Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXON ENTERPRISE, INC.AXON · Entity 567 | Director · CHIEF EXECUTIVE OFFICER | September 08, 2026 | September 10, 2026 |
| Insight Molecular Diagnostics Inc.OCX · Entity 6631 | 10% owner | February 07, 2025 | February 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXON ENTERPRISE, INC.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,118,012 |
Ending reported balance
After 2026-09-08 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2026-09-08 · Sale · Disposed 71 · Balance 3,127,941 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. Row 2 · 2026-09-08 · Sale · Disposed 410 · Balance 3,127,531 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F2: The transaction was executed in multiple trades at prices ranging from $503.46 to $504.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2026-09-08 · Sale · Disposed 1,104 · Balance 3,126,427 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F3: The transaction was executed in multiple trades at prices ranging from $504.94 to $505.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 4 · 2026-09-08 · Sale · Disposed 744 · Balance 3,125,683 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F4: The transaction was executed in multiple trades at prices ranging from $505.95 to $506.885. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 5 · 2026-09-08 · Sale · Disposed 749 · Balance 3,124,934 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F5: The transaction was executed in multiple trades at prices ranging from $506.96 to $507.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 6 · 2026-09-08 · Sale · Disposed 1,774 · Balance 3,123,160 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F6: The transaction was executed in multiple trades at prices ranging from $507.97 to $508.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 7 · 2026-09-08 · Sale · Disposed 1,319 · Balance 3,121,841 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F7: The transaction was executed in multiple trades at prices ranging from $508.985 to $509.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 8 · 2026-09-08 · Sale · Disposed 1,348 · Balance 3,120,493 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F8: The transaction was executed in multiple trades at prices ranging from $510.045 to $511.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 9 · 2026-09-08 · Sale · Disposed 1,251 · Balance 3,119,242 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F9: The transaction was executed in multiple trades at prices ranging from $511.045 to $511.985. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 10 · 2026-09-08 · Sale · Disposed 1,033 · Balance 3,118,209 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F10: The transaction was executed in multiple trades at prices ranging from $512.19 to $513.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 11 · 2026-09-08 · Sale · Disposed 197 · Balance 3,118,012 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F11: The transaction was executed in multiple trades at prices ranging from $513.23 to $513.645. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.
F2: The transaction was executed in multiple trades at prices ranging from $503.46 to $504.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades at prices ranging from $504.94 to $505.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The transaction was executed in multiple trades at prices ranging from $505.95 to $506.885. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The transaction was executed in multiple trades at prices ranging from $506.96 to $507.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The transaction was executed in multiple trades at prices ranging from $507.97 to $508.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: The transaction was executed in multiple trades at prices ranging from $508.985 to $509.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: The transaction was executed in multiple trades at prices ranging from $510.045 to $511.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: The transaction was executed in multiple trades at prices ranging from $511.045 to $511.985. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: The transaction was executed in multiple trades at prices ranging from $512.19 to $513.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: The transaction was executed in multiple trades at prices ranging from $513.23 to $513.645. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Insight Molecular Diagnostics Inc.
Report date February 07, 2025 · Filed February 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par valueSEC Table I · non-derivative | IndirectSee footnote | 3,258,485 |
Last balance in matching sequence
After 2025-02-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-02-07 · Purchase · Acquired 1,077,600 · Balance 2,872,671 F1: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto. F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust. Row 2 · 2025-02-07 · Other · Acquired 385,814 · Balance 3,258,485 F3: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto. F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.
F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.
F3: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2021 Filed Nov 6, 2021 00:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 10,009 | $184.58 | $1,847,465.22 |
DisclosureSEC source: 0001415889-21-005092 · form4-11052021_051131.xml · nonDerivative · entry 6 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,284 F6 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F5 · price: The transaction was executed in multiple trades at prices ranging from $184.20 to $185.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2021 Filed Nov 6, 2021 00:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 8,474 | $184.58 | $1,564,134.31 |
DisclosureSEC source: 0001415889-21-005092 · form4-11052021_051131.xml · nonDerivative · entry 5 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,293 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F5 · price: The transaction was executed in multiple trades at prices ranging from $184.20 to $185.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2021 Filed Nov 6, 2021 00:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 9,151 | $183.65 | $1,680,601.28 |
DisclosureSEC source: 0001415889-21-005092 · form4-11052021_051131.xml · nonDerivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733,767 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F4 · price: The transaction was executed in multiple trades at prices ranging from $183.20 to $184.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2021 Filed Nov 6, 2021 00:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 15,446 | $182.61 | $2,820,529.19 |
DisclosureSEC source: 0001415889-21-005092 · form4-11052021_051131.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,918 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F3 · price: The transaction was executed in multiple trades at prices ranging from $182.19 to $183.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2021 Filed Nov 6, 2021 00:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 6,965 | $181.79 | $1,266,132.53 |
DisclosureSEC source: 0001415889-21-005092 · form4-11052021_051131.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,364 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $181.19 to $182.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2021 Filed Nov 6, 2021 00:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 81,765 | $184.91 | $15,119,166.15 |
DisclosureSEC source: 0001415889-21-005092 · form4-11052021_051131.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 62,349 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · derivative · entry 16 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,593,160 Underlying: Common Stock · 62,349 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 17,239 | $181.41 | $3,127,349.40 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · nonDerivative · entry 12 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,564 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F7 · price: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 13,324 | $180.37 | $2,403,231.23 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · nonDerivative · entry 11 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,803 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F4 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 7,641 | $180.37 | $1,378,196.47 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · nonDerivative · entry 10 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,127 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F4 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 62,349 | $181.60 | $11,322,578.40 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · nonDerivative · entry 9 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 57,907 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · derivative · entry 15 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,655,509 Underlying: Common Stock · 57,907 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 27,327 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · derivative · entry 14 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,713,416 Underlying: Common Stock · 27,327 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 5,034 | $182.25 | $917,464.12 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · nonDerivative · entry 8 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,419 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F6 · price: The transaction was executed in multiple trades at prices ranging from $182.00 to $182.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 10,008 | $181.45 | $1,815,992.63 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · nonDerivative · entry 7 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,453 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F5 · price: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 26,652 | $180.47 | $4,809,915.76 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · nonDerivative · entry 6 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,461 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F4 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 10,423 | $180.47 | $1,881,050.28 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · nonDerivative · entry 5 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,113 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F4 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 85,234 | $180.67 | $15,399,226.78 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · nonDerivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 8,052 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · derivative · entry 13 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,740,743 Underlying: Common Stock · 8,052 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,942 | $180.11 | $709,986.92 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,302 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 985 | $180.11 | $177,406.68 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,244 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 00:43 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 8,052 | $179.96 | $1,449,037.92 |
DisclosureSEC source: 0001415889-21-005044 · form4-11022021_051134.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 77,254 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · derivative · entry 24 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,748,795 Underlying: Common Stock · 77,254 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,500 | $183.18 | $274,775.10 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 21 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,177 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F14 · price: The transaction was executed in multiple trades at prices ranging from $183.00 to $183.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 14,862 | $182.61 | $2,713,927.53 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 20 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,677 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F13 · price: The transaction was executed in multiple trades at prices ranging from $182.00 to $182.96 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 6,368 | $181.30 | $1,154,492.93 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 19 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,539 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F12 · price: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 14,966 | $180.31 | $2,698,523.95 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 18 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,907 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 9,424 | $180.31 | $1,699,244.27 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 17 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,873 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 77,254 | $180.20 | $13,921,170.80 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 16 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 71,420 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · derivative · entry 23 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,826,049 Underlying: Common Stock · 71,420 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 200 | $184.67 | $36,934.00 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 15 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,043 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 4,921 | $183.15 | $901,262.94 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 14 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,243 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F11 · price: The transaction was executed in multiple trades at prices ranging from $183.00 to $183.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 11,074 | $182.58 | $2,021,905.32 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 13 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,164 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F10 · price: The transaction was executed in multiple trades at prices ranging from $182.00 to $182.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 10,343 | $181.27 | $1,874,879.75 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 12 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,238 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F9 · price: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 8,243 | $180.60 | $1,488,659.42 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 11 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,581 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 8,695 | $180.60 | $1,570,289.18 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 10 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,824 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 71,420 | $179.80 | $12,841,316.00 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 9 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 62,716 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · derivative · entry 22 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,897,469 Underlying: Common Stock · 62,716 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 929 | $185.31 | $172,157.26 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 8 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,099 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F8 · price: The transaction was executed in multiple trades at prices ranging from $185.13 to $185.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 22, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,140 | $184.58 | $210,421.88 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 7 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,028 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F7 · price: The transaction was executed in multiple trades at prices ranging from $184.11 to $185.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 22, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,159 | $183.18 | $212,305.62 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 6 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,168 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F6 · price: The transaction was executed in multiple trades at prices ranging from $183.01 to $184.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 22, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 11,830 | $182.43 | $2,158,194.22 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 5 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,327 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F5 · price: The transaction was executed in multiple trades at prices ranging from $182.00 to $182.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 22, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 15,326 | $181.38 | $2,779,877.39 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,157 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F4 · price: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 22, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 337 | $180.48 | $60,820.14 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,483 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 22, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 7,680 | $180.48 | $1,386,049.54 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,820 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 22, 2021 Filed Oct 27, 2021 01:23 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 62,716 | $182.65 | $11,455,077.40 |
DisclosureSEC source: 0001415889-21-004978 · form4-10262021_061043.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 01:06 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 109,080 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-004938 · form4-10212021_061043.xml · derivative · entry 27 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,960,185 Underlying: Common Stock · 109,080 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 01:06 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 571 | $185.20 | $105,748.12 |
DisclosureSEC source: 0001415889-21-004938 · form4-10212021_061043.xml · nonDerivative · entry 24 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,784 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F20 · price: The transaction was executed in multiple trades at prices ranging from $185.10 to $185.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 01:06 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 12,367 | $184.63 | $2,283,259.85 |
DisclosureSEC source: 0001415889-21-004938 · form4-10212021_061043.xml · nonDerivative · entry 23 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,355 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F19 · price: The transaction was executed in multiple trades at prices ranging from $184.025 to $185.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 01:06 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 8,031 | $183.75 | $1,475,708.30 |
DisclosureSEC source: 0001415889-21-004938 · form4-10212021_061043.xml · nonDerivative · entry 22 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,722 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F18 · price: The transaction was executed in multiple trades at prices ranging from $183.02 to $184.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.