Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Genpact LTDG · Entity 3760 | Chief Financial Officer | August 13, 2026 | August 14, 2026 |
| National General Holdings Corp.NGHC · Entity 144209 | CFO and Treasurer | January 04, 2021 | January 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Genpact LTD
Report date August 13, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 176,027 |
Reported balance
After 2026-08-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-13 · Sale · Disposed 5,900 · Balance 176,027 F1: Includes 53 shares acquired under the Genpact Employee Stock Purchase Plan (ESPP) since the reporting person's Form 4 filed on March 12, 2026. The reporting person currently holds a total of 1,591 shares under the ESPP. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 53 shares acquired under the Genpact Employee Stock Purchase Plan (ESPP) since the reporting person's Form 4 filed on March 12, 2026. The reporting person currently holds a total of 1,591 shares under the ESPP.
National General Holdings Corp.
Report date January 04, 2021 · Filed January 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-01-04 transaction · row 1
1 source rowRow 1 · 2021-01-04 · Disposition to issuer · Disposed 129,948 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 7, 2020, by and among National General Holdings Corp., The Allstate Corporation, and Bluebird Acquisition Corp. (the "Merger Agreement") in exchange for $32.00 per share in cash (the "Merger Consideration") plus a special dividend of $2.50 per share (the "Special Dividend," and together with the Merger Consideration, the "Total Consideration"). |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $10.50 · Expires 2023-06-06 | Direct | 0 |
Reported balance
After 2021-01-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-01-04 · Disposition to issuer · Disposed 520,450 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (a) the Total Consideration of $34.50 minus the exercise price per share of common stock underlying such option multiplied by (b) the number of shares of common stock underlying each such option, less any applicable withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-01-04 · Disposition to issuer · Disposed 10,554 · Balance 0 F3: When granted, each restricted stock unit represented a contingent right to receive one share of National General Holdings Corp.'s common stock. F4: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes. F5: On February 26, 2018, Mr. Weiner received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-01-04 · Disposition to issuer · Disposed 31,744 · Balance 0 F3: When granted, each restricted stock unit represented a contingent right to receive one share of National General Holdings Corp.'s common stock. F4: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes. F6: On February 26, 2019, Mr. Weiner received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-01-04 · Disposition to issuer · Disposed 53,392 · Balance 0 F3: When granted, each restricted stock unit represented a contingent right to receive one share of National General Holdings Corp.'s common stock. F4: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes. F7: On February 20, 2020, Mr. Weiner received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 7, 2020, by and among National General Holdings Corp., The Allstate Corporation, and Bluebird Acquisition Corp. (the "Merger Agreement") in exchange for $32.00 per share in cash (the "Merger Consideration") plus a special dividend of $2.50 per share (the "Special Dividend," and together with the Merger Consideration, the "Total Consideration").
F2: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (a) the Total Consideration of $34.50 minus the exercise price per share of common stock underlying such option multiplied by (b) the number of shares of common stock underlying each such option, less any applicable withholding taxes.
F3: When granted, each restricted stock unit represented a contingent right to receive one share of National General Holdings Corp.'s common stock.
F4: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes.
F5: On February 26, 2018, Mr. Weiner received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date.
F6: On February 26, 2019, Mr. Weiner received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date.
F7: On February 20, 2020, Mr. Weiner received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2026 Filed Aug 14, 2026 20:11 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 5,900 | $34.04 | $200,836.00 |
DisclosureSEC source: 0001591621-26-000010 · wk-form4_1786738289.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,027 F1 · balance_after: Includes 53 shares acquired under the Genpact Employee Stock Purchase Plan (ESPP) since the reporting person's Form 4 filed on March 12, 2026. The reporting person currently holds a total of 1,591 shares under the ESPP. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 20:14 UTC | Genpact LTD G · Entity 3760 | Tax withholdingCommon Shares | 7,019 | $38.92 | $273,179.48 |
DisclosureSEC source: 0001591621-26-000008 · wk-form4_1773346463.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,874 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of performance share units granted on March 15, 2023 under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 21:41 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 17,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001591621-26-000006 · wk-form4_1772746873.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,893 F1 · shares: The reporting person was granted performance share units (PSUs) on March 15, 2023 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on March 10, 2026 subject to the reporting person's continued service through such date. F2 · balance_after: Includes 102 shares acquired under the Genpact Employee Stock Purchase Plan (ESPP) since the reporting person's Form 4 filed on February 3, 2026. The reporting person currently holds a total of 1,538 shares under the ESPP. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:01 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 35,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001591621-26-000004 · wk-form4_1770152502.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,471 F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one Genpact Limited common share upon vesting. One-third of the shares underlying this RSU award will vest on each of January 10, 2027, January 10, 2028 and January 10, 2029, subject to the reporting person's continued service through each vesting date. Read SEC document |
| January 10, 2026 Filed Jan 14, 2026 02:27 UTC | Genpact LTD G · Entity 3760 | Tax withholdingCommon Shares | 12,029 | $48.24 | $580,278.96 |
DisclosureSEC source: 0001591621-26-000002 · wk-form4_1768357660.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,075 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of restricted share units granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan and exempt under Rule 16b-3. F2 · balance_after: Includes 78 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on November 17, 2025. The reporting person currently holds a total of 1,436 shares under the ESPP. Read SEC document |
| November 14, 2025 Filed Nov 17, 2025 22:26 UTC | Genpact LTD G · Entity 3760 | SaleCommon Shares | 13,365 | $44.84 | $599,286.60 |
DisclosureSEC source: 0001591621-25-000004 · wk-form4_1763418370.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,026 F1 · price: The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $44.81 to $44.89. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · balance_after: Includes 169 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on March 13, 2025. The reporting person currently holds a total of 1,358 shares under the ESPP. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:09 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 14,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001398659-25-000044 · wk-form4_1741896548.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,222 F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one Genpact Limited common share upon vesting. One-third of the shares underlying this RSU award will vest on each of January 10, 2026, January 10, 2027 and January 10, 2028, subject to the reporting person's continued service through each vesting date. F2 · balance_after: Includes 74 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on January 14, 2025. The reporting person currently holds a total of 1,189 shares under the ESPP. Read SEC document |
| January 10, 2025 Filed Jan 14, 2025 21:28 UTC | Genpact LTD G · Entity 3760 | Tax withholdingCommon Shares | 19,540 | $43.34 | $846,863.60 |
DisclosureSEC source: 0001398659-25-000002 · wk-form4_1736890078.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,561 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of restricted share units and performance share units granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan and exempt under Rule 16b-3. F2 · balance_after: Includes 288 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on March 15, 2024. The reporting person currently holds a total of 1,115 shares under the ESPP. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 21:07 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 79,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001398659-24-000052 · wk-form4_1710536865.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,813 F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one Genpact Limited common share upon vesting. One-third of the shares underlying this RSU award will vest on each of January 10, 2025, January 10, 2026 and January 10, 2027, subject to the reporting person's continued service through each vesting date. F2 · balance_after: Includes 95 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on January 12, 2024. The reporting person currently holds a total of 827 shares under the ESPP. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 22:08 UTC | Genpact LTD G · Entity 3760 | Tax withholdingCommon Shares | 8,714 | $34.27 | $298,628.78 |
DisclosureSEC source: 0001398659-24-000011 · wk-form4_1705097286.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,701 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of restricted share units and performance share units granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan and exempt under Rule 16b-3. F2 · balance_after: Includes 196 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on August 4, 2023. The reporting person currently holds a total of 732 shares under the ESPP. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 20:06 UTC | Genpact LTD G · Entity 3760 | Tax withholdingCommon Shares | 5,940 | $36.73 | $218,176.20 |
DisclosureSEC source: 0001398659-23-000021 · wk-form4_1691179569.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,219 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of restricted stock units granted on August 10, 2021 under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. F2 · balance_after: Includes 100 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on March 17, 2023. The reporting person currently holds a total of 536 shares under the ESPP. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:06 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 17,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005247 · doc1.xml · nonDerivative · entry 2 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,059 F3 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one Genpact Limited common share upon vesting. One-third of the shares underlying this RSU award will vest on each of January 10, 2024, January 10, 2025 and January 10, 2026, subject to the reporting person's continued service through each vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:06 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 24,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005247 · doc1.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,869 F1 · shares: The reporting person was granted performance share units (PSUs) on March 20, 2022 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2025 subject to the reporting person's continued service through such date. F2 · balance_after: Includes 208 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on August 4, 2022. The reporting person currently holds a total of 436 shares under the ESPP. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 21:02 UTC | Genpact LTD G · Entity 3760 | Tax withholdingCommon Shares | 6,219 | $47.66 | $296,397.54 |
DisclosureSEC source: 0001567619-22-014956 · doc1.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,312 F1 · shares: Represents shares withheld for payment of taxes upon the vesting of restricted stock units granted on August 10, 2021 under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. F2 · balance_after: Includes 81 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on March 9, 2022. The reporting person currently holds a total of 228 shares under the ESPP. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 21:22 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 26,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-006649 · doc1.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,450 F1 · shares: The reporting person was granted performance share units (PSUs) on August 10, 2021 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2024 subject to the reporting person's continued service through such date. F2 · balance_after: Includes 147 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on August 12, 2021. The reporting person currently holds a total of 147 shares under the ESPP. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:13 UTC | Genpact LTD G · Entity 3760 | GrantEmployee Stock Option (Right to Buy) · Derivative | 298,864 | $0.00 Strike: $51.06 | $0.00 |
DisclosureSEC source: 0001567619-21-015261 · doc1.xml · derivative · entry 2 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,864 Underlying: Common Shares · 298,864 shares Expires 2031-08-09 F2 · derivative.exercise_date: The option vests 50% on August 2, 2024 and 50% on August 2, 2026, subject to the reporting person's continued service through such dates. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:13 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 39,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-015261 · doc1.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,169 F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one Genpact Limited common share. The RSUs vest 50% on August 2, 2022 and 50% on August 2, 2023, subject to the reporting person's continued service through such dates. Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 17:09 UTC | National General Holdings Corp. NGHC · Entity 144209 | Disposition to issuerRestricted Stock Units · Derivative | 53,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-21-000016 · wf-form4_160979818102262.xml · derivative · entry 5 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.01 par value · 53,392 shares Expires not disclosed F3 · derivative.exercise_price: When granted, each restricted stock unit represented a contingent right to receive one share of National General Holdings Corp.'s common stock. F4 · kind: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes. F4 · price: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes. F7 · derivative.exercise_date: On February 20, 2020, Mr. Weiner received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. F7 · derivative.expiration_date: On February 20, 2020, Mr. Weiner received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 17:09 UTC | National General Holdings Corp. NGHC · Entity 144209 | Disposition to issuerRestricted Stock Units · Derivative | 31,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-21-000016 · wf-form4_160979818102262.xml · derivative · entry 4 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.01 par value · 31,744 shares Expires not disclosed F3 · derivative.exercise_price: When granted, each restricted stock unit represented a contingent right to receive one share of National General Holdings Corp.'s common stock. F4 · kind: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes. F4 · price: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes. F6 · derivative.exercise_date: On February 26, 2019, Mr. Weiner received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. F6 · derivative.expiration_date: On February 26, 2019, Mr. Weiner received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 17:09 UTC | National General Holdings Corp. NGHC · Entity 144209 | Disposition to issuerRestricted Stock Units · Derivative | 10,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-21-000016 · wf-form4_160979818102262.xml · derivative · entry 3 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.01 par value · 10,554 shares Expires not disclosed F3 · derivative.exercise_price: When granted, each restricted stock unit represented a contingent right to receive one share of National General Holdings Corp.'s common stock. F4 · kind: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes. F4 · price: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes. F5 · derivative.exercise_date: On February 26, 2018, Mr. Weiner received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. F5 · derivative.expiration_date: On February 26, 2018, Mr. Weiner received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 17:09 UTC | National General Holdings Corp. NGHC · Entity 144209 | Disposition to issuerOption to Purchase Common Stock · Derivative | 520,450 | $0.00 Strike: $10.50 | $0.00 |
DisclosureSEC source: 0001578735-21-000016 · wf-form4_160979818102262.xml · derivative · entry 2 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.01 par value · 520,450 shares Expires 2023-06-06 F2 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (a) the Total Consideration of $34.50 minus the exercise price per share of common stock underlying such option multiplied by (b) the number of shares of common stock underlying each such option, less any applicable withholding taxes. F2 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (a) the Total Consideration of $34.50 minus the exercise price per share of common stock underlying such option multiplied by (b) the number of shares of common stock underlying each such option, less any applicable withholding taxes. Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 17:09 UTC | National General Holdings Corp. NGHC · Entity 144209 | Disposition to issuerCommon Stock, $.01 par value | 129,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-21-000016 · wf-form4_160979818102262.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · acquired: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 7, 2020, by and among National General Holdings Corp., The Allstate Corporation, and Bluebird Acquisition Corp. (the "Merger Agreement") in exchange for $32.00 per share in cash (the "Merger Consideration") plus a special dividend of $2.50 per share (the "Special Dividend," and together with the Merger Consideration, the "Total Consideration"). Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 16:07 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionRestricted Stock Units · Derivative | 9,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-20-000023 · wf-form4_158292402773354.xml · derivative · entry 9 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.01 par value · 9,653 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock. F10 · derivative.exercise_date: On February 28, 2017, Mr. Weiner received restricted stock units representing 28,960 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F10 · derivative.expiration_date: On February 28, 2017, Mr. Weiner received restricted stock units representing 28,960 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 16:07 UTC | National General Holdings Corp. NGHC · Entity 144209 | Tax withholdingCommon Stock, $.01 par value | 3,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-20-000023 · wf-form4_158292402773354.xml · nonDerivative · entry 6 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,948 F6 · shares: Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Weiner on February 28, 2017. Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 16:07 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 9,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-20-000023 · wf-form4_158292402773354.xml · nonDerivative · entry 5 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Weiner on February 28, 2017. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 16:07 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionRestricted Stock Units · Derivative | 15,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-20-000023 · wf-form4_158292402773354.xml · derivative · entry 8 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,744 Underlying: Common Stock, $.01 par value · 15,873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock. F9 · derivative.exercise_date: On February 26, 2019, Mr. Weiner received restricted stock units representing 47,617 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F9 · derivative.expiration_date: On February 26, 2019, Mr. Weiner received restricted stock units representing 47,617 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 16:07 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionRestricted Stock Units · Derivative | 10,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-20-000023 · wf-form4_158292402773354.xml · derivative · entry 7 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,554 Underlying: Common Stock, $.01 par value · 10,554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock. F8 · derivative.exercise_date: On February 26, 2018, Mr. Weiner received restricted stock units representing 31,662 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F8 · derivative.expiration_date: On February 26, 2018, Mr. Weiner received restricted stock units representing 31,662 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 16:07 UTC | National General Holdings Corp. NGHC · Entity 144209 | Tax withholdingCommon Stock, $.01 par value | 5,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-20-000023 · wf-form4_158292402773354.xml · nonDerivative · entry 4 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,575 F4 · shares: Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Weiner on February 26, 2019. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 16:07 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 15,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-20-000023 · wf-form4_158292402773354.xml · nonDerivative · entry 3 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Weiner on February 26, 2019. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 16:07 UTC | National General Holdings Corp. NGHC · Entity 144209 | Tax withholdingCommon Stock, $.01 par value | 3,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-20-000023 · wf-form4_158292402773354.xml · nonDerivative · entry 2 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,095 F2 · shares: Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Weiner on February 26, 2018. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 16:07 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 10,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-20-000023 · wf-form4_158292402773354.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Weiner on February 26, 2018. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:12 UTC | National General Holdings Corp. NGHC · Entity 144209 | GrantRestricted Stock Units · Derivative | 53,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-20-000010 · wf-form4_158258592198967.xml · derivative · entry 1 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,392 Underlying: Common Stock, $.01 par value · 53,392 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock. F2 · derivative.exercise_date: On February 20, 2020, Mr. Weiner received restricted stock units representing 53,392 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F2 · derivative.expiration_date: On February 20, 2020, Mr. Weiner received restricted stock units representing 53,392 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 16:09 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionOption to Purchase Common Stock · Derivative | 9,524 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001578735-19-000060 · wf-form4_157739457025098.xml · derivative · entry 5 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.01 par value · 9,524 shares Expires 2020-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 16:09 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionOption to Purchase Common Stock · Derivative | 5,111 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001578735-19-000060 · wf-form4_157739457025098.xml · derivative · entry 4 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,524 Underlying: Common Stock, $.01 par value · 5,111 shares Expires 2020-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 16:09 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 9,524 | $3.67 | $34,953.08 |
DisclosureSEC source: 0001578735-19-000060 · wf-form4_157739457025098.xml · nonDerivative · entry 3 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2019. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 16:09 UTC | National General Holdings Corp. NGHC · Entity 144209 | SaleCommon Stock, $.01 par value | 5,111 | $22.25 | $113,711.06 |
DisclosureSEC source: 0001578735-19-000060 · wf-form4_157739457025098.xml · nonDerivative · entry 2 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,695 F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2019. F2 · price: Reflects a weighted average sale price of $22.2483 per share, at prices ranging from $22.13 to $22.73 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 16:09 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 5,111 | $3.67 | $18,757.37 |
DisclosureSEC source: 0001578735-19-000060 · wf-form4_157739457025098.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2019. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 16:15 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionOption to Purchase Common Stock · Derivative | 9,530 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001578735-19-000058 · wf-form4_157480289129232.xml · derivative · entry 5 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,635 Underlying: Common Stock, $.01 par value · 9,530 shares Expires 2020-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 16:15 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 9,530 | $3.67 | $34,975.10 |
DisclosureSEC source: 0001578735-19-000058 · wf-form4_157480289129232.xml · nonDerivative · entry 3 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2019. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 16:15 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionOption to Purchase Common Stock · Derivative | 5,111 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001578735-19-000058 · wf-form4_157480289129232.xml · derivative · entry 4 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,165 Underlying: Common Stock, $.01 par value · 5,111 shares Expires 2020-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 16:15 UTC | National General Holdings Corp. NGHC · Entity 144209 | SaleCommon Stock, $.01 par value | 5,111 | $20.43 | $104,414.15 |
DisclosureSEC source: 0001578735-19-000058 · wf-form4_157480289129232.xml · nonDerivative · entry 2 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,165 F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2019. F2 · price: Reflects a weighted average sale price of $20.4293 per share, at prices ranging from $20.31 to $20.48 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 16:15 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 5,111 | $3.67 | $18,757.37 |
DisclosureSEC source: 0001578735-19-000058 · wf-form4_157480289129232.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2019. Read SEC document |
| October 24, 2019 Filed Oct 24, 2019 18:38 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionOption to Purchase Common Stock · Derivative | 9,530 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001578735-19-000042 · wf-form4_157195660619671.xml · derivative · entry 5 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,276 Underlying: Common Stock, $.01 par value · 9,530 shares Expires 2020-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2019 Filed Oct 24, 2019 18:38 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 9,530 | $3.67 | $34,975.10 |
DisclosureSEC source: 0001578735-19-000042 · wf-form4_157195660619671.xml · nonDerivative · entry 3 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2019. Read SEC document |
| October 23, 2019 Filed Oct 24, 2019 18:38 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionOption to Purchase Common Stock · Derivative | 5,111 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001578735-19-000042 · wf-form4_157195660619671.xml · derivative · entry 4 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,806 Underlying: Common Stock, $.01 par value · 5,111 shares Expires 2020-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2019 Filed Oct 24, 2019 18:38 UTC | National General Holdings Corp. NGHC · Entity 144209 | SaleCommon Stock, $.01 par value | 5,111 | $22.08 | $112,840.15 |
DisclosureSEC source: 0001578735-19-000042 · wf-form4_157195660619671.xml · nonDerivative · entry 2 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,635 F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2019. F2 · price: Reflects a weighted average sale price of $22.0779 per share, at prices ranging from $21.97 to $22.23 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 23, 2019 Filed Oct 24, 2019 18:38 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 5,111 | $3.67 | $18,757.37 |
DisclosureSEC source: 0001578735-19-000042 · wf-form4_157195660619671.xml · nonDerivative · entry 1 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2019. Read SEC document |
| September 18, 2019 Filed Sep 18, 2019 16:11 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionOption to Purchase Common Stock · Derivative | 9,530 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001578735-19-000040 · wf-form4_156883747513705.xml · derivative · entry 5 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,917 Underlying: Common Stock, $.01 par value · 9,530 shares Expires 2020-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2019 Filed Sep 18, 2019 16:11 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 9,530 | $3.67 | $34,975.10 |
DisclosureSEC source: 0001578735-19-000040 · wf-form4_156883747513705.xml · nonDerivative · entry 3 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2019. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 16:11 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionOption to Purchase Common Stock · Derivative | 5,110 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001578735-19-000040 · wf-form4_156883747513705.xml · derivative · entry 4 Weiner Michael Hal · CIK 0001591621 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,447 Underlying: Common Stock, $.01 par value · 5,110 shares Expires 2020-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.