Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291 | EVP & CCO | August 13, 2026 | August 17, 2026 |
| PLAINS GP HOLDINGS LPPAGP · Entity 3737 | EVP & CCO | January 04, 2023 | January 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLAINS ALL AMERICAN PIPELINE LP
Report date August 13, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-08-14 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-08-14 · Exercise / conversion · Acquired 500,000 · Balance 500,000 Row 2 · 2026-08-14 · Exercise / conversion · Acquired 140,691 · Balance 640,691 Row 3 · 2026-08-14 · Tax withholding · Disposed 252,112 · Balance 388,579 Row 4 · 2026-08-14 · Gift · Disposed 388,579 · Balance 0 |
| Common UnitsSEC Table I · non-derivative | IndirectBy Family Limited Partnership | 907,515 |
Reported balance
After 2026-08-14 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-08-14 · Gift · Acquired 388,579 · Balance 907,515 |
| Phantom UnitsSEC Table II · derivative / convertible security · Expires 2026-08-14 | Direct | 0 |
Reported balance
After 2026-08-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-14 · Exercise / conversion · Disposed 500,000 · Balance 0 F1: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. |
| Phantom UnitsSEC Table II · derivative / convertible security · Expires 2026-08-14 | Direct | 0 |
Reported balance
After 2026-08-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-14 · Exercise / conversion · Disposed 140,691 · Balance 0 F1: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 113,600 |
Reported balance
After 2026-08-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-13 · Grant · Acquired 113,600 · Balance 113,600 F1: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3: These phantom units will vest as follows: (a) Tranche 1, consisting of 56,800 phantom units, will vest on the August 2029 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 28,400 phantom units (assuming 100% payout at target), will potentially vest on the August 2029 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2029 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4: (c) Tranche 3, consisting of 28,400 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2029 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $9.10 over the 3-year period ending 6/30/29 (with payout equaling 100% at cumul. DCF/CUE over such period of $9.10 and being equal to 0% for cumul. DCF/CUE over such period of $8.19 or lower and 200% for cumul. DCF/CUE over such period of $10.01 or higher), with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/29 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range. F5: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2029 distribution date; beginning in November 2027, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2029 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2029 distribution date shall expire as of such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).
F2: One common unit is deliverable, upon vesting, for each Phantom Unit that vests.
F3: These phantom units will vest as follows: (a) Tranche 1, consisting of 56,800 phantom units, will vest on the August 2029 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 28,400 phantom units (assuming 100% payout at target), will potentially vest on the August 2029 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2029 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and
F4: (c) Tranche 3, consisting of 28,400 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2029 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $9.10 over the 3-year period ending 6/30/29 (with payout equaling 100% at cumul. DCF/CUE over such period of $9.10 and being equal to 0% for cumul. DCF/CUE over such period of $8.19 or lower and 200% for cumul. DCF/CUE over such period of $10.01 or higher), with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/29 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range.
F5: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2029 distribution date; beginning in November 2027, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2029 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2029 distribution date shall expire as of such date.
PLAINS GP HOLDINGS LP
Report date January 04, 2023 · Filed January 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-01-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-01-04 · Exercise / conversion · Disposed 37,552 · Balance 0 F1: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP, (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 4, 2023, the Reporting Person exercised his right to convert 37,552 vested Class B Units into 35,350 Class A Units and Class B shares. |
| Class A Units/Class B SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 35,350 |
Reported balance
After 2023-01-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-01-04 · Exercise / conversion · Acquired 35,350 · Balance 35,350 F1: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP, (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 4, 2023, the Reporting Person exercised his right to convert 37,552 vested Class B Units into 35,350 Class A Units and Class B shares. F2: Pursuant to the limited partnership agreement of AAP, Reporting Person has the right, at any time and from time to time, to exchange (the "Exchange Right") his Class A Units, together with a like number of Class B Shares, for Class A Shares of PAGP on a one-for-one basis. The Reporting Person has not yet exercised the Exchange Right; the Exchange Right does not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of vested Class B Units of AAP, (the "Class B Units") may convert (the "Conversion Right"), at any time and from time to time, such Class B Units into Class A Units of AAP (the "Class A Units") and Class B Shares (the "Class B Shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B Shares for each Class B Unit. The Conversion Right does not expire. On January 4, 2023, the Reporting Person exercised his right to convert 37,552 vested Class B Units into 35,350 Class A Units and Class B shares.
F2: Pursuant to the limited partnership agreement of AAP, Reporting Person has the right, at any time and from time to time, to exchange (the "Exchange Right") his Class A Units, together with a like number of Class B Shares, for Class A Shares of PAGP on a one-for-one basis. The Reporting Person has not yet exercised the Exchange Right; the Exchange Right does not expire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2021 Filed Aug 17, 2021 21:23 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 5,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000055 · edgar.xml · nonDerivative · entry 4 Goebel Jeremy L. · CIK 0001769336 · EVP & CCO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 150,711 Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:23 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 5,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000055 · edgar.xml · nonDerivative · entry 3 Goebel Jeremy L. · CIK 0001769336 · EVP & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:23 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 3,608 | $10.05 | $36,260.40 |
DisclosureSEC source: 0001615619-21-000055 · edgar.xml · nonDerivative · entry 2 Goebel Jeremy L. · CIK 0001769336 · EVP & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,559 Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:23 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionConmon Units | 9,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000055 · edgar.xml · nonDerivative · entry 1 Goebel Jeremy L. · CIK 0001769336 · EVP & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:26 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000031 · edgar.xml · derivative · entry 5 Goebel Jeremy L. · CIK 0001769336 · EVP & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:26 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 6,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000031 · edgar.xml · nonDerivative · entry 4 Goebel Jeremy L. · CIK 0001769336 · EVP & CCO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 145,152 Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:26 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 6,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000031 · edgar.xml · nonDerivative · entry 3 Goebel Jeremy L. · CIK 0001769336 · EVP & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:26 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 3,935 | $10.01 | $39,389.35 |
DisclosureSEC source: 0001615619-21-000031 · edgar.xml · nonDerivative · entry 2 Goebel Jeremy L. · CIK 0001769336 · EVP & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,065 Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:26 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000031 · edgar.xml · nonDerivative · entry 1 Goebel Jeremy L. · CIK 0001769336 · EVP & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:44 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000008 · edgar.xml · derivative · entry 5 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Units · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:44 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 21,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000008 · edgar.xml · nonDerivative · entry 4 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 139,087 Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:44 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 21,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000008 · edgar.xml · nonDerivative · entry 3 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:44 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 8,162 | $8.24 | $67,254.88 |
DisclosureSEC source: 0001615619-21-000008 · edgar.xml · nonDerivative · entry 2 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,838 Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:44 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000008 · edgar.xml · nonDerivative · entry 1 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2020 Filed Sep 3, 2020 21:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 9,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000114 · edgar.xml · nonDerivative · entry 8 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 117,249 F1 · kind: The reported transactions were gifts by the Reporting Person to his family limited partnership for no consideration. F2 · balance_after: Total Indirect holdings include 3,000 units purchased in March 2020, which were inadvertently attributed to Reporting Person's Direct holdings in the Form 4 previously filed to report such purchase. Read SEC document |
| August 26, 2020 Filed Sep 3, 2020 21:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 9,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000114 · edgar.xml · nonDerivative · entry 7 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported transactions were gifts by the Reporting Person to his family limited partnership for no consideration. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 00:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000102 · edgar.xml · derivative · entry 6 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 00:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 9,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000102 · edgar.xml · derivative · entry 5 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,167 Underlying: Common Units · 9,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 00:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 2,361 | $7.97 | $18,817.17 |
DisclosureSEC source: 0001615619-20-000102 · edgar.xml · nonDerivative · entry 4 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,249 Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 00:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000102 · edgar.xml · nonDerivative · entry 3 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 00:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 3,608 | $7.97 | $28,755.76 |
DisclosureSEC source: 0001615619-20-000102 · edgar.xml · nonDerivative · entry 2 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,610 Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 00:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 9,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000102 · edgar.xml · nonDerivative · entry 1 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 18, 2020 00:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 150,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000102 · edgar.xml · derivative · entry 7 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,380 Underlying: Common Units · 150,380 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F4 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 75,190 phantom units, will vest on the August 2023 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 37,595 phantom units (assuming 100% payout at target), will potentially vest on the August 2023 distribution date at a scaled payout range of between 0% to 200% (0 units to 75,190 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2023 compared to the TSR of a selected peer group; and (c) Tranche 3, consisting of 37,595 phantom units (assuming 100% payout at target), will potentially vest on the August 2023 distribution date at a scaled payout range of between 0% to 200% (0 units to 75,190 units) based on (i) PAA achieving cumulative distributable cash flow per common unit equivalent of $6.00 over the three-year period ending June 30, 2023 and (ii) PAA achieving a leverage ratio as of June 30, 2023 consistent with the leverage ratio assumed in its long term plan as of August 2020. F5 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2021 distribution date; beginning in November 2021, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2023 distribution date with respect to each phantom unit that vests on such date. F4 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 75,190 phantom units, will vest on the August 2023 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 37,595 phantom units (assuming 100% payout at target), will potentially vest on the August 2023 distribution date at a scaled payout range of between 0% to 200% (0 units to 75,190 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2023 compared to the TSR of a selected peer group; and (c) Tranche 3, consisting of 37,595 phantom units (assuming 100% payout at target), will potentially vest on the August 2023 distribution date at a scaled payout range of between 0% to 200% (0 units to 75,190 units) based on (i) PAA achieving cumulative distributable cash flow per common unit equivalent of $6.00 over the three-year period ending June 30, 2023 and (ii) PAA achieving a leverage ratio as of June 30, 2023 consistent with the leverage ratio assumed in its long term plan as of August 2020. F5 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2021 distribution date; beginning in November 2021, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2023 distribution date with respect to each phantom unit that vests on such date. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 22:55 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | PurchaseCommon Units | 3,000 | $6.66 | $19,990.20 |
DisclosureSEC source: 0001615619-20-000044 · edgar.xml · nonDerivative · entry 1 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,051 Read SEC document |
| January 10, 2020 Filed Sep 3, 2020 21:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 22,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000114 · edgar.xml · nonDerivative · entry 6 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 105,051 F1 · kind: The reported transactions were gifts by the Reporting Person to his family limited partnership for no consideration. Read SEC document |
| January 10, 2020 Filed Sep 3, 2020 21:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 22,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000114 · edgar.xml · nonDerivative · entry 5 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported transactions were gifts by the Reporting Person to his family limited partnership for no consideration. Read SEC document |
| January 01, 2020 Filed Jan 2, 2020 22:48 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000004 · edgar.xml · derivative · entry 3 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Units · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| January 01, 2020 Filed Jan 2, 2020 22:48 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 7,672 | $18.39 | $141,088.08 |
DisclosureSEC source: 0001615619-20-000004 · edgar.xml · nonDerivative · entry 2 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,051 Read SEC document |
| January 01, 2020 Filed Jan 2, 2020 22:48 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000004 · edgar.xml · nonDerivative · entry 1 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 23:43 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000112 · edgar.xml · derivative · entry 1 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Units · 500,000 shares Expires not disclosed F1 · security: Special one-time long-term retention grant of Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: Phantom Units will vest (i) 50% on the August 2026 distribution date, (ii) 25% on the later of the August 2026 distribution date and the first distribution date following PAA's achievement of distributable cash flow ("DCF") per common unit and common unit equivalent of at least $2.80 on a trailing four quarter basis, and (iii) 25% on the later of the August 2026 distribution date and the first distribution date following PAA's achievement of DCF per common unit and common unit equivalent of at least $3.15 on a trailing four quarter basis. F4 · derivative.exercise_date: The associated DERs will vest (i) 20% each on the August 2020, August 2021 and August 2022 distribution dates (60% total), (ii) 20% on the first distribution date following PAA's achievement of DCF per common unit and common unit equivalent of at least $2.70 on a trailing four quarter basis, and (iii) 20% on the first distribution date following PAA's achievement of DCF per common unit and common unit equivalent of at least $2.90 on a trailing four quarter basis. The applicable trailing four quarter period for determining whether the requisite DCF per common unit and common unit equivalent has been achieved for vesting of phantom units and DERs may not begin until on or after January 1, 2020. Any phantom units that have not vested by the August 2028 distribution date will be forfeited. F3 · derivative.expiration_date: Phantom Units will vest (i) 50% on the August 2026 distribution date, (ii) 25% on the later of the August 2026 distribution date and the first distribution date following PAA's achievement of distributable cash flow ("DCF") per common unit and common unit equivalent of at least $2.80 on a trailing four quarter basis, and (iii) 25% on the later of the August 2026 distribution date and the first distribution date following PAA's achievement of DCF per common unit and common unit equivalent of at least $3.15 on a trailing four quarter basis. F4 · derivative.expiration_date: The associated DERs will vest (i) 20% each on the August 2020, August 2021 and August 2022 distribution dates (60% total), (ii) 20% on the first distribution date following PAA's achievement of DCF per common unit and common unit equivalent of at least $2.70 on a trailing four quarter basis, and (iii) 20% on the first distribution date following PAA's achievement of DCF per common unit and common unit equivalent of at least $2.90 on a trailing four quarter basis. The applicable trailing four quarter period for determining whether the requisite DCF per common unit and common unit equivalent has been achieved for vesting of phantom units and DERs may not begin until on or after January 1, 2020. Any phantom units that have not vested by the August 2028 distribution date will be forfeited. Read SEC document |
| August 20, 2019 Filed Sep 3, 2020 21:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 14,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000114 · edgar.xml · nonDerivative · entry 4 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 82,723 F1 · kind: The reported transactions were gifts by the Reporting Person to his family limited partnership for no consideration. Read SEC document |
| August 20, 2019 Filed Sep 3, 2020 21:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon units | 14,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000114 · edgar.xml · nonDerivative · entry 3 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported transactions were gifts by the Reporting Person to his family limited partnership for no consideration. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 50,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000076 · edgar.xml · derivative · entry 7 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,300 Underlying: Common Units · 50,300 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F4 · derivative.exercise_date: Phantom Units will vest 50% on the August 2022 distribution date and 50% on the later of the August 2022 distribution date and the first distribution date following PAA's achievement of distributable cash flow ("DCF") per common unit of at least $2.65 on a trailing four quarter basis. The applicable trailing four quarter period for determining whether the requisite DCF per common unit has been achieved for vesting of phantom units may not begin until after December 31, 2020. The associated DERs will vest (i) 50% on the August 2020 distribution date and (ii) 50% on the first distribution date following January 1, 2021 on which PAA achieves DCF per common unit of at least $2.50 on a trailing four quarter basis. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000076 · edgar.xml · derivative · entry 6 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Units · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000076 · edgar.xml · derivative · entry 5 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,334 Underlying: Common Units · 18,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 2,361 | $21.75 | $51,351.75 |
DisclosureSEC source: 0001615619-19-000076 · edgar.xml · nonDerivative · entry 4 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,723 Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000076 · edgar.xml · nonDerivative · entry 3 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 7,215 | $21.75 | $156,926.25 |
DisclosureSEC source: 0001615619-19-000076 · edgar.xml · nonDerivative · entry 2 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,084 Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000076 · edgar.xml · nonDerivative · entry 1 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2019 Filed Sep 3, 2020 21:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 11,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000114 · edgar.xml · nonDerivative · entry 2 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 67,966 F1 · kind: The reported transactions were gifts by the Reporting Person to his family limited partnership for no consideration. Read SEC document |
| May 31, 2019 Filed Sep 3, 2020 21:27 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GiftCommon Units | 11,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000114 · edgar.xml · nonDerivative · entry 1 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported transactions were gifts by the Reporting Person to his family limited partnership for no consideration. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:22 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000044 · edgar.xml · derivative · entry 3 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,667 Underlying: Common Units · 18,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:22 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 7,215 | $23.93 | $172,654.95 |
DisclosureSEC source: 0001615619-19-000044 · edgar.xml · nonDerivative · entry 2 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,966 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:22 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000044 · edgar.xml · nonDerivative · entry 1 Goebel Jeremy L. · CIK 0001769336 · EVP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.