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PENNINGTON BROOKS III

Disclosed activity across 1 company

Tapewire entity
23091
SEC CIK
0001057369

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CENTRAL GARDEN & PET COCENT · Entity 4307DirectorAugust 12, 2026August 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CENTRAL GARDEN & PET CO

Report date August 12, 2026 · Filed August 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect123,106 Reported balance After 2026-08-12 transaction · row 1
1 source row

Row 1 · 2026-08-12 · Gift · Disposed 5,800 · Balance 123,106

Class A Common StockSEC Table I · non-derivativeDirect40,630 Reported balance Holding disclosure · report date 2026-08-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 40,630

Class A Common StockSEC Table I · non-derivativeIndirectBy Spouse6,579 Reported balance Holding disclosure · report date 2026-08-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,579

F1: Mr. Pennington disclaims beneficial ownership of 6,579 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse.

Class A Common StockSEC Table I · non-derivativeIndirectBy LLC20,911 Reported balance Holding disclosure · report date 2026-08-12 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 20,911

F2: By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy BPCB43,750 Reported balance Holding disclosure · report date 2026-08-12 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 43,750

F3: By BPCB Timber Company, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the Managing Member of BPCB Timber Company, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Spouse6,938 Reported balance Holding disclosure · report date 2026-08-12 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 6,938

F1: Mr. Pennington disclaims beneficial ownership of 6,579 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse.

Common StockSEC Table I · non-derivativeIndirectBy LLC7,604 Reported balance Holding disclosure · report date 2026-08-12 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 7,604

F2: By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

UnitsSEC Table I · non-derivativeIndirectBy 401(k) Plan2,241.088 Reported balance Holding disclosure · report date 2026-08-12 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 2,241.088

F4: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Pennington disclaims beneficial ownership of 6,579 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse.

F2: By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3: By BPCB Timber Company, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the Managing Member of BPCB Timber Company, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F4: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2020 Filed May 12, 2020 21:08 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Tax withholdingClass A Common Stock 2,950 $32.63 $96,258.50
Disclosure

SEC source: 0001209191-20-028565 · doc4.xml · nonDerivative · entry 2

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,561

F2 · kind: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:08 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionClass A Common Stock 3,000 $31.76 $95,280.00
Disclosure

SEC source: 0001209191-20-028565 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:29 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 GrantStock Option (Right to Buy) · Derivative 7,043 $0.00 Strike: $28.40 $0.00
Disclosure

SEC source: 0001209191-20-009199 · doc4.xml · derivative · entry 8

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

Underlying: Class A Common Stock · 7,043 shares

Expires 2026-02-11

F5 · derivative.exercise_date: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 11, 2020, the date of the grant.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:29 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 GrantClass A Common Stock 705 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009199 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,511

F1 · shares: Restricted stock award granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 20:16 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Tax withholdingClass A Common Stock 217 $21.45 $4,654.65
Disclosure

SEC source: 0001209191-19-045892 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,806

F1 · kind: Shares delivered by Reporting Person in payment of the withholding tax liability upon vesting of restricted stock. The amount of shares withheld is based on the average of the high and low of the sales prices of CENTA on August 12, 2019.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 21:11 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 SaleClass A Common Stock 1,644 $26.24 $43,132.15
Disclosure

SEC source: 0001209191-19-038070 · doc4.xml · nonDerivative · entry 3

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,023

F2 · kind: Sales effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: The range of prices for the shares of Class A Common Stock is from $26.07 to $26.74. The Reporting Person undertakes that the Reporting Person will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:11 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001209191-19-038070 · doc4.xml · derivative · entry 10

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2019-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options were granted on February 9, 2016, and all shares have vested and been exercised.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:11 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Tax withholdingClass A Common Stock 3,356 $25.69 $86,215.64
Disclosure

SEC source: 0001209191-19-038070 · doc4.xml · nonDerivative · entry 2

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,667

F1 · kind: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:11 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionClass A Common Stock 5,000 $13.75 $68,750.00
Disclosure

SEC source: 0001209191-19-038070 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:03 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 GrantStock Option (Right to Buy) · Derivative 7,174 $0.00 Strike: $27.88 $0.00
Disclosure

SEC source: 0001209191-19-010100 · doc4.xml · derivative · entry 8

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,174

Underlying: Class A Common Stock · 7,174 shares

Expires 2025-02-12

F5 · shares: Stock options granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.

F6 · derivative.exercise_date: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 12, 2019, the date of the grant.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:03 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 GrantClass A Common Stock 718 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010100 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,023

F1 · shares: Restricted stock award granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 21:19 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 SaleClass A Common Stock 1,944 $34.70 $67,450.58
Disclosure

SEC source: 0001209191-19-004201 · doc4.xml · nonDerivative · entry 4

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,305

F3 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · shares: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · price: The range of prices for the shares of Class A Common Stock is from $34.46 to $34.86. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionStock option (right to buy) · Derivative 5,000 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001209191-19-004201 · doc4.xml · derivative · entry 11

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2019-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: One-third of the total options granted became exercisable at each of 6 months, 18 months, and 30 months after February 9, 2016, the date of the grant.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Tax withholdingClass A Common Stock 3,056 $34.55 $105,584.80
Disclosure

SEC source: 0001209191-19-004201 · doc4.xml · nonDerivative · entry 3

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,249

F2 · kind: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:19 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionClass A Common Stock 5,000 $13.75 $68,750.00
Disclosure

SEC source: 0001209191-19-004201 · doc4.xml · nonDerivative · entry 2

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Jan 17, 2019 21:19 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 GiftCommon Stock 40,040 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004201 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LP

Disclosed balance after: 0

F1 · ownership.nature: By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC") and Mr. Pennington is no longer a member of BPCBLLC and no longer has voting or dispositive power over the shares held by BPCB Partners L.P.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 20:20 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 SaleClass A Common Stock 1,977 $36.30 $71,766.48
Disclosure

SEC source: 0001209191-18-051640 · doc4.xml · nonDerivative · entry 3

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,305

F2 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: The range of prices for the shares of Class A Common Stock is from $36.06 to $36.55. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 20:20 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionStock Option (Right to Buy) · Derivative 4,546 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001209191-18-051640 · doc4.xml · derivative · entry 11

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 4,546 shares

Expires 2019-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: One-third of the total options granted became exercisable at each of 6 months, 18 months, and 30 months after February 9, 2016, the date of the grant.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 20:20 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Tax withholdingClass A Common Stock 2,569 $36.65 $94,153.85
Disclosure

SEC source: 0001209191-18-051640 · doc4.xml · nonDerivative · entry 2

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,282

F1 · kind: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 20:20 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionClass A Common Stock 4,546 $13.75 $62,507.50
Disclosure

SEC source: 0001209191-18-051640 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 20:48 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Tax withholdingClass A Common Stock 165 $36.69 $6,053.85
Disclosure

SEC source: 0001209191-18-046826 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,305

F1 · kind: Shares delivered by Reporting Person in payment of the withholding tax liability upon vesting of restricted stock. The amount of shares withheld is based on the average of the high and low of the sales prices of CENTA on August 13, 2018.

Read SEC document
May 16, 2018 Filed May 17, 2018 22:11 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 SaleClass A Common Stock 5,181 $37.64 $195,022.17
Disclosure

SEC source: 0001209191-18-031140 · doc4.xml · nonDerivative · entry 3

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,470

F2 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: The range of prices for the shares of Common Stock is from $37.40 to $37.84. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
May 15, 2018 Filed May 17, 2018 22:11 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionStock Option (Right to Buy) · Derivative 10,284 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-18-031140 · doc4.xml · derivative · entry 11

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,284 shares

Expires 2018-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2015, the date of the grant.

Read SEC document
May 15, 2018 Filed May 17, 2018 22:11 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Tax withholdingClass A Common Stock 5,103 $37.28 $190,239.84
Disclosure

SEC source: 0001209191-18-031140 · doc4.xml · nonDerivative · entry 2

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,651

F1 · kind: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.

Read SEC document
May 15, 2018 Filed May 17, 2018 22:11 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionClass A Common Stock 10,284 $9.86 $101,400.24
Disclosure

SEC source: 0001209191-18-031140 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:35 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 GrantStock Option (Right to Buy) · Derivative 5,415 $0.00 Strike: $36.94 $0.00
Disclosure

SEC source: 0001209191-18-010427 · doc4.xml · derivative · entry 9

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,415

Underlying: Class A Common Stock · 5,415 shares

Expires 2021-08-13

F6 · shares: Stock options granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.

F7 · derivative.exercise_date: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 13, 2018, the date of the grant.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:35 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 GrantClass A Common Stock 542 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010427 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,470

F1 · shares: Restricted stock award granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 21:06 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 SaleClass A Common Stock 10,000 $35.47 $354,744.00
Disclosure

SEC source: 0001209191-18-003398 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,928

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Class A Common Stock is from $35.13 to $35.81. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 00:38 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 SaleClass A Common Stock 4,707 $32.93 $155,001.98
Disclosure

SEC source: 0001209191-17-049320 · doc4.xml · nonDerivative · entry 6

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,928

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F6 · price: The range of prices for the shares of Class A Common Stock is from $32.79 to $33.16. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 00:38 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-17-049320 · doc4.xml · derivative · entry 14

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,284

Underlying: Class A Common Stock · 10,000 shares

Expires 2018-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2015, the date of the grant.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 00:38 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Tax withholdingClass A Common Stock 5,293 $33.59 $177,791.87
Disclosure

SEC source: 0001209191-17-049320 · doc4.xml · nonDerivative · entry 5

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,635

F5 · kind: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 00:38 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionClass A Common Stock 10,000 $9.86 $98,600.00
Disclosure

SEC source: 0001209191-17-049320 · doc4.xml · nonDerivative · entry 4

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 00:38 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 SaleClass A Common Stock 2,226 $33.58 $74,748.86
Disclosure

SEC source: 0001209191-17-049320 · doc4.xml · nonDerivative · entry 3

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,928

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · price: The range of prices for the shares of Class A Common Stock is from $33.30 to $33.81. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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August 14, 2017 Filed Aug 17, 2017 00:38 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 SaleCommon Stock 9,000 $35.11 $316,017.00
Disclosure

SEC source: 0001209191-17-049320 · doc4.xml · nonDerivative · entry 7

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By L.P.

Disclosed balance after: 40,040

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F7 · price: The range of prices for the shares of Common Stock is from $34.81 to $35.43. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F8 · ownership.nature: By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC") and Mr. Pennington is the sole member of BPCBLLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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August 14, 2017 Filed Aug 17, 2017 00:38 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Tax withholdingClass A Common Stock 211 $34.03 $7,180.33
Disclosure

SEC source: 0001209191-17-049320 · doc4.xml · nonDerivative · entry 2

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,154

F3 · kind: Shares delivered by Reporting Person in payment of the withholding tax liability upon vesting of restricted stock. The amount of shares withheld is based on the average of the high and low of the sales prices of CENTA on August 14, 2017.

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August 14, 2017 Filed Aug 17, 2017 00:38 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 SaleClass A Common Stock 10,000 $34.01 $340,143.00
Disclosure

SEC source: 0001209191-17-049320 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,365

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $33.71 to $34.28. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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May 17, 2017 Filed May 18, 2017 21:31 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 SaleClass A Common Stock 4,821 $30.18 $145,509.83
Disclosure

SEC source: 0001209191-17-033672 · doc4.xml · nonDerivative · entry 3

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,365

F2 · kind: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: The range of prices for the shares of Class A Common Stock is from $29.62 to $30.51. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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May 16, 2017 Filed May 18, 2017 21:31 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionStock Option (Right to Buy) · Derivative 9,740 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-17-033672 · doc4.xml · derivative · entry 11

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,740 shares

Expires 2017-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Options were granted on February 10, 2014 and all shares are vested & exercisable.

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May 16, 2017 Filed May 18, 2017 21:31 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Tax withholdingClass A Common Stock 4,919 $31.27 $153,817.13
Disclosure

SEC source: 0001209191-17-033672 · doc4.xml · nonDerivative · entry 2

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,186

F1 · kind: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.

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May 16, 2017 Filed May 18, 2017 21:31 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionClass A Common Stock 9,740 $7.21 $70,225.40
Disclosure

SEC source: 0001209191-17-033672 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2017 Filed Feb 16, 2017 00:35 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 GrantStock Option (Right to Buy) · Derivative 6,298 $0.00 Strike: $31.76 $0.00
Disclosure

SEC source: 0001209191-17-011288 · doc4.xml · derivative · entry 9

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,298

Underlying: Class A Common Stock · 6,298 shares

Expires 2020-08-09

F5 · shares: Stock options granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.

F6 · derivative.exercise_date: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 14, 2017, the date of the grant.

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February 14, 2017 Filed Feb 16, 2017 00:35 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 GrantClass A Common Stock 630 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011288 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,365

F1 · shares: Restricted stock award granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.

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December 14, 2016 Filed Dec 15, 2016 22:13 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 SaleClass A Common Stock 4,550 $30.39 $138,259.49
Disclosure

SEC source: 0001209191-16-155461 · doc4.xml · nonDerivative · entry 3

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,735

F2 · kind: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: The range of prices for the shares of Class A Common Stock is from $30.15 to $30.82. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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December 13, 2016 Filed Dec 15, 2016 22:13 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-16-155461 · doc4.xml · derivative · entry 11

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,740

Underlying: Class A Common Stock · 9,000 shares

Expires 2017-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: One-third of the total options granted becomes exercisable at each of 6 months, 18 months and 30 months after February 10, 2014, the date of the grant.

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December 13, 2016 Filed Dec 15, 2016 22:13 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Tax withholdingClass A Common Stock 4,450 $29.87 $132,921.50
Disclosure

SEC source: 0001209191-16-155461 · doc4.xml · nonDerivative · entry 2

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,285

F1 · kind: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise.

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December 13, 2016 Filed Dec 15, 2016 22:13 UTC CENTRAL GARDEN & PET CO CENT · Entity 4307 Exercise / conversionClass A Common Stock 9,000 $7.21 $64,890.00
Disclosure

SEC source: 0001209191-16-155461 · doc4.xml · nonDerivative · entry 1

PENNINGTON BROOKS III · CIK 0001057369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.