organization · Reporting owner
ASSF IV AIV B Holdings III, L.P.
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HORNBECK OFFSHORE SERVICES, INC.HOS · Entity 705 | 10% owner | September 01, 2026 | September 09, 2026 |
| Savers Value Village, Inc.SVV · Entity 4665 | 10% owner | August 13, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HORNBECK OFFSHORE SERVICES, INC.
Report date September 01, 2026 · Filed September 09, 2026
Jointly reported with ASOF Investment Management LLC, ASOF II A (DE) Holdings I, L.P., ASOF II Holdings I, L.P., ASOF Holdings I, L.P., ASSF IV AIV B, L.P., ASSF Operating Manager IV, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 3,585,001 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,585,001 F1: Includes: (i) 10,107 shares of Common Stock and 134,887 warrants held by ASOF II A (DE) Holdings I, L.P., (ii) 56,103 shares of Common Stock and 748,260 warrants held by ASOF II Holdings I, L.P., (iii) 1,020,227 shares of Common Stock and 1,095,124 warrants held by ASOF Holdings I, L.P. (together with ASOF II A (DE) Holdings I, L.P. and ASOF II Holdings I, L.P., the "Ares SOF Holders"), (iv) 2,264,402 shares of Common Stock and 79,841 warrants held by ASSF IV AIV B Holdings III, L.P., (v) 72,506 shares of Common Stock and 2,208,429 warrants held by ASSF IV AIV B, L.P. (together with ASSF IV AIV B Holdings III, L.P., the "Ares SSF Holders") and (vi) 161,656 shares of Common Stock and 765,402 warrants held by two accounts managed or subadvised by Ares Management LLC with respect to which the Ares Entities (as defined below) may be deemed to have shared voting or dispositive power with the owners of such accounts (the "Ares Managed Accounts" and, such shares, the "Ares Managed Shares"). F2: Ares Partners Holdco LLC ("Ares Partners") is the sole member of each of Ares Management GP LLC and Ares Voting LLC, which are respectively the holders of the Class B and Class C common stock of Ares Management Corporation ("Ares Management"), which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco LLC, which is the general partner of Ares Management Holdings L.P., which is the sole member of Ares Management LLC, which is (x) the general partner of ASSF Operating Manager IV, L.P., which is the manager of each of the Ares SSF Holders, (y) the sole member of ASOF Investment Management LLC, which is the manager of each of the Ares SOF Holders and (z) the investment manager or investment subadvisor of each of the Ares Managed Accounts. F3: We refer to all of the foregoing entities collectively as the Ares Entities. Each of the Ares Entities may be deemed to share beneficial ownership of the securities reported herein, but each disclaims any such beneficial ownership of securities not held of record by it. Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by Ares Partners. The Ares Entities disclaim beneficial ownership of the Ares Managed Shares for purposes of Section 16 and this report shall not be deemed an admission that any of the Ares Entities are the beneficial owner of the Ares Managed Shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 23,840,862 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,840,862 F4: Includes: (i) 4,749,024 shares of Common Stock held by ASOF HOS AIV 1, L.P., (ii) 1,871,251 shares of Common Stock and 16,507,261 warrants held by ASOF HOS AIV 2, L.P. (together with ASOF HOS AIV 1, L.P., the "Ares SOF HOS Holders"), (iii) 14,314,404 shares of Common Stock held by ASSF IV HOS AIV 1, L.P. and (iv) 2,906,183 shares of Common Stock and 21,390,290 warrants held by ASSF IV HOS AIV 2, L.P. (together with ASSF IV HOS AIV 1, L.P., the "Ares SSF HOS Holders"). F5: ASOF HOS GP, LLC is managed by a board of managers, which is composed of Evan Hoole, Matthew Jill and Naseem Sagati Aghili. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by ASOF HOS GP, LLC. ASOF HOS GP, LLC is the general partner of each of the Ares SSF HOS Holders and the Ares SOF HOS Holders. Accordingly, ASOF HOS GP, LLC may be deemed to share beneficial ownership of the securities held of record by the Ares SSF HOS Holders and the Ares SOF HOS Holders, but disclaims such beneficial ownership. |
| WarrantsSEC Table II · derivative / convertible security | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2026-09-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F7: The exercise price of the warrants is $0.00001. F6: The warrants are immediately exercisable but are subject to certain citizenship rules and limitations on exercise, sale, transfer or other disposition. The warrants do not expire. F1: Includes: (i) 10,107 shares of Common Stock and 134,887 warrants held by ASOF II A (DE) Holdings I, L.P., (ii) 56,103 shares of Common Stock and 748,260 warrants held by ASOF II Holdings I, L.P., (iii) 1,020,227 shares of Common Stock and 1,095,124 warrants held by ASOF Holdings I, L.P. (together with ASOF II A (DE) Holdings I, L.P. and ASOF II Holdings I, L.P., the "Ares SOF Holders"), (iv) 2,264,402 shares of Common Stock and 79,841 warrants held by ASSF IV AIV B Holdings III, L.P., (v) 72,506 shares of Common Stock and 2,208,429 warrants held by ASSF IV AIV B, L.P. (together with ASSF IV AIV B Holdings III, L.P., the "Ares SSF Holders") and (vi) 161,656 shares of Common Stock and 765,402 warrants held by two accounts managed or subadvised by Ares Management LLC with respect to which the Ares Entities (as defined below) may be deemed to have shared voting or dispositive power with the owners of such accounts (the "Ares Managed Accounts" and, such shares, the "Ares Managed Shares"). F2: Ares Partners Holdco LLC ("Ares Partners") is the sole member of each of Ares Management GP LLC and Ares Voting LLC, which are respectively the holders of the Class B and Class C common stock of Ares Management Corporation ("Ares Management"), which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco LLC, which is the general partner of Ares Management Holdings L.P., which is the sole member of Ares Management LLC, which is (x) the general partner of ASSF Operating Manager IV, L.P., which is the manager of each of the Ares SSF Holders, (y) the sole member of ASOF Investment Management LLC, which is the manager of each of the Ares SOF Holders and (z) the investment manager or investment subadvisor of each of the Ares Managed Accounts. F3: We refer to all of the foregoing entities collectively as the Ares Entities. Each of the Ares Entities may be deemed to share beneficial ownership of the securities reported herein, but each disclaims any such beneficial ownership of securities not held of record by it. Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by Ares Partners. The Ares Entities disclaim beneficial ownership of the Ares Managed Shares for purposes of Section 16 and this report shall not be deemed an admission that any of the Ares Entities are the beneficial owner of the Ares Managed Shares for purposes of Section 16 or for any other purpose. |
| WarrantsSEC Table II · derivative / convertible security | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2026-09-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F7: The exercise price of the warrants is $0.00001. F6: The warrants are immediately exercisable but are subject to certain citizenship rules and limitations on exercise, sale, transfer or other disposition. The warrants do not expire. F4: Includes: (i) 4,749,024 shares of Common Stock held by ASOF HOS AIV 1, L.P., (ii) 1,871,251 shares of Common Stock and 16,507,261 warrants held by ASOF HOS AIV 2, L.P. (together with ASOF HOS AIV 1, L.P., the "Ares SOF HOS Holders"), (iii) 14,314,404 shares of Common Stock held by ASSF IV HOS AIV 1, L.P. and (iv) 2,906,183 shares of Common Stock and 21,390,290 warrants held by ASSF IV HOS AIV 2, L.P. (together with ASSF IV HOS AIV 1, L.P., the "Ares SSF HOS Holders"). F5: ASOF HOS GP, LLC is managed by a board of managers, which is composed of Evan Hoole, Matthew Jill and Naseem Sagati Aghili. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by ASOF HOS GP, LLC. ASOF HOS GP, LLC is the general partner of each of the Ares SSF HOS Holders and the Ares SOF HOS Holders. Accordingly, ASOF HOS GP, LLC may be deemed to share beneficial ownership of the securities held of record by the Ares SSF HOS Holders and the Ares SOF HOS Holders, but disclaims such beneficial ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes: (i) 10,107 shares of Common Stock and 134,887 warrants held by ASOF II A (DE) Holdings I, L.P., (ii) 56,103 shares of Common Stock and 748,260 warrants held by ASOF II Holdings I, L.P., (iii) 1,020,227 shares of Common Stock and 1,095,124 warrants held by ASOF Holdings I, L.P. (together with ASOF II A (DE) Holdings I, L.P. and ASOF II Holdings I, L.P., the "Ares SOF Holders"), (iv) 2,264,402 shares of Common Stock and 79,841 warrants held by ASSF IV AIV B Holdings III, L.P., (v) 72,506 shares of Common Stock and 2,208,429 warrants held by ASSF IV AIV B, L.P. (together with ASSF IV AIV B Holdings III, L.P., the "Ares SSF Holders") and (vi) 161,656 shares of Common Stock and 765,402 warrants held by two accounts managed or subadvised by Ares Management LLC with respect to which the Ares Entities (as defined below) may be deemed to have shared voting or dispositive power with the owners of such accounts (the "Ares Managed Accounts" and, such shares, the "Ares Managed Shares").
F2: Ares Partners Holdco LLC ("Ares Partners") is the sole member of each of Ares Management GP LLC and Ares Voting LLC, which are respectively the holders of the Class B and Class C common stock of Ares Management Corporation ("Ares Management"), which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco LLC, which is the general partner of Ares Management Holdings L.P., which is the sole member of Ares Management LLC, which is (x) the general partner of ASSF Operating Manager IV, L.P., which is the manager of each of the Ares SSF Holders, (y) the sole member of ASOF Investment Management LLC, which is the manager of each of the Ares SOF Holders and (z) the investment manager or investment subadvisor of each of the Ares Managed Accounts.
F3: We refer to all of the foregoing entities collectively as the Ares Entities. Each of the Ares Entities may be deemed to share beneficial ownership of the securities reported herein, but each disclaims any such beneficial ownership of securities not held of record by it. Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by Ares Partners. The Ares Entities disclaim beneficial ownership of the Ares Managed Shares for purposes of Section 16 and this report shall not be deemed an admission that any of the Ares Entities are the beneficial owner of the Ares Managed Shares for purposes of Section 16 or for any other purpose.
F4: Includes: (i) 4,749,024 shares of Common Stock held by ASOF HOS AIV 1, L.P., (ii) 1,871,251 shares of Common Stock and 16,507,261 warrants held by ASOF HOS AIV 2, L.P. (together with ASOF HOS AIV 1, L.P., the "Ares SOF HOS Holders"), (iii) 14,314,404 shares of Common Stock held by ASSF IV HOS AIV 1, L.P. and (iv) 2,906,183 shares of Common Stock and 21,390,290 warrants held by ASSF IV HOS AIV 2, L.P. (together with ASSF IV HOS AIV 1, L.P., the "Ares SSF HOS Holders").
F5: ASOF HOS GP, LLC is managed by a board of managers, which is composed of Evan Hoole, Matthew Jill and Naseem Sagati Aghili. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by ASOF HOS GP, LLC. ASOF HOS GP, LLC is the general partner of each of the Ares SSF HOS Holders and the Ares SOF HOS Holders. Accordingly, ASOF HOS GP, LLC may be deemed to share beneficial ownership of the securities held of record by the Ares SSF HOS Holders and the Ares SOF HOS Holders, but disclaims such beneficial ownership.
F6: The warrants are immediately exercisable but are subject to certain citizenship rules and limitations on exercise, sale, transfer or other disposition. The warrants do not expire.
F7: The exercise price of the warrants is $0.00001.
Savers Value Village, Inc.
Report date August 13, 2026 · Filed August 17, 2026
Jointly reported with ARES MANAGEMENT LLC, ACOF Investment Management LLC, Ares Corporate Opportunities Fund V, L.P., ASSF Operating Manager IV, L.P., ASSF IV AIV B, L.P., ASOF Investment Management LLC, ASOF Holdings I, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 94,449,188 |
Reported balance
After 2026-08-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-08-13 · Sale · Disposed 23,000,000 · Balance 94,449,188 F1: Following the transactions reported herein, includes 53,083,382 shares held by Ares Corporate Opportunities Fund V, L.P. ("ACOF V"), 5,435,262 shares held by ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV Holdings"), 7,945,865 shares held by ASSF IV AIV B, L.P. ("ASSF IV AIV") and 26,223,742 shares held by ASOF Holdings I, L.P. ("ASOF Holdings I"). Also includes 1,760,937 shares (the "Managed Shares") held by an account managed by ASSF Operating Manager IV, L.P. with respect to which the Ares Entities (as defined below) may be deemed to have shared voting or dispositive power. The Ares Entities disclaim beneficial ownership of the Managed Shares for purposes of Section 16 and this report shall not be deemed an admission that any of the Ares Entities are the beneficial owner of the Managed Shares for purposes of Section 16 or for any other purpose. F2: Ares Partners Holdco LLC ("Ares Partners") is the sole member of each of Ares Voting LLC and Ares Management GP LLC, which are respectively the holders of the Class B and Class C common stock of Ares Management Corporation ("Ares Management"), which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco LLC, which is the general partner of Ares Management Holdings L.P., which is the sole member of Ares Management LLC, which is: (i) the sole member of ACOF Investment Management LLC, which is the manager of ACOF V; (ii) the general partner of ASSF Operating Manager IV, L.P., which is the manager of each of ASSF IV AIV Holdings and ASSF IV AIV; and (iii) the sole member of ASOF Investment Management LLC, which is the manager of ASOF Holdings I. We refer to all of the foregoing entities collectively as the Ares Entities F3: Each of the Ares Entities may be deemed to share beneficial ownership of the securities reported herein, but each disclaims any such beneficial ownership of securities not held of record by them. Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by Ares Partners. |
Filing footnotes · ownership attribution and instrument terms
F1: Following the transactions reported herein, includes 53,083,382 shares held by Ares Corporate Opportunities Fund V, L.P. ("ACOF V"), 5,435,262 shares held by ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV Holdings"), 7,945,865 shares held by ASSF IV AIV B, L.P. ("ASSF IV AIV") and 26,223,742 shares held by ASOF Holdings I, L.P. ("ASOF Holdings I"). Also includes 1,760,937 shares (the "Managed Shares") held by an account managed by ASSF Operating Manager IV, L.P. with respect to which the Ares Entities (as defined below) may be deemed to have shared voting or dispositive power. The Ares Entities disclaim beneficial ownership of the Managed Shares for purposes of Section 16 and this report shall not be deemed an admission that any of the Ares Entities are the beneficial owner of the Managed Shares for purposes of Section 16 or for any other purpose.
F2: Ares Partners Holdco LLC ("Ares Partners") is the sole member of each of Ares Voting LLC and Ares Management GP LLC, which are respectively the holders of the Class B and Class C common stock of Ares Management Corporation ("Ares Management"), which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco LLC, which is the general partner of Ares Management Holdings L.P., which is the sole member of Ares Management LLC, which is: (i) the sole member of ACOF Investment Management LLC, which is the manager of ACOF V; (ii) the general partner of ASSF Operating Manager IV, L.P., which is the manager of each of ASSF IV AIV Holdings and ASSF IV AIV; and (iii) the sole member of ASOF Investment Management LLC, which is the manager of ASOF Holdings I. We refer to all of the foregoing entities collectively as the Ares Entities
F3: Each of the Ares Entities may be deemed to share beneficial ownership of the securities reported herein, but each disclaims any such beneficial ownership of securities not held of record by them. Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by Ares Partners.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Clear Channel Outdoor Holdings, Inc.
Report date September 09, 2025 · Filed September 11, 2025
Jointly reported with ARES MANAGEMENT LLC, ASSF IV AIV B, L.P., ASSF Operating Manager IV, L.P., ASOF Holdings I, L.P., ASOF II Holdings I, L.P., ASOF II A (DE) Holdings I, L.P., ASOF Investment Management LLC, ACOF VI Holdings, L.P., ACOF Investment Management LLC
Section 16 reporting ended · disclosed 2025-09-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 41,197,491 |
Last balance in matching sequence
After 2025-09-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-09-09 · Sale · Disposed 1,631,555 · Balance 54,197,491 F1: Following the transactions reported herein, includes: (i) 8,722,544 shares held by ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) 984,295 shares held by ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) 19,332,427 shares held by ASOF Holdings I, L.P. ("ASOF I"), (iv) 5,095,692 shares held by ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (v) 918,342 shares held by ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), and (vi) 6,144,191 shares held by ACOF VI Holdings, L.P. ("ACOF VI"). F2: Ares Partners Holdco LLC ("Ares Partners") is the sole member of each of Ares Voting LLC and Ares Management GP LLC, which are respectively the holders of the Class B and Class C common stock of Ares Management Corporation ("Ares Management"), which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco LLC, which is the general partner of Ares Management Holdings L.P., which is the sole member of Ares Management LLC, which is: (i) the general partner of ASSF Operating Manager IV, L.P., which is the manager of ASSF IV AIV B Holdings and ASSF IV AIV B; (ii) the sole member of ASOF Investment Management LLC, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (iii) the sole member of ACOF Investment Management LLC, which is the manager of ACOF VI. F3: We refer to all of the foregoing entities collectively as the Ares Entities. Each of the Ares Entities may be deemed to share beneficial ownership of the securities reported herein, but each disclaims any such beneficial ownership of securities not held of record by them. Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by Ares Partners. Row 2 · 2025-09-10 · Sale · Disposed 13,000,000 · Balance 41,197,491 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.12 to $1.2714, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1: Following the transactions reported herein, includes: (i) 8,722,544 shares held by ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) 984,295 shares held by ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) 19,332,427 shares held by ASOF Holdings I, L.P. ("ASOF I"), (iv) 5,095,692 shares held by ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (v) 918,342 shares held by ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), and (vi) 6,144,191 shares held by ACOF VI Holdings, L.P. ("ACOF VI"). F2: Ares Partners Holdco LLC ("Ares Partners") is the sole member of each of Ares Voting LLC and Ares Management GP LLC, which are respectively the holders of the Class B and Class C common stock of Ares Management Corporation ("Ares Management"), which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco LLC, which is the general partner of Ares Management Holdings L.P., which is the sole member of Ares Management LLC, which is: (i) the general partner of ASSF Operating Manager IV, L.P., which is the manager of ASSF IV AIV B Holdings and ASSF IV AIV B; (ii) the sole member of ASOF Investment Management LLC, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (iii) the sole member of ACOF Investment Management LLC, which is the manager of ACOF VI. F3: We refer to all of the foregoing entities collectively as the Ares Entities. Each of the Ares Entities may be deemed to share beneficial ownership of the securities reported herein, but each disclaims any such beneficial ownership of securities not held of record by them. Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by Ares Partners. |
Filing footnotes · ownership attribution and instrument terms
F1: Following the transactions reported herein, includes: (i) 8,722,544 shares held by ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) 984,295 shares held by ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) 19,332,427 shares held by ASOF Holdings I, L.P. ("ASOF I"), (iv) 5,095,692 shares held by ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (v) 918,342 shares held by ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), and (vi) 6,144,191 shares held by ACOF VI Holdings, L.P. ("ACOF VI").
F2: Ares Partners Holdco LLC ("Ares Partners") is the sole member of each of Ares Voting LLC and Ares Management GP LLC, which are respectively the holders of the Class B and Class C common stock of Ares Management Corporation ("Ares Management"), which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco LLC, which is the general partner of Ares Management Holdings L.P., which is the sole member of Ares Management LLC, which is: (i) the general partner of ASSF Operating Manager IV, L.P., which is the manager of ASSF IV AIV B Holdings and ASSF IV AIV B; (ii) the sole member of ASOF Investment Management LLC, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (iii) the sole member of ACOF Investment Management LLC, which is the manager of ACOF VI.
F3: We refer to all of the foregoing entities collectively as the Ares Entities. Each of the Ares Entities may be deemed to share beneficial ownership of the securities reported herein, but each disclaims any such beneficial ownership of securities not held of record by them. Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by Ares Partners.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.12 to $1.2714, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Frontier Communications Parent, Inc.
Report date December 10, 2024 · Filed December 12, 2024
Jointly reported with ARES MANAGEMENT LLC, ASOF Frontier AIV A8, L.P., ASOF Frontier AIV A9, L.P., ASOF Frontier AIV A10, L.P., ASOF Frontier AIV A11, L.P., ASOF Frontier AIV B1, L.P., ASSF IV AIV B, L.P.
Section 16 reporting ended · disclosed 2024-12-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 23,922,768 |
Reported balance
After 2024-12-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-12-10 · Sale · Disposed 11,500,000 · Balance 23,922,768 F1: Following the transactions reported herein, includes (i) 90,699 shares held by ACOF VI Frontier AIV A1, L.P.; (ii) 32,525 shares held by ACOF VI Frontier AIV A2, L.P.; (iii) 7,589 shares held by ACOF VI Frontier AIV A3, L.P.; (iv) 98,660 shares held by ACOF VI Frontier AIV A4, L.P.; (v) 108,416 shares held by ACOF VI Frontier AIV A5, L.P.; (vi) 60,714 shares held by ACOF VI Frontier AIV A6, L.P.; (vii) 109,873 shares held by ACOF VI Frontier AIV A7, L.P.; (viii) 110,369 shares held by ACOF VI Frontier AIV A8, L.P.; (ix) 103,647 shares held by ACOF VI Frontier AIV A9, L.P.; (x) 32,775 shares held by ACOF VI Frontier AIV A10, L.P.; (xi) 5,470,925 shares held by ACOF VI Frontier AIV B1, L.P. (together with the foregoing entities, the "ACOF VI Funds"); (continued in next footnote) F2: (xii) 105,592 shares held by ASOF Frontier AIV A1, L.P.; (xiii) 18,032 shares held by ASOF Frontier AIV A2, L.P.; (xiv) 830,837 shares held by ASOF Frontier AIV A3, L.P.; (xv) 281,844 shares held by ASOF Frontier AIV A4, L.P.; (xvi) 167,160 shares held by ASOF Frontier AIV A5, L.P.; (xvii) 292,124 shares held by ASOF Frontier AIV A6, L.P.; (xviii) 289,417 shares held by ASOF Frontier AIV A7, L.P.; (xix) 238,026 shares held by ASOF Frontier AIV A8, L.P.; (xx) 360,644 shares held by ASOF Frontier AIV A9, L.P.; (xxi) 259,665 shares held by ASOF Frontier AIV A10, L.P.; (xxii) 245,236 shares held by ASOF Frontier AIV A11, L.P.; (xxiii) 9,597,579 shares held by ASOF Frontier AIV B1, L.P. (together with the foregoing entities, the "ASOF Funds"); (continued in next footnote) F3: (xxiv) 2,003,418 shares held by ASOF II Frontier Holdings 1 L.P.; (xxv) 96,560 shares held by ASOF II Frontier Holdings 2 L.P.; (xxvi) 107,553 shares held by ASOF II Frontier Holdings 3 L.P.; (xxvii) 104,240 shares held by ASOF II Frontier Holdings 4 L.P.; (xxviii) 103,240 shares held by ASOF II Frontier Holdings 5 L.P.; (xxix) 109,407 shares held by ASOF II Frontier Holdings 6 L.P.; (xxx) 109,675 shares held by ASOF II Frontier Holdings 7 L.P.; (xxxi) 479,922 shares held by ASOF II A (DE) Frontier Holdings 1 L.P.; (xxxii) 17,664 shares held by ASOF II A (DE) Frontier Holdings 2 L.P. (together with the foregoing entities, the "ASOF II Funds"); (continued in next footnote) F4: (xxxiii) 946,429 shares held by ASSF IV AIV B Holdings III, L.P. and (xxxiv) 932,312 shares held by ASSF IV AIV B, L.P. (together with the foregoing entity, the "ASSF Funds"). F5: Ares Partners Holdco LLC is the sole member of each of Ares Voting LLC and Ares Management GP LLC, which together are the majority shareholders of Ares Management Corporation. Ares Management Corporation is the sole member of Ares Holdco LLC, which is the general partner of Ares Management Holdings LP, which is the sole member of Ares Management LLC, which is (a) the sole member of ACOF Investment Management LLC, which is the manager of the ACOF VI Funds, (b) the sole member of ASOF Investment Management LLC, which is the manager of the ASOF Funds and ASOF II Funds and (c) the general partner of ASSF Operating Manager IV, L.P., which is the manager of the ASSF Funds. F6: Each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein, but each disclaims any such beneficial ownership of securities not held of record by them. Ares Partners Holdco LLC is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by Ares Partners Holdco LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Following the transactions reported herein, includes (i) 90,699 shares held by ACOF VI Frontier AIV A1, L.P.; (ii) 32,525 shares held by ACOF VI Frontier AIV A2, L.P.; (iii) 7,589 shares held by ACOF VI Frontier AIV A3, L.P.; (iv) 98,660 shares held by ACOF VI Frontier AIV A4, L.P.; (v) 108,416 shares held by ACOF VI Frontier AIV A5, L.P.; (vi) 60,714 shares held by ACOF VI Frontier AIV A6, L.P.; (vii) 109,873 shares held by ACOF VI Frontier AIV A7, L.P.; (viii) 110,369 shares held by ACOF VI Frontier AIV A8, L.P.; (ix) 103,647 shares held by ACOF VI Frontier AIV A9, L.P.; (x) 32,775 shares held by ACOF VI Frontier AIV A10, L.P.; (xi) 5,470,925 shares held by ACOF VI Frontier AIV B1, L.P. (together with the foregoing entities, the "ACOF VI Funds"); (continued in next footnote)
F2: (xii) 105,592 shares held by ASOF Frontier AIV A1, L.P.; (xiii) 18,032 shares held by ASOF Frontier AIV A2, L.P.; (xiv) 830,837 shares held by ASOF Frontier AIV A3, L.P.; (xv) 281,844 shares held by ASOF Frontier AIV A4, L.P.; (xvi) 167,160 shares held by ASOF Frontier AIV A5, L.P.; (xvii) 292,124 shares held by ASOF Frontier AIV A6, L.P.; (xviii) 289,417 shares held by ASOF Frontier AIV A7, L.P.; (xix) 238,026 shares held by ASOF Frontier AIV A8, L.P.; (xx) 360,644 shares held by ASOF Frontier AIV A9, L.P.; (xxi) 259,665 shares held by ASOF Frontier AIV A10, L.P.; (xxii) 245,236 shares held by ASOF Frontier AIV A11, L.P.; (xxiii) 9,597,579 shares held by ASOF Frontier AIV B1, L.P. (together with the foregoing entities, the "ASOF Funds"); (continued in next footnote)
F3: (xxiv) 2,003,418 shares held by ASOF II Frontier Holdings 1 L.P.; (xxv) 96,560 shares held by ASOF II Frontier Holdings 2 L.P.; (xxvi) 107,553 shares held by ASOF II Frontier Holdings 3 L.P.; (xxvii) 104,240 shares held by ASOF II Frontier Holdings 4 L.P.; (xxviii) 103,240 shares held by ASOF II Frontier Holdings 5 L.P.; (xxix) 109,407 shares held by ASOF II Frontier Holdings 6 L.P.; (xxx) 109,675 shares held by ASOF II Frontier Holdings 7 L.P.; (xxxi) 479,922 shares held by ASOF II A (DE) Frontier Holdings 1 L.P.; (xxxii) 17,664 shares held by ASOF II A (DE) Frontier Holdings 2 L.P. (together with the foregoing entities, the "ASOF II Funds"); (continued in next footnote)
F4: (xxxiii) 946,429 shares held by ASSF IV AIV B Holdings III, L.P. and (xxxiv) 932,312 shares held by ASSF IV AIV B, L.P. (together with the foregoing entity, the "ASSF Funds").
F5: Ares Partners Holdco LLC is the sole member of each of Ares Voting LLC and Ares Management GP LLC, which together are the majority shareholders of Ares Management Corporation. Ares Management Corporation is the sole member of Ares Holdco LLC, which is the general partner of Ares Management Holdings LP, which is the sole member of Ares Management LLC, which is (a) the sole member of ACOF Investment Management LLC, which is the manager of the ACOF VI Funds, (b) the sole member of ASOF Investment Management LLC, which is the manager of the ASOF Funds and ASOF II Funds and (c) the general partner of ASSF Operating Manager IV, L.P., which is the manager of the ASSF Funds.
F6: Each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein, but each disclaims any such beneficial ownership of securities not held of record by them. Ares Partners Holdco LLC is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by Ares Partners Holdco LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2023 Filed Jan 19, 2023 20:01 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 400,000 | $1.36 | $544,120.00 |
DisclosureSEC source: 0001104659-23-005117 · tm233681-4_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF II Holdings I, L.P. · CIK 0001933113 · 10% owner ASOF II A (DE) Holdings I, L.P. · CIK 0001933136 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 51,401,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 51,401,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock, (iv) ASOF II Holdings I directly holds 601,975 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 108,487 shares of Common Stock and (vi) ACOF VI directly holds 11,669,840 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 51,401,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock, (iv) ASOF II Holdings I directly holds 601,975 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 108,487 shares of Common Stock and (vi) ACOF VI directly holds 11,669,840 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 51,401,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock, (iv) ASOF II Holdings I directly holds 601,975 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 108,487 shares of Common Stock and (vi) ACOF VI directly holds 11,669,840 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 18:32 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 330,000 | $1.39 | $459,921.00 |
DisclosureSEC source: 0001104659-23-004342 · tm233681-2_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 51,001,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I, L.P. ("ASOF II Holdings I") and ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"); and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 51,001,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock, (iv) ASOF II Holdings I directly holds 272,126 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 49,042 shares of Common Stock and (vi) ACOF VI directly holds 11,659,134 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I, L.P. ("ASOF II Holdings I") and ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"); and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 51,001,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock, (iv) ASOF II Holdings I directly holds 272,126 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 49,042 shares of Common Stock and (vi) ACOF VI directly holds 11,659,134 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I, L.P. ("ASOF II Holdings I") and ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"); and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 51,001,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock, (iv) ASOF II Holdings I directly holds 272,126 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 49,042 shares of Common Stock and (vi) ACOF VI directly holds 11,659,134 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| October 14, 2022 Filed Oct 18, 2022 17:34 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.47 | $294,920.00 |
DisclosureSEC source: 0001104659-22-109751 · tm2228255-3_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 50,671,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,671,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,650,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,671,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,650,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,671,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,650,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 16:02 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.59 | $317,020.00 |
DisclosureSEC source: 0001104659-22-108837 · tm2228255-1_4seq1.xml · nonDerivative · entry 2 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 50,471,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,471,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,450,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,471,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,450,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,471,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,450,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 16:02 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.63 | $326,860.00 |
DisclosureSEC source: 0001104659-22-108837 · tm2228255-1_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 50,271,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,471,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,450,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,471,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,450,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,471,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,450,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| October 11, 2022 Filed Oct 12, 2022 16:00 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.59 | $318,860.00 |
DisclosureSEC source: 0001104659-22-108084 · tm2227685-7_4seq1.xml · nonDerivative · entry 2 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 50,071,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,071,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,050,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,071,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,050,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,071,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,050,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| October 10, 2022 Filed Oct 12, 2022 16:00 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.59 | $317,980.00 |
DisclosureSEC source: 0001104659-22-108084 · tm2227685-7_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 49,871,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,071,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,050,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,071,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,050,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 50,071,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 11,050,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| October 07, 2022 Filed Oct 11, 2022 16:01 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.57 | $313,240.00 |
DisclosureSEC source: 0001104659-22-107702 · tm2227685-3_4seq1.xml · nonDerivative · entry 2 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 49,671,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 49,671,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 10,650,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 49,671,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 10,650,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 49,671,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 10,650,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| October 06, 2022 Filed Oct 11, 2022 16:01 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.62 | $324,340.00 |
DisclosureSEC source: 0001104659-22-107702 · tm2227685-3_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 49,471,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 49,671,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 10,650,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 49,671,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 10,650,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 49,671,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 10,650,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| October 05, 2022 Filed Oct 6, 2022 16:02 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.60 | $320,460.00 |
DisclosureSEC source: 0001104659-22-106766 · tm2227685-1_4seq1.xml · nonDerivative · entry 2 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 49,271,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 49,271,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 10,250,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 49,271,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 10,250,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 49,271,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 10,250,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 16:02 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.58 | $315,320.00 |
DisclosureSEC source: 0001104659-22-106766 · tm2227685-1_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 49,071,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 49,271,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 10,250,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 49,271,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 10,250,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 49,271,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 10,250,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 16:04 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.49 | $298,440.00 |
DisclosureSEC source: 0001104659-22-105825 · tm2227390-2_4seq1.xml · nonDerivative · entry 2 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 48,871,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,871,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,850,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,871,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,850,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,871,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,850,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 16:04 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.43 | $285,960.00 |
DisclosureSEC source: 0001104659-22-105825 · tm2227390-2_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 48,671,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,871,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,850,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,871,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,850,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,871,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,850,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 29, 2022 Filed Sep 30, 2022 16:01 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.38 | $275,000.00 |
DisclosureSEC source: 0001104659-22-104569 · tm2227086-1_4seq1.xml · nonDerivative · entry 2 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 48,471,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,471,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,450,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,471,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,450,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,471,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,450,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 16:01 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.40 | $279,420.00 |
DisclosureSEC source: 0001104659-22-104569 · tm2227086-1_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 48,271,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,471,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,450,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,471,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,450,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,471,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,450,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 16:52 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.40 | $279,020.00 |
DisclosureSEC source: 0001104659-22-103747 · tm2226782-1_4seq1.xml · nonDerivative · entry 2 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 48,071,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,071,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,050,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,071,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,050,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,071,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,050,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 16:52 UTC | Clear Channel Outdoor Holdings, Inc. CCO · Entity 4830 | PurchaseCommon Stock, par value $0.01 | 200,000 | $1.35 | $270,420.00 |
DisclosureSEC source: 0001104659-22-103747 · tm2226782-1_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 47,871,580 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,071,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,050,302 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,071,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,050,302 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF Investment Management LLC ("ASOF Investment Management"), (vi) ACOF VI Holdings, L.P. ("ACOF VI"), (vii) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (viii) Ares Management LLC, (ix) Ares Management Holdings L.P. ("Ares Management Holdings"), (x) Ares Holdco LLC ("Ares Holdco"), (xi) Ares Management Corporation ("Ares Management"), (xii) Ares Voting LLC ("Ares Voting"), (xiii) Ares Management GP LLC ("Ares Management GP") and (xiv) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 48,071,580 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 17,225,151 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,943,773 shares of Common Stock, (iii) ASOF I directly holds 19,852,354 shares of Common Stock and (iv) ACOF VI directly holds 9,050,302 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 141,425 | $26.95 | $3,811,403.75 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 23 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ACOF VI Frontier AIV B1, L.P. Disclosed balance after: 15,068,130 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | SaleCommon Stock, par value $0.01 | 7,981 | $26.95 | $215,087.95 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 22 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · ACOF VI Frontier AIV A10, L.P. Disclosed balance after: 90,268 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | SaleCommon Stock, par value $0.01 | 96,690 | $26.95 | $2,605,795.50 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 21 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · ACOF VI Frontier AIV A9, L.P. Disclosed balance after: 285,466 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 184,073 | $26.95 | $4,960,767.35 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 20 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · ACOF VI Frontier AIV A8, L.P. Disclosed balance after: 303,979 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 98,395 | $26.95 | $2,651,745.25 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 19 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · ACOF VI Frontier AIV A7, L.P. Disclosed balance after: 302,616 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | SaleCommon Stock, par value $0.01 | 56,632 | $26.95 | $1,526,232.40 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 18 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · ACOF VI Frontier AIV A6, L.P. Disclosed balance after: 167,219 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | SaleCommon Stock, par value $0.01 | 101,137 | $26.95 | $2,725,642.15 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 17 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · ACOF VI Frontier AIV A5, L.P. Disclosed balance after: 298,604 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | SaleCommon Stock, par value $0.01 | 92,018 | $26.95 | $2,479,885.10 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 16 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · ACOF VI Frontier AIV A4, L.P. Disclosed balance after: 271,730 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | SaleCommon Stock, par value $0.01 | 7,078 | $26.95 | $190,752.10 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 15 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · ACOF VI Frontier AIV A3, L.P. Disclosed balance after: 20,902 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | SaleCommon Stock, par value $0.01 | 30,325 | $26.95 | $817,258.75 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 14 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · ACOF VI Frontier AIV A2, L.P. Disclosed balance after: 89,581 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | SaleCommon Stock, par value $0.01 | 32,032 | $26.95 | $863,262.40 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 13 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · ACOF VI Frontier AIV A1, L.P. Disclosed balance after: 249,805 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | SaleCommon Stock, par value $0.01 | 226 | $26.95 | $6,090.70 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 12 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV B1, L.P. Disclosed balance after: 9,597,579 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 9 | $26.95 | $242.55 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 11 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A11, L.P. Disclosed balance after: 245,236 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 40 | $26.95 | $1,078.00 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 10 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A10, L.P. Disclosed balance after: 259,665 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 22 | $26.95 | $592.90 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 9 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A9, L.P. Disclosed balance after: 360,644 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 20 | $26.95 | $539.00 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 8 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A8, L.P. Disclosed balance after: 238,026 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 19 | $26.95 | $512.05 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 7 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A7, L.P. Disclosed balance after: 289,417 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 27 | $26.95 | $727.65 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 6 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A6, L.P. Disclosed balance after: 292,124 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 19 | $26.95 | $512.05 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 5 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A5, L.P. Disclosed balance after: 167,160 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 24 | $26.95 | $646.80 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 4 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A4, L.P. Disclosed balance after: 281,844 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 15 | $26.95 | $404.25 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 3 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A3, L.P. Disclosed balance after: 830,837 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 4 | $26.95 | $107.80 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 2 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A2, L.P. Disclosed balance after: 18,032 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:58 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 27 | $26.95 | $727.65 |
DisclosureSEC source: 0001104659-21-120394 · tm2128492-3_4seq.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASOF Frontier AIV A8, L.P. · CIK 0001862515 · 10% owner ASOF Frontier AIV A9, L.P. · CIK 0001862514 · 10% owner ASOF Frontier AIV A10, L.P. · CIK 0001862512 · 10% owner ASOF Frontier AIV A11, L.P. · CIK 0001862511 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A1, L.P. Disclosed balance after: 105,592 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · balance_after: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · balance_after: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1 L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (continued in next footnote) F7 · ownership.nature: (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. (continued in next footnote) F10 · ownership.nature: The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.