Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sonos IncSONO · Entity 1773 | Chief Legal Officer | August 14, 2026 | August 17, 2026 |
| TRIBUNE MEDIA COTRCO · Entity 154894 | EVP, General Counsel & CSO | December 31, 2018 | January 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sonos Inc
Report date August 14, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 497,356 |
Ending reported balance
After 2026-08-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-14 · Exercise / conversion · Acquired 42,983 · Balance 518,670 F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Row 2 · 2026-08-14 · Tax withholding · Disposed 21,314 · Balance 497,356 F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 214,191 |
Reported balance
After 2026-08-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-14 · Exercise / conversion · Disposed 8,960 · Balance 214,191 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4: These RSUs will vest based on the following schedule: (i) 1/12 of the shares subject to the RSUs vested on November 15, 2024 and (ii) the remaining RSUs vest quarterly over the next eleven quarters in equal quarterly installments, until such time as the RSUs are 100% vested, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 199,074 |
Reported balance
After 2026-08-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-14 · Exercise / conversion · Disposed 15,117 · Balance 199,074 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5: These RSUs will vest over a two year period as follows: 1) 15% of the shares subject to the RSUs will vest quarterly in year 1 following the vesting commencement date of November 15, 2024 and 2) 10% of the shares subject to the RSUs will vest quarterly in year 2, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 180,168 |
Reported balance
After 2026-08-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-14 · Exercise / conversion · Disposed 18,906 · Balance 180,168 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
F4: These RSUs will vest based on the following schedule: (i) 1/12 of the shares subject to the RSUs vested on November 15, 2024 and (ii) the remaining RSUs vest quarterly over the next eleven quarters in equal quarterly installments, until such time as the RSUs are 100% vested, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F5: These RSUs will vest over a two year period as follows: 1) 15% of the shares subject to the RSUs will vest quarterly in year 1 following the vesting commencement date of November 15, 2024 and 2) 10% of the shares subject to the RSUs will vest quarterly in year 2, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F6: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
TRIBUNE MEDIA CO
Report date December 31, 2018 · Filed January 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 75,931 |
Reported balance
After 2018-12-31 transaction · row 1
1 source rowRow 1 · 2018-12-31 · Tax withholding · Disposed 3,359 · Balance 75,931 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2022 Filed Feb 17, 2022 22:10 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 17,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001576 · primarydocument.xml · derivative · entry 4 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,909 Underlying: Common Stock · 17,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:10 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 1,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001576 · primarydocument.xml · derivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,973 Underlying: Common Stock · 1,751 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:10 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 6,725 | $28.44 | $191,259.00 |
DisclosureSEC source: 0001562180-22-001576 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,169 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:10 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 18,815 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-001576 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:55 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 17,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007127 · primarydocument.xml · derivative · entry 4 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,724 Underlying: Common Stock · 17,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:55 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 28,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007127 · primarydocument.xml · derivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,788 Underlying: Common Stock · 28,027 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F4 · derivative.exercise_date: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the. Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the. Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:55 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 8,463 | $34.52 | $292,142.76 |
DisclosureSEC source: 0001562180-21-007127 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,079 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:55 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 17,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-007127 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:48 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 17,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005375 · primarydocument.xml · derivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,761 Underlying: Common Stock · 17,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:48 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 8,463 | $38.14 | $322,778.82 |
DisclosureSEC source: 0001562180-21-005375 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,478 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:48 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 17,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-005375 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:47 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 52,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003533 · primarydocument.xml · derivative · entry 4 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,826 Underlying: Common Stock · 52,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/2 of the shares subject to the RSUs vest in equal installments on each anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/2 of the shares subject to the RSUs vest in equal installments on each anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:47 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 17,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003533 · primarydocument.xml · derivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,458 Underlying: Common Stock · 17,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:47 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 33,445 | $33.88 | $1,133,116.60 |
DisclosureSEC source: 0001562180-21-003533 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,876 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:47 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 69,696 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-003533 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:44 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 17,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001225 · primarydocument.xml · derivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,522 Underlying: Common Stock · 17,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of RSUs previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:44 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 6,040 | $35.48 | $214,299.20 |
DisclosureSEC source: 0001562180-21-001225 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,625 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:44 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 17,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001225 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of RSUs previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:41 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 14,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006735 · primarydocument.xml · derivative · entry 4 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,587 Underlying: Common Stock · 14,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:41 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 6,448 | $16.62 | $107,165.76 |
DisclosureSEC source: 0001562180-20-006735 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,600 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:41 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 14,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-006735 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 23:41 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 35,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006735 · primarydocument.xml · derivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,428 Underlying: Common Stock · 35,564 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:52 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 14,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005563 · primarydocument.xml · derivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,864 Underlying: Common Stock · 14,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:52 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 5,133 | $14.04 | $72,067.32 |
DisclosureSEC source: 0001562180-20-005563 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,207 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:52 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 14,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-005563 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 4,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · derivative · entry 8 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,705 Underlying: Common Stock · 4,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F7 · derivative.exercise_date: One quarter of the RSUs vested on February 15, 2020, and 1/16th of the RSUs will vest on each quarterly anniversary there after, beginning on May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F7 · derivative.expiration_date: One quarter of the RSUs vested on February 15, 2020, and 1/16th of the RSUs will vest on each quarterly anniversary there after, beginning on May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 3,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · derivative · entry 7 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,050 Underlying: Common Stock · 3,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 115,790 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · derivative · entry 6 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,309 Underlying: Common Stock · 115,790 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 105,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · derivative · entry 5 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,519 Underlying: Common Stock · 105,263 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F4 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. F4 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 1,503 | $9.08 | $13,647.24 |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · nonDerivative · entry 4 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,499 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 1,127 | $9.08 | $10,233.16 |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · nonDerivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,002 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 3,259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 4,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 01:02 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 3,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001394 · primarydocument.xml · derivative · entry 4 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,110 Underlying: Common Stock · 3,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 01:02 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 17,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001394 · primarydocument.xml · derivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,146 Underlying: Common Stock · 17,382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F4 · derivative.exercise_date: 1/4 of the RSUs vested on February 15, 2020, and 1/16 of the RSUs will vest on each quarterly anniversary thereafter beginning on May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 1/4 of the RSUs vested on February 15, 2020, and 1/16 of the RSUs will vest on each quarterly anniversary thereafter beginning on May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 01:02 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 7,513 | $13.42 | $100,824.46 |
DisclosureSEC source: 0001562180-20-001394 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,525 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 01:02 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 20,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001394 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 15, 2019 Filed Nov 20, 2019 01:01 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 3,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005601 · primarydocument.xml · derivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,369 Underlying: Common Stock · 3,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2019 Filed Nov 20, 2019 01:01 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 1,127 | $14.85 | $16,735.95 |
DisclosureSEC source: 0001562180-19-005601 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,397 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| November 15, 2019 Filed Nov 20, 2019 01:01 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 3,259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-005601 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| August 15, 2019 Filed Oct 1, 2019 20:36 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 3,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004997 · primarydocument.xml · derivative · entry 4 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,628 Underlying: Common Stock · 3,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F3 · kind: Vesting of RSUs granted to the Reporting Person on February 15, 2019. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2018, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2018, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 15, 2019 Filed Oct 1, 2019 20:36 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 1,127 | $10.59 | $11,934.93 |
DisclosureSEC source: 0001562180-19-004997 · primarydocument.xml · nonDerivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the restricted stock units ("RSUs") to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 15, 2019 Filed Oct 1, 2019 20:36 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 3,259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-004997 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to the Reporting Person on February 15, 2019. F4 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:12 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 3,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002956 · primarydocument.xml · derivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,887 Underlying: Common Stock · 3,259 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F3 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary of the initial vesting date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F3 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary of the initial vesting date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:12 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 1,051 | $10.59 | $11,130.09 |
DisclosureSEC source: 0001562180-19-002956 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,208 F2 · kind: Represents the number of shares withheld upon the vesting of RSUs to cover tax withholding obligations, based on the closing price of the Issuer's Common Stock on May 14, 2019. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:12 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 3,259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-002956 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| May 15, 2019 Filed Oct 1, 2019 20:36 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 75 | $10.59 | $794.25 |
DisclosureSEC source: 0001562180-19-004997 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,133 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the restricted stock units ("RSUs") to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. F2 · shares: Due to an administrative error, the number of shares that were withheld on May 15, 2019 to cover taxes due upon the release and settlement of the RSUs was under-reported in the Form 4 that was filed by the Reporting Person with the U.S. Securities and Exchange Commission on May 17, 2019. This amendment corrects such error. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:07 UTC | Sonos Inc SONO · Entity 1773 | GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $11.12 | $0.00 |
DisclosureSEC source: 0001567619-19-004880 · doc1.xml · derivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2029-02-14 F4 · derivative.exercise_date: The stock option will vest as to 1/4 of the total number of shares subject to the stock option on February 15, 2020, and thereafter shall vest as to 1/16 of the total number of shares subject to the stock option in equal quarterly installments beginning on May 15, 2020, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:07 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 52,146 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-004880 · doc1.xml · derivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,146 Underlying: Common Stock · 52,146 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. F3 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:07 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 69,528 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-004880 · doc1.xml · derivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,528 Underlying: Common Stock · 69,528 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 1/4 of the RSUs will vest on February 15, 2020, and 1/16 of the RSUs will vest on each quarterly anniversary thereafter beginning on May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 1/4 of the RSUs will vest on February 15, 2020, and 1/16 of the RSUs will vest on each quarterly anniversary thereafter beginning on May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.