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person · Reporting owner

SMITH PATRICK W

Disclosed activity across 2 companies

Tapewire entity
23034
SEC CIK
0001167028

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AXON ENTERPRISE, INC.AXON · Entity 567Director · CHIEF EXECUTIVE OFFICERSeptember 08, 2026September 10, 2026
Insight Molecular Diagnostics Inc.OCX · Entity 663110% ownerFebruary 07, 2025February 11, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AXON ENTERPRISE, INC.

Report date September 08, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,118,012 Ending reported balance After 2026-09-08 transaction · row 11
11 source rows · reconciled sequence

Row 1 · 2026-09-08 · Sale · Disposed 71 · Balance 3,127,941

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

Row 2 · 2026-09-08 · Sale · Disposed 410 · Balance 3,127,531

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

F2: The transaction was executed in multiple trades at prices ranging from $503.46 to $504.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2026-09-08 · Sale · Disposed 1,104 · Balance 3,126,427

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

F3: The transaction was executed in multiple trades at prices ranging from $504.94 to $505.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 4 · 2026-09-08 · Sale · Disposed 744 · Balance 3,125,683

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

F4: The transaction was executed in multiple trades at prices ranging from $505.95 to $506.885. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 5 · 2026-09-08 · Sale · Disposed 749 · Balance 3,124,934

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

F5: The transaction was executed in multiple trades at prices ranging from $506.96 to $507.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 6 · 2026-09-08 · Sale · Disposed 1,774 · Balance 3,123,160

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

F6: The transaction was executed in multiple trades at prices ranging from $507.97 to $508.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 7 · 2026-09-08 · Sale · Disposed 1,319 · Balance 3,121,841

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

F7: The transaction was executed in multiple trades at prices ranging from $508.985 to $509.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 8 · 2026-09-08 · Sale · Disposed 1,348 · Balance 3,120,493

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

F8: The transaction was executed in multiple trades at prices ranging from $510.045 to $511.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 9 · 2026-09-08 · Sale · Disposed 1,251 · Balance 3,119,242

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

F9: The transaction was executed in multiple trades at prices ranging from $511.045 to $511.985. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 10 · 2026-09-08 · Sale · Disposed 1,033 · Balance 3,118,209

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

F10: The transaction was executed in multiple trades at prices ranging from $512.19 to $513.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 11 · 2026-09-08 · Sale · Disposed 197 · Balance 3,118,012

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

F11: The transaction was executed in multiple trades at prices ranging from $513.23 to $513.645. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

F2: The transaction was executed in multiple trades at prices ranging from $503.46 to $504.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The transaction was executed in multiple trades at prices ranging from $504.94 to $505.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The transaction was executed in multiple trades at prices ranging from $505.95 to $506.885. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: The transaction was executed in multiple trades at prices ranging from $506.96 to $507.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: The transaction was executed in multiple trades at prices ranging from $507.97 to $508.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: The transaction was executed in multiple trades at prices ranging from $508.985 to $509.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: The transaction was executed in multiple trades at prices ranging from $510.045 to $511.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9: The transaction was executed in multiple trades at prices ranging from $511.045 to $511.985. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10: The transaction was executed in multiple trades at prices ranging from $512.19 to $513.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11: The transaction was executed in multiple trades at prices ranging from $513.23 to $513.645. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Insight Molecular Diagnostics Inc.

Report date February 07, 2025 · Filed February 11, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, no par valueSEC Table I · non-derivativeIndirectSee footnote3,258,485 Last balance in matching sequence After 2025-02-07 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-02-07 · Purchase · Acquired 1,077,600 · Balance 2,872,671

F1: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.

F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.

Row 2 · 2025-02-07 · Other · Acquired 385,814 · Balance 3,258,485

F3: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.

F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.

F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.

F3: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 21, 2025 Filed Apr 23, 2025 20:42 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 851 $539.38 $459,012.64
Disclosure

SEC source: 0001069183-25-000063 · wk-form4_1745440920.xml · nonDerivative · entry 7

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,068,626

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2024.

F8 · price: The transaction was executed in multiple trades at prices ranging from $538.85 to $539.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 20:42 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 870 $537.91 $467,980.83
Disclosure

SEC source: 0001069183-25-000063 · wk-form4_1745440920.xml · nonDerivative · entry 6

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,069,477

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2024.

F7 · price: The transaction was executed in multiple trades at prices ranging from $537.41 to $538.39. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 20:42 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 62 $536.96 $33,291.54
Disclosure

SEC source: 0001069183-25-000063 · wk-form4_1745440920.xml · nonDerivative · entry 5

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,070,347

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2024.

F6 · price: The transaction was executed in multiple trades at prices ranging from $536.385 to $537.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 20:42 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 532 $534.87 $284,551.64
Disclosure

SEC source: 0001069183-25-000063 · wk-form4_1745440920.xml · nonDerivative · entry 4

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,070,409

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2024.

F5 · price: The transaction was executed in multiple trades at prices ranging from $534.86 to $535.455. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 20:42 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 1,289 $534.08 $688,428.35
Disclosure

SEC source: 0001069183-25-000063 · wk-form4_1745440920.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,070,941

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2024.

F4 · price: The transaction was executed in multiple trades at prices ranging from $533.86 to $534.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 20:42 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 877 $533.22 $467,634.12
Disclosure

SEC source: 0001069183-25-000063 · wk-form4_1745440920.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,072,230

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2024.

F3 · price: The transaction was executed in multiple trades at prices ranging from $532.80 to $533.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 20:42 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 875 $532.19 $465,663.98
Disclosure

SEC source: 0001069183-25-000063 · wk-form4_1745440920.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,073,107

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2024.

F2 · price: The transaction was executed in multiple trades at prices ranging from $531.70 to $532.695. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 20:30 UTC AXON ENTERPRISE, INC. AXON · Entity 567 GrantCommon Stock 194,030 $0.00 $0.00
Disclosure

SEC source: 0001069183-25-000040 · wk-form4_1743021024.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,073,982

F1 · kind: The transaction consists of performance-based restricted stock units granted on December 22, 2023, for the achievement of tranches 1 and 2 of the 2024 CEO Performance Award, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units will vest on December 31, 2028, subject to continued employment through such date. Following the vesting of each tranche, the shares applicable to each tranche are subject to a minimum holding period from the vesting date until the earlier of (i) December 31, 2030 and (ii) the date that a subsequent tranche vests, excluding shares that are withheld to cover taxes.

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February 07, 2025 Filed Feb 11, 2025 22:00 UTC Insight Molecular Diagnostics Inc. OCX · Entity 6631 OtherCommon Stock, no par value 385,814 $2.05 $790,918.70
Disclosure

SEC source: 0001493152-25-005942 · ownership.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,258,485

F3 · shares: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.

F2 · ownership.nature: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 22:00 UTC Insight Molecular Diagnostics Inc. OCX · Entity 6631 PurchaseCommon Stock, no par value 1,077,600 $2.05 $2,209,080.00
Disclosure

SEC source: 0001493152-25-005942 · ownership.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,872,671

F1 · shares: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.

F2 · ownership.nature: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.

Read SEC document
February 04, 2025 Filed Feb 4, 2025 21:45 UTC Insight Molecular Diagnostics Inc. OCX · Entity 6631 PurchaseCommon Stock, no par value 25 $2.02 $50.50
Disclosure

SEC source: 0001493152-25-004871 · ownership.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,795,071

F1 · ownership.nature: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:45 UTC Insight Molecular Diagnostics Inc. OCX · Entity 6631 PurchaseCommon Stock, no par value 890 $2.01 $1,788.90
Disclosure

SEC source: 0001493152-25-004871 · ownership.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,795,046

F1 · ownership.nature: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.

Read SEC document
January 30, 2025 Filed Jan 31, 2025 22:00 UTC Insight Molecular Diagnostics Inc. OCX · Entity 6631 PurchaseCommon Stock, no par value 318 $2.01 $639.18
Disclosure

SEC source: 0001493152-25-004470 · ownership.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,794,156

F1 · ownership.nature: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.

Read SEC document
January 29, 2025 Filed Jan 31, 2025 22:00 UTC Insight Molecular Diagnostics Inc. OCX · Entity 6631 PurchaseCommon Stock, no par value 3,880 $2.01 $7,798.80
Disclosure

SEC source: 0001493152-25-004470 · ownership.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,793,838

F1 · ownership.nature: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.

Read SEC document
January 14, 2025 Filed Jan 15, 2025 22:00 UTC Insight Molecular Diagnostics Inc. OCX · Entity 6631 PurchaseCommon Stock, no par value 10,286 $2.15 $22,114.90
Disclosure

SEC source: 0001493152-25-002410 · ownership.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,789,958

F1 · ownership.nature: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.

Read SEC document
January 14, 2025 Filed Jan 15, 2025 22:00 UTC Insight Molecular Diagnostics Inc. OCX · Entity 6631 PurchaseCommon Stock, no par value 100 $2.08 $208.00
Disclosure

SEC source: 0001493152-25-002410 · ownership.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,779,672

F1 · ownership.nature: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 22:00 UTC Insight Molecular Diagnostics Inc. OCX · Entity 6631 PurchaseCommon Stock, no par value 5,669 $2.08 $11,791.52
Disclosure

SEC source: 0001493152-25-002410 · ownership.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,779,572

F1 · ownership.nature: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.

Read SEC document
December 26, 2024 Filed Dec 28, 2024 02:49 UTC Insight Molecular Diagnostics Inc. OCX · Entity 6631 PurchaseCommon Stock, no par value 90,219 $2.13 $192,166.47
Disclosure

SEC source: 0001493152-24-052334 · ownership.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,773,903

F1 · ownership.nature: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 22:02 UTC AXON ENTERPRISE, INC. AXON · Entity 567 GiftCommon Stock 15,577 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029622 · form4-12172024_101218.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,879,952

F2 · kind: Represents a gift of shares to a donor advised fund. The reporting person has no beneficial interest, control or dispositive power over the gifted shares.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 22:02 UTC AXON ENTERPRISE, INC. AXON · Entity 567 GiftCommon Stock 29,531 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029622 · form4-12172024_101218.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,895,529

F1 · kind: Represents a gift to family trusts for which the reporting person is neither the beneficiary nor the trustee.

Read SEC document
October 03, 2024 Filed Oct 4, 2024 20:26 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 298 $405.70 $120,900.03
Disclosure

SEC source: 0001415889-24-024758 · form4-10042024_081059.xml · nonDerivative · entry 4

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,925,060

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F5 · price: The transaction was executed in multiple trades at prices ranging from $405.48 to $405.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 03, 2024 Filed Oct 4, 2024 20:26 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 1,404 $404.64 $568,116.67
Disclosure

SEC source: 0001415889-24-024758 · form4-10042024_081059.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,925,358

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F4 · price: The transaction was executed in multiple trades at prices ranging from $404.23 to $405.16. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 03, 2024 Filed Oct 4, 2024 20:26 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 2,460 $403.94 $993,690.68
Disclosure

SEC source: 0001415889-24-024758 · form4-10042024_081059.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,926,762

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F3 · price: The transaction was executed in multiple trades at prices ranging from $403.22 to $404.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 03, 2024 Filed Oct 4, 2024 20:26 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 605 $403.04 $243,837.20
Disclosure

SEC source: 0001415889-24-024758 · form4-10042024_081059.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,929,222

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F2 · price: The transaction was executed in multiple trades at prices ranging from $402.20 to $403.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 Exercise / conversionEmployee Stock Option · Derivative 58,965 $0.00 Strike: $28.58 $0.00
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · derivative · entry 15

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,931

Underlying: Common Stock · 58,965 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 3,738 $405.22 $1,514,718.34
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · nonDerivative · entry 12

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,929,827

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F10 · price: The transaction was executed in multiple trades at prices ranging from $405.00 to $405.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 15,986 $404.39 $6,464,575.34
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · nonDerivative · entry 11

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,933,565

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F9 · price: The transaction was executed in multiple trades at prices ranging from $404.00 to $404.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 49,896 $403.44 $20,130,261.78
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · nonDerivative · entry 10

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,949,551

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F8 · price: The transaction was executed in multiple trades at prices ranging from $403.00 to $403.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 15,613 $402.60 $6,285,743.84
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · nonDerivative · entry 9

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,999,447

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F7 · price: The transaction was executed in multiple trades at prices ranging from $402.00 to $402.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 11,912 $402.60 $4,795,733.08
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · nonDerivative · entry 8

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,015,060

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F7 · price: The transaction was executed in multiple trades at prices ranging from $402.00 to $402.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 2,373 $401.66 $953,138.47
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · nonDerivative · entry 7

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,026,972

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F6 · price: The transaction was executed in multiple trades at prices ranging from $401.00 to $401.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 13,422 $400.07 $5,369,748.94
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · nonDerivative · entry 6

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,029,345

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F5 · price: The transaction was executed in multiple trades at prices ranging from $400.00 to $400.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 Exercise / conversionCommon Stock 58,965 $404.51 $23,851,932.15
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · nonDerivative · entry 5

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,042,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 Exercise / conversionEmployee Stock Option · Derivative 100,917 $0.00 Strike: $28.58 $0.00
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · derivative · entry 14

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,896

Underlying: Common Stock · 100,917 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 47,314 $400.07 $18,928,997.15
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · nonDerivative · entry 4

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,983,802

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F4 · price: The transaction was executed in multiple trades at prices ranging from $400.00 to $400.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 Exercise / conversionCommon Stock 100,917 $399.22 $40,288,084.74
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,031,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 Exercise / conversionEmployee Stock Option · Derivative 10,118 $0.00 Strike: $28.58 $0.00
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · derivative · entry 13

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,813

Underlying: Common Stock · 10,118 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 4,746 $400.02 $1,898,515.33
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,930,199

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F3 · price: The transaction was executed in multiple trades at prices ranging from $400.00 to $400.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 00:27 UTC AXON ENTERPRISE, INC. AXON · Entity 567 Exercise / conversionCommon Stock 10,118 $399.60 $4,043,152.80
Disclosure

SEC source: 0001415889-24-024538 · form4-10032024_121000.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,934.945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

Read SEC document
September 04, 2024 Filed Sep 4, 2024 21:51 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 620 $356.10 $220,780.26
Disclosure

SEC source: 0001415889-24-022803 · form4-09042024_090930.xml · nonDerivative · entry 22

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,924,827

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F10 · kind: This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F21 · price: The transaction was executed in multiple trades at prices ranging from $355.82 to $356.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 04, 2024 Filed Sep 4, 2024 21:51 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 8,090 $355.26 $2,874,064.73
Disclosure

SEC source: 0001415889-24-022803 · form4-09042024_090930.xml · nonDerivative · entry 21

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,925,447

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F10 · kind: This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F20 · price: The transaction was executed in multiple trades at prices ranging from $354.82 to $355.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 04, 2024 Filed Sep 4, 2024 21:51 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 8,753 $354.36 $3,101,753.34
Disclosure

SEC source: 0001415889-24-022803 · form4-09042024_090930.xml · nonDerivative · entry 20

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,933,537

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F10 · kind: This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F19 · price: The transaction was executed in multiple trades at prices ranging from $353.82 to $354.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 04, 2024 Filed Sep 4, 2024 21:51 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 2,874 $353.49 $1,015,939.46
Disclosure

SEC source: 0001415889-24-022803 · form4-09042024_090930.xml · nonDerivative · entry 19

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,942,290

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F10 · kind: This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F18 · price: The transaction was executed in multiple trades at prices ranging from $352.81 to $353.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 04, 2024 Filed Sep 4, 2024 21:51 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 10,758 $351.44 $3,780,822.72
Disclosure

SEC source: 0001415889-24-022803 · form4-09042024_090930.xml · nonDerivative · entry 18

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,945,164

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F10 · kind: This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F17 · price: The transaction was executed in multiple trades at prices ranging from $351.00 to $351.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 04, 2024 Filed Sep 4, 2024 21:51 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 14,444 $350.48 $5,062,395.23
Disclosure

SEC source: 0001415889-24-022803 · form4-09042024_090930.xml · nonDerivative · entry 17

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,955,922

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F10 · kind: This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F16 · price: The transaction was executed in multiple trades at prices ranging from $350.00 to $350.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 21:51 UTC AXON ENTERPRISE, INC. AXON · Entity 567 Exercise / conversionEmployee Stock Option · Derivative 64,505 $0.00 Strike: $28.58 $0.00
Disclosure

SEC source: 0001415889-24-022803 · form4-09042024_090930.xml · derivative · entry 24

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,931

Underlying: Common Stock · 64,505 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 21:51 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 800 $362.70 $290,160.00
Disclosure

SEC source: 0001415889-24-022803 · form4-09042024_090930.xml · nonDerivative · entry 16

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,970,366

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F10 · kind: This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 21:51 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 2,031 $361.13 $733,457.06
Disclosure

SEC source: 0001415889-24-022803 · form4-09042024_090930.xml · nonDerivative · entry 15

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,971,166

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F10 · kind: This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F15 · price: The transaction was executed in multiple trades at prices ranging from $360.55 to $361.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 21:51 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 2,076 $359.91 $747,170.05
Disclosure

SEC source: 0001415889-24-022803 · form4-09042024_090930.xml · nonDerivative · entry 14

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,973,197

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F10 · kind: This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F14 · price: The transaction was executed in multiple trades at prices ranging from $359.52 to $360.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 03, 2024 Filed Sep 4, 2024 21:51 UTC AXON ENTERPRISE, INC. AXON · Entity 567 SaleCommon Stock 7,289 $358.87 $2,615,820.92
Disclosure

SEC source: 0001415889-24-022803 · form4-09042024_090930.xml · nonDerivative · entry 13

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,975,273

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F10 · kind: This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.

F13 · price: The transaction was executed in multiple trades at prices ranging from $358.48 to $359.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.