Nouri Alaleh

SEC source: 0001599418-26-000002 · wk-form4_1789073123.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,737

F1 · kind: The shares were sold by the reporting person pursuant to the Issuer's sell-to-cover process for tax withholding obligations in connection with the vesting of the Restricted Stock Units on September 5, 2026.

SEC source: 0001628280-26-057165 · wk-form4_1786739772.xml · derivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,773

Underlying: Common Stock · 31,773 shares

Expires 2036-08-12

F2 · derivative.exercise_date: 1/48th of the shares subject to the Stock Option shall vest monthly from the vesting commencement date of August 13, 2026, over a four year period, subject continued employment or service by the Reporting Person to the Issuer through the applicable vesting date. The grant is intended to be 50% of the value of the Reporting Person's expected 2027 grant, and made in lieu of such portion of the expected 2027 grant.

SEC source: 0001628280-26-057165 · wk-form4_1786739772.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,034

F1 · shares: 1. These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. One-quarter of the RSUs shall vest on August 13, 2027, with one-sixteenth of the remaining RSUs vesting quarterly over 36 months, subject to the Reporting Person continuing as a service provider through such date. The grant is intended to be 50% of the value of the Reporting Person's expected 2027 grant, and made in lieu of such portion of the expected 2027 grant.

SEC source: 0001628280-26-042223 · wk-form4_1781122886.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,069

F1 · shares: The shares were sold by the reporting person pursuant to the Issuer's sell-to-cover process for tax withholding obligations in connection with the vesting of the Restricted Stock Units on June 5, 2026.

SEC source: 0001628280-26-019900 · wk-form4_1773956826.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,354

F1 · kind: The stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.025 to $26.450, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-26-019900 · wk-form4_1773956826.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,686

F1 · kind: The stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.025 to $26.020, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-26-019833 · wk-form4_1773951955.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,717

F1 · shares: The shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units.

SEC source: 0001628280-26-017218 · wk-form4_1773345751.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,021

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.365 to $26.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-26-017218 · wk-form4_1773345751.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,166

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.11 to $25.96 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-26-016153 · wk-form4_1773092610.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,264

F2 · shares: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units and Performance Stock Units.

SEC source: 0001628280-26-016153 · wk-form4_1773092610.xml · derivative · entry 3

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,615

Underlying: Common Stock · 29,615 shares

Expires 2036-03-04

F3 · derivative.exercise_date: 1/48th of the shares subject to the Stock Option shall vest monthly from the vesting commencement date of March 5, 2026, over a four year period, subject continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

SEC source: 0001628280-26-016153 · wk-form4_1773092610.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,156

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. One-quarter of the RSUs shall vest on March 5, 2027, with onesixteenth of the remaining RSUs vesting quarterly over 36 months, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001628280-26-011747 · wk-form4_1772056048.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,345

F1 · shares: Represents shares of common stock underlying a portion of an award of performance stock units ("PSUs") previously granted by the Issuer, the vesting of which was subject to the Issuer's achievement of certain pre-determined performance criteria. Upon certification by the Issuer's Compensation Committee on February 19, 2026, of the achievement of such performance criteria, the number of PSUs reported herein was deemed earned, which will vest on March 5, 2026. Each PSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001628280-25-040389 · wk-form4_1755202552.xml · derivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,452

Underlying: Common Stock · 11,000 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction is a cash exercise by the reporting person.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001628280-25-040389 · wk-form4_1755202552.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-25-013813 · wk-form4_1742414660.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,473

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units.

F2 · price: The price reported in Column 4 is a weighted average price.

SEC source: 0001628280-25-011710 · wk-form4_1741638660.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,789

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units.

F2 · price: The price reported in Column 4 is a weighted average price.

SEC source: 0001628280-25-010628 · wk-form4_1741214157.xml · derivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,445

Underlying: Common Stock · 11,445 shares

Expires 2035-03-02

F2 · derivative.exercise_date: 1/48th of the shares subject to the Stock Option shall vest monthly from the vesting commencement date of March 5, 2025, over a four year period, subject continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

SEC source: 0001628280-25-010628 · wk-form4_1741214157.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,430

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. One-quarter of the RSUs shall vest on March 5, 2026, with one-sixteenth of the remaining RSUs vesting quarterly over 36 months, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001628280-24-050221 · wk-form4_1733519866.xml · derivative · entry 9

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,094

Underlying: Common Stock · 12,092 shares

Expires 2033-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Stock option was granted on March 5, 2023 and vests 1/48th of the shares monthly from the vesting commencement date of March 5, 2023 over a four year period thereafter, subject continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

SEC source: 0001628280-24-050221 · wk-form4_1733519866.xml · derivative · entry 8

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,728

Underlying: Common Stock · 4,162 shares

Expires 2032-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Stock option was granted on March 31, 2022 and vested 1/48th on the anniversary of the vesting commencement date of March 15, 2022, and vesting monthly over a four year period thereafter, subject continued employment or service to the Issuer through the applicable vesting date.

SEC source: 0001628280-24-050221 · wk-form4_1733519866.xml · derivative · entry 7

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,056

Underlying: Common Stock · 11,838 shares

Expires 2031-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock option was granted on June 22, 2021 and vested over a four year period.

SEC source: 0001628280-24-050221 · wk-form4_1733519866.xml · nonDerivative · entry 6

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,472

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 3, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.58 to $98.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-24-050221 · wk-form4_1733519866.xml · nonDerivative · entry 5

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,590

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 3, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.56 to $97.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-24-050221 · wk-form4_1733519866.xml · nonDerivative · entry 4

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,777

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 3, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.55 to $96.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-24-050221 · wk-form4_1733519866.xml · nonDerivative · entry 3

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-050221 · wk-form4_1733519866.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-050221 · wk-form4_1733519866.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-028866 · wk-form4_1718746356.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,472

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/13/2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.66 to $63.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-24-028866 · wk-form4_1718746356.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,520

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/13/2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.64 to $62.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · derivative · entry 11

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,894

Underlying: Common Stock · 25,000 shares

Expires 2031-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Stock option was granted on June 22, 2021 and vests 25% on the six month anniversary of June 22, 2021 and the remainder vests on each monthly anniversary over a four year period, subject continued employment or service to the Issuer through the applicable vesting date.

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · derivative · entry 10

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,160

Underlying: Common Stock · 3,965 shares

Expires 2030-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Stock option was granted on August 10, 2020 and vests 12.5% on the six month anniversary of August 1, 2020 and the remainder on each monthly anniversary over a three and a half year period, subject continued employment or service to the Issuer through the applicable vesting date.

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · derivative · entry 9

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,230

Underlying: Common Stock · 1,467 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Stock option was granted on December 12, 2019 and vests on each monthly anniversary of the grant date over a four year period, subject continued employment or service to the Issuer through the applicable vesting date.

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 8

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,472

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.02 to $64.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 7

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,605

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 6

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,042

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 5

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,977

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 4

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,513

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.67 to $60.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 3

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-020433 · wk-form4_1714786824.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-012241 · wk-form4_1710967941.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,472

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 31, 2022.

F2 · price: The price reported in Column 4 is a weighted average price.

SEC source: 0001628280-24-009766 · wk-form4_1709859192.xml · derivative · entry 3

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,949

Underlying: Common Stock · 15,949 shares

Expires 2034-03-05

F4 · derivative.exercise_date: 1/48th of the shares subject to the Stock Option shall vest monthly from the vesting commencement date of March 5, 2024 over a four year period, subject continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

SEC source: 0001628280-24-009766 · wk-form4_1709859192.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,913

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on February 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average price.

SEC source: 0001628280-24-009766 · wk-form4_1709859192.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,662

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on the anniversary of the vesting commencement date of March 5, 2024, and annually over a three year period thereafter, subject to continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

SEC source: 0001628280-24-004111 · wk-form4_1707516153.xml · derivative · entry 6

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,125

Underlying: Common Stock · 14,694 shares

Expires 2030-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F4 · derivative.exercise_date: The Stock option was granted on August 10, 2020 and vested 12.5% on the six month anniversary of August 1, 2020 and the remainder on each monthly anniversary over a three and a half year period, subject continued employment or service to the Issuer through the applicable vesting date.

SEC source: 0001628280-24-004111 · wk-form4_1707516153.xml · nonDerivative · entry 4

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,351

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.95 to $50.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001628280-24-004111 · wk-form4_1707516153.xml · nonDerivative · entry 3

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

SEC source: 0001628280-24-004111 · wk-form4_1707516153.xml · derivative · entry 5

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,819

Underlying: Common Stock · 5,306 shares

Expires 2030-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F4 · derivative.exercise_date: The Stock option was granted on August 10, 2020 and vested 12.5% on the six month anniversary of August 1, 2020 and the remainder on each monthly anniversary over a three and a half year period, subject continued employment or service to the Issuer through the applicable vesting date.

SEC source: 0001628280-24-004111 · wk-form4_1707516153.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,351

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.95 to $50.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.