Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BASIC ENERGY SERVICES, INC.BASX · Entity 139243 | Director | March 09, 2020 | March 11, 2020 |
| Main Street Capital CORPMAIN · Entity 2159 | Director | August 14, 2026 | September 15, 2026 |
| NATURAL GAS SERVICES GROUP INCNGS · Entity 1461 | Director | June 10, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BASIC ENERGY SERVICES, INC.
Report date March 09, 2020 · Filed March 11, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,100 |
Ending reported balance
After 2020-03-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-09 · Exercise / conversion · Acquired 7,700 · Balance 43,800 Row 2 · 2020-03-09 · Exercise / conversion · Disposed 7,700 · Balance 36,100 F1: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-03-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-09 · Exercise / conversion · Disposed 7,700 · Balance 0 F2: Each time-based restricted stock unit granted under the Basic Energy Services, Inc. Non-Employee Director Incentive Plan is the economic equivalent of one share of the issuer's common stock and must be settled solely in cash, subject to a maximum settlement amount of $9.00 per such restricted stock unit. F1: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13. |
Filing footnotes · ownership attribution and instrument terms
F1: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13.
F2: Each time-based restricted stock unit granted under the Basic Energy Services, Inc. Non-Employee Director Incentive Plan is the economic equivalent of one share of the issuer's common stock and must be settled solely in cash, subject to a maximum settlement amount of $9.00 per such restricted stock unit.
Main Street Capital CORP
Report date August 14, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,808.5719 |
Ending reported balance
After 2026-08-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-14 · Other · Acquired 87.66 · Balance 85,582.9689 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Row 2 · 2026-08-14 · Other · Acquired 225.603 · Balance 85,808.5719 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 2,055 |
Reported balance
After 2026-08-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-08-14 · Other · Acquired 9 · Balance 2,055 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
NATURAL GAS SERVICES GROUP INC
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,009 |
Reported balance
After 2026-06-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 3,009 · Balance 3,009 F1: Not applicable. Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock upon vesting. F2: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances. |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable. Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock upon vesting.
F2: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CNX Midstream Partners LP
Report date September 28, 2020 · Filed October 01, 2020
Section 16 reporting ended · disclosed 2020-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-09-28 transaction · row 1
1 source rowRow 1 · 2020-09-28 · Other · Disposed 32,056 · Balance 0 F1: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation. |
| Phantom Unit (Right to Common Units)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-09-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-09-28 · Other · Disposed 6,410 · Balance 0 F2: The phantom units, and accompanying accrued dividend equivalent rights, are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. F3: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 5,642 restricted stock units of CNX at a per share grant price of $10.22. |
Filing footnotes · ownership attribution and instrument terms
F1: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation.
F2: The phantom units, and accompanying accrued dividend equivalent rights, are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.
F3: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 5,642 restricted stock units of CNX at a per share grant price of $10.22.
CSI Compressco LP
Report date April 01, 2024 · Filed April 01, 2024
Section 16 reporting ended · disclosed 2024-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units Representing Limited Partner InterestsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-04-01 transaction · row 1
1 source rowRow 1 · 2024-04-01 · Disposition to issuer · Disposed 830,120 · Balance 0 F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 19, 2023, by and among CSI Compressco LP (the "Partnership"), CSI Compressco GP LLC, Kodiak Gas Services, Inc. ("Kodiak"), Kodiak Gas Services, LLC, Kick Stock Merger Sub, LLC, Kick GP Merger Sub, LLC, and Kick LP Merger Sub, LLC. F2: On April 1, 2024, pursuant to the Merger Agreement, each common unit representing limited partner interests in the Partnership beneficially owned by the Reporting Person was exchanged for 0.086 (the "Exchange Ratio") shares of Kodiak common stock, par value $0.01 ("Kodiak Common Stock"), with cash paid in lieu of the issuance of fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 19, 2023, by and among CSI Compressco LP (the "Partnership"), CSI Compressco GP LLC, Kodiak Gas Services, Inc. ("Kodiak"), Kodiak Gas Services, LLC, Kick Stock Merger Sub, LLC, Kick GP Merger Sub, LLC, and Kick LP Merger Sub, LLC.
F2: On April 1, 2024, pursuant to the Merger Agreement, each common unit representing limited partner interests in the Partnership beneficially owned by the Reporting Person was exchanged for 0.086 (the "Exchange Ratio") shares of Kodiak common stock, par value $0.01 ("Kodiak Common Stock"), with cash paid in lieu of the issuance of fractional shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2020 Filed Jun 26, 2020 20:56 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 139.576 | $33.07 | $4,615.78 |
DisclosureSEC source: 0001593968-20-001526 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,947.3899 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 15, 2020 Filed Jun 26, 2020 20:56 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 52.542 | $33.13 | $1,740.72 |
DisclosureSEC source: 0001593968-20-001526 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,807.8139 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:09 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Unit (Right to Common Units) · Derivative | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-004836 · marketforms-48821.xml · derivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,098 Underlying: Common Units · 81 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom unit awards vest on the first anniversary of the Grant Date. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting F2 · derivative.expiration_date: The phantom unit awards vest on the first anniversary of the Grant Date. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting Read SEC document |
| May 15, 2020 Filed May 29, 2020 21:20 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 10 | $28.01 | $280.10 |
DisclosureSEC source: 0001593968-20-001285 · primary_01.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,416 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2020 Filed May 29, 2020 21:20 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 134.554 | $28.71 | $3,863.05 |
DisclosureSEC source: 0001593968-20-001285 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,755.2719 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2020 Filed May 29, 2020 21:20 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 57.795 | $27.25 | $1,574.91 |
DisclosureSEC source: 0001593968-20-001285 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,620.7179 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 04, 2020 Filed May 6, 2020 21:14 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 3,537.245 | $24.03 | $85,000.00 |
DisclosureSEC source: 0001593968-20-001114 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,562.9229 F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan. Read SEC document |
| May 04, 2020 Filed May 6, 2020 21:14 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 1,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001114 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,025.6779 F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan. Read SEC document |
| April 15, 2020 Filed Apr 27, 2020 10:14 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 11 | $24.77 | $272.48 |
DisclosureSEC source: 0001593968-20-001041 · primary_01.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,406 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 15, 2020 Filed Apr 27, 2020 10:14 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 154.615 | $24.78 | $3,831.36 |
DisclosureSEC source: 0001593968-20-001041 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,777.6779 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 15, 2020 Filed Apr 27, 2020 10:14 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 59.803 | $26.13 | $1,562.65 |
DisclosureSEC source: 0001593968-20-001041 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,623.0629 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 13, 2020 Filed Mar 20, 2020 20:50 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 10 | $27.63 | $276.27 |
DisclosureSEC source: 0001593968-20-000879 · primary_01.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,395 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 13, 2020 Filed Mar 20, 2020 20:50 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 134.978 | $28.18 | $3,803.68 |
DisclosureSEC source: 0001593968-20-000879 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,563.2599 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 13, 2020 Filed Mar 20, 2020 20:50 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 58.472 | $26.52 | $1,550.68 |
DisclosureSEC source: 0001593968-20-000879 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,428.2819 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 19:15 UTC | BASIC ENERGY SERVICES, INC. BASX · Entity 139243 | Exercise / conversionRestricted Stock Units · Derivative | 7,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001109189-20-000049 · wf-form4_158396853641844.xml · derivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each time-based restricted stock unit granted under the Basic Energy Services, Inc. Non-Employee Director Incentive Plan is the economic equivalent of one share of the issuer's common stock and must be settled solely in cash, subject to a maximum settlement amount of $9.00 per such restricted stock unit. F1 · derivative.exercise_date: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13. F1 · derivative.expiration_date: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 19:15 UTC | BASIC ENERGY SERVICES, INC. BASX · Entity 139243 | Exercise / conversionCommon Stock | 7,700 | $0.13 | $1,001.00 |
DisclosureSEC source: 0001109189-20-000049 · wf-form4_158396853641844.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 19:15 UTC | BASIC ENERGY SERVICES, INC. BASX · Entity 139243 | Exercise / conversionCommon Stock | 7,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001109189-20-000049 · wf-form4_158396853641844.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2020 Filed Feb 28, 2020 21:22 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 6 | $45.00 | $270.00 |
DisclosureSEC source: 0001593968-20-000541 · primary_01.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,385 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 14, 2020 Filed Feb 28, 2020 21:22 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 84.33 | $44.90 | $3,786.42 |
DisclosureSEC source: 0001593968-20-000541 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,369.8099 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 14, 2020 Filed Feb 28, 2020 21:22 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 34.303 | $45.00 | $1,543.64 |
DisclosureSEC source: 0001593968-20-000541 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,285.4799 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 22:45 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Units (Right to Common Units) · Derivative | 169 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-001540 · marketforms-47752.xml · derivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,017 Underlying: Common Units · 169 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom unit awards vest on the first anniversary of the Grant Date. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting F2 · derivative.expiration_date: The phantom unit awards vest on the first anniversary of the Grant Date. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 02:36 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | Exercise / conversionPhantom Units (Rights to Common Units) · Derivative | 6,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000870 · marketforms-47617.xml · derivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,848 Underlying: Common Units · 6,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. F2 · derivative.exercise_date: The phantom unit award vests on the first anniversary of the Grant Date. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit award vests on the first anniversary of the Grant Date. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 02:36 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | Exercise / conversionCommon Units | 6,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000870 · marketforms-47617.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 02:36 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Unit (Right to Common Units) · Derivative | 5,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000870 · marketforms-47617.xml · derivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,096 Underlying: Common Units · 5,848 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. F2 · derivative.exercise_date: The phantom unit award vests on the first anniversary of the Grant Date. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit award vests on the first anniversary of the Grant Date. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| January 15, 2020 Filed Jan 29, 2020 21:20 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 6 | $44.28 | $265.65 |
DisclosureSEC source: 0001593968-20-000227 · primary_01.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,379 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 15, 2020 Filed Jan 29, 2020 21:20 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 84.805 | $44.57 | $3,779.76 |
DisclosureSEC source: 0001593968-20-000227 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,251.1769 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 15, 2020 Filed Jan 29, 2020 21:20 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 34.786 | $44.17 | $1,536.50 |
DisclosureSEC source: 0001593968-20-000227 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,166.3719 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 26, 2019 Filed Jan 6, 2020 21:33 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 7 | $43.71 | $306.00 |
DisclosureSEC source: 0001593968-20-000111 · primary_01.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,373 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 26, 2019 Filed Jan 6, 2020 21:33 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 100.467 | $43.68 | $4,388.40 |
DisclosureSEC source: 0001593968-20-000111 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,131.5859 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 26, 2019 Filed Jan 6, 2020 21:33 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 41.069 | $43.56 | $1,788.97 |
DisclosureSEC source: 0001593968-20-000111 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,031.1189 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 11, 2019 Filed Dec 23, 2019 21:34 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 6 | $43.19 | $259.14 |
DisclosureSEC source: 0001593968-19-002365 · primary_01.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,366 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 11, 2019 Filed Dec 23, 2019 21:34 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 86.161 | $43.30 | $3,730.77 |
DisclosureSEC source: 0001593968-19-002365 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,990.0499 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 11, 2019 Filed Dec 23, 2019 21:34 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 35.165 | $43.25 | $1,520.89 |
DisclosureSEC source: 0001593968-19-002365 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,903.8889 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2019 Filed Nov 22, 2019 21:36 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 6 | $43.08 | $258.46 |
DisclosureSEC source: 0001593968-19-002213 · primary_01.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,360 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2019 Filed Nov 22, 2019 21:36 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 86.29 | $43.03 | $3,713.06 |
DisclosureSEC source: 0001593968-19-002213 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,868.7239 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2019 Filed Nov 22, 2019 21:36 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 35.275 | $42.91 | $1,513.65 |
DisclosureSEC source: 0001593968-19-002213 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,782.4339 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 12, 2019 Filed Nov 12, 2019 21:38 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Units (Rights to Common Units) · Derivative | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001610418-19-000110 · wf-form4_157359469459506.xml · derivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,248 Underlying: Common Units · 172 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom unit awards vest on the first anniversary of the Grant Date. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest on the first anniversary of the Grant Date. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| October 15, 2019 Filed Oct 25, 2019 20:42 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 6 | $42.10 | $252.62 |
DisclosureSEC source: 0001593968-19-002027 · primary_01.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,354 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 15, 2019 Filed Oct 25, 2019 20:42 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 87.686 | $42.14 | $3,695.09 |
DisclosureSEC source: 0001593968-19-002027 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,747.1589 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 15, 2019 Filed Oct 25, 2019 20:42 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 35.949 | $41.90 | $1,506.26 |
DisclosureSEC source: 0001593968-19-002027 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,659.4729 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 16, 2019 Filed Sep 30, 2019 20:46 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 6 | $43.19 | $259.15 |
DisclosureSEC source: 0001593968-19-001928 · primary_01.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,348 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 16, 2019 Filed Sep 30, 2019 20:46 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 84.876 | $43.33 | $3,677.68 |
DisclosureSEC source: 0001593968-19-001928 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,623.5239 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 16, 2019 Filed Sep 30, 2019 20:46 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 34.623 | $43.30 | $1,499.18 |
DisclosureSEC source: 0001593968-19-001928 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,538.6479 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2019 Filed Aug 26, 2019 20:44 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 6 | $42.61 | $255.66 |
DisclosureSEC source: 0001593968-19-001801 · primary_01.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,342 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2019 Filed Aug 26, 2019 20:44 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 86.179 | $42.47 | $3,660.02 |
DisclosureSEC source: 0001593968-19-001801 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,504.0249 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2019 Filed Aug 26, 2019 20:44 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 35.271 | $42.30 | $1,491.96 |
DisclosureSEC source: 0001593968-19-001801 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,417.8459 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 20:32 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Units (Rights to Common Units) · Derivative | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0001610418-19-000089 · wf-form4_156590110467879.xml · derivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,076 Underlying: Common Units · 163 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom unit awards vest on the first anniversary of the Grant Date. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest on the first anniversary of the Grant Date. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| July 15, 2019 Filed Jul 26, 2019 20:25 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 6 | $42.43 | $254.59 |
DisclosureSEC source: 0001593968-19-001672 · primary_01.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,336 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 15, 2019 Filed Jul 26, 2019 20:25 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 85.525 | $42.59 | $3,642.51 |
DisclosureSEC source: 0001593968-19-001672 · primary_01.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,382.5749 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 15, 2019 Filed Jul 26, 2019 20:25 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 35.217 | $42.16 | $1,484.75 |
DisclosureSEC source: 0001593968-19-001672 · primary_01.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,297.0499 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.