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COLLAWN PATRICIA K

Disclosed activity across 6 companies

Tapewire entity
23054
SEC CIK
0001083786

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CTS CORPCTS · Entity 4654DirectorNovember 05, 2020November 06, 2020
Cheniere Energy, Inc.LNG · Entity 3001DirectorMay 14, 2026May 15, 2026
EVgo Inc.EVGO · Entity 5642DirectorJuly 26, 2021July 28, 2021
Karbon Capital Partners Corp.KBONU · Entity 5555DirectorDecember 10, 2025December 20, 2025
Midstream Co LLCETRN · Entity 88825DirectorApril 01, 2023April 04, 2023
TXNM ENERGY INCTXNM · Entity 3794Director · EXECUTIVE CHAIRAugust 14, 2026August 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CTS CORP

Report date November 05, 2020 · Filed November 06, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect82,420 Reported balance After 2020-11-05 transaction · row 1
1 source row

Row 1 · 2020-11-05 · Grant · Acquired 4,200 · Balance 82,420

F1: Time based shares vesting on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Time based shares vesting on the first anniversary of the grant date.

Cheniere Energy, Inc.

Report date May 14, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,873 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 1,391 · Balance 11,873

F1: These shares were issued as a deferred stock unit grant and therefore no consideration was given by the Reporting Person. Each deferred stock unit represents the right to receive one share of the Company's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were issued as a deferred stock unit grant and therefore no consideration was given by the Reporting Person. Each deferred stock unit represents the right to receive one share of the Company's common stock.

EVgo Inc.

Report date July 26, 2021 · Filed July 28, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect11,962 Reported balance After 2021-07-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-07-26 · Grant · Acquired 11,962 · Balance 11,962

F1: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2: The RSUs vest in full on July 31, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2: The RSUs vest in full on July 31, 2022.

Karbon Capital Partners Corp.

Report date December 10, 2025 · Filed December 20, 2025 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

This filing explicitly reported no securities owned.

Midstream Co LLC

Report date April 01, 2023 · Filed April 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect93,725 Reported balance After 2023-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-04-01 · Grant · Acquired 5,190 · Balance 93,725

F1: Each deferred stock unit is the economic equivalent of one share of common stock.

F2: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3: Represents deferred stock units that will be settled in common stock in connection with the Reporting Person's deferral of director fees.

Filing footnotes · ownership attribution and instrument terms

F1: Each deferred stock unit is the economic equivalent of one share of common stock.

F2: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3: Represents deferred stock units that will be settled in common stock in connection with the Reporting Person's deferral of director fees.

TXNM ENERGY INC

Report date August 14, 2026 · Filed August 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock SharesSEC Table II · derivative / convertible securityIndirectTXNM Common Stock Fund - TXNM Energy, Inc. Executive Savings Plan II98,591 Reported balance After 2026-08-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-14 · Grant · Acquired 739 · Balance 98,591

F1: The security converts to common stock on a one-for-one basis.

F2: Reflects the amount of phantom stock shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of August 14, 2026.

F3: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

Filing footnotes · ownership attribution and instrument terms

F1: The security converts to common stock on a one-for-one basis.

F2: Reflects the amount of phantom stock shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of August 14, 2026.

F3: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 17, 2026 21:00 UTC TXNM ENERGY INC TXNM · Entity 3794 GrantPhantom Stock Shares · Derivative 739 $0.00 $0.00
Disclosure

SEC source: 0001083786-26-000012 · wk-form4_1787000399.xml · derivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Indirect · TXNM Common Stock Fund - TXNM Energy, Inc. Executive Savings Plan II

Disclosed balance after: 98,591

Underlying: Common Stock · 739 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Reflects the amount of phantom stock shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of August 14, 2026.

F3 · derivative.exercise_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

F3 · derivative.expiration_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

Read SEC document
May 15, 2026 Filed May 19, 2026 15:47 UTC TXNM ENERGY INC TXNM · Entity 3794 GrantPhantom Stock Shares · Derivative 691 $0.00 $0.00
Disclosure

SEC source: 0001083786-26-000010 · wk-form4_1779205651.xml · derivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Indirect · TXNM Common Stock Fund - TXNM Energy, Inc. Executive Savings Plan II

Disclosed balance after: 97,852

Underlying: Common Stock · 691 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Reflects the amount of phantom stock shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of May 15, 2026.

F3 · derivative.exercise_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

F3 · derivative.expiration_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

Read SEC document
May 14, 2026 Filed May 15, 2026 22:04 UTC Cheniere Energy, Inc. LNG · Entity 3001 GrantCommon Stock 1,391 $0.00 $0.00
Disclosure

SEC source: 0001083786-26-000008 · wk-form4_1778882665.xml · nonDerivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,873

F1 · price: These shares were issued as a deferred stock unit grant and therefore no consideration was given by the Reporting Person. Each deferred stock unit represents the right to receive one share of the Company's common stock.

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:53 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 7,248 $0.00 $0.00
Disclosure

SEC source: 0001083786-26-000006 · wk-form4_1773089619.xml · derivative · entry 9

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,417

Underlying: Common Stock · 7,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:53 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 8,577 $0.00 $0.00
Disclosure

SEC source: 0001083786-26-000006 · wk-form4_1773089619.xml · derivative · entry 8

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,665

Underlying: Common Stock · 8,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:53 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 6,019 $0.00 $0.00
Disclosure

SEC source: 0001083786-26-000006 · wk-form4_1773089619.xml · derivative · entry 7

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,242

Underlying: Common Stock · 6,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:53 UTC TXNM ENERGY INC TXNM · Entity 3794 Tax withholdingCommon Stock 3,280 $58.88 $193,126.40
Disclosure

SEC source: 0001083786-26-000006 · wk-form4_1773089619.xml · nonDerivative · entry 6

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 776,472

F2 · security: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:53 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionCommon Stock 7,248 $0.00 $0.00
Disclosure

SEC source: 0001083786-26-000006 · wk-form4_1773089619.xml · nonDerivative · entry 5

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 779,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026.

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:53 UTC TXNM ENERGY INC TXNM · Entity 3794 Tax withholdingCommon Stock 3,882 $58.88 $228,572.16
Disclosure

SEC source: 0001083786-26-000006 · wk-form4_1773089619.xml · nonDerivative · entry 4

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,504

F2 · security: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:53 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionCommon Stock 8,577 $0.00 $0.00
Disclosure

SEC source: 0001083786-26-000006 · wk-form4_1773089619.xml · nonDerivative · entry 3

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 776,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026.

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:53 UTC TXNM ENERGY INC TXNM · Entity 3794 Tax withholdingCommon Stock 2,724 $58.88 $160,389.12
Disclosure

SEC source: 0001083786-26-000006 · wk-form4_1773089619.xml · nonDerivative · entry 2

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767,809

F2 · security: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:53 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionCommon Stock 6,019 $0.00 $0.00
Disclosure

SEC source: 0001083786-26-000006 · wk-form4_1773089619.xml · nonDerivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026.

Read SEC document
March 03, 2026 Filed Mar 4, 2026 23:18 UTC TXNM ENERGY INC TXNM · Entity 3794 GrantRestricted Stock Rights · Derivative 13,127 $0.00 $0.00
Disclosure

SEC source: 0001083786-26-000004 · wk-form4_1772666297.xml · derivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,261

Underlying: Common Stock · 13,127 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
February 13, 2026 Filed Feb 17, 2026 21:46 UTC TXNM ENERGY INC TXNM · Entity 3794 GrantPhantom Stock Shares · Derivative 674 $0.00 $0.00
Disclosure

SEC source: 0001083786-26-000002 · wk-form4_1771364785.xml · derivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Indirect · TXNM Common Stock Fund - TXNM Energy, Inc. Executive Savings Plan II

Disclosed balance after: 97,161

Underlying: Common Stock · 674 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Reflects the amount of phantom stock shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of February 13, 2026.

F3 · derivative.exercise_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

F3 · derivative.expiration_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

Read SEC document
December 17, 2025 Filed Dec 18, 2025 20:50 UTC TXNM ENERGY INC TXNM · Entity 3794 Tax withholdingCommon Stock 12,363 $58.71 $725,831.73
Disclosure

SEC source: 0001083786-25-000007 · wk-form4_1766091043.xml · nonDerivative · entry 2

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 764,514

F2 · security: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
December 17, 2025 Filed Dec 18, 2025 20:50 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionCommon Stock 27,320 $0.00 $0.00
Disclosure

SEC source: 0001083786-25-000007 · wk-form4_1766091043.xml · nonDerivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 776,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents vesting of performance shares earned for the 2023 - 2025 performance period based on preliminary results of achievement of applicable performance measures.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 22:15 UTC TXNM ENERGY INC TXNM · Entity 3794 GrantPhantom Stock Shares · Derivative 672 $0.00 $0.00
Disclosure

SEC source: 0001083786-25-000005 · wk-form4_1763504139.xml · derivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Indirect · TXNM Common Stock Fund - TXNM Energy, Inc. Executive Savings Plan II

Disclosed balance after: 96,487

Underlying: Common Stock · 672 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Reflects the amount of phantom stock shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of November 14, 2025.

F3 · derivative.exercise_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

F3 · derivative.expiration_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

Read SEC document
August 22, 2025 Filed Aug 25, 2025 19:59 UTC TXNM ENERGY INC TXNM · Entity 3794 GrantPhantom Stock Shares · Derivative 657 $0.00 $0.00
Disclosure

SEC source: 0001083786-25-000003 · wk-form4_1756151947.xml · derivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · EXECUTIVE CHAIR

10b5-1 filing: No plan indicated

Ownership: Indirect · TXNM Common Stock Fund - TXNM Energy, Inc. Executive Savings Plan II

Disclosed balance after: 95,815

Underlying: Common Stock · 657 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Reflects the amount of phantom stock shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of August 22, 2025.

F3 · derivative.exercise_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

F3 · derivative.expiration_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

Read SEC document
May 16, 2025 Filed May 20, 2025 19:17 UTC TXNM ENERGY INC TXNM · Entity 3794 GrantPhantom Stock Shares · Derivative 716 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004034 · primarydocument.xml · derivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · TXNM Common Stock Fund - TXNM Energy, Inc. Executive Savings Plan II

Disclosed balance after: 95,158

Underlying: Common Stock · 716 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Reflects the amount of phantom stock shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of May 16, 2025.

F3 · derivative.exercise_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

F3 · derivative.expiration_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

Read SEC document
May 15, 2025 Filed May 16, 2025 21:18 UTC Cheniere Energy, Inc. LNG · Entity 3001 GrantCommon Stock 1,422 $0.00 $0.00
Disclosure

SEC source: 0000003570-25-000066 · wk-form4_1747430312.xml · nonDerivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,482

F1 · price: These shares were issued as a deferred stock unit grant and therefore no consideration was given by the Reporting Person. Each deferred stock unit represents the right to receive one share of the Company's common stock.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:09 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 5,967 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002250 · primarydocument.xml · derivative · entry 9

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,134

Underlying: Common Stock · 5,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:09 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 6,019 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002250 · primarydocument.xml · derivative · entry 8

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,101

Underlying: Common Stock · 6,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

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March 07, 2025 Filed Mar 10, 2025 20:09 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 8,575 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002250 · primarydocument.xml · derivative · entry 7

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,120

Underlying: Common Stock · 8,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

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March 07, 2025 Filed Mar 10, 2025 20:09 UTC TXNM ENERGY INC TXNM · Entity 3794 Tax withholdingCommon Stock 2,701 $47.78 $129,053.78
Disclosure

SEC source: 0001562180-25-002250 · primarydocument.xml · nonDerivative · entry 6

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 749,557

F2 · security: Represents shares withheld by TXNM Energy, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

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March 07, 2025 Filed Mar 10, 2025 20:09 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionCommon Stock 5,967 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002250 · primarydocument.xml · nonDerivative · entry 5

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 752,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2025.

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March 07, 2025 Filed Mar 10, 2025 20:09 UTC TXNM ENERGY INC TXNM · Entity 3794 Tax withholdingCommon Stock 2,724 $47.78 $130,152.72
Disclosure

SEC source: 0001562180-25-002250 · primarydocument.xml · nonDerivative · entry 4

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 746,291

F2 · security: Represents shares withheld by TXNM Energy, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:09 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionCommon Stock 6,019 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002250 · primarydocument.xml · nonDerivative · entry 3

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 749,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2025.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:09 UTC TXNM ENERGY INC TXNM · Entity 3794 Tax withholdingCommon Stock 3,881 $47.78 $185,434.18
Disclosure

SEC source: 0001562180-25-002250 · primarydocument.xml · nonDerivative · entry 2

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 742,996

F2 · security: Represents shares withheld by TXNM Energy, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:09 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionCommon Stock 8,575 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002250 · primarydocument.xml · nonDerivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 746,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2025.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 19:18 UTC TXNM ENERGY INC TXNM · Entity 3794 GrantRestricted Stock Rights · Derivative 21,963 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001765 · primarydocument.xml · derivative · entry 3

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,695

Underlying: Common Stock · 21,963 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
February 26, 2025 Filed Feb 28, 2025 19:18 UTC TXNM ENERGY INC TXNM · Entity 3794 Tax withholdingCommon Stock 13,692 $51.69 $707,739.48
Disclosure

SEC source: 0001562180-25-001765 · primarydocument.xml · nonDerivative · entry 2

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 738,302

F2 · security: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 19:18 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionCommon Stock 30,263 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001765 · primarydocument.xml · nonDerivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 751,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The performance shares were earned as of December 31, 2024 for the 2022-2024 performance period, and settled on February 26, 2025.

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February 14, 2025 Filed Feb 18, 2025 21:34 UTC TXNM ENERGY INC TXNM · Entity 3794 GrantPhantom Stock Shares · Derivative 710 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001241 · primarydocument.xml · derivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · TXNM Common Stock Fund - PNM Resources Executive Savings Plan II

Disclosed balance after: 710

Underlying: Common Stock · 710 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Reflects the amount of phantom shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of February 14, 2025.

F3 · derivative.exercise_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

F3 · derivative.expiration_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

Read SEC document
February 14, 2025 Filed May 20, 2025 18:45 UTC Amendment TXNM ENERGY INC TXNM · Entity 3794 GrantPhantom Stock Shares · Derivative 710 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004033 · primarydocument.xml · derivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · TXNM Common Stock Fund - TXNM Energy, Inc. Executive Savings Plan II

Disclosed balance after: 94,442

Underlying: Common Stock · 710 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Reflects the amount of phantom shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of February 14, 2025.

F3 · derivative.exercise_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

F3 · derivative.expiration_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

F4 · balance_after: Due to a system error of a third party administrator, the reporting person's Form 4 filed on February 18, 2025 inadvertently excluded 93,732 phantom stock shares that the reporting person held prior to her acquisition of 710 phantom stock shares as previously reported under such Form 4.

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November 08, 2024 Filed Nov 12, 2024 21:00 UTC TXNM ENERGY INC TXNM · Entity 3794 GrantPhantom Stock Shares · Derivative 776 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007637 · primarydocument.xml · derivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · PNM Common Stock Fund - PNM Resources Executive Savings Plan II

Disclosed balance after: 93,732

Underlying: Common Stock · 776 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Reflects the amount of phantom shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of November 8, 2024.

F3 · derivative.exercise_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

F3 · derivative.expiration_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 20:51 UTC TXNM ENERGY INC TXNM · Entity 3794 GrantPhantom Stock Shares · Derivative 846 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006232 · primarydocument.xml · derivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · PNM Common Stock Fund - PNM Resources Executive Savings Plan II

Disclosed balance after: 92,956

Underlying: Common Stock · 846 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Reflects the amount of phantom shares acquired under the TXNM Energy, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of August 9, 2024.

F3 · derivative.exercise_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

F3 · derivative.expiration_date: The phantom stock shares were acquired under the TXNM Energy, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

Read SEC document
August 02, 2024 Filed Aug 6, 2024 19:11 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 26,766 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006030 · primarydocument.xml · derivative · entry 3

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,732

Underlying: Common Stock · 26,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of common stock of the Company.

F4 · derivative.exercise_date: On December 5, 2023, the reporting person was granted 26,766 restricted stock rights vesting on the earliest of (i) 24 months from the grant date, (ii) the closing of the previously disclosed potential transaction among the Company, Avangrid, Inc. and NM Green Holdings, Inc., pursuant to which NM Green Holdings, Inc. was to merge with and into the Company with the Company surviving as a wholly-owned subsidiary of Avangrid, Inc. (the "Transaction"), or (iii) six months following the date on which either the Company or Avangrid, Inc. decides to abandon the Transaction; provided that the reporting person remains employed through the vesting date. As previously announced, on December 31, 2023, Avangrid, Inc. informed the Company that it was terminating the Transaction. As a result, the reporting person's restricted stock rights vested on the first trading day after the expiration of the blackout period that was in effect on the date on which the applicable six-month period expired.

F4 · derivative.expiration_date: On December 5, 2023, the reporting person was granted 26,766 restricted stock rights vesting on the earliest of (i) 24 months from the grant date, (ii) the closing of the previously disclosed potential transaction among the Company, Avangrid, Inc. and NM Green Holdings, Inc., pursuant to which NM Green Holdings, Inc. was to merge with and into the Company with the Company surviving as a wholly-owned subsidiary of Avangrid, Inc. (the "Transaction"), or (iii) six months following the date on which either the Company or Avangrid, Inc. decides to abandon the Transaction; provided that the reporting person remains employed through the vesting date. As previously announced, on December 31, 2023, Avangrid, Inc. informed the Company that it was terminating the Transaction. As a result, the reporting person's restricted stock rights vested on the first trading day after the expiration of the blackout period that was in effect on the date on which the applicable six-month period expired.

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August 02, 2024 Filed Aug 6, 2024 19:11 UTC TXNM ENERGY INC TXNM · Entity 3794 Tax withholdingCommon Stock 12,112 $41.77 $505,918.24
Disclosure

SEC source: 0001562180-24-006030 · primarydocument.xml · nonDerivative · entry 2

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,731

F2 · security: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
August 02, 2024 Filed Aug 6, 2024 19:11 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionCommon Stock 26,766 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006030 · primarydocument.xml · nonDerivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 733,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of August 2, 2024.

Read SEC document
May 23, 2024 Filed May 24, 2024 22:25 UTC Cheniere Energy, Inc. LNG · Entity 3001 GrantCommon Stock 1,879 $0.00 $0.00
Disclosure

SEC source: 0000003570-24-000073 · wk-form4_1716589545.xml · nonDerivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,060

F1 · price: These shares were issued as a deferred stock unit grant and therefore no consideration was given by the Reporting Person. Each deferred stock unit represents the right to receive one share of the Company's common stock.

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May 10, 2024 Filed May 13, 2024 17:59 UTC TXNM ENERGY INC PNM · Entity 3794 GrantPhantom Stock Shares · Derivative 880 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003964 · primarydocument.xml · derivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · PNM Common Stock Fund - PNM Resources Executive Savings Plan II

Disclosed balance after: 92,110

Underlying: Common Stock · 880 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of May 10, 2024.

F3 · derivative.exercise_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

F3 · derivative.expiration_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 18:51 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 5,967 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002456 · primarydocument.xml · derivative · entry 9

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,498

Underlying: Common Stock · 5,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2024 Filed Mar 8, 2024 18:51 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 4,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002456 · primarydocument.xml · derivative · entry 8

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,465

Underlying: Common Stock · 4,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2024 Filed Mar 8, 2024 18:51 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 6,019 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002456 · primarydocument.xml · derivative · entry 7

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,328

Underlying: Common Stock · 6,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2024 Filed Mar 8, 2024 18:51 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 2,701 $37.74 $101,935.74
Disclosure

SEC source: 0001562180-24-002456 · primarydocument.xml · nonDerivative · entry 6

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707,077

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 18:51 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 5,967 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002456 · primarydocument.xml · nonDerivative · entry 5

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 709,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2024.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 18:51 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 2,201 $37.74 $83,065.74
Disclosure

SEC source: 0001562180-24-002456 · primarydocument.xml · nonDerivative · entry 4

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703,811

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 18:51 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 4,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002456 · primarydocument.xml · nonDerivative · entry 3

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 706,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2024.

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March 07, 2024 Filed Mar 8, 2024 18:51 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 2,724 $37.74 $102,803.76
Disclosure

SEC source: 0001562180-24-002456 · primarydocument.xml · nonDerivative · entry 2

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 701,149

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

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March 07, 2024 Filed Mar 8, 2024 18:51 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 6,019 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002456 · primarydocument.xml · nonDerivative · entry 1

COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.