Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BASIC ENERGY SERVICES, INC.BASX · Entity 139243 | Director | March 09, 2020 | March 11, 2020 |
| Main Street Capital CORPMAIN · Entity 2159 | Director | August 14, 2026 | September 15, 2026 |
| NATURAL GAS SERVICES GROUP INCNGS · Entity 1461 | Director | June 10, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BASIC ENERGY SERVICES, INC.
Report date March 09, 2020 · Filed March 11, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,100 |
Ending reported balance
After 2020-03-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-09 · Exercise / conversion · Acquired 7,700 · Balance 43,800 Row 2 · 2020-03-09 · Exercise / conversion · Disposed 7,700 · Balance 36,100 F1: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-03-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-09 · Exercise / conversion · Disposed 7,700 · Balance 0 F2: Each time-based restricted stock unit granted under the Basic Energy Services, Inc. Non-Employee Director Incentive Plan is the economic equivalent of one share of the issuer's common stock and must be settled solely in cash, subject to a maximum settlement amount of $9.00 per such restricted stock unit. F1: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13. |
Filing footnotes · ownership attribution and instrument terms
F1: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13.
F2: Each time-based restricted stock unit granted under the Basic Energy Services, Inc. Non-Employee Director Incentive Plan is the economic equivalent of one share of the issuer's common stock and must be settled solely in cash, subject to a maximum settlement amount of $9.00 per such restricted stock unit.
Main Street Capital CORP
Report date August 14, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,808.5719 |
Ending reported balance
After 2026-08-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-14 · Other · Acquired 87.66 · Balance 85,582.9689 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Row 2 · 2026-08-14 · Other · Acquired 225.603 · Balance 85,808.5719 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 2,055 |
Reported balance
After 2026-08-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-08-14 · Other · Acquired 9 · Balance 2,055 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
NATURAL GAS SERVICES GROUP INC
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,009 |
Reported balance
After 2026-06-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 3,009 · Balance 3,009 F1: Not applicable. Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock upon vesting. F2: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances. |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable. Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock upon vesting.
F2: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CNX Midstream Partners LP
Report date September 28, 2020 · Filed October 01, 2020
Section 16 reporting ended · disclosed 2020-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-09-28 transaction · row 1
1 source rowRow 1 · 2020-09-28 · Other · Disposed 32,056 · Balance 0 F1: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation. |
| Phantom Unit (Right to Common Units)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-09-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-09-28 · Other · Disposed 6,410 · Balance 0 F2: The phantom units, and accompanying accrued dividend equivalent rights, are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. F3: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 5,642 restricted stock units of CNX at a per share grant price of $10.22. |
Filing footnotes · ownership attribution and instrument terms
F1: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation.
F2: The phantom units, and accompanying accrued dividend equivalent rights, are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.
F3: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 5,642 restricted stock units of CNX at a per share grant price of $10.22.
CSI Compressco LP
Report date April 01, 2024 · Filed April 01, 2024
Section 16 reporting ended · disclosed 2024-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units Representing Limited Partner InterestsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-04-01 transaction · row 1
1 source rowRow 1 · 2024-04-01 · Disposition to issuer · Disposed 830,120 · Balance 0 F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 19, 2023, by and among CSI Compressco LP (the "Partnership"), CSI Compressco GP LLC, Kodiak Gas Services, Inc. ("Kodiak"), Kodiak Gas Services, LLC, Kick Stock Merger Sub, LLC, Kick GP Merger Sub, LLC, and Kick LP Merger Sub, LLC. F2: On April 1, 2024, pursuant to the Merger Agreement, each common unit representing limited partner interests in the Partnership beneficially owned by the Reporting Person was exchanged for 0.086 (the "Exchange Ratio") shares of Kodiak common stock, par value $0.01 ("Kodiak Common Stock"), with cash paid in lieu of the issuance of fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 19, 2023, by and among CSI Compressco LP (the "Partnership"), CSI Compressco GP LLC, Kodiak Gas Services, Inc. ("Kodiak"), Kodiak Gas Services, LLC, Kick Stock Merger Sub, LLC, Kick GP Merger Sub, LLC, and Kick LP Merger Sub, LLC.
F2: On April 1, 2024, pursuant to the Merger Agreement, each common unit representing limited partner interests in the Partnership beneficially owned by the Reporting Person was exchanged for 0.086 (the "Exchange Ratio") shares of Kodiak common stock, par value $0.01 ("Kodiak Common Stock"), with cash paid in lieu of the issuance of fractional shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2017 Filed Aug 24, 2017 20:44 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 5 | $40.22 | $201.12 |
DisclosureSEC source: 0001209191-17-050133 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,177 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2017 Filed Aug 24, 2017 20:44 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 53.556 | $40.28 | $2,157.24 |
DisclosureSEC source: 0001209191-17-050133 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,802.542 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2017 Filed Aug 24, 2017 20:44 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.554 | $40.27 | $1,029.06 |
DisclosureSEC source: 0001209191-17-050133 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,748.986 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 14, 2017 Filed Sep 11, 2017 23:43 UTC | CNX Midstream Partners LP CNNX · Entity 146355 | GrantPHANTOM UNITS (RIGHTS TO COMMON UNITS) · Derivative | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-021842 · doc4.xml · derivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,435 Underlying: Common Units representing limited partner interests · 54 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F1 · derivative.exercise_date: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.expiration_date: phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash. Read SEC document |
| July 14, 2017 Filed Jul 21, 2017 20:26 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 5 | $38.66 | $193.30 |
DisclosureSEC source: 0001209191-17-045953 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,172 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 14, 2017 Filed Jul 21, 2017 20:26 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 55.506 | $38.68 | $2,146.97 |
DisclosureSEC source: 0001209191-17-045953 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,723.432 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 14, 2017 Filed Jul 21, 2017 20:26 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 26.547 | $38.58 | $1,024.18 |
DisclosureSEC source: 0001209191-17-045953 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,667.926 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 26, 2017 Filed Jun 30, 2017 20:24 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 8 | $38.94 | $311.53 |
DisclosureSEC source: 0001209191-17-042516 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,167 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 26, 2017 Filed Jun 30, 2017 20:24 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 81.405 | $38.93 | $3,169.10 |
DisclosureSEC source: 0001209191-17-042516 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,641.379 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 26, 2017 Filed Jun 30, 2017 20:24 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 38.911 | $38.85 | $1,511.69 |
DisclosureSEC source: 0001209191-17-042516 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,559.974 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 14, 2017 Filed Jun 22, 2017 20:54 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 5 | $38.90 | $194.51 |
DisclosureSEC source: 0001209191-17-041424 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,159 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 14, 2017 Filed Jun 22, 2017 20:54 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 54.296 | $39.08 | $2,121.89 |
DisclosureSEC source: 0001209191-17-041424 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,521.063 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 14, 2017 Filed Jun 22, 2017 20:54 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.973 | $38.97 | $1,012.17 |
DisclosureSEC source: 0001209191-17-041424 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,466.767 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 25, 2017 Filed May 30, 2017 17:35 UTC | BASIC ENERGY SERVICES, INC. BAS · Entity 139243 | GrantCommon Stock | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001109189-17-000068 · wf-form4_149617997366794.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 F1 · security: Shares of restricted stock granted under the Basic Energy Services, Inc. Non-Employee Director Incentive Plan, with 100% of the shares of restricted stock vesting on December 23, 2017. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:35 UTC | CNX Midstream Partners LP CNNX · Entity 146355 | GrantPHANTOM UNITS (RIGHTS TO COMMON UNITS) · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013519 · doc4.xml · derivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,381 Underlying: Common Units representing limited partner interests · 44 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F1 · derivative.exercise_date: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.expiration_date: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash. Read SEC document |
| May 15, 2017 Filed May 23, 2017 20:44 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 5 | $38.73 | $193.64 |
DisclosureSEC source: 0001209191-17-034665 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,154 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2017 Filed May 23, 2017 20:44 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 45.328 | $38.49 | $1,744.67 |
DisclosureSEC source: 0001209191-17-034665 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,440.794 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2017 Filed May 23, 2017 20:44 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 22.67 | $38.40 | $870.53 |
DisclosureSEC source: 0001209191-17-034665 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,395.466 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:17 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 743 | $40.36 | $29,987.48 |
DisclosureSEC source: 0001209191-17-029764 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,372.796 F2 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:17 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 1,993.521 | $40.13 | $80,000.00 |
DisclosureSEC source: 0001209191-17-029764 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,629.796 F1 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan. Read SEC document |
| April 13, 2017 Filed Apr 21, 2017 20:47 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 5 | $38.69 | $193.43 |
DisclosureSEC source: 0001209191-17-027855 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,149 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 13, 2017 Filed Apr 21, 2017 20:47 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 45.053 | $38.54 | $1,736.34 |
DisclosureSEC source: 0001209191-17-027855 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,636.275 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 13, 2017 Filed Apr 21, 2017 20:47 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 22.479 | $38.54 | $866.34 |
DisclosureSEC source: 0001209191-17-027855 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,591.222 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:38 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 5 | $37.29 | $186.45 |
DisclosureSEC source: 0001209191-17-022708 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,144 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:38 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 45.99 | $37.57 | $1,727.84 |
DisclosureSEC source: 0001209191-17-022708 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,568.743 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:38 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 23.23 | $37.11 | $862.07 |
DisclosureSEC source: 0001209191-17-022708 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,522.753 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 02:00 UTC | CNX Midstream Partners LP CNNX · Entity 146355 | Exercise / conversionPHANTOM UNITS (RIGHTS TO COMMON UNITS) · Derivative | 9,158 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004869 · doc4.xml · derivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,337 Underlying: Common Units representing limited partner interests · 9,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash. F3 · derivative.exercise_date: 9,158 phantom units vested on February 17, 2017. The remaining 3,337 phantom units vest on February 17, 2018. F1 · derivative.expiration_date: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 02:00 UTC | CNX Midstream Partners LP CNNX · Entity 146355 | Exercise / conversionCOMMON UNITS (LIMITED PARTNER INTERESTS) | 9,158 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-004869 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 02:00 UTC | CNX Midstream Partners LP CNNX · Entity 146355 | GrantPHANTOM UNITS (RIGHTS TO COMMON UNITS) · Derivative | 3,337 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004869 · doc4.xml · derivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,495 Underlying: Common Units representing limited partner interests · 3,337 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash. F2 · derivative.exercise_date: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F1 · derivative.expiration_date: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash. Read SEC document |
| February 15, 2017 Filed Feb 27, 2017 21:58 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 5 | $37.24 | $186.18 |
DisclosureSEC source: 0001209191-17-014840 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,139 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2017 Filed Feb 27, 2017 21:58 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 45.935 | $37.43 | $1,719.35 |
DisclosureSEC source: 0001209191-17-014840 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,499.523 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2017 Filed Feb 27, 2017 21:58 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 23.004 | $37.29 | $857.82 |
DisclosureSEC source: 0001209191-17-014840 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,453.588 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 00:55 UTC | CNX Midstream Partners LP CNNX · Entity 146355 | GrantPHANTOM UNITS (RIGHTS TO COMMON UNITS) · Derivative | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004265 · doc4.xml · derivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,158 Underlying: Common Units representing limited partner interests · 105 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash. F2 · derivative.exercise_date: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F1 · derivative.expiration_date: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash. Read SEC document |
| January 13, 2017 Filed Jan 23, 2017 21:40 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 5 | $36.94 | $184.71 |
DisclosureSEC source: 0001209191-17-005093 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,134 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 13, 2017 Filed Jan 23, 2017 21:40 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 46.4 | $36.87 | $1,710.77 |
DisclosureSEC source: 0001209191-17-005093 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,430.584 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 13, 2017 Filed Jan 23, 2017 21:40 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 23.112 | $36.93 | $853.53 |
DisclosureSEC source: 0001209191-17-005093 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,384.184 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 23, 2016 Filed Jan 3, 2017 21:38 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 8 | $37.33 | $298.65 |
DisclosureSEC source: 0001209191-17-000277 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,129 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 23, 2016 Filed Jan 3, 2017 21:38 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 67.571 | $37.36 | $2,524.45 |
DisclosureSEC source: 0001209191-17-000277 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,361.072 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 23, 2016 Filed Jan 3, 2017 21:38 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 33.784 | $37.28 | $1,259.47 |
DisclosureSEC source: 0001209191-17-000277 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,293.501 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 13, 2016 Filed Dec 21, 2016 21:30 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 5 | $36.44 | $182.22 |
DisclosureSEC source: 0001209191-16-156338 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,121 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 13, 2016 Filed Dec 21, 2016 21:30 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 46.142 | $36.62 | $1,689.72 |
DisclosureSEC source: 0001209191-16-156338 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,259.717 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 13, 2016 Filed Dec 21, 2016 21:30 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 22.878 | $36.85 | $843.05 |
DisclosureSEC source: 0001209191-16-156338 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,213.575 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2016 Filed Nov 22, 2016 15:33 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 5 | $36.09 | $180.43 |
DisclosureSEC source: 0001209191-16-151557 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,116 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2016 Filed Nov 22, 2016 15:33 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 46.339 | $36.40 | $1,686.74 |
DisclosureSEC source: 0001209191-16-151557 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,190.697 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2016 Filed Nov 22, 2016 15:33 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 23.043 | $36.40 | $838.77 |
DisclosureSEC source: 0001209191-16-151557 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,144.358 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 20:01 UTC | CNX Midstream Partners LP CNNX · Entity 146355 | GrantPHANTOM UNITS (RIGHTS TO COMMON UNITS) · Derivative | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033670 · doc4.xml · derivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,053 Underlying: Common Units representing limited partner interests · 118 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash. F2 · derivative.exercise_date: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F1 · derivative.expiration_date: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash. Read SEC document |
| October 14, 2016 Filed Oct 31, 2016 21:13 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 6 | $34.05 | $204.29 |
DisclosureSEC source: 0001209191-16-147525 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,111 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 14, 2016 Filed Oct 31, 2016 21:13 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 49.775 | $33.59 | $1,671.94 |
DisclosureSEC source: 0001209191-16-147525 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,121.315 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 14, 2016 Filed Oct 31, 2016 21:13 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 24.423 | $34.16 | $834.29 |
DisclosureSEC source: 0001209191-16-147525 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,071.54 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2016 Filed Sep 23, 2016 21:00 UTC | Main Street Capital CORP MAIN · Entity 2159 | PurchaseCommonStock | 5 | $33.89 | $169.45 |
DisclosureSEC source: 0001209191-16-142642 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,105 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.