Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CTS CORPCTS · Entity 4654 | Director | November 05, 2020 | November 06, 2020 |
| Cheniere Energy, Inc.LNG · Entity 3001 | Director | May 14, 2026 | May 15, 2026 |
| EVgo Inc.EVGO · Entity 5642 | Director | July 26, 2021 | July 28, 2021 |
| Karbon Capital Partners Corp.KBONU · Entity 5555 | Director | December 10, 2025 | December 20, 2025 |
| Midstream Co LLCETRN · Entity 88825 | Director | April 01, 2023 | April 04, 2023 |
| TXNM ENERGY INCTXNM · Entity 3794 | Director · EXECUTIVE CHAIR | August 14, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CTS CORP
Report date November 05, 2020 · Filed November 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,420 |
Reported balance
After 2020-11-05 transaction · row 1
1 source rowRow 1 · 2020-11-05 · Grant · Acquired 4,200 · Balance 82,420 F1: Time based shares vesting on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Time based shares vesting on the first anniversary of the grant date.
Cheniere Energy, Inc.
Report date May 14, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,873 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 1,391 · Balance 11,873 F1: These shares were issued as a deferred stock unit grant and therefore no consideration was given by the Reporting Person. Each deferred stock unit represents the right to receive one share of the Company's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued as a deferred stock unit grant and therefore no consideration was given by the Reporting Person. Each deferred stock unit represents the right to receive one share of the Company's common stock.
EVgo Inc.
Report date July 26, 2021 · Filed July 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,962 |
Reported balance
After 2021-07-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-07-26 · Grant · Acquired 11,962 · Balance 11,962 F1: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2: The RSUs vest in full on July 31, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: The RSUs vest in full on July 31, 2022.
Karbon Capital Partners Corp.
Report date December 10, 2025 · Filed December 20, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
Midstream Co LLC
Report date April 01, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 93,725 |
Reported balance
After 2023-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-04-01 · Grant · Acquired 5,190 · Balance 93,725 F1: Each deferred stock unit is the economic equivalent of one share of common stock. F2: Deferred stock units represent compensation that is deferred until termination of service as a director. F3: Represents deferred stock units that will be settled in common stock in connection with the Reporting Person's deferral of director fees. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit is the economic equivalent of one share of common stock.
F2: Deferred stock units represent compensation that is deferred until termination of service as a director.
F3: Represents deferred stock units that will be settled in common stock in connection with the Reporting Person's deferral of director fees.
TXNM ENERGY INC
Report date August 14, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock SharesSEC Table II · derivative / convertible security | IndirectTXNM Common Stock Fund - TXNM Energy, Inc. Executive Savings Plan II | 98,591 |
Reported balance
After 2026-08-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-14 · Grant · Acquired 739 · Balance 98,591 F1: The security converts to common stock on a one-for-one basis. F2: Reflects the amount of phantom stock shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of August 14, 2026. F3: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The security converts to common stock on a one-for-one basis.
F2: Reflects the amount of phantom stock shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of August 14, 2026.
F3: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2021 Filed Jul 28, 2021 20:45 UTC | EVgo Inc. EVGO · Entity 5642 | GrantRestricted Stock Units · Derivative | 11,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-097009 · tm2123417-9_4seq1.xml · derivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,962 Underlying: Common Stock · 11,962 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest in full on July 31, 2022. F2 · derivative.expiration_date: The RSUs vest in full on July 31, 2022. Read SEC document |
| July 01, 2021 Filed Jul 1, 2021 20:39 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 2,938 | $8.51 | $25,002.38 |
DisclosureSEC source: 0001127602-21-021036 · form4.xml · derivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,315 Underlying: Common Stock · 2,938 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director. F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:14 UTC | Cheniere Energy, Inc. LNG · Entity 3001 | GrantCommon Stock | 2,937 | $0.00 | $0.00 |
DisclosureSEC source: 0000003570-21-000079 · wf-form4_162560602785560.xml · nonDerivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,937 F1 · price: The shares were issued as a restricted stock grant and therefore no consideration was given by the Reporting Person. Read SEC document |
| May 14, 2021 Filed May 17, 2021 21:52 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantPhantom Stock Shares · Derivative | 543 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003497 · primarydocument.xml · derivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Indirect · PNM Common Stock Fund - PNM Resources Executive Savings Plan II Disclosed balance after: 83,700 Underlying: Common Stock · 543 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of May 14, 2021. F3 · derivative.exercise_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. F3 · derivative.expiration_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:43 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 3,064 | $8.16 | $25,002.24 |
DisclosureSEC source: 0001127602-21-013116 · form4.xml · derivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,750 Underlying: Common Stock · 3,064 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director. F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 4,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002108 · primarydocument.xml · derivative · entry 12 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,374 Underlying: Common Stock · 4,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 4,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002108 · primarydocument.xml · derivative · entry 11 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,591 Underlying: Common Stock · 4,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 5,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002108 · primarydocument.xml · derivative · entry 10 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,940 Underlying: Common Stock · 5,171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 14,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002108 · primarydocument.xml · derivative · entry 9 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,111 Underlying: Common Stock · 14,590 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 1,909 | $47.42 | $90,524.78 |
DisclosureSEC source: 0001562180-21-002108 · primarydocument.xml · nonDerivative · entry 8 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,600 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 4,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002108 · primarydocument.xml · nonDerivative · entry 7 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 1,968 | $47.42 | $93,322.56 |
DisclosureSEC source: 0001562180-21-002108 · primarydocument.xml · nonDerivative · entry 6 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,292 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 4,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002108 · primarydocument.xml · nonDerivative · entry 5 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 2,340 | $47.42 | $110,962.80 |
DisclosureSEC source: 0001562180-21-002108 · primarydocument.xml · nonDerivative · entry 4 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,911 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 5,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002108 · primarydocument.xml · nonDerivative · entry 3 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 30,208 | $47.42 | $1,432,463.36 |
DisclosureSEC source: 0001562180-21-002108 · primarydocument.xml · nonDerivative · entry 2 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,080 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 66,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002108 · primarydocument.xml · nonDerivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2020 for the 2018-2020 performance period, and settled on March 5, 2020. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 00:07 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantPhantom Stock Shares · Derivative | 559 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001239 · primarydocument.xml · derivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Indirect · PNM Common Stock Fund - PNM Resources Executive Savings Plan II Disclosed balance after: 83,152 Underlying: Common Stock · 559 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of February 16, 2021, being the first dividend payment date for PNM Resources' common stock following the termination of dividend reinvestment under the PNM Resources Direct Plan F3 · derivative.exercise_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. F3 · derivative.expiration_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 13:15 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 3,109 | $8.04 | $24,996.36 |
DisclosureSEC source: 0001127602-21-000866 · form4.xml · derivative · entry 2 COLLAWN PATRICIA K · CIK 0001083786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,922 Underlying: Common Stock · 3,109 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F3 · shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees. F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director. F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 13:15 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 18,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-000866 · form4.xml · derivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,813 Underlying: Common Stock · 18,660 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:16 UTC | CTS CORP CTS · Entity 4654 | GrantCommon Stock | 4,200 | $29.23 | $122,766.00 |
DisclosureSEC source: 0001083786-20-000002 · wf-form4_160469737341995.xml · nonDerivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,420 F1 · shares: Time based shares vesting on the first anniversary of the grant date. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 10:54 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 3,079 | $8.12 | $25,001.48 |
DisclosureSEC source: 0001127602-20-026069 · form4.xml · derivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,838 Underlying: Common Stock · 3,079 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director. F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:32 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 2,998 | $8.34 | $25,003.32 |
DisclosureSEC source: 0001127602-20-020919 · form4.xml · derivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,599 Underlying: Common Stock · 2,998 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director. F3 · derivative.underlying_shares: Represents deferred stock units that will be settled in connection with the Reporting Person's deferral of director fees. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:23 UTC | Midstream Co LLC ETRN · Entity 88825 | GrantDeferred Stock Units · Derivative | 8,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013228 · form4.xml · derivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,440 Underlying: Common Stock · 8,440 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock. F2 · derivative.exercise_date: Award represents compensation that is deferred until termination of service as a director. F2 · derivative.expiration_date: Award represents compensation that is deferred until termination of service as a director. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 4,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002346 · primarydocument.xml · derivative · entry 9 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,521 Underlying: Common Stock · 4,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 4,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002346 · primarydocument.xml · derivative · entry 8 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,870 Underlying: Common Stock · 4,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 5,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002346 · primarydocument.xml · derivative · entry 7 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,498 Underlying: Common Stock · 5,171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 1,925 | $51.83 | $99,772.75 |
DisclosureSEC source: 0001562180-20-002346 · primarydocument.xml · nonDerivative · entry 6 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,518 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 4,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002346 · primarydocument.xml · nonDerivative · entry 5 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 2,048 | $51.83 | $106,147.84 |
DisclosureSEC source: 0001562180-20-002346 · primarydocument.xml · nonDerivative · entry 4 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,094 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 4,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002346 · primarydocument.xml · nonDerivative · entry 3 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 2,289 | $51.83 | $118,638.87 |
DisclosureSEC source: 0001562180-20-002346 · primarydocument.xml · nonDerivative · entry 2 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,514 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 5,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002346 · primarydocument.xml · nonDerivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:43 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 12,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002247 · primarydocument.xml · derivative · entry 3 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,669 Underlying: Common Stock · 12,652 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:43 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 45,356 | $49.08 | $2,226,072.48 |
DisclosureSEC source: 0001562180-20-002247 · primarydocument.xml · nonDerivative · entry 2 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,632 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share awards described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:43 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 102,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002247 · primarydocument.xml · nonDerivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,988 F1 · security: The performance shares were earned as of December 31, 2019 and settled on March 3, 2020: (1) 66,599 shares earned for the 2017-2019 performance period and (2) 35,906 shares earned under a special performance based retention award. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 14:35 UTC | CTS CORP CTS · Entity 4654 | GrantCommon Stock | 4,400 | $27.81 | $122,364.00 |
DisclosureSEC source: 0000026058-19-000087 · wf-form4_157322371827314.xml · nonDerivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,220 F1 · shares: Time based shares vesting on the first anniversary of the grant date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionStock Options · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · derivative · entry 21 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Based on the closing price on the date of the grant. F7 · derivative.exercise_date: The options vested in three equal annual installments from grant date and are fully vested. F8 · derivative.expiration_date: The options expire 10 years from grant date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionStock Options · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · derivative · entry 20 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Based on the closing price on the date of the grant. F7 · derivative.exercise_date: The options vested in three equal annual installments from grant date and are fully vested. F8 · derivative.expiration_date: The options expire 10 years from grant date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionStock Options · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · derivative · entry 19 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Based on the closing price on the date of the grant. F7 · derivative.exercise_date: The options vested in three equal annual installments from grant date and are fully vested. F8 · derivative.expiration_date: The options expire 10 years from grant date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionStock Options · Derivative | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · derivative · entry 18 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 28,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Based on the closing price on the date of the grant. F7 · derivative.exercise_date: The options vested in three equal annual installments from grant date and are fully vested. F8 · derivative.expiration_date: The options expire 10 years from grant date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 2,377 | $45.86 | $109,009.22 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 14 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,483 F3 · shares: Represents shares withheld by PNM Resources, Inc. to satisfy the options cost and tax withholding obligations. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 4,000 | $12.48 | $49,920.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 13 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 5,911 | $45.86 | $271,078.46 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 12 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,860 F3 · shares: Represents shares withheld by PNM Resources, Inc. to satisfy the options cost and tax withholding obligations. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 10,000 | $12.22 | $122,200.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 11 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 11,865 | $45.86 | $544,128.90 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 10 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,771 F3 · shares: Represents shares withheld by PNM Resources, Inc. to satisfy the options cost and tax withholding obligations. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 20,000 | $12.40 | $248,000.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 9 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 16,550 | $45.86 | $758,983.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 8 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,636 F3 · shares: Represents shares withheld by PNM Resources, Inc. to satisfy the options cost and tax withholding obligations. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 28,000 | $12.22 | $342,160.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 7 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 5,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · derivative · entry 17 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,017 Underlying: Common Stock · 5,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.