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Sullivan John James

Disclosed activity across 1 company

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23132
SEC CIK
0001305784

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MESA LABORATORIES INC /CO/MLAB · Entity 5221DirectorSeptember 09, 2026September 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MESA LABORATORIES INC /CO/

Report date September 09, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Units - 11SEC Table II · derivative / convertible securityDirect1,774 Reported balance After 2026-09-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-09 · Grant · Acquired 1,774 · Balance 1,774

F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2: RSUs that vest September 9, 2027

F3: Not Applicable

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2: RSUs that vest September 9, 2027

F3: Not Applicable

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2021 Filed Feb 1, 2021 23:59 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 SaleCommon Stock 1,250 $277.67 $347,087.50
Disclosure

SEC source: 0001228924-21-000005 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,208

F1 · kind: Sale reported on Form 4 was effected pursuant to a Rule 10B5-1 trading plan, adopted by the reporting person on 8-17-20

Read SEC document
January 04, 2021 Filed Jan 4, 2021 22:14 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 SaleCommon Stock 1,250 $280.82 $351,025.00
Disclosure

SEC source: 0001228924-21-000001 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,458

F1 · kind: Sale reported on Form 4 was effected pursuant to a Rule 10B5-1 trading plan, adopted by the reporting person on 8-17-20

Read SEC document
December 01, 2020 Filed Dec 2, 2020 00:36 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 SaleCommon Stock 1,250 $275.22 $344,025.00
Disclosure

SEC source: 0001228924-20-000040 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,708

F1 · kind: Sale reported on Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8-17-2020

Read SEC document
November 15, 2020 Filed Nov 16, 2020 16:17 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionRestricted Stock Units - 3 · Derivative 477 $0.00 $0.00
Disclosure

SEC source: 0001228924-20-000035 · primary_doc.xml · derivative · entry 3

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F4 · derivative.exercise_date: RSUs that vested on November 15, 2020

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 15, 2020 Filed Nov 16, 2020 16:17 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GrantRestricted Stock Units - 5 · Derivative 308 $0.00 $0.00
Disclosure

SEC source: 0001228924-20-000035 · primary_doc.xml · derivative · entry 2

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308

Underlying: Common Stock · 308 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on August 15, 2021

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 15, 2020 Filed Nov 16, 2020 16:17 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 477 $0.00 $0.00
Disclosure

SEC source: 0001228924-20-000035 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents common stock from TSUs that vested on November 15, 2020

Read SEC document
November 11, 2020 Filed Nov 12, 2020 17:24 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 SaleCommon Stock 1,250 $272.36 $340,450.00
Disclosure

SEC source: 0001437749-20-023560 · rdgdoc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,481

Read SEC document
June 15, 2020 Filed Jun 16, 2020 22:13 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GrantRestricted Stock Units - 4 · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001228924-20-000010 · primary_doc.xml · derivative · entry 3

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Underlying: Common Stock · 310 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F4 · shares: Represents RSUs granted for the conversion of cash compensation for Board of Director services for the next 12 months.

F5 · derivative.exercise_date: Restricted Stock Units that cliff vest on June 15, 2021

F3 · derivative.expiration_date: Not Applicable

Read SEC document
June 15, 2020 Filed Jun 16, 2020 22:13 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionRestricted Stock Units - 1 · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001228924-20-000010 · primary_doc.xml · derivative · entry 2

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90

Underlying: Common Stock · 30 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: Restricted Stock Units that vest 1/5 on June 15, 2019 and each of the next four anniversary dates

F3 · derivative.expiration_date: Not Applicable

Read SEC document
June 15, 2020 Filed Jun 16, 2020 22:13 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001228924-20-000010 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 OtherIncentive Stock Option · Derivative 799 $0.00 Strike: $70.56 $0.00
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · derivative · entry 9

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,988

Underlying: Common Stock · 799 shares

Expires 2023-04-01

F3 · derivative.exercise_date: 1/7 exercisable on each anniversary date of the 4-1-15 grant date

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 OtherIncentive Stock Option · Derivative 785 $0.00 Strike: $89.70 $0.00
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · derivative · entry 8

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,787

Underlying: Common Stock · 785 shares

Expires 2022-04-01

F2 · derivative.exercise_date: 1/7 exercisable on each anniversary date of the 04/01/14 grant date

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 OtherNon Qualified Stock Option · Derivative 208 $0.00 Strike: $89.70 $0.00
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · derivative · entry 7

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,572

Underlying: Common Stock · 208 shares

Expires 2022-04-01

F2 · derivative.exercise_date: 1/7 exercisable on each anniversary date of the 04/01/14 grant date

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 OtherNon Qualified Stock Option · Derivative 1,494 $0.00 Strike: $51.85 $0.00
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · derivative · entry 6

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,780

Underlying: Common Stock · 1,494 shares

Expires 2023-04-01

F1 · derivative.exercise_date: 1/4 exercisable on each anniverary date of the 04/01/13 grant

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 799 $70.56 $56,377.44
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · nonDerivative · entry 5

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 785 $89.70 $70,414.50
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · nonDerivative · entry 4

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 SaleCommon Stock 1,702 $256.02 $435,746.04
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · nonDerivative · entry 3

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,347

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 208 $89.70 $18,657.60
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · nonDerivative · entry 2

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 00:37 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 1,494 $51.85 $77,463.90
Disclosure

SEC source: 0001228924-20-000006 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 23:35 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Othernon Qualified Stock Option · Derivative 970 $0.00 Strike: $89.70 $0.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · derivative · entry 10

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,274

Underlying: Common Stock · 970 shares

Expires 2022-04-01

F3 · derivative.exercise_date: 1/7 exercisable each anniversary date of the 4-1-14 grant date

Read SEC document
February 26, 2020 Filed Feb 27, 2020 23:35 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 OtherNon Qualified Stock Option · Derivative 100 $0.00 Strike: $51.85 $0.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · derivative · entry 9

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,244

Underlying: Common Stock · 100 shares

Expires 2023-04-01

F2 · derivative.exercise_date: 25% exercisable on each anniversary date of the 4-1-13 grant date

Read SEC document
February 26, 2020 Filed Feb 27, 2020 23:35 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 SaleCommon Stock 1,070 $263.39 $281,827.30
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · nonDerivative · entry 6

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,347

Read SEC document
February 26, 2020 Filed Feb 27, 2020 23:35 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 970 $89.70 $87,009.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · nonDerivative · entry 5

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 23:35 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 100 $51.85 $5,185.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · nonDerivative · entry 4

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:35 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 OtherNon Qualified Stock Option · Derivative 2,206 $0.00 Strike: $51.85 $0.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · derivative · entry 8

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,344

Underlying: Common Stock · 2,206 shares

Expires 2023-04-01

F2 · derivative.exercise_date: 25% exercisable on each anniversary date of the 4-1-13 grant date

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:35 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 OtherNon Qualified Stock Option · Derivative 6,000 $0.00 Strike: $50.50 $0.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · derivative · entry 7

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,550

Underlying: Common Stock · 6,000 shares

Expires 2022-04-02

F1 · derivative.exercise_date: 25% Exercisable on each anniversary of the 4-2-13 grant date

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:35 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 SaleCommon Stock 8,206 $267.09 $2,191,740.54
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · nonDerivative · entry 3

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,347

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:35 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 2,206 $51.85 $114,381.10
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · nonDerivative · entry 2

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:35 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 6,000 $50.50 $303,000.00
Disclosure

SEC source: 0001228924-20-000005 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 20:30 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GrantRestricted Stock Units - 3 · Derivative 477 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000046 · primary_doc.xml · derivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: Restricted Stock Units that vest on November 15, 2020

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 07, 2019 Filed Nov 7, 2019 16:04 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionRestricted Stock Units - 2 · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000039 · primary_doc.xml · derivative · entry 2

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: Restricted Stock Units that vested on November 7, 2019

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 07, 2019 Filed Nov 7, 2019 16:04 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000039 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents stock from a RSUs that vested on November 7, 2019. No shares were sold by the reporting person in connection with this transaction.

Read SEC document
September 06, 2019 Filed Apr 10, 2020 20:53 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GiftCommon Stock 4,600 $0.00 $0.00
Disclosure

SEC source: 0001228924-20-000009 · primary_doc.xml · nonDerivative · entry 2

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,701

Read SEC document
September 06, 2019 Filed Apr 10, 2020 20:53 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GiftCommon Stock 4,600 $0.00 $0.00
Disclosure

SEC source: 0001228924-20-000009 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,301

Read SEC document
June 15, 2019 Filed Jun 18, 2019 20:44 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionRestricted Stock Units - 1 · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000032 · primary_doc.xml · derivative · entry 4

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120

Underlying: Common Stock · 30 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: Restricted Stock Units that vest 1/5 on June 15, 2019 and each of the next four anniversary dates

F3 · derivative.expiration_date: Not Applicable

Read SEC document
June 15, 2019 Filed Jun 18, 2019 20:44 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Tax withholdingCommon Stock 11 $202.39 $2,226.29
Disclosure

SEC source: 0001228924-19-000032 · primary_doc.xml · nonDerivative · entry 2

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,197

Read SEC document
June 15, 2019 Filed Jun 18, 2019 20:44 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000032 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 28, 2018 22:48 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001228924-18-000035 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,448

F1 · shares: Restricted Stock Units that vest on November 7,2019 and convert into common stock on a one-for-one basis

Read SEC document
November 07, 2018 Filed Jun 18, 2019 20:44 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GrantRestricted Stock Units - 2 · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000032 · primary_doc.xml · derivative · entry 5

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Underlying: Common Stock · 150 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock

F4 · derivative.exercise_date: Restricted Stock Units that vest on November 7, 2019

F3 · derivative.expiration_date: Not Applicable

Read SEC document
June 15, 2018 Filed Jun 15, 2018 19:57 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 OtherNon Qualified Stock Option · Derivative 8,800 $0.00 Strike: $29.20 $0.00
Disclosure

SEC source: 0001228924-18-000021 · primary_doc.xml · derivative · entry 5

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,550

Underlying: Common Stock · 8,800 shares

Expires 2021-04-01

F2 · derivative.exercise_date: 25% Exercisable on each anniversary of the 4/01/11 grant date

Read SEC document
June 15, 2018 Filed Jun 15, 2018 19:57 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 OtherNon Qualified Stock Option · Derivative 3,200 $0.00 Strike: $25.56 $0.00
Disclosure

SEC source: 0001228924-18-000021 · primary_doc.xml · derivative · entry 4

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,350

Underlying: Common Stock · 3,200 shares

Expires 2020-04-01

F1 · derivative.exercise_date: 25% Exercisable on each anniversary of the 4/01/10 grant date

Read SEC document
June 15, 2018 Filed Jun 15, 2018 19:57 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 SaleCommon Stock 12,000 $197.02 $2,364,240.00
Disclosure

SEC source: 0001228924-18-000021 · primary_doc.xml · nonDerivative · entry 3

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,298

Read SEC document
June 15, 2018 Filed Jun 15, 2018 19:57 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 8,800 $29.20 $256,960.00
Disclosure

SEC source: 0001228924-18-000021 · primary_doc.xml · nonDerivative · entry 2

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 15, 2018 Filed Jun 15, 2018 19:57 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 3,200 $25.56 $81,792.00
Disclosure

SEC source: 0001228924-18-000021 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 02, 2018 Filed Apr 4, 2018 17:30 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GrantNon-Qualified Stock Option · Derivative 450 $0.00 Strike: $142.40 $0.00
Disclosure

SEC source: 0001228924-18-000012 · primary_doc.xml · derivative · entry 2

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,550

Underlying: Common Stock · 450 shares

Expires 2024-04-02

F1 · derivative.exercise_date: 1/5 exercisable on each of the first five anniversary dates

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April 02, 2018 Filed Apr 4, 2018 17:30 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001228924-18-000012 · primary_doc.xml · nonDerivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,298

F2 · shares: Restricted Stock Award that vests 1/5 on June 15, 2019 and 1/5 on the next four anniversary dates thereafter

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April 02, 2018 Filed Jun 18, 2019 20:44 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GrantRestricted Stock Units - 1 · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001228924-19-000032 · primary_doc.xml · derivative · entry 3

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Underlying: Common Stock · 150 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: Restricted Stock Units that vest 1/5 on June 15, 2019 and each of the next four anniversary dates

F3 · derivative.expiration_date: Not Applicable

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March 26, 2018 Filed Mar 26, 2018 14:35 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 OtherNon-qualified stock options · Derivative 4,500 $0.00 Strike: $70.56 $0.00
Disclosure

SEC source: 0001228924-18-000007 · primary_doc.xml · derivative · entry 1

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,100

Underlying: Common Stock · 4,500 shares

Expires 2021-04-01

F1 · shares: Performance based non-qualified stock options issued April 1, 2015 that did not vest based on stated performance criteria.

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February 16, 2018 Filed Feb 20, 2018 16:25 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 OtherNon Qualified Stock Option · Derivative 2,123 $0.00 Strike: $25.56 $0.00
Disclosure

SEC source: 0001228924-18-000003 · primary_doc.xml · derivative · entry 8

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,600

Underlying: Common Stock · 2,123 shares

Expires 2020-04-01

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February 16, 2018 Filed Feb 20, 2018 16:25 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 SaleCommon Stock 2,123 $138.00 $292,974.00
Disclosure

SEC source: 0001228924-18-000003 · primary_doc.xml · nonDerivative · entry 5

Sullivan John James · CIK 0001305784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,148

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.