CHASE ANTHONY R

SEC source: 0000899243-22-033447 · doc4.xml · derivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,103

Underlying: Common stock · 2,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest in full and be delivered on October 5, 2023.

F2 · derivative.expiration_date: The restricted stock unit will vest in full and be delivered on October 5, 2023.

SEC source: 0001562180-23-005840 · primarydocument.xml · nonDerivative · entry 5

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,891

F1 · security: This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions.

F2 · shares: Transactions were made by third-party manager and were not subject to the discretion of Reporting Person.

F3 · balance_after: Includes restricted stock units granted pursuant to the issuer's long-term incentive plan, including 1,860 granted on May 18, 2023 that vest on May 18, 2024.

SEC source: 0001562180-22-007003 · primarydocument.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,635

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive partial payment in common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $84.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive partial payment in common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $84.48, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,568 granted on May 26, 2022 that vest on May 26, 2023.

SEC source: 0001562180-23-005840 · primarydocument.xml · nonDerivative · entry 4

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,901

F1 · security: This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions.

F2 · shares: Transactions were made by third-party manager and were not subject to the discretion of Reporting Person.

F3 · balance_after: Includes restricted stock units granted pursuant to the issuer's long-term incentive plan, including 1,860 granted on May 18, 2023 that vest on May 18, 2024.

SEC source: 0001562180-23-005840 · primarydocument.xml · nonDerivative · entry 3

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,891

F1 · security: This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions.

F2 · shares: Transactions were made by third-party manager and were not subject to the discretion of Reporting Person.

F3 · balance_after: Includes restricted stock units granted pursuant to the issuer's long-term incentive plan, including 1,860 granted on May 18, 2023 that vest on May 18, 2024.

SEC source: 0000899243-22-025654 · doc4.xml · derivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common stock · 2,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest in full and be delivered on July 5, 2023.

F2 · derivative.expiration_date: The restricted stock unit will vest in full and be delivered on July 5, 2023.

SEC source: 0001127602-22-018311 · form4.xml · derivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363

Underlying: Common Stock · 363 shares

Expires 2032-06-30

F1 · derivative.exercise_price: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $37,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $103.2641 per share. The options are fully vested as of the date of grant, and have an exercise price of $133.90 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · kind: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $37,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $103.2641 per share. The options are fully vested as of the date of grant, and have an exercise price of $133.90 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · shares: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $37,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $103.2641 per share. The options are fully vested as of the date of grant, and have an exercise price of $133.90 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · price: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $37,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $103.2641 per share. The options are fully vested as of the date of grant, and have an exercise price of $133.90 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · derivative.underlying_shares: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $37,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $103.2641 per share. The options are fully vested as of the date of grant, and have an exercise price of $133.90 per share, which is the market price of Nabors' common shares on the date of grant.

SEC source: 0001562180-22-005479 · primarydocument.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,366

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive partial payment in common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $104.18, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,568 granted on May 26, 2022 that vest on May 26, 2023.

SEC source: 0001562180-23-005840 · primarydocument.xml · nonDerivative · entry 2

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,916

F1 · security: This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions.

F2 · shares: Transactions were made by third-party manager and were not subject to the discretion of Reporting Person.

F3 · balance_after: Includes restricted stock units granted pursuant to the issuer's long-term incentive plan, including 1,860 granted on May 18, 2023 that vest on May 18, 2024.

SEC source: 0001209191-23-043610 · doc4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1

F1 · price: Since the date of the reporting person's last report, 1 share was purchased in a third party managed account and rolled over into a self-directed IRA and therefore is now owned directly.

F1 · balance_after: Since the date of the reporting person's last report, 1 share was purchased in a third party managed account and rolled over into a self-directed IRA and therefore is now owned directly.

SEC source: 0001127602-22-017119 · form4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,565

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

SEC source: 0001562180-22-004636 · primarydocument.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,174

F1 · shares: On May 28, 2022 the reporting person's restricted stock units automatically vested 1,527 shares. 97 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,568 granted on May 26, 2022 that vest May 26, 2023.

SEC source: 0001562180-22-004575 · primarydocument.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,271

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,527 granted on May 28, 2021 that vest May 28, 2022 and 1,568 granted on May 26, 2022 that vest May 26, 2023.

SEC source: 0001209191-22-026195 · doc4.xml · derivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140

Underlying: Common Stock · 598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 27, 2022. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 27, 2022. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

SEC source: 0000899243-22-014216 · doc4.xml · derivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,030

Underlying: Common stock · 3,030 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest in full and be delivered on April 5, 2023.

F2 · derivative.expiration_date: The restricted stock unit will vest in full and be delivered on April 5, 2023.

SEC source: 0001562180-22-003067 · primarydocument.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive partial payment in common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $99.69, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,527 granted on May 28, 2021 that vest on May 28, 2022.

SEC source: 0000899243-22-001240 · doc4.xml · derivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335

Underlying: Common stock · 1,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest in full and be delivered on January 5, 2023.

F2 · derivative.expiration_date: The restricted stock unit will vest in full and be delivered on January 5, 2023.

SEC source: 0001562180-23-005840 · primarydocument.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,914

F1 · security: This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions.

F2 · shares: Transactions were made by third-party manager and were not subject to the discretion of Reporting Person.

F3 · balance_after: Includes restricted stock units granted pursuant to the issuer's long-term incentive plan, including 1,860 granted on May 18, 2023 that vest on May 18, 2024.

SEC source: 0000899243-21-039536 · doc4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431

F1 · shares: Represents a grant of restricted common stock received by the reporting person. The shares will vest in full and be delivered on October 5, 2022.

SEC source: 0001127602-21-026342 · form4.xml · derivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552

Underlying: Common Stock · 552 shares

Expires 2031-09-30

F1 · kind: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $37,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $67.9921 per share. The options are fully vested as of the date of grant, and have an exercise price of $96.48 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · shares: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $37,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $67.9921 per share. The options are fully vested as of the date of grant, and have an exercise price of $96.48 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · price: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $37,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $67.9921 per share. The options are fully vested as of the date of grant, and have an exercise price of $96.48 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · derivative.underlying_shares: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $37,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $67.9921 per share. The options are fully vested as of the date of grant, and have an exercise price of $96.48 per share, which is the market price of Nabors' common shares on the date of grant.

SEC source: 0001127602-21-021402 · form4.xml · derivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411

Underlying: Common Stock · 411 shares

Expires 2031-06-30

F1 · kind: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $32,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $79.0138 per share. The options are fully vested as of the date of grant, and have an exercise price of $114.24 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · shares: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $32,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $79.0138 per share. The options are fully vested as of the date of grant, and have an exercise price of $114.24 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · price: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $32,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $79.0138 per share. The options are fully vested as of the date of grant, and have an exercise price of $114.24 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · derivative.underlying_shares: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $32,500 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $79.0138 per share. The options are fully vested as of the date of grant, and have an exercise price of $114.24 per share, which is the market price of Nabors' common shares on the date of grant.

SEC source: 0001127602-21-018996 · form4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F2 · balance_after: On April 22, 2020, the Issuer effected a 1-for-50 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported here have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001562180-21-003929 · primarydocument.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,527 granted on May 28, 2021 that vest on May 28, 2022.

SEC source: 0001403431-21-000083 · wf-form4_162023343657962.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,641

F1 · shares: Restricted Stock award which vests fully on May 4, 2022.

SEC source: 0001209191-21-029103 · doc4.xml · derivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542

Underlying: Common Stock · 594 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 28, 2021. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 28, 2021. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

SEC source: 0001209191-20-026467 · doc4.xml · derivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948

Underlying: Common Stock · 948 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 29, 2020. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 29, 2020. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

SEC source: 0001127602-19-026343 · form4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed upon the effectiveness of the acquisition of Anadarko Petroleum Corporation ("APC") by Occidental Petroleum Corporation ("OXY") on August 8, 2019, pursuant to the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc., and Anadarko Petroleum Corporation (the "Merger Agreement"). At the effective time, each outstanding share of APC common stock was converted into the right to receive $59 in cash and 0.2934 of a share of OXY common stock.

SEC source: 0001127602-19-020932 · form4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,899

F1 · kind: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

F1 · shares: The restricted stock award is scheduled to vest on the first anniversary of the grant date.

SEC source: 0001127602-19-018836 · form4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,421

F1 · shares: This is a deferred grant that will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-19-014220 · form4.xml · derivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,851

Underlying: Common Stock · 8,851 shares

Expires 2029-03-29

F1 · kind: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $13,000 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $1.4687 per share. The options are fully vested as of the date of grant, and have an exercise price of $3.44 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · shares: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $13,000 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $1.4687 per share. The options are fully vested as of the date of grant, and have an exercise price of $3.44 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · price: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $13,000 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $1.4687 per share. The options are fully vested as of the date of grant, and have an exercise price of $3.44 per share, which is the market price of Nabors' common shares on the date of grant.

F1 · derivative.underlying_shares: The Reporting Person elected to receive stock options in lieu of the quarterly cash payment he would normally receive as a Nabors director. The number of options was determined by dividing the foregone cash payment of $13,000 by the option price on the date of grant calculated in accordance with the Black-Scholes valuation model, or $1.4687 per share. The options are fully vested as of the date of grant, and have an exercise price of $3.44 per share, which is the market price of Nabors' common shares on the date of grant.

SEC source: 0001127602-18-017701 · form4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,557

F1 · shares: This is a deferred grant that will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-17-018660 · form4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,636

SEC source: 0001127602-17-017898 · form4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,731

F1 · shares: This is a deferred grant that will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0001127602-17-000662 · form4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,385

F1 · shares: The deferred grant was issued to the Director in lieu of a quarterly retainer and will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.

SEC source: 0000899243-16-030791 · doc4.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,928

F1 · shares: The deferred grant was issued to the Director in lieu of a quarterly retainer and will be distributed per the Director's election at either retirement or termination from the board or a specific date, but not earlier than one year from the date of grant.