Gunby Steven Henry

SEC source: 0001127602-20-029359 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,039.84

Underlying: Common Stock · 344.83 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock issued under the Arrow Electronics, Inc. Non-Employee Directors Deferred Compensation Plan and settled by issuance of Common Stock on a one-for-one basis following death or separation from service as a director.

F1 · derivative.exercise_date: Phantom Stock issued under the Arrow Electronics, Inc. Non-Employee Directors Deferred Compensation Plan and settled by issuance of Common Stock on a one-for-one basis following death or separation from service as a director.

F1 · derivative.expiration_date: Phantom Stock issued under the Arrow Electronics, Inc. Non-Employee Directors Deferred Compensation Plan and settled by issuance of Common Stock on a one-for-one basis following death or separation from service as a director.

SEC source: 0001127602-20-023808 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,695.01

Underlying: Common Stock · 397.88 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock issued under the Arrow Electronics, Inc. Non-Employee Directors Deferred Compensation Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.exercise_date: Phantom Stock issued under the Arrow Electronics, Inc. Non-Employee Directors Deferred Compensation Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.expiration_date: Phantom Stock issued under the Arrow Electronics, Inc. Non-Employee Directors Deferred Compensation Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

SEC source: 0001127602-20-017196 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,297.13

Underlying: Common Stock · 405.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.exercise_date: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.expiration_date: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

SEC source: 0001127602-20-016728 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,167.93

Underlying: Common Stock · 2,893.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settled (i) by the issuance of shares of Common Stock on a one-for-one basis following termination of services as a Director, (ii) payment of the fair market value of an equivalent number of shares of common stock following a change of control, or (iii) thirty days after the grantee dies or becomes disabled.

F1 · derivative.exercise_date: Restricted Stock Units settled (i) by the issuance of shares of Common Stock on a one-for-one basis following termination of services as a Director, (ii) payment of the fair market value of an equivalent number of shares of common stock following a change of control, or (iii) thirty days after the grantee dies or becomes disabled.

F1 · derivative.expiration_date: Restricted Stock Units settled (i) by the issuance of shares of Common Stock on a one-for-one basis following termination of services as a Director, (ii) payment of the fair market value of an equivalent number of shares of common stock following a change of control, or (iii) thirty days after the grantee dies or becomes disabled.

SEC source: 0000887936-20-000043 · wf-form4_158412209778663.xml · nonDerivative · entry 2

Gunby Steven Henry · CIK 0001597949 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,392

F2 · shares: Restricted stock award that vests in full on the first anniversary of the grant date.

SEC source: 0000887936-20-000043 · wf-form4_158412209778663.xml · nonDerivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,510

F1 · shares: Restricted stock award that vests as follows: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and 33.34% on the third anniversary of the grant date.

SEC source: 0000887936-20-000008 · wf-form4_158214751657366.xml · nonDerivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,491

F1 · shares: Represents shares of common stock, par value $0.01 per share, of FTI Consulting, Inc. acquired on account of Performance-Based Restricted Stock Units granted as of March 6, 2017, upon satisfaction of the applicable performance conditions for the measurement period ended December 31, 2019.

SEC source: 0001127602-20-005981 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,891.68

Underlying: Common Stock · 315.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.exercise_date: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.expiration_date: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

SEC source: 0001127602-19-032962 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,575.98

Underlying: Common Stock · 312.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.exercise_date: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.expiration_date: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

SEC source: 0001127602-19-026888 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,263.75

Underlying: Common Stock · 378.56 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a 1 for 1 basis, following termination of services as a Director, the occurence of an unforeseeable emergency or a change in control as defined in the Plan

F1 · derivative.exercise_date: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a 1 for 1 basis, following termination of services as a Director, the occurence of an unforeseeable emergency or a change in control as defined in the Plan

F1 · derivative.expiration_date: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a 1 for 1 basis, following termination of services as a Director, the occurence of an unforeseeable emergency or a change in control as defined in the Plan

SEC source: 0001127602-19-018667 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885.19

Underlying: Common Stock · 363.06 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.exercise_date: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.expiration_date: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

SEC source: 0001127602-19-018361 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,274.41

Underlying: Common Stock · 2,471.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settled (i) by the issuance of shares of Common Stock on a one-for-one basis following termination of services as a Director, (ii) payment of the fair market value of an equivalent number of shares of common stock following a change of control, or (iii) thirty days after the grantee dies or becomes disabled.

F1 · derivative.exercise_date: Restricted Stock Units settled (i) by the issuance of shares of Common Stock on a one-for-one basis following termination of services as a Director, (ii) payment of the fair market value of an equivalent number of shares of common stock following a change of control, or (iii) thirty days after the grantee dies or becomes disabled.

F1 · derivative.expiration_date: Restricted Stock Units settled (i) by the issuance of shares of Common Stock on a one-for-one basis following termination of services as a Director, (ii) payment of the fair market value of an equivalent number of shares of common stock following a change of control, or (iii) thirty days after the grantee dies or becomes disabled.

SEC source: 0000887936-19-000041 · wf-form4_155267982907354.xml · nonDerivative · entry 2

Gunby Steven Henry · CIK 0001597949 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,459

F2 · shares: Restricted stock award that vests in full on the first anniversary of the grant date.

SEC source: 0000887936-19-000041 · wf-form4_155267982907354.xml · nonDerivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,839

F1 · shares: Restricted stock award that vests as follows: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and 33.34% on the third anniversary of the grant date.

SEC source: 0000887936-19-000008 · wf-form4_155113410810743.xml · nonDerivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,777

F1 · shares: Represents shares of common stock, par value $0.01 per share, of FTI Consulting, Inc. acquired on account of Performance-Based Restricted Stock Units granted as of March 1, 2016, upon satisfaction of the applicable performance conditions for the measurement period ended December 31, 2018.

SEC source: 0001127602-19-006608 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,522.13

Underlying: Common Stock · 307.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.exercise_date: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.expiration_date: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

SEC source: 0001127602-18-033442 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214.21

Underlying: Common Stock · 335.39 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.exercise_date: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.expiration_date: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

SEC source: 0001127602-18-025592 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878.82

Underlying: Common Stock · 328.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.exercise_date: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.expiration_date: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

SEC source: 0001127602-18-017655 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550.22

Underlying: Common Stock · 330.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.exercise_date: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.expiration_date: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

SEC source: 0001127602-18-017087 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983.6

Underlying: Common Stock · 1,983.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settled by (i) the issuance of shares of Common Stock on a one-for-one basis at either of the following (as chosen by the Grantee): (a) on the first anniversary date of the Grant Date, or (b) on the second business day following the date that the Company next files its quarterly or annual financial statements (as applicable) with the U.S. Securities and Exchange Commission that follows the date of the Grantee's "separation from service" (within the meaning of Section 409A of the Internal Revenue Code), provided that the Restriction Period shall end no later than the last day of the calendar year in which the Grantee separates from service on the Board; (ii) payment of the fair market value of an equivalent number of shares of Common Stock following a change in control; or (iii) thirty days after the Grantee dies or becomes disabled.

F1 · derivative.exercise_date: Restricted Stock Units settled by (i) the issuance of shares of Common Stock on a one-for-one basis at either of the following (as chosen by the Grantee): (a) on the first anniversary date of the Grant Date, or (b) on the second business day following the date that the Company next files its quarterly or annual financial statements (as applicable) with the U.S. Securities and Exchange Commission that follows the date of the Grantee's "separation from service" (within the meaning of Section 409A of the Internal Revenue Code), provided that the Restriction Period shall end no later than the last day of the calendar year in which the Grantee separates from service on the Board; (ii) payment of the fair market value of an equivalent number of shares of Common Stock following a change in control; or (iii) thirty days after the Grantee dies or becomes disabled.

F1 · derivative.expiration_date: Restricted Stock Units settled by (i) the issuance of shares of Common Stock on a one-for-one basis at either of the following (as chosen by the Grantee): (a) on the first anniversary date of the Grant Date, or (b) on the second business day following the date that the Company next files its quarterly or annual financial statements (as applicable) with the U.S. Securities and Exchange Commission that follows the date of the Grantee's "separation from service" (within the meaning of Section 409A of the Internal Revenue Code), provided that the Restriction Period shall end no later than the last day of the calendar year in which the Grantee separates from service on the Board; (ii) payment of the fair market value of an equivalent number of shares of Common Stock following a change in control; or (iii) thirty days after the Grantee dies or becomes disabled.

SEC source: 0001127602-18-023155 · form4a.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803.36

Underlying: Common Stock · 803.36 shares

Expires not disclosed

F1 · security: This amendment is being filed to correct the number of restricted stock units reported to have been granted in the Form 4 filed on May 10, 2018. Due to an administrative error, a grant of 1,983.60 restricted stock units was reported. The correct grant amount should have been 803.36 restricted stock units.

F1 · derivative.exercise_price: This amendment is being filed to correct the number of restricted stock units reported to have been granted in the Form 4 filed on May 10, 2018. Due to an administrative error, a grant of 1,983.60 restricted stock units was reported. The correct grant amount should have been 803.36 restricted stock units.

F1 · derivative.exercise_date: This amendment is being filed to correct the number of restricted stock units reported to have been granted in the Form 4 filed on May 10, 2018. Due to an administrative error, a grant of 1,983.60 restricted stock units was reported. The correct grant amount should have been 803.36 restricted stock units.

F1 · derivative.expiration_date: This amendment is being filed to correct the number of restricted stock units reported to have been granted in the Form 4 filed on May 10, 2018. Due to an administrative error, a grant of 1,983.60 restricted stock units was reported. The correct grant amount should have been 803.36 restricted stock units.

SEC source: 0000887936-18-000034 · wf-form4_152106673136824.xml · nonDerivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,330

F1 · shares: Restricted stock award that vests as follows: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and 33.34% on the third anniversary of the grant date.

SEC source: 0000887936-18-000032 · wf-form4_152062008312019.xml · nonDerivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,895

F1 · shares: Restricted stock award that vests in full on the first anniversary of the grant date.

SEC source: 0000887936-18-000012 · wf-form4_151942627678662.xml · nonDerivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,771

F1 · shares: Represents shares of common stock, par value $0.01 per share, of FTI Consulting, Inc. acquired on account of Performance-Based Restricted Stock Units granted as of March 1, 2015, upon satisfaction of the applicable performance conditions for the measurement period ended December 31, 2017.

SEC source: 0001127602-18-006569 · form4.xml · derivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220.14

Underlying: Common Stock · 220.14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.exercise_date: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

F1 · derivative.expiration_date: Phantom Stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan.

SEC source: 0000899243-17-011402 · doc4.xml · nonDerivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,043

F1 · price: For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $34.32 to $34.55. The Company maintains a record of the transactions and copies will be provided upon request.

SEC source: 0000899243-17-006854 · doc4.xml · derivative · entry 2

Gunby Steven Henry · CIK 0001597949 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,904

Underlying: Common Stock · 78,390 shares

Expires 2027-03-06

F2 · shares: Option that vests as follows: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and 33.34% on the third anniversary of the grant date.

F3 · derivative.exercise_date: The option first becomes exercisable on March 6, 2018 and will be fully exercisable March 6, 2020.

SEC source: 0000899243-17-006854 · doc4.xml · nonDerivative · entry 1

Gunby Steven Henry · CIK 0001597949 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,043

F1 · shares: Restricted stock award that vests as follows: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and 33.34% on the third anniversary of the grant date.