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person · Reporting owner

Waters Kevin

Disclosed activity across 2 companies

Tapewire entity
23236
SEC CIK
0001653771

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACCURAY INCARAY · Entity 1170SVP, Chief Financial OfficerJuly 03, 2018July 07, 2018
PROCEPT BioRobotics CorpPRCT · Entity 4831EVP, CFOSeptember 09, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACCURAY INC

Report date July 03, 2018 · Filed July 07, 2018 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect313,619 Reported balance After 2018-07-03 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2018-07-03 · Sale · Disposed 14,641 · Balance 313,619

F1: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

PROCEPT BioRobotics Corp

Report date September 09, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect180,355 Reported balance After 2026-09-09 transaction · row 1
1 source row

Row 1 · 2026-09-09 · Sale · Disposed 373 · Balance 180,355

F1: The shares were sold by the reporting person pursuant to the Issuer's sell-to-cover process for tax withholding obligations in connection with the vesting of the Restricted Stock Units on September 5, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were sold by the reporting person pursuant to the Issuer's sell-to-cover process for tax withholding obligations in connection with the vesting of the Restricted Stock Units on September 5, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2023 Filed Dec 8, 2023 22:58 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 Exercise / conversionStock Option (Right to Buy) · Derivative 6,888 $0.00 Strike: $4.52 $0.00
Disclosure

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · derivative · entry 9

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 192,632

Underlying: Common Stock · 6,888 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F4 · derivative.exercise_date: The Stock Option was granted on October 23, 2018 and vested over a four year period.

Read SEC document
December 08, 2023 Filed Dec 8, 2023 22:58 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 SaleCommon Stock 6,888 $40.02 $275,639.85
Disclosure

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · nonDerivative · entry 6

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,523

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.0000 to $40.0350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 08, 2023 Filed Dec 8, 2023 22:58 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 Exercise / conversionCommon Stock 6,888 $4.52 $31,133.76
Disclosure

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · nonDerivative · entry 3

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 22:58 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 Exercise / conversionStock Option (Right to Buy) · Derivative 3,837 $0.00 Strike: $4.52 $0.00
Disclosure

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · derivative · entry 8

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 199,520

Underlying: Common Stock · 3,837 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F4 · derivative.exercise_date: The Stock Option was granted on October 23, 2018 and vested over a four year period.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 22:58 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 SaleCommon Stock 3,837 $40.00 $153,480.00
Disclosure

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · nonDerivative · entry 5

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,411

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 22:58 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 Exercise / conversionCommon Stock 3,837 $4.52 $17,343.24
Disclosure

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · nonDerivative · entry 2

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:58 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 Exercise / conversionStock Option (Right to Buy) · Derivative 4,360 $0.00 Strike: $4.52 $0.00
Disclosure

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · derivative · entry 7

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 203,357

Underlying: Common Stock · 4,360 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F4 · derivative.exercise_date: The Stock Option was granted on October 23, 2018 and vested over a four year period.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:58 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 SaleCommon Stock 4,360 $40.02 $174,493.30
Disclosure

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · nonDerivative · entry 4

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,248

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.0000 to $40.1500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:58 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 Exercise / conversionCommon Stock 4,360 $4.52 $19,707.20
Disclosure

SEC source: 0001628280-23-041166 · wk-form4_1702076286.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

Read SEC document
June 15, 2023 Filed Jun 15, 2023 21:09 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 SaleCommon Stock 22,631 $35.12 $794,911.61
Disclosure

SEC source: 0001628280-23-022292 · wk-form4_1686863336.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,523

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.0000 to $35.2800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 19:54 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 SaleCommon Stock 706 $31.84 $22,479.04
Disclosure

SEC source: 0001628280-23-008459 · wf-form4_167908284341886.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,154

F1 · shares: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 31, 2022.

F2 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 22:24 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 SaleCommon Stock 22,046 $34.36 $757,546.86
Disclosure

SEC source: 0001628280-23-007375 · wf-form4_167840063219981.xml · nonDerivative · entry 2

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,678

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.0000 to $34.9925, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:24 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 SaleCommon Stock 818 $35.16 $28,757.44
Disclosure

SEC source: 0001628280-23-007375 · wf-form4_167840063219981.xml · nonDerivative · entry 3

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,860

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.0000 to $35.3600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:24 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 SaleCommon Stock 7,136 $34.15 $243,705.10
Disclosure

SEC source: 0001628280-23-007375 · wf-form4_167840063219981.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,724

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.0000 to $34.7400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:35 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 GrantStock Option (Right to Buy) · Derivative 47,732 $0.00 Strike: $37.02 $0.00
Disclosure

SEC source: 0001628280-23-004325 · wf-form4_167701529342235.xml · derivative · entry 2

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,732

Underlying: Common Stock · 47,732 shares

Expires 2033-02-15

F2 · derivative.exercise_date: 1/48th of the shares subject to the Stock Option shall vest monthly from the vesting commencement date of March 5, 2023 over a four year period, subject continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:35 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 GrantCommon Stock 26,315 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004325 · wf-form4_167701529342235.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,860

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on the anniversary of the vesting commencement date of March 5, 2023, and annually over a three year period thereafter, subject to continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:18 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 GrantStock Option (Right to Buy) · Derivative 16,020 $0.00 Strike: $34.99 $0.00
Disclosure

SEC source: 0001628280-22-008263 · wf-form4_164910706485228.xml · derivative · entry 2

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,020

Underlying: Common Stock · 16,020 shares

Expires 2032-03-30

F2 · price: The Stock option was granted on March 31, 2022 and vests 1/48th on the anniversary of the vesting commencement date of March 15, 2022, and monthly over a four year period thereafter, subject continued employment or service to the Issuer through the applicable vesting date.

F2 · derivative.exercise_date: The Stock option was granted on March 31, 2022 and vests 1/48th on the anniversary of the vesting commencement date of March 15, 2022, and monthly over a four year period thereafter, subject continued employment or service to the Issuer through the applicable vesting date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:18 UTC PROCEPT BioRobotics Corp PRCT · Entity 4831 GrantCommon Stock 7,914 $29.38 $232,513.32
Disclosure

SEC source: 0001628280-22-008263 · wf-form4_164910706485228.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,545

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. One-quarter of the RSUs shall vest on March 15, 2023, with one-quarter of the remaining RSUs vesting annually on each of the second, third, and fourth anniversary thereof, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
July 03, 2018 Filed Jul 3, 2018 22:42 UTC ACCURAY INC ARAY · Entity 1170 SaleCommon Stock 14,265 $4.08 $58,129.88
Disclosure

SEC source: 0001138723-18-000021 · edgardoc.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,995

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
July 03, 2018 Filed Jul 7, 2018 00:52 UTC Amendment ACCURAY INC ARAY · Entity 1170 SaleCommon Stock 14,641 $4.00 $58,568.39
Disclosure

SEC source: 0001138723-18-000032 · edgardoc.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,619

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
April 03, 2018 Filed Apr 3, 2018 22:10 UTC ACCURAY INC ARAY · Entity 1170 SaleCommon Stock 2,997 $4.65 $13,936.05
Disclosure

SEC source: 0001138723-18-000012 · edgardoc.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,260

F1 · shares: Shares were automatically sold into the open market in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 23:12 UTC ACCURAY INC ARAY · Entity 1170 SaleCommon Stock 3,830 $4.86 $18,595.80
Disclosure

SEC source: 0001138723-17-000066 · edgardoc.xml · nonDerivative · entry 2

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,257

F1 · shares: Shares were automatically sold into the open market in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 23:12 UTC ACCURAY INC ARAY · Entity 1170 SaleCommon Stock 3,324 $5.30 $17,617.20
Disclosure

SEC source: 0001138723-17-000066 · edgardoc.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,087

F1 · shares: Shares were automatically sold into the open market in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 00:07 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 1,487 $4.31 $6,412.39
Disclosure

SEC source: 0001138723-17-000050 · edgardoc.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,411

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
October 03, 2017 Filed Oct 3, 2017 22:19 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 6,185 $4.00 $24,740.00
Disclosure

SEC source: 0001138723-17-000030 · edgardoc.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,398

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
September 29, 2017 Filed Oct 4, 2017 23:55 UTC ACCURAY INC ARAY · Entity 1170 GrantNon-Qualified Stock Option (right to buy) · Derivative 113,750 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001138723-17-000034 · edgardoc.xml · derivative · entry 2

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,750

Underlying: Common Stock · 113,750 shares

Expires 2027-09-29

F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.

Read SEC document
September 29, 2017 Filed Oct 4, 2017 23:55 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 45,500 $0.00 $0.00
Disclosure

SEC source: 0001138723-17-000034 · edgardoc.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,083

F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 19:54 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 15,502 $4.75 $73,634.50
Disclosure

SEC source: 0001138723-17-000024 · edgardoc.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,583

F1 · shares: Represents shares of Common Stock that were withheld by the issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of RSUs.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:41 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 3,391 $4.70 $15,937.70
Disclosure

SEC source: 0001138723-17-000002 · edgardoc.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,085

Read SEC document
December 01, 2016 Filed Dec 2, 2016 23:40 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 3,449 $5.06 $17,457.46
Disclosure

SEC source: 0001138723-16-000144 · edgardoc.xml · nonDerivative · entry 2

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,476

F2 · price: A total of 3,449 shares were sold pursuant to a 10b5-1 Plan, at an average sale price of $5.061623 per share. The actual sale price for the shares was: 900 shares at $5.075 and 2,549 shares at $5.0569.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 23:40 UTC ACCURAY INC ARAY · Entity 1170 GrantNon-Qualified Stock Option (right to buy) · Derivative 95,500 $0.00 Strike: $5.05 $0.00
Disclosure

SEC source: 0001138723-16-000144 · edgardoc.xml · derivative · entry 3

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,500

Underlying: Common Stock · 95,500 shares

Expires 2026-11-30

F3 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 23:40 UTC ACCURAY INC ARAY · Entity 1170 GrantCommon Stock 38,200 $0.00 $0.00
Disclosure

SEC source: 0001138723-16-000144 · edgardoc.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,925

F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years.

Read SEC document
November 01, 2016 Filed Nov 2, 2016 22:12 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 1,393 $4.85 $6,756.05
Disclosure

SEC source: 0001138723-16-000124 · edgardoc.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,725

F1 · price: A total of 1,393 shares were sold at $4.85 per share to cover tax liability of RSU release pursuant to a 10b5-1 Plan.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 23:05 UTC ACCURAY INC ARAY · Entity 1170 Tax withholdingCommon Stock 6,331 $6.24 $39,505.44
Disclosure

SEC source: 0001138723-16-000116 · edgardoc.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,118

F1 · price: A total of 6,331 shares were sold at $6.24 per share to cover tax liability of RSU release pursuant to a 10b5-1 Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.