Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291 | EVP, General Counsel & Sec. | September 30, 2026 | October 02, 2026 |
| PLAINS GP HOLDINGS LPPAGP · Entity 3737 | EVP, General Counsel & Sec. | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLAINS ALL AMERICAN PIPELINE LP
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Units/Class B SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 294,607 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Gift · Disposed 120,000 · Balance 294,607 F1: On September 30, 2026, Reporting Person made a gift of 30,000 Class A Units of Plains AAP, L.P. ("AAP") and Class B shares of Plains GP Holdings, L.P. ("PAGP") to each of his four children, for a total gift of 120,000 units. F2: Pursuant to the limited partnership agreement of AAP, the Class A Units of AAP, together with a like number of Class B Shares of PAGP, may be redeemed for common units of Plains All American Pipeline, L.P. on a one-for-one basis with the approval of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 30, 2026, Reporting Person made a gift of 30,000 Class A Units of Plains AAP, L.P. ("AAP") and Class B shares of Plains GP Holdings, L.P. ("PAGP") to each of his four children, for a total gift of 120,000 units.
F2: Pursuant to the limited partnership agreement of AAP, the Class A Units of AAP, together with a like number of Class B Shares of PAGP, may be redeemed for common units of Plains All American Pipeline, L.P. on a one-for-one basis with the approval of the Reporting Person.
PLAINS GP HOLDINGS LP
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Units/Class B SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 294,607 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Gift · Disposed 120,000 · Balance 294,607 F1: On September 30, 2026, Reporting Person made a gift of 30,000 Class A Units of Plains AAP, L.P. ("AAP") and Class B shares of Plains GP Holdings, L.P. ("PAGP") to each of his four children, for a total gift of 120,000 units. F2: Pursuant to the limited partnership agreement of AAP, the Class A Units of AAP, together with a like number of Class B Shares of PAGP, may be exchanged for Class A shares of PAGP on a one-for-one basis with the approval of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 30, 2026, Reporting Person made a gift of 30,000 Class A Units of Plains AAP, L.P. ("AAP") and Class B shares of Plains GP Holdings, L.P. ("PAGP") to each of his four children, for a total gift of 120,000 units.
F2: Pursuant to the limited partnership agreement of AAP, the Class A Units of AAP, together with a like number of Class B Shares of PAGP, may be exchanged for Class A shares of PAGP on a one-for-one basis with the approval of the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 22:13 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | GiftClass A Units/Class B Shares · Derivative | 120,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001581990-26-000049 · form4.xml · derivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,607 Underlying: Class A Shares · 120,000 shares Expires not disclosed F1 · kind: On September 30, 2026, Reporting Person made a gift of 30,000 Class A Units of Plains AAP, L.P. ("AAP") and Class B shares of Plains GP Holdings, L.P. ("PAGP") to each of his four children, for a total gift of 120,000 units. F2 · derivative.exercise_date: Pursuant to the limited partnership agreement of AAP, the Class A Units of AAP, together with a like number of Class B Shares of PAGP, may be exchanged for Class A shares of PAGP on a one-for-one basis with the approval of the Reporting Person. F2 · derivative.expiration_date: Pursuant to the limited partnership agreement of AAP, the Class A Units of AAP, together with a like number of Class B Shares of PAGP, may be exchanged for Class A shares of PAGP on a one-for-one basis with the approval of the Reporting Person. Read SEC document |
| September 30, 2026 Filed Oct 2, 2026 22:10 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftClass A Units/Class B Shares · Derivative | 120,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001070423-26-000050 · form4.xml · derivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,607 Underlying: Common Units · 120,000 shares Expires not disclosed F1 · kind: On September 30, 2026, Reporting Person made a gift of 30,000 Class A Units of Plains AAP, L.P. ("AAP") and Class B shares of Plains GP Holdings, L.P. ("PAGP") to each of his four children, for a total gift of 120,000 units. F2 · derivative.exercise_date: Pursuant to the limited partnership agreement of AAP, the Class A Units of AAP, together with a like number of Class B Shares of PAGP, may be redeemed for common units of Plains All American Pipeline, L.P. on a one-for-one basis with the approval of the Reporting Person. F2 · derivative.expiration_date: Pursuant to the limited partnership agreement of AAP, the Class A Units of AAP, together with a like number of Class B Shares of PAGP, may be redeemed for common units of Plains All American Pipeline, L.P. on a one-for-one basis with the approval of the Reporting Person. Read SEC document |
| August 14, 2026 Filed Aug 17, 2026 22:10 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 109,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001070423-26-000040 · form4.xml · derivative · entry 3 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 109,165 shares Expires 2026-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. Read SEC document |
| August 14, 2026 Filed Aug 17, 2026 22:10 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 42,957 | $23.45 | $1,007,341.65 |
DisclosureSEC source: 0001070423-26-000040 · form4.xml · nonDerivative · entry 2 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 672,561 Read SEC document |
| August 14, 2026 Filed Aug 17, 2026 22:10 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 109,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001070423-26-000040 · form4.xml · nonDerivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 715,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 22:10 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 88,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001070423-26-000040 · form4.xml · derivative · entry 4 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,500 Underlying: Common Units · 88,500 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 44,250 phantom units, will vest on the August 2029 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 22,125 phantom units (assuming 100% payout at target), will potentially vest on the August 2029 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2029 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.exercise_date: (c) Tranche 3, consisting of 22,125 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2029 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $9.10 over the 3-year period ending 6/30/29 (with payout equaling 100% at cumul. DCF/CUE over such period of $9.10 and being equal to 0% for cumul. DCF/CUE over such period of $8.19 or lower and 200% for cumul. DCF/CUE over such period of $10.01 or higher), with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/29 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range. F5 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2029 distribution date; beginning in November 2027, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2029 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2029 distribution date shall expire as of such date. F3 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 44,250 phantom units, will vest on the August 2029 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 22,125 phantom units (assuming 100% payout at target), will potentially vest on the August 2029 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2029 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.expiration_date: (c) Tranche 3, consisting of 22,125 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2029 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $9.10 over the 3-year period ending 6/30/29 (with payout equaling 100% at cumul. DCF/CUE over such period of $9.10 and being equal to 0% for cumul. DCF/CUE over such period of $8.19 or lower and 200% for cumul. DCF/CUE over such period of $10.01 or higher), with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/29 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range. F5 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2029 distribution date; beginning in November 2027, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2029 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2029 distribution date shall expire as of such date. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 21:51 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 122,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-014607 · form4.xml · derivative · entry 4 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,650 Underlying: Common Units · 122,650 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 56,325 phantom units, will vest on the August 2028 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 28,162 phantom units (assuming 100% payout at target), will potentially vest on the August 2028 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2028 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.exercise_date: (c) Tranche 3, consisting of 28,163 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2028 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $8.40 over the 3-year period ending 6/30/28 (with payout equaling 100% at cumul. DCF/CUE over such period of $8.40 and being equal to 0% for cumul. DCF/CUE over such period of $7.56 or lower and 200% for cumul. DCF/CUE over such period of $9.24 or higher, with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/28 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range. F5 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2026 distribution date; beginning in November 2026, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2028 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2028 distribution date shall expire as of such date. F3 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 56,325 phantom units, will vest on the August 2028 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 28,162 phantom units (assuming 100% payout at target), will potentially vest on the August 2028 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2028 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.expiration_date: (c) Tranche 3, consisting of 28,163 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2028 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $8.40 over the 3-year period ending 6/30/28 (with payout equaling 100% at cumul. DCF/CUE over such period of $8.40 and being equal to 0% for cumul. DCF/CUE over such period of $7.56 or lower and 200% for cumul. DCF/CUE over such period of $9.24 or higher, with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/28 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range. F5 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2026 distribution date; beginning in November 2026, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2028 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2028 distribution date shall expire as of such date. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 21:51 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 176,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-014607 · form4.xml · derivative · entry 3 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 176,731 shares Expires 2025-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 21:51 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 69,544 | $17.78 | $1,236,492.32 |
DisclosureSEC source: 0001062993-25-014607 · form4.xml · nonDerivative · entry 2 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 606,353 Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 21:51 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 176,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-014607 · form4.xml · nonDerivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 675,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2025 Filed Jan 8, 2026 21:19 UTC Amendment | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 112,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001070423-26-000002 · form4a.xml · derivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,650 Underlying: Common Units · 112,650 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · shares: The original Form 4 filed on August 18, 2025 inadvertently reported the acquisition of 10,000 more phantom units than were actually acquired; this amendment is being filed to correct the error. F4 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 56,325 phantom units, will vest on the August 2028 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 28,162 phantom units (assuming 100% payout at target), will potentially vest on the August 2028 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2028 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F5 · derivative.exercise_date: (c) Tranche 3, consisting of 28,163 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2028 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $8.40 over the 3-year period ending 6/30/28 (with payout equaling 100% at cumul. DCF/CUE over such period of $8.40 and being equal to 0% for cumul. DCF/CUE over such period of $7.56 or lower and 200% for cumul. DCF/CUE over such period of $9.24 or higher, with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/28 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range. F6 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2026 distribution date; beginning in November 2026, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2028 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2028 distribution date shall expire as of such date. F4 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 56,325 phantom units, will vest on the August 2028 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 28,162 phantom units (assuming 100% payout at target), will potentially vest on the August 2028 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2028 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F5 · derivative.expiration_date: (c) Tranche 3, consisting of 28,163 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2028 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $8.40 over the 3-year period ending 6/30/28 (with payout equaling 100% at cumul. DCF/CUE over such period of $8.40 and being equal to 0% for cumul. DCF/CUE over such period of $7.56 or lower and 200% for cumul. DCF/CUE over such period of $9.24 or higher, with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/28 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range. F6 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2026 distribution date; beginning in November 2026, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2028 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2028 distribution date shall expire as of such date. F3 · derivative.underlying_shares: The original Form 4 filed on August 18, 2025 inadvertently reported the acquisition of 10,000 more phantom units than were actually acquired; this amendment is being filed to correct the error. F3 · balance_after: The original Form 4 filed on August 18, 2025 inadvertently reported the acquisition of 10,000 more phantom units than were actually acquired; this amendment is being filed to correct the error. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 19:17 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 108,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-015254 · form4.xml · derivative · entry 4 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,000 Underlying: Common Units · 108,000 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 54,000 phantom units, will vest on the August 2027 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 27,000 phantom units (assuming 100% payout at target), will potentially vest on the August 2027 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2027 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.exercise_date: (c) Tranche 3, consisting of 27,000 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2027 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $7.75 over the 3-year period ending 6/30/27 (with payout equaling 100% at cumul. DCF/CUE over such period of $7.75 and being equal to 0% for cumul. DCF/CUE over such period of $6.975 or lower and 200% for cumul. DCF/CUE over such period of $8.71875 or higher, with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/27 is greater than the leverage ratio that equals the upper end of our then applicable target leverage ratio range (e.g., 3.0x is the upper end of PAA's current target leverage ratio range of 2.5x to 3.0x). F5 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2025 distribution date; beginning in November 2025, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2027 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2027 distribution date shall expire as of such date. F3 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 54,000 phantom units, will vest on the August 2027 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 27,000 phantom units (assuming 100% payout at target), will potentially vest on the August 2027 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2027 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.expiration_date: (c) Tranche 3, consisting of 27,000 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2027 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $7.75 over the 3-year period ending 6/30/27 (with payout equaling 100% at cumul. DCF/CUE over such period of $7.75 and being equal to 0% for cumul. DCF/CUE over such period of $6.975 or lower and 200% for cumul. DCF/CUE over such period of $8.71875 or higher, with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/27 is greater than the leverage ratio that equals the upper end of our then applicable target leverage ratio range (e.g., 3.0x is the upper end of PAA's current target leverage ratio range of 2.5x to 3.0x). F5 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2025 distribution date; beginning in November 2025, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2027 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2027 distribution date shall expire as of such date. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 19:17 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 167,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-015254 · form4.xml · derivative · entry 3 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 167,378 shares Expires 2024-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 19:17 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 65,864 | $17.05 | $1,122,981.20 |
DisclosureSEC source: 0001062993-24-015254 · form4.xml · nonDerivative · entry 2 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 499,166 Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 19:17 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 167,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-015254 · form4.xml · nonDerivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 565,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 23:08 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 102,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-016956 · form4.xml · derivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,150 Underlying: Common Units · 102,150 shares Expires not disclosed F1 · security: Grant of Phantom Units under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 51,075 phantom units, will vest on the August 2026 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 25,537 phantom units (assuming 100% payout at target), will potentially vest on the August 2026 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2026 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.exercise_date: c) Tranche 3, consisting of 25,538 phantom units (assuming 100% payout at target), will potentially vest on the August 2026 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumulative distributable cash flow (DCF) per common unit equivalent (CUE) of $7.45 over the three-year period ending June 30, 2026 (with payout equaling 100% at cumulative DCF/CUE over such period of $7.45 and being equal to 0% for cumulative DCF/CUE over such period of $6.705 or lower and 200% for cumulative DCF/CUE over such period of $8.38125 or higher, with interpolation between such points, and with payout being subject to reduction by 25 basis points if PAA's leverage ratio (long term debt/adjusted EBITDA) as of June 30, 2026 is greater than the leverage ratio that equals the upper end of our then applicable guidance range (e.g., 3.5x is the upper end of PAA's current public guidance range of 3.0x to 3.5x)). F5 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2024 distribution date; beginning in November 2024, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2026 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2026 distribution date shall expire as of such date. F3 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 51,075 phantom units, will vest on the August 2026 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 25,537 phantom units (assuming 100% payout at target), will potentially vest on the August 2026 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2026 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.expiration_date: c) Tranche 3, consisting of 25,538 phantom units (assuming 100% payout at target), will potentially vest on the August 2026 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumulative distributable cash flow (DCF) per common unit equivalent (CUE) of $7.45 over the three-year period ending June 30, 2026 (with payout equaling 100% at cumulative DCF/CUE over such period of $7.45 and being equal to 0% for cumulative DCF/CUE over such period of $6.705 or lower and 200% for cumulative DCF/CUE over such period of $8.38125 or higher, with interpolation between such points, and with payout being subject to reduction by 25 basis points if PAA's leverage ratio (long term debt/adjusted EBITDA) as of June 30, 2026 is greater than the leverage ratio that equals the upper end of our then applicable guidance range (e.g., 3.5x is the upper end of PAA's current public guidance range of 3.0x to 3.5x)). F5 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2024 distribution date; beginning in November 2024, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2026 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2026 distribution date shall expire as of such date. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 23:15 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 172,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-016627 · form4.xml · derivative · entry 3 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 172,046 shares Expires 2023-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 23:15 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 67,701 | $15.25 | $1,032,440.25 |
DisclosureSEC source: 0001062993-23-016627 · form4.xml · nonDerivative · entry 2 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 397,652 Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 23:15 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 172,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-016627 · form4.xml · nonDerivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2022 Filed Aug 18, 2022 23:28 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 138,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018425 · form4.xml · derivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,600 Underlying: Common Units · 138,600 shares Expires not disclosed F1 · security: Grant of Phantom Units under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 69,300 phantom units, will vest on the August 2025 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 34,650 phantom units (assuming 100% payout at target), will potentially vest on the August 2025 distribution date at a scaled payout range of between 0% to 200% (0 units to 69,300 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2025 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks except that 0% payout for bottom two positions and 200% payout for top two positions, and with payout being subject to reduction by up to 25 basis points if actual TSR is negative); and F4 · derivative.exercise_date: (c) Tranche 3, consisting of 34,650 phantom units (assuming 100% payout at target), will potentially vest on the August 2025 distribution date at a scaled payout range of between 0% to 200% (0 units to 69,300 units) based on PAA achieving cumulative distributable cash flow ("DCF") per common unit equivalent ("CUE") of $7.05 over the three-year period ending June 30, 2025 (with such payout equaling 100% at cumulative DCF/CUE over such period of $7.05 and being equal to 0% for cumulative DCF/CUE over such period of $6.35 or lower and 200% for cumulative DCF/CUE over such period of $7.93 or higher, with interpolation between such points, and with payout being subject to reduction by 25 basis points if PAA's leverage ratio (long term debt/adjusted EBITDA) as of June 30, 2025 is greater than 3.5x). F5 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2023 distribution date; beginning in November 2023, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2025 distribution date with respect to each phantom unit that vests, if any, on such date. F3 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 69,300 phantom units, will vest on the August 2025 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 34,650 phantom units (assuming 100% payout at target), will potentially vest on the August 2025 distribution date at a scaled payout range of between 0% to 200% (0 units to 69,300 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2025 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks except that 0% payout for bottom two positions and 200% payout for top two positions, and with payout being subject to reduction by up to 25 basis points if actual TSR is negative); and F4 · derivative.expiration_date: (c) Tranche 3, consisting of 34,650 phantom units (assuming 100% payout at target), will potentially vest on the August 2025 distribution date at a scaled payout range of between 0% to 200% (0 units to 69,300 units) based on PAA achieving cumulative distributable cash flow ("DCF") per common unit equivalent ("CUE") of $7.05 over the three-year period ending June 30, 2025 (with such payout equaling 100% at cumulative DCF/CUE over such period of $7.05 and being equal to 0% for cumulative DCF/CUE over such period of $6.35 or lower and 200% for cumulative DCF/CUE over such period of $7.93 or higher, with interpolation between such points, and with payout being subject to reduction by 25 basis points if PAA's leverage ratio (long term debt/adjusted EBITDA) as of June 30, 2025 is greater than 3.5x). F5 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2023 distribution date; beginning in November 2023, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2025 distribution date with respect to each phantom unit that vests, if any, on such date. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 20:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 25,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018121 · form4.xml · derivative · entry 3 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,150 Underlying: Common Units · 25,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 20:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 9,897 | $11.56 | $114,409.32 |
DisclosureSEC source: 0001062993-22-018121 · form4.xml · nonDerivative · entry 2 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,307 Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 20:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 25,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018121 · form4.xml · nonDerivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 21:14 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 120,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000075 · edgar.xml · derivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,200 Underlying: Common Units · 120,200 shares Expires not disclosed F1 · security: Grant of Phantom Units under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 60,100 phantom units, will vest on the August 2024 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 30,050 phantom units (assuming 100% payout at target), will potentially vest on the August 2024 distribution date at a scaled payout range of between 0% to 200% (0 units to 60,100 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2024 compared to the TSR of a selected peer group; and (c) Tranche 3, consisting of 30,050 phantom units (assuming 100% payout at target), will potentially vest on the August 2024 distribution date at a scaled payout range of between 0% to 200% (0 units to 60,100 units) based on PAA achieving cumulative distributable cash flow per common unit equivalent of $6.00 over the three-year period ending June 30, 2024 (with such payout being subject to adjustment by plus or minus 50 gross percentage points (subject to a cap of 200%) based on the extent to which PAA achieves a leverage ratio as of June 30, 2024 that is less than or greater than, respectively, the target leverage ratio for such date assumed in PAA's long term plan as of August 2021, plus or minus .15x, as applicable). F4 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2022 distribution date; beginning in November 2022, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2024 distribution date with respect to each phantom unit that vests on such date. F3 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 60,100 phantom units, will vest on the August 2024 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 30,050 phantom units (assuming 100% payout at target), will potentially vest on the August 2024 distribution date at a scaled payout range of between 0% to 200% (0 units to 60,100 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2024 compared to the TSR of a selected peer group; and (c) Tranche 3, consisting of 30,050 phantom units (assuming 100% payout at target), will potentially vest on the August 2024 distribution date at a scaled payout range of between 0% to 200% (0 units to 60,100 units) based on PAA achieving cumulative distributable cash flow per common unit equivalent of $6.00 over the three-year period ending June 30, 2024 (with such payout being subject to adjustment by plus or minus 50 gross percentage points (subject to a cap of 200%) based on the extent to which PAA achieves a leverage ratio as of June 30, 2024 that is less than or greater than, respectively, the target leverage ratio for such date assumed in PAA's long term plan as of August 2021, plus or minus .15x, as applicable). F4 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2022 distribution date; beginning in November 2022, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2024 distribution date with respect to each phantom unit that vests on such date. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:33 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000059 · edgar.xml · derivative · entry 3 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 23,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:33 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 8,824 | $10.05 | $88,681.20 |
DisclosureSEC source: 0001615619-21-000059 · edgar.xml · nonDerivative · entry 2 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,054 Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:33 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000059 · edgar.xml · nonDerivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:34 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000035 · edgar.xml · derivative · entry 3 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:34 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 3,044 | $10.01 | $30,470.44 |
DisclosureSEC source: 0001615619-21-000035 · edgar.xml · nonDerivative · entry 2 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,878 Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:34 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000035 · edgar.xml · nonDerivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:40 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionClass A Units/Class B Shares · Derivative | 230,338 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000006 · edgar.xml · derivative · entry 2 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,338 Underlying: Common Units · 230,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 4, 2021, the Reporting Person exercised his right to convert 244,694 vested Class B Units into 230,338 Class A Units and Class B Shares. F2 · derivative.exercise_date: Pursuant to the limited partnership agreement of AAP, Reporting Person has the right, at any time and from time to time, to redeem (the "Redemption Right") his Class A Units, together with a like number of Class B Shares, for common units of Plains All American Pipeline, L.P. on a one-for-one basis. Reporting Person has not yet exercised the Redemption Right; the Redemption Right does not expire. F2 · derivative.expiration_date: Pursuant to the limited partnership agreement of AAP, Reporting Person has the right, at any time and from time to time, to redeem (the "Redemption Right") his Class A Units, together with a like number of Class B Shares, for common units of Plains All American Pipeline, L.P. on a one-for-one basis. Reporting Person has not yet exercised the Redemption Right; the Redemption Right does not expire. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:40 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionClass B Units · Derivative | 244,694 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000006 · edgar.xml · derivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Units/Class B Shares · 230,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 4, 2021, the Reporting Person exercised his right to convert 244,694 vested Class B Units into 230,338 Class A Units and Class B Shares. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 4, 2021, the Reporting Person exercised his right to convert 244,694 vested Class B Units into 230,338 Class A Units and Class B Shares. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 4, 2021, the Reporting Person exercised his right to convert 244,694 vested Class B Units into 230,338 Class A Units and Class B Shares. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:51 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | Exercise / conversionClass A Units/Class B Shares · Derivative | 230,338 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000012 · edgar.xml · derivative · entry 2 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,338 Underlying: Class A Shares · 230,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 4, 2021, the Reporting Person exercised his right to convert 244,694 vested Class B Units into 230,338 Class A Units and Class B Shares. F2 · derivative.exercise_date: Pursuant to the limited partnership agreement of AAP, Reporting Person has the right, at any time and from time to time, to exchange (the "Exchange Right") his Class A Units, together with a like number of Class B Shares, for Class A Shares of PAGP on a one-for-one basis. The Reporting Person has not yet exercised the Exchange Right; the Exchange Right does not expire. F2 · derivative.expiration_date: Pursuant to the limited partnership agreement of AAP, Reporting Person has the right, at any time and from time to time, to exchange (the "Exchange Right") his Class A Units, together with a like number of Class B Shares, for Class A Shares of PAGP on a one-for-one basis. The Reporting Person has not yet exercised the Exchange Right; the Exchange Right does not expire. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:51 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | Exercise / conversionClass B Units · Derivative | 244,694 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000012 · edgar.xml · derivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Units/Class B Shares · 230,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 4, 2021, the Reporting Person exercised his right to convert 244,694 vested Class B Units into 230,338 Class A Units and Class B Shares. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 4, 2021, the Reporting Person exercised his right to convert 244,694 vested Class B Units into 230,338 Class A Units and Class B Shares. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 4, 2021, the Reporting Person exercised his right to convert 244,694 vested Class B Units into 230,338 Class A Units and Class B Shares. Read SEC document |
| January 04, 2021 Filed Jan 19, 2021 23:08 UTC Amendment | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionClass A Units/Class B Shares · Derivative | 230,338 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000018 · edgar.xml · derivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,607 Underlying: Common Units · 230,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), Reporting Person has the right, at any time and from time to time, to redeem (the "Redemption Right") his Class A Units of AAP, together with a like number of Class B Shares of Plains GP Holdings, L.P., for common units of Plains All American Pipeline, L.P. on a one-for-one basis. Reporting Person has not yet exercised the Redemption Right; the Redemption Right does not expire. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), Reporting Person has the right, at any time and from time to time, to redeem (the "Redemption Right") his Class A Units of AAP, together with a like number of Class B Shares of Plains GP Holdings, L.P., for common units of Plains All American Pipeline, L.P. on a one-for-one basis. Reporting Person has not yet exercised the Redemption Right; the Redemption Right does not expire. F2 · balance_after: This amendment to Form 4 is being filed to correct the total number of derivative securities in Column 9. Read SEC document |
| January 04, 2021 Filed Jan 19, 2021 23:13 UTC Amendment | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | Exercise / conversionClass A Units/Class B Shares · Derivative | 230,338 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000020 · edgar.xml · derivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,607 Underlying: Class A Shares · 230,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), Reporting Person has the right, at any time and from time to time, to exchange (the "Exchange Right") his Class A Units of AAP, together with a like number of Class B Shares of Plains GP Holdings, L.P. ("PAGP"), for Class A Shares of PAGP on a one-for-one basis. Reporting Person has not yet exercised the Exchange Right; the Exchange Right does not expire. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), Reporting Person has the right, at any time and from time to time, to exchange (the "Exchange Right") his Class A Units of AAP, together with a like number of Class B Shares of Plains GP Holdings, L.P. ("PAGP"), for Class A Shares of PAGP on a one-for-one basis. Reporting Person has not yet exercised the Exchange Right; the Exchange Right does not expire. F2 · balance_after: This amendment to Form 4 is being filed to correct the total number of derivative securities in Column 9. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 23:42 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000091 · edgar.xml · derivative · entry 3 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Units · 23,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 23:42 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 9,051 | $7.97 | $72,136.47 |
DisclosureSEC source: 0001615619-20-000091 · edgar.xml · nonDerivative · entry 2 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,422 Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 23:42 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000091 · edgar.xml · nonDerivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 23:42 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 150,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000091 · edgar.xml · derivative · entry 4 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,380 Underlying: Common Units · 150,380 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F4 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 75,190 phantom units, will vest on the August 2023 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 37,595 phantom units (assuming 100% payout at target), will potentially vest on the August 2023 distribution date at a scaled payout range of between 0% to 200% (0 units to 75,190 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2023 compared to the TSR of a selected peer group; and (c) Tranche 3, consisting of 37,595 phantom units (assuming 100% payout at target), will potentially vest on the August 2023 distribution date at a scaled payout range of between 0% to 200% (0 units to 75,190 units) based on (i) PAA achieving cumulative distributable cash flow per common unit equivalent of $6.00 over the three-year period ending June 30, 2023 and (ii) PAA achieving a leverage ratio as of June 30, 2023 consistent with the leverage ratio assumed in its long term plan as of August 2020. F5 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2021 distribution date; beginning in November 2021, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2023 distribution date with respect to each phantom unit that vests on such date. F4 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 75,190 phantom units, will vest on the August 2023 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 37,595 phantom units (assuming 100% payout at target), will potentially vest on the August 2023 distribution date at a scaled payout range of between 0% to 200% (0 units to 75,190 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2023 compared to the TSR of a selected peer group; and (c) Tranche 3, consisting of 37,595 phantom units (assuming 100% payout at target), will potentially vest on the August 2023 distribution date at a scaled payout range of between 0% to 200% (0 units to 75,190 units) based on (i) PAA achieving cumulative distributable cash flow per common unit equivalent of $6.00 over the three-year period ending June 30, 2023 and (ii) PAA achieving a leverage ratio as of June 30, 2023 consistent with the leverage ratio assumed in its long term plan as of August 2020. F5 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2021 distribution date; beginning in November 2021, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2023 distribution date with respect to each phantom unit that vests on such date. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:38 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionClass A Units/Class B Shares · Derivative | 184,269 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000016 · edgar.xml · derivative · entry 2 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,269 Underlying: Common Units · 184,269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into an equal number of Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 14, 2020, the Reporting Person exercised his right to convert 195,755 vested Class B Units into 184,269 Class A Units and Class B Shares. F2 · derivative.exercise_date: Pursuant to the limited partnership agreement of AAP, Reporting Person has the right, at any time and from time to time, to redeem (the "Redemption Right") his Class A Units, together with a like number of Class B Shares, for common units of Plains All American Pipeline, L.P. on a one-for-one basis. Reporting Person has not yet exercised the Redemption Right; the Redemption Right does not expire. F2 · derivative.expiration_date: Pursuant to the limited partnership agreement of AAP, Reporting Person has the right, at any time and from time to time, to redeem (the "Redemption Right") his Class A Units, together with a like number of Class B Shares, for common units of Plains All American Pipeline, L.P. on a one-for-one basis. Reporting Person has not yet exercised the Redemption Right; the Redemption Right does not expire. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:38 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionClass B Units · Derivative | 195,755 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000016 · edgar.xml · derivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,694 Underlying: Class A Units/Class B Shares · 184,269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into an equal number of Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 14, 2020, the Reporting Person exercised his right to convert 195,755 vested Class B Units into 184,269 Class A Units and Class B Shares. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into an equal number of Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 14, 2020, the Reporting Person exercised his right to convert 195,755 vested Class B Units into 184,269 Class A Units and Class B Shares. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into an equal number of Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 14, 2020, the Reporting Person exercised his right to convert 195,755 vested Class B Units into 184,269 Class A Units and Class B Shares. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:41 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | Exercise / conversionClass A Units/Class B Shares · Derivative | 184,269 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000018 · edgar.xml · derivative · entry 2 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,269 Underlying: Class A Shares · 184,269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into an equal number of Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 14, 2020, the Reporting Person exercised his right to convert 195,755 vested Class B Units into 184,269 Class A Units and Class B Shares. F2 · derivative.exercise_date: Pursuant to the limited partnership agreement of AAP, Reporting Person has the right, at any time and from time to time, to exchange (the "Exchange Right") his Class A Units, together with a like number of Class B Shares, for Class A Shares of PAGP on a one-for-one basis. The Reporting Person has not yet exercised the Exchange Right; the Exchange Right does not expire. F2 · derivative.expiration_date: Pursuant to the limited partnership agreement of AAP, Reporting Person has the right, at any time and from time to time, to exchange (the "Exchange Right") his Class A Units, together with a like number of Class B Shares, for Class A Shares of PAGP on a one-for-one basis. The Reporting Person has not yet exercised the Exchange Right; the Exchange Right does not expire. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:41 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | Exercise / conversionClass B Units · Derivative | 195,755 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000018 · edgar.xml · derivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,694 Underlying: Class A Units/Class B Shares · 184,269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into an equal number of Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 14, 2020, the Reporting Person exercised his right to convert 195,755 vested Class B Units into 184,269 Class A Units and Class B Shares. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into an equal number of Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 14, 2020, the Reporting Person exercised his right to convert 195,755 vested Class B Units into 184,269 Class A Units and Class B Shares. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into an equal number of Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 14, 2020, the Reporting Person exercised his right to convert 195,755 vested Class B Units into 184,269 Class A Units and Class B Shares. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:20 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 50,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000070 · edgar.xml · derivative · entry 4 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,300 Underlying: Common Units · 50,300 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F4 · derivative.exercise_date: Phantom Units will vest 50% on the August 2022 distribution date and 50% on the later of the August 2022 distribution date and the first distribution date following PAA's achievement of distributable cash flow ("DCF") per common unit of at least $2.65 on a trailing four quarter basis. The applicable trailing four quarter period for determining whether the requisite DCF per common unit has been achieved for vesting of phantom units may not begin until after December 31, 2020. The associated DERs will vest (i) 50% on the August 2020 distribution date and (ii) 50% on the first distribution date following January 1, 2021 on which PAA achieves DCF per common unit of at least $2.50 on a trailing four quarter basis. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:20 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 46,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000070 · edgar.xml · derivative · entry 3 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Units · 46,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:20 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 18,101 | $21.75 | $393,696.75 |
DisclosureSEC source: 0001615619-19-000070 · edgar.xml · nonDerivative · entry 2 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,473 Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:20 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 46,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000070 · edgar.xml · nonDerivative · entry 1 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:18 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 46,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000042 · edgar.xml · derivative · entry 6 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,000 Underlying: Common Units · 46,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:18 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000042 · edgar.xml · derivative · entry 5 McGee Richard K. · CIK 0001490023 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.