TapewireFind a company

person · Reporting owner

McCarthy Kevin S

Disclosed activity across 9 companies

Tapewire entity
22824
SEC CIK
0001304183

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Chord Energy CorpCHRD · Entity 630DirectorApril 29, 2026May 01, 2026
Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 4334Director · CHAIRMAN & CEOOctober 22, 2018October 25, 2018
Kayne Anderson NextGen Energy & Infrastructure, Inc.KMF · Entity 108252Director · CHAIRMAN & CEOAugust 06, 2018August 17, 2018
Kinetik Holdings Inc.KNTK · Entity 2202DirectorMay 19, 2026May 20, 2026
ONEOK INC /NEW/OKE · Entity 3002DirectorMay 02, 2017June 06, 2017
PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291DirectorJune 23, 2022June 24, 2022
PLAINS GP HOLDINGS LPPAGP · Entity 3737DirectorAugust 13, 2026August 17, 2026
RANGE RESOURCES CORPRRC · Entity 3534DirectorMay 16, 2018May 18, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Chord Energy Corp

Report date April 29, 2026 · Filed May 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,047 Reported balance After 2026-04-29 transaction · row 1
1 source row

Row 1 · 2026-04-29 · Grant · Acquired 1,524 · Balance 22,047

F1: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 29, 2027, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 29, 2027, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

Kayne Anderson Energy Infrastructure Fund, Inc.

Report date October 22, 2018 · Filed October 25, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect617,503 Reported balance After 2018-10-22 transaction · row 1
1 source row

Row 1 · 2018-10-22 · Other · Acquired 3,049 · Balance 617,503

F1: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. DOES NOT INCLUDE 9,798 SHARES HELD INDIRECTLY, FOR WHICH HE DISCLAIMS BENEFICIAL OWNERSHIP.

Filing footnotes · ownership attribution and instrument terms

F1: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. DOES NOT INCLUDE 9,798 SHARES HELD INDIRECTLY, FOR WHICH HE DISCLAIMS BENEFICIAL OWNERSHIP.

Kayne Anderson NextGen Energy & Infrastructure, Inc.

Report date August 06, 2018 · Filed August 17, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect306,803 Reported balance After 2018-08-06 transaction · row 1
1 source row

Row 1 · 2018-08-06 · Other · Acquired 91,424 · Balance 306,803

F1: SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY TOTAL RETURN FUND, INC. IN CONNECTION WITH ITS REORGANIZATION INTO KMF, USING RESPECTIVE NET ASSET VALUES PER SHARE.

Filing footnotes · ownership attribution and instrument terms

F1: SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY TOTAL RETURN FUND, INC. IN CONNECTION WITH ITS REORGANIZATION INTO KMF, USING RESPECTIVE NET ASSET VALUES PER SHARE.

Kinetik Holdings Inc.

Report date May 19, 2026 · Filed May 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.001SEC Table I · non-derivativeDirect112,322 Reported balance After 2026-05-19 transaction · row 1
1 source row

Row 1 · 2026-05-19 · Grant · Acquired 3,102 · Balance 112,322

ONEOK INC /NEW/

Report date May 02, 2017 · Filed June 06, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.0.01SEC Table I · non-derivativeDirect5,804 Reported balance After 2017-05-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-05-02 · Exercise / conversion · Acquired 5,804 · Balance 5,804

F1: The reporting person resigned from the board on May 2, 2017, and the phantom stock that had accrued under the Issuer's Deferred Compensation Plan for Non-Employee Directors was converted and shares of Issuer's common stock were issued to the reporting person upon resignation from the board. The shares issued were based on the reporting person's annual elections under the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Phantom Stock-OKESEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-05-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-05-02 · Exercise / conversion · Disposed 5,804 · Balance 0

F2: Shares of phantom stock are convertible into Issuer common stock on a 1-for-1 ratio.

F1: The reporting person resigned from the board on May 2, 2017, and the phantom stock that had accrued under the Issuer's Deferred Compensation Plan for Non-Employee Directors was converted and shares of Issuer's common stock were issued to the reporting person upon resignation from the board. The shares issued were based on the reporting person's annual elections under the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person resigned from the board on May 2, 2017, and the phantom stock that had accrued under the Issuer's Deferred Compensation Plan for Non-Employee Directors was converted and shares of Issuer's common stock were issued to the reporting person upon resignation from the board. The shares issued were based on the reporting person's annual elections under the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2: Shares of phantom stock are convertible into Issuer common stock on a 1-for-1 ratio.

PLAINS ALL AMERICAN PIPELINE LP

Report date June 23, 2022 · Filed June 24, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeDirect200,000 Reported balance After 2022-06-23 transaction · row 1
1 source row

Row 1 · 2022-06-23 · Purchase · Acquired 200,000 · Balance 200,000

PLAINS GP HOLDINGS LP

Report date August 13, 2026 · Filed August 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A SharesSEC Table I · non-derivativeDirect156,091 Reported balance After 2026-08-14 transaction · row 1
1 source row

Row 1 · 2026-08-14 · Exercise / conversion · Acquired 7,400 · Balance 156,091

Phantom Class A SharesSEC Table II · derivative / convertible security · Expires 2026-08-14Direct0 Reported balance After 2026-08-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-14 · Exercise / conversion · Disposed 7,400 · Balance 0

F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2: One Class A share is deliverable for each Phantom Class A share that vests.

Phantom Class A SharesSEC Table II · derivative / convertible securityDirect6,150 Reported balance After 2026-08-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-13 · Grant · Acquired 6,150 · Balance 6,150

F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2: One Class A share is deliverable for each Phantom Class A share that vests.

F3: Upon termination of service as director, other than because of death, disability or retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2: One Class A share is deliverable for each Phantom Class A share that vests.

F3: Upon termination of service as director, other than because of death, disability or retirement.

RANGE RESOURCES CORP

Report date May 16, 2018 · Filed May 18, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,450 Reported balance After 2018-05-16 transaction · row 1
1 source row

Row 1 · 2018-05-16 · Grant · Acquired 14,553 · Balance 38,450

F1: Grant of restricted stock is approved by the Compensation Committee of the Board of Directors for no consideration. Grants are 100% vested on the date of grant.

Common StockSEC Table I · non-derivativeIndirectDeferred Comp Account46,770 Reported balance Holding disclosure · report date 2018-05-16 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 46,770

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock is approved by the Compensation Committee of the Board of Directors for no consideration. Grants are 100% vested on the date of grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

WHITING PETROLEUM CORP

Report date July 01, 2022 · Filed July 05, 2022

Section 16 reporting ended · disclosed 2022-07-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivativeDirect0 Reported balance After 2022-07-01 transaction · row 1
1 source row

Row 1 · 2022-07-01 · Disposition to issuer · Disposed 24,797 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (the "Merger Agreement"), by and among Oasis Petroleum Inc. ("Oasis"), Ohm Merger Sub Inc., a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Effective Time"), Merger Sub merged with and into Whiting, with Whiting surviving as a wholly owned subsidiary of Oasis. Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") held by the Reporting Person vested immediately prior to the Effective Time and, at the Effective Time, each share of Common Stock was canceled in exchange for the right to receive 0.5774 shares of common stock of Oasis and $6.25 in cash. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (the "Merger Agreement"), by and among Oasis Petroleum Inc. ("Oasis"), Ohm Merger Sub Inc., a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Effective Time"), Merger Sub merged with and into Whiting, with Whiting surviving as a wholly owned subsidiary of Oasis. Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") held by the Reporting Person vested immediately prior to the Effective Time and, at the Effective Time, each share of Common Stock was canceled in exchange for the right to receive 0.5774 shares of common stock of Oasis and $6.25 in cash. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 17, 2026 20:15 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 7,400 $0.00 $0.00
Disclosure

SEC source: 0001581990-26-000031 · form4.xml · derivative · entry 2

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 7,400 shares

Expires 2026-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2026 Filed Aug 17, 2026 20:15 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 7,400 $0.00 $0.00
Disclosure

SEC source: 0001581990-26-000031 · form4.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:15 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 6,150 $0.00 $0.00
Disclosure

SEC source: 0001581990-26-000031 · form4.xml · derivative · entry 3

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,150

Underlying: Class A Shares · 6,150 shares

Expires not disclosed

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
May 19, 2026 Filed May 20, 2026 21:04 UTC Kinetik Holdings Inc. KNTK · Entity 2202 GrantClass A Common Stock, par value $0.001 3,102 $0.00 $0.00
Disclosure

SEC source: 0001692787-26-000101 · wk-form4_1779311089.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,322

Read SEC document
April 29, 2026 Filed May 1, 2026 21:02 UTC Chord Energy Corp CHRD · Entity 630 GrantCommon Stock 1,524 Not disclosed Not disclosed
Disclosure

SEC source: 0001304183-26-000003 · wk-form4_1777669331.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,047

F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 29, 2027, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:52 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 7,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014579 · form4.xml · derivative · entry 5

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,400

Underlying: Class A Shares · 7,400 shares

Expires not disclosed

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:52 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 11,900 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014579 · form4.xml · derivative · entry 4

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 11,900 shares

Expires 2025-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:52 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 7,650 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014579 · form4.xml · derivative · entry 3

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 7,650 shares

Expires 2025-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:52 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 11,900 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014579 · form4.xml · nonDerivative · entry 2

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:52 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 7,650 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014579 · form4.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2025 Filed May 20, 2025 21:49 UTC Kinetik Holdings Inc. KNTK · Entity 2202 GrantClass A Common Stock 2,475 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-026928 · wk-form4_1747777761.xml · nonDerivative · entry 2

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,220

F1 · shares: Includes an award of restricted stock units ("RSUs") granted to the Reporting Person under the Company's Plan that will generally vest on January 1, 2026, subject to the Reporting Person's continued service relationship with the Company through such date and may be settled only for shares of Class A Common Stock on a one-for-one basis.

Read SEC document
May 19, 2025 Filed May 20, 2025 21:49 UTC Kinetik Holdings Inc. KNTK · Entity 2202 GrantClass A Common Stock 3,388 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-026928 · wk-form4_1747777761.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,745

Read SEC document
April 30, 2025 Filed May 2, 2025 23:05 UTC Chord Energy Corp CHRD · Entity 630 GrantCommon Stock 2,039 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-021988 · wk-form4_1746227142.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,523

F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 30, 2026, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

Read SEC document
August 15, 2024 Filed Aug 15, 2024 22:24 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 7,650 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015196 · form4.xml · derivative · entry 5

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,650

Underlying: Class A Shares · 7,650 shares

Expires not disclosed

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:24 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 8,050 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015196 · form4.xml · derivative · entry 4

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 8,050 shares

Expires 2024-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:24 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 10,622 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015196 · form4.xml · derivative · entry 3

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 10,622 shares

Expires 2024-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:24 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 8,050 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015196 · form4.xml · nonDerivative · entry 2

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:24 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 10,622 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015196 · form4.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2024 Filed May 21, 2024 22:00 UTC Kinetik Holdings Inc. KNTK · Entity 2202 GrantClass A Common Stock 3,488 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-063115 · ownership.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,357

Read SEC document
May 01, 2024 Filed May 3, 2024 22:21 UTC Chord Energy Corp CHRD · Entity 630 GrantCommon Stock 1,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-020403 · wk-form4_1714774853.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,484

F1 · security: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on May 1, 2025, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on May 1, 2025, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 21:45 UTC Kinetik Holdings Inc. KNTK · Entity 2202 PurchaseClass A Common Stock 31,746 $31.50 $999,999.00
Disclosure

SEC source: 0000950170-23-070798 · ownership.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,869

F1 · shares: Represents shares of Class A common stock purchased by Mr. McCarthy in an underwritten public offering at the public offering price.

Read SEC document
August 17, 2023 Filed Aug 17, 2023 22:47 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 8,050 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016770 · form4.xml · derivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Class A Shares · 8,050 shares

Expires not disclosed

F1 · security: Grant of Phantom Class A shares under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death disability or retirement.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:25 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 11,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016638 · form4.xml · derivative · entry 2

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 11,400 shares

Expires 2023-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:25 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 11,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016638 · form4.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:37 UTC Chord Energy Corp CHRD · Entity 630 GrantCommon Stock 1,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-033942 · doc4.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,442

F1 · security: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 26, 2024, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 26, 2024, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 10:07 UTC Kinetik Holdings Inc. KNTK · Entity 2202 GrantClass A Common Stock 4,003 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025883 · ownership.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,123

Read SEC document
August 31, 2022 Filed Sep 2, 2022 00:12 UTC Chord Energy Corp CHRD · Entity 630 GrantCommon Stock 1,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-048383 · doc4.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,057

F1 · security: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on August 1, 2023, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. Pursuant to the Reporting Person's election under the award agreement, settlement of vested RSUs has been deferred until the earliest to occur of the termination of the Reporting Person's relationship with the Issuer or July 12, 2031.

F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on August 1, 2023, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. Pursuant to the Reporting Person's election under the award agreement, settlement of vested RSUs has been deferred until the earliest to occur of the termination of the Reporting Person's relationship with the Issuer or July 12, 2031.

Read SEC document
August 18, 2022 Filed Aug 18, 2022 21:25 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 11,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018398 · form4.xml · derivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

Underlying: Class A Shares · 11,400 shares

Expires not disclosed

F1 · security: Grant of Phantom Class A shares under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death disability or retirement.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 16:28 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Disposition to issuerCommon Stock, par value $0.001 per share ("Common Stock") 24,797 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-077362 · tm2220219-7_4seq1.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (the "Merger Agreement"), by and among Oasis Petroleum Inc. ("Oasis"), Ohm Merger Sub Inc., a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Effective Time"), Merger Sub merged with and into Whiting, with Whiting surviving as a wholly owned subsidiary of Oasis. Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") held by the Reporting Person vested immediately prior to the Effective Time and, at the Effective Time, each share of Common Stock was canceled in exchange for the right to receive 0.5774 shares of common stock of Oasis and $6.25 in cash. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

F1 · price: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (the "Merger Agreement"), by and among Oasis Petroleum Inc. ("Oasis"), Ohm Merger Sub Inc., a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Effective Time"), Merger Sub merged with and into Whiting, with Whiting surviving as a wholly owned subsidiary of Oasis. Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") held by the Reporting Person vested immediately prior to the Effective Time and, at the Effective Time, each share of Common Stock was canceled in exchange for the right to receive 0.5774 shares of common stock of Oasis and $6.25 in cash. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Read SEC document
July 01, 2022 Filed Jul 7, 2022 01:44 UTC Chord Energy Corp CHRD · Entity 630 GrantCommon Stock 14,317 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-025570 · doc4.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,317

F1 · kind: As a result of the merger (the "Merger") between Oasis Petroleum Inc. ("Oasis") and Whiting Petroleum Corporation ("Whiting") contemplated by that certain Agreement and Plan of Merger, dated as of March 7, 2022, by and among Oasis, Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis, New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting (the "Merger Agreement"), each share of common stock of Whiting was converted into the right to receive 0.5774 shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), and $6.25 in cash, without interest. In addition, pursuant to the Merger Agreement, any outstanding award of Whiting restricted stock units held by the Reporting Person was accelerated in full immediately prior to the effective time of the Merger.

F2 · kind: (Continued from Footnote 1) As such, the number reported consists solely of unrestricted shares of Common Stock. Following the closing of the Merger, the Issuer changed its name to "Chord Energy Corporation."

F1 · price: As a result of the merger (the "Merger") between Oasis Petroleum Inc. ("Oasis") and Whiting Petroleum Corporation ("Whiting") contemplated by that certain Agreement and Plan of Merger, dated as of March 7, 2022, by and among Oasis, Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis, New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting (the "Merger Agreement"), each share of common stock of Whiting was converted into the right to receive 0.5774 shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), and $6.25 in cash, without interest. In addition, pursuant to the Merger Agreement, any outstanding award of Whiting restricted stock units held by the Reporting Person was accelerated in full immediately prior to the effective time of the Merger.

F2 · price: (Continued from Footnote 1) As such, the number reported consists solely of unrestricted shares of Common Stock. Following the closing of the Merger, the Issuer changed its name to "Chord Energy Corporation."

F1 · balance_after: As a result of the merger (the "Merger") between Oasis Petroleum Inc. ("Oasis") and Whiting Petroleum Corporation ("Whiting") contemplated by that certain Agreement and Plan of Merger, dated as of March 7, 2022, by and among Oasis, Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis, New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting (the "Merger Agreement"), each share of common stock of Whiting was converted into the right to receive 0.5774 shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), and $6.25 in cash, without interest. In addition, pursuant to the Merger Agreement, any outstanding award of Whiting restricted stock units held by the Reporting Person was accelerated in full immediately prior to the effective time of the Merger.

F2 · balance_after: (Continued from Footnote 1) As such, the number reported consists solely of unrestricted shares of Common Stock. Following the closing of the Merger, the Issuer changed its name to "Chord Energy Corporation."

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:27 UTC Kinetik Holdings Inc. KNTK · Entity 2202 GrantClass A Common Stock 3,627 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025032 · doc4.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,120.3

F1 · balance_after: Total shares reported reflect Kinetik Holdings Inc.'s two-for-one stock split which was effected via a stock dividend on June 8, 2022.

Read SEC document
June 23, 2022 Filed Jun 24, 2022 19:19 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 PurchaseCommon Units 200,000 $9.81 $1,961,220.00
Disclosure

SEC source: 0001062993-22-015401 · form4.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:20 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units 2022 5 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004777 · primarydocument.xml · nonDerivative · entry 3

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,797

F1 · shares: Represents an increase in the securities underlying the equity award as a result of a dividend paid on the Company's common stock which entitles this award to receive dividend equivalents subject to the terms of the underlying award.

F3 · shares: Each restricted stock unit represents the right to receive one share of the Company's common stock. The restricted stock units will vest on May 15, 2023.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:20 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units 2021 10 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004777 · primarydocument.xml · nonDerivative · entry 2

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,792

F1 · shares: Represents an increase in the securities underlying the equity award as a result of a dividend paid on the Company's common stock which entitles this award to receive dividend equivalents subject to the terms of the underlying award.

F2 · shares: Each restricted stock unit represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vested on June 1, 2022.

Read SEC document
May 15, 2022 Filed May 17, 2022 17:27 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units 2022 2,201 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004138 · primarydocument.xml · nonDerivative · entry 2

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,782

F1 · kind: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest on May 15, 2023.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:40 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units 2021 12 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002781 · primarydocument.xml · nonDerivative · entry 2

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,581

F1 · shares: Represents an increase in the securities underlying the equity award as a result of a dividend paid on the Company's common stock which entitles this award to receive dividend equivalents subject to the terms of the underlying award.

F2 · shares: Each restricted stock unit represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest on June 1, 2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 22:13 UTC Kinetik Holdings Inc. ALTM · Entity 2202 Exercise / conversionRestricted Stock / Units · Derivative 2,311 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001357400-22-000052 · wf-form4_164565433866877.xml · derivative · entry 3

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 2,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting on February 22, 2022, upon liquidation of all outstanding cash-based restricted stock units upon the closing by the Issuer of a business combination transaction.

F1 · price: Vesting on February 22, 2022, upon liquidation of all outstanding cash-based restricted stock units upon the closing by the Issuer of a business combination transaction.

F1 · derivative.exercise_date: Vesting on February 22, 2022, upon liquidation of all outstanding cash-based restricted stock units upon the closing by the Issuer of a business combination transaction.

F1 · derivative.expiration_date: Vesting on February 22, 2022, upon liquidation of all outstanding cash-based restricted stock units upon the closing by the Issuer of a business combination transaction.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 22:13 UTC Kinetik Holdings Inc. ALTM · Entity 2202 Disposition to issuerCommon Stock 2,311 $62.35 $144,090.85
Disclosure

SEC source: 0001357400-22-000052 · wf-form4_164565433866877.xml · nonDerivative · entry 2

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,246.65

F1 · kind: Vesting on February 22, 2022, upon liquidation of all outstanding cash-based restricted stock units upon the closing by the Issuer of a business combination transaction.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 22:13 UTC Kinetik Holdings Inc. ALTM · Entity 2202 Exercise / conversionCommon Stock 2,311 $0.00 $0.00
Disclosure

SEC source: 0001357400-22-000052 · wf-form4_164565433866877.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,557.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting on February 22, 2022, upon liquidation of all outstanding cash-based restricted stock units upon the closing by the Issuer of a business combination transaction.

F1 · price: Vesting on February 22, 2022, upon liquidation of all outstanding cash-based restricted stock units upon the closing by the Issuer of a business combination transaction.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 20:47 UTC Kinetik Holdings Inc. ALTM · Entity 2202 GrantRestricted Stock / Units · Derivative 1,565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001357400-21-000134 · wf-form4_163908284496387.xml · derivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311

Underlying: CLASS A COMMON STOCK · 1,565 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted unit shall vest on the third anniversary of the grant date.

Read SEC document
September 22, 2021 Filed Sep 23, 2021 20:28 UTC Kinetik Holdings Inc. ALTM · Entity 2202 GrantRestricted Stock / Units · Derivative 746 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001357400-21-000104 · wf-form4_163242891110464.xml · derivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746

Underlying: CLASS A COMMON STOCK · 746 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted unit shall vest on the third anniversary of the grant date.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 21:26 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 11,900 $0.00 $0.00
Disclosure

SEC source: 0001615619-21-000084 · edgar.xml · derivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

Underlying: Class A Shares · 11,900 shares

Expires not disclosed

F1 · security: Grant of Phantom Class A shares under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 16:13 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Units/Class B Shares/GP Units · Derivative 25,554 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001638397-21-000029 · primary_doc.xml · derivative · entry 2

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,273,461

Underlying: Class A Shares · 25,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reporting person is the Vice Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), the managing member of the manager of KAFU Holdings (QP), L.P. ("KAFU"), and therefore he may be deemed to be the beneficial owner of all of the interests held by KAFU.

F2 · derivative.exercise_date: The limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) and from time to time, to exchange (the "Exchange Right") its Class A Units in AAP (the "AAP Units"), along with the associated Class B shares in the Issuer (the "Class B Shares") and GP Units in PAA GP Holdings LLC (the "GP Units") for Class A Shares of the Issuer on a one-for-one basis. The Exchange Right may be settled in cash at the option of the Issuer and, as a result, the Reporting Person may not be deemed to beneficially own any of the securities reported herein as indirectly owned. For reporting purposes, however, the number of securities reported as indirectly owned represents the number of AAP Units, Class B Shares and GP Units owned by KAFU that are potentially exchangeable for an equivalent number of Class A Shares.

F1 · derivative.expiration_date: Reporting person is the Vice Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), the managing member of the manager of KAFU Holdings (QP), L.P. ("KAFU"), and therefore he may be deemed to be the beneficial owner of all of the interests held by KAFU.

F2 · derivative.expiration_date: The limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) and from time to time, to exchange (the "Exchange Right") its Class A Units in AAP (the "AAP Units"), along with the associated Class B shares in the Issuer (the "Class B Shares") and GP Units in PAA GP Holdings LLC (the "GP Units") for Class A Shares of the Issuer on a one-for-one basis. The Exchange Right may be settled in cash at the option of the Issuer and, as a result, the Reporting Person may not be deemed to beneficially own any of the securities reported herein as indirectly owned. For reporting purposes, however, the number of securities reported as indirectly owned represents the number of AAP Units, Class B Shares and GP Units owned by KAFU that are potentially exchangeable for an equivalent number of Class A Shares.

F4 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 535,009 Class A units. As a result, such Class A units were cancelled and 535,009 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction.

F1 · ownership.nature: Reporting person is the Vice Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), the managing member of the manager of KAFU Holdings (QP), L.P. ("KAFU"), and therefore he may be deemed to be the beneficial owner of all of the interests held by KAFU.

F2 · ownership.nature: The limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) and from time to time, to exchange (the "Exchange Right") its Class A Units in AAP (the "AAP Units"), along with the associated Class B shares in the Issuer (the "Class B Shares") and GP Units in PAA GP Holdings LLC (the "GP Units") for Class A Shares of the Issuer on a one-for-one basis. The Exchange Right may be settled in cash at the option of the Issuer and, as a result, the Reporting Person may not be deemed to beneficially own any of the securities reported herein as indirectly owned. For reporting purposes, however, the number of securities reported as indirectly owned represents the number of AAP Units, Class B Shares and GP Units owned by KAFU that are potentially exchangeable for an equivalent number of Class A Shares.

F3 · ownership.nature: Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 15:01 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units 3,955 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-003989 · primarydocument.xml · nonDerivative · entry 2

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,569

F1 · kind: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest on June 1, 2022.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 16:53 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Units/Class B Shares/GP Units · Derivative 811 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001638397-21-000013 · primary_doc.xml · derivative · entry 2

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,834,024

Underlying: Class A Shares · 811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reporting person is the Vice Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), the managing member of the manager of KAFU Holdings (QP), L.P. ("KAFU"), and therefore he may be deemed to be the beneficial owner of all of the interests held by KAFU.

F2 · derivative.exercise_date: The limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) and from time to time, to exchange (the "Exchange Right") its Class A Units in AAP (the "AAP Units"), along with the associated Class B shares in the Issuer (the "Class B Shares") and GP Units in PAA GP Holdings LLC (the "GP Units") for Class A Shares of the Issuer on a one-for-one basis. The Exchange Right may be settled in cash at the option of the Issuer and, as a result, the Reporting Person may not be deemed to beneficially own any of the securities reported herein as indirectly owned. For reporting purposes, however, the number of securities reported as indirectly owned represents the number of AAP Units, Class B Shares and GP Units owned by KAFU that are potentially exchangeable for an equivalent number of Class A Shares.

F1 · derivative.expiration_date: Reporting person is the Vice Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), the managing member of the manager of KAFU Holdings (QP), L.P. ("KAFU"), and therefore he may be deemed to be the beneficial owner of all of the interests held by KAFU.

F2 · derivative.expiration_date: The limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) and from time to time, to exchange (the "Exchange Right") its Class A Units in AAP (the "AAP Units"), along with the associated Class B shares in the Issuer (the "Class B Shares") and GP Units in PAA GP Holdings LLC (the "GP Units") for Class A Shares of the Issuer on a one-for-one basis. The Exchange Right may be settled in cash at the option of the Issuer and, as a result, the Reporting Person may not be deemed to beneficially own any of the securities reported herein as indirectly owned. For reporting purposes, however, the number of securities reported as indirectly owned represents the number of AAP Units, Class B Shares and GP Units owned by KAFU that are potentially exchangeable for an equivalent number of Class A Shares.

F4 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 4,891 Class A units. As a result, such Class A units were cancelled and 4,891 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction.

F1 · ownership.nature: Reporting person is the Vice Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), the managing member of the manager of KAFU Holdings (QP), L.P. ("KAFU"), and therefore he may be deemed to be the beneficial owner of all of the interests held by KAFU.

F2 · ownership.nature: The limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) and from time to time, to exchange (the "Exchange Right") its Class A Units in AAP (the "AAP Units"), along with the associated Class B shares in the Issuer (the "Class B Shares") and GP Units in PAA GP Holdings LLC (the "GP Units") for Class A Shares of the Issuer on a one-for-one basis. The Exchange Right may be settled in cash at the option of the Issuer and, as a result, the Reporting Person may not be deemed to beneficially own any of the securities reported herein as indirectly owned. For reporting purposes, however, the number of securities reported as indirectly owned represents the number of AAP Units, Class B Shares and GP Units owned by KAFU that are potentially exchangeable for an equivalent number of Class A Shares.

F3 · ownership.nature: Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:09 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Units/Class B Shares/GP Units · Derivative 666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001638397-21-000001 · primary_doc.xml · derivative · entry 2

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,839,726

Underlying: Class A Shares · 666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reporting person is the Vice Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), the managing member of the manager of KAFU Holdings (QP), L.P. ("KAFU"), and therefore he may be deemed to be the beneficial owner of all of the interests held by KAFU.

F2 · derivative.exercise_date: The limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) and from time to time, to exchange (the "Exchange Right") its Class A Units in AAP (the "AAP Units"), along with the associated Class B shares in the Issuer (the "Class B Shares") and GP Units in PAA GP Holdings LLC (the "GP Units") for Class A Shares of the Issuer on a one-for-one basis. The Exchange Right may be settled in cash at the option of the Issuer and, as a result, the Reporting Person may not be deemed to beneficially own any of the securities reported herein as indirectly owned. For reporting purposes, however, the number of securities reported as indirectly owned represents the number of AAP Units, Class B Shares and GP Units owned by KAFU that are potentially exchangeable for an equivalent number of Class A Shares.

F1 · derivative.expiration_date: Reporting person is the Vice Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), the managing member of the manager of KAFU Holdings (QP), L.P. ("KAFU"), and therefore he may be deemed to be the beneficial owner of all of the interests held by KAFU.

F2 · derivative.expiration_date: The limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) and from time to time, to exchange (the "Exchange Right") its Class A Units in AAP (the "AAP Units"), along with the associated Class B shares in the Issuer (the "Class B Shares") and GP Units in PAA GP Holdings LLC (the "GP Units") for Class A Shares of the Issuer on a one-for-one basis. The Exchange Right may be settled in cash at the option of the Issuer and, as a result, the Reporting Person may not be deemed to beneficially own any of the securities reported herein as indirectly owned. For reporting purposes, however, the number of securities reported as indirectly owned represents the number of AAP Units, Class B Shares and GP Units owned by KAFU that are potentially exchangeable for an equivalent number of Class A Shares.

F4 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 21,566 Class A units. As a result, such Class A units were cancelled and 21,566 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction.

F1 · ownership.nature: Reporting person is the Vice Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), the managing member of the manager of KAFU Holdings (QP), L.P. ("KAFU"), and therefore he may be deemed to be the beneficial owner of all of the interests held by KAFU.

F2 · ownership.nature: The limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) and from time to time, to exchange (the "Exchange Right") its Class A Units in AAP (the "AAP Units"), along with the associated Class B shares in the Issuer (the "Class B Shares") and GP Units in PAA GP Holdings LLC (the "GP Units") for Class A Shares of the Issuer on a one-for-one basis. The Exchange Right may be settled in cash at the option of the Issuer and, as a result, the Reporting Person may not be deemed to beneficially own any of the securities reported herein as indirectly owned. For reporting purposes, however, the number of securities reported as indirectly owned represents the number of AAP Units, Class B Shares and GP Units owned by KAFU that are potentially exchangeable for an equivalent number of Class A Shares.

F3 · ownership.nature: Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 21:17 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares - Long Term Incentive Plan · Derivative 10,622 $0.00 $0.00
Disclosure

SEC source: 0001615619-20-000126 · edgar.xml · derivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,622

Underlying: Class A Shares · 10,622 shares

Expires not disclosed

F1 · security: Grant of Phantom Class A shares under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: 1-for-1 Class A Shares for Phantom Class A Shares upon vesting, for each Phantom Class A Share that vests.

F3 · derivative.exercise_date: 10,622 Phantom Class A Shares will vest on distribution date in August 2024.

F4 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 17:00 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units 6,114 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006189 · primarydocument.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,114

F1 · kind: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest on May 31, 2021.

Read SEC document
September 09, 2020 Filed Sep 9, 2020 16:19 UTC WHITING PETROLEUM CORP WLL · Entity 125646 PurchaseCommon Stock 12,500 $20.96 $261,973.75
Disclosure

SEC source: 0001562180-20-005938 · primarydocument.xml · nonDerivative · entry 1

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
December 21, 2018 Filed Dec 26, 2018 23:11 UTC Kinetik Holdings Inc. ALTM · Entity 2202 OtherWarrents (right to buy) · Derivative 388,889 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001357400-18-000198 · f4formks.xml · derivative · entry 3

McCarthy Kevin S · CIK 0001304183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,889

Underlying: Class A Common Stock · 388,889 shares

Expires 2023-11-09

F1 · kind: Pro rata distribution from Kayne Anderson Sponsor, LLC to its members.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.