975 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,715 Underlying: Common Stock · 47 shares Expires not disclosed F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 22:50 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000975 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,284 F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:22 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock Equivalents (CSE) · Derivative | 49 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-026696 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668 Underlying: Common Stock · 49 shares Expires not disclosed F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:22 UTC | GARTNER INC IT · Entity 465 | GrantCommon Stock Equivalents (CSE) · Derivative | 49 | $306.20 Strike: $0.00 | $15,003.80 |
DisclosureSEC source: 0001127602-21-026696 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,717 Underlying: Common Stock · 49 shares Expires not disclosed F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:22 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-026696 · form4.xml · nonDerivative · entry 1 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,237 F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 22:38 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-034619 · doc4.xml · nonDerivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,195 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on the one year anniversary of the date of grant. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:17 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock Equivalents (CSE) · Derivative | 60 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-021611 · form4.xml · derivative · entry 3 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668 Underlying: Common Stock · 60 shares Expires not disclosed F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares. F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:17 UTC | GARTNER INC IT · Entity 465 | GrantCommon Stock Equivalents (CSE) · Derivative | 60 | $248.43 Strike: $0.00 | $14,905.80 |
DisclosureSEC source: 0001127602-21-021611 · form4.xml · derivative · entry 2 PAGLIUCA STEPHEN G · CIK 0001240386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,728 Underlying: Common Stock · 60 shares Expires not disclosed F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.