AXMACHER THOMAS

SEC source: 0001140170-21-000002 · wf-form4_161411705303387.xml · derivative · entry 4

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515

Underlying: Common Stock · 1,515 shares

Expires 2031-02-21

F4 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 21, 2021 have a four year vesting schedule with 379 vesting on the first anniversary date of the grant date; 379 vesting on the second anniversary date of the grant date; 379 vesting on the third anniversary date of the grant date; and 378 vesting on the fourth anniversary date of the grant date.

SEC source: 0001140170-21-000002 · wf-form4_161411705303387.xml · nonDerivative · entry 3

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,932

F3 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance-based Restricted Stock Unit award originally granted on February 21, 2020.

SEC source: 0001140170-21-000002 · wf-form4_161411705303387.xml · nonDerivative · entry 2

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503

F2 · shares: Shares surrendered for payment of tax liability incident to vesting of the 2019 Restrictive Award.

SEC source: 0001140170-21-000002 · wf-form4_161411705303387.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,063

F1 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units in accordance with the terms of a Performance-based Restricted Stock Unit award originally granted on January 17, 2019 (the "2019 Restrictive Award").

SEC source: 0001140170-20-000016 · wf-form4_160798189694087.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637

F1 · price: This transaction was executed in multiple trades at prices ranging from $35.63 to $35.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001140170-20-000012 · wf-form4_160677326006093.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,427

SEC source: 0001140170-20-000010 · wf-form4_159985783326575.xml · derivative · entry 3

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is February 1, 2016.

SEC source: 0001140170-20-000010 · wf-form4_159985783326575.xml · nonDerivative · entry 2

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,013

F2 · kind: Such shares were surrendered to the Company to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations.

F1 · balance_after: The amount of common stock owned following all transactions reported on Table I is 4,013.

SEC source: 0001140170-20-000010 · wf-form4_159985783326575.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount of common stock owned following all transactions reported on Table I is 4,013.

SEC source: 0001140170-20-000008 · wf-form4_159977063798308.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001140170-20-000006 · wf-form4_158327397665779.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001140170-20-000004 · wf-form4_158154305680448.xml · derivative · entry 3

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,928

Underlying: Common Stock · 2,928 shares

Expires 2030-02-10

F3 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 10, 2020 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001140170-20-000004 · wf-form4_158154305680448.xml · nonDerivative · entry 2

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998

F2 · shares: Shares surrendered for payment of tax liability incident to vesting of the 2019 Restrictive Award.

SEC source: 0001140170-20-000004 · wf-form4_158154305680448.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265

F1 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units in accordance with the terms of a Performance-based Restricted Stock Unit award originally granted on January 17, 2019 (the "2019 Restrictive Award").

SEC source: 0001140170-20-000002 · wf-form5_157860837837174.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2019. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on August 30, 2019.

SEC source: 0001140170-19-000004 · wf-form4_155190763314608.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 4, 2019. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on March 1, 2019.

SEC source: 0001140170-19-000002 · wf-form4_154816387383654.xml · derivative · entry 3

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

Underlying: Common Stock · 9,255 shares

Expires 2029-01-17

F3 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on January 17, 2019 had a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001140170-19-000002 · wf-form4_154816387383654.xml · derivative · entry 2

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2026-02-01

F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on January 17, 2019 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Employee Stock Option (right to buy) has been amended to reduce such exercise price by $2.30. There have been no other changes to the terms of the Employee Stock Option (right to buy). The Option Repricing was related to a special dividend declared in December 2018.

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 1, 2016 had a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001140170-19-000002 · wf-form4_154816387383654.xml · derivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-02-01

F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on January 17, 2019 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Employee Stock Option (right to buy) has been amended to reduce such exercise price by $2.30. There have been no other changes to the terms of the Employee Stock Option (right to buy). The Option Repricing was related to a special dividend declared in December 2018.

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 1, 2016 had a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · derivative · entry 11

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,375 shares

Expires 2019-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F5 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is August 10, 2009.

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · derivative · entry 10

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,325 shares

Expires 2021-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F4 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 18, 2011.

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · derivative · entry 9

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,600 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F3 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 1, 2012.

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · derivative · entry 8

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is February 1, 2016.

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 7

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 6

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 5

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 4

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 3

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 2

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

SEC source: 0001628280-18-000272 · wf-form4_151554819729328.xml · nonDerivative · entry 4

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

F2 · kind: Such shares were surrendered to the Company to satisfy withholding tax obligations.

F1 · balance_after: The amount of common stock owned following all transactions reported on Table I is 5,004.

SEC source: 0001628280-18-000272 · wf-form4_151554819729328.xml · nonDerivative · entry 2

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

F2 · kind: Such shares were surrendered to the Company to satisfy withholding tax obligations.

F1 · balance_after: The amount of common stock owned following all transactions reported on Table I is 5,004.

SEC source: 0001628280-18-000272 · wf-form4_151554819729328.xml · derivative · entry 6

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 1,825 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is February 1, 2016.

SEC source: 0001628280-18-000272 · wf-form4_151554819729328.xml · derivative · entry 5

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,325

Underlying: Common Stock · 3,675 shares

Expires 2021-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 18, 2011.

SEC source: 0001628280-18-000272 · wf-form4_151554819729328.xml · nonDerivative · entry 3

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount of common stock owned following all transactions reported on Table I is 5,004.

SEC source: 0001628280-18-000272 · wf-form4_151554819729328.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount of common stock owned following all transactions reported on Table I is 5,004.

SEC source: 0001140361-17-033933 · doc1.xml · derivative · entry 6

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,325

Underlying: Common Stock · 675 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Cashless exercise of 675 options and immediate sale of 675 shares of common stock through broker of an award granted on February 1, 2016.

F4 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is February 1, 2016.

SEC source: 0001140361-17-033933 · doc1.xml · derivative · entry 5

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,211 shares

Expires 2021-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cashless exercise of 2,211 options and immediate sale of 2,211 shares of common stock through broker of an award granted on March 18, 2011.

F3 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 18, 2011.

SEC source: 0001140361-17-033933 · doc1.xml · nonDerivative · entry 4

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F2 · kind: Cashless exercise of 675 options and immediate sale of 675 shares of common stock through broker of an award granted on February 1, 2016.

SEC source: 0001140361-17-033933 · doc1.xml · nonDerivative · entry 3

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Cashless exercise of 675 options and immediate sale of 675 shares of common stock through broker of an award granted on February 1, 2016.

SEC source: 0001140361-17-033933 · doc1.xml · nonDerivative · entry 2

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: Cashless exercise of 2,211 options and immediate sale of 2,211 shares of common stock through broker of an award granted on March 18, 2011.

SEC source: 0001140361-17-033933 · doc1.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cashless exercise of 2,211 options and immediate sale of 2,211 shares of common stock through broker of an award granted on March 18, 2011.

SEC source: 0001140361-17-032432 · doc1.xml · derivative · entry 9

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,211

Underlying: Common Stock · 2,789 shares

Expires 2021-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Cashless exercise of 2,789 options and immediate sale of 2,789 shares of common stock through broker of an award granted on March 18, 2011.

F6 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 18, 2011.

SEC source: 0001140361-17-032432 · doc1.xml · derivative · entry 8

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Underlying: Common Stock · 3,400 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Cashless exercise of 3,400 options and immediate sale of 3,400 shares of common stock through broker of an award granted on March 1, 2012.

F4 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 1, 2012.

SEC source: 0001140361-17-032432 · doc1.xml · derivative · entry 7

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,375

Underlying: Common Stock · 4,125 shares

Expires 2019-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cashless exercise of 4,125 options and immediate sale of 4,125 shares of common stock through broker of an award granted on August 10, 2009.

F2 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is August 10, 2009.

SEC source: 0001140361-17-032432 · doc1.xml · nonDerivative · entry 6

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F3 · kind: Cashless exercise of 3,400 options and immediate sale of 3,400 shares of common stock through broker of an award granted on March 1, 2012.

SEC source: 0001140361-17-032432 · doc1.xml · nonDerivative · entry 5

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Cashless exercise of 3,400 options and immediate sale of 3,400 shares of common stock through broker of an award granted on March 1, 2012.

SEC source: 0001140361-17-032432 · doc1.xml · nonDerivative · entry 4

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F2 · kind: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is August 10, 2009.

SEC source: 0001140361-17-032432 · doc1.xml · nonDerivative · entry 3

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is August 10, 2009.

SEC source: 0001140361-17-032432 · doc1.xml · nonDerivative · entry 2

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: Cashless exercise of 4,125 options and immediate sale of 4,125 shares of common stock through broker of an award granted on August 10, 2009.