Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSOCIATED BANC-CORPASB · Entity 2747 | Executive Vice President | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSOCIATED BANC-CORP
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 99,201.6754 |
Ending reported balance
After 2026-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-15 · Other · Acquired 44.6693 · Balance 98,773.6754 F1: Shares were purchased within the Issuer's Employee Stock Purchase Plan. Row 2 · 2026-09-15 · Grant · Acquired 428 · Balance 99,201.6754 F2: Dividend Equivalent units earned on vested performance shares, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file. |
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Indirect401(k) Plan | 15,864.57 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 15,864.57 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were purchased within the Issuer's Employee Stock Purchase Plan.
F2: Dividend Equivalent units earned on vested performance shares, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2017 Filed Feb 8, 2017 21:04 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 24,465 | $25.20 Strike: $25.20 | $616,518.00 |
DisclosureSEC source: 0001127602-17-004576 · form4.xml · derivative · entry 4 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,465 Underlying: Common Stock $0.01 Par Value · 24,465 shares Expires 2027-02-06 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:04 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 4,642 | $25.20 | $116,978.40 |
DisclosureSEC source: 0001127602-17-004576 · form4.xml · nonDerivative · entry 2 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,037 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:04 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 18,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004576 · form4.xml · nonDerivative · entry 1 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,679 F1 · kind: Includes 11,401 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 2,529 shares attributable to the time-based portion, of PRSUs granted in 2017, and 5,059 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 17:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 600 | $25.45 | $15,270.00 |
DisclosureSEC source: 0001127602-17-003033 · form4.xml · nonDerivative · entry 1 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,690 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 12,355 | $0.00 Strike: $17.02 | $0.00 |
DisclosureSEC source: 0001127602-16-065805 · form4.xml · derivative · entry 9 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,755 Underlying: Common Stock $0.01 Par Value · 12,355 shares Expires 2024-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 4,178 | $0.00 Strike: $14.02 | $0.00 |
DisclosureSEC source: 0001127602-16-065805 · form4.xml · derivative · entry 8 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,659 Underlying: Common Stock $0.01 Par Value · 4,178 shares Expires 2023-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 100 | $20.08 | $2,007.50 |
DisclosureSEC source: 0001127602-16-065805 · form4.xml · nonDerivative · entry 6 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,290 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 6,729 | $20.06 | $134,950.10 |
DisclosureSEC source: 0001127602-16-065805 · form4.xml · nonDerivative · entry 5 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,390 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 5,526 | $20.05 | $110,796.30 |
DisclosureSEC source: 0001127602-16-065805 · form4.xml · nonDerivative · entry 4 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,119 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 12,355 | $17.02 | $210,282.10 |
DisclosureSEC source: 0001127602-16-065805 · form4.xml · nonDerivative · entry 3 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 4,178 | $20.04 | $83,712.91 |
DisclosureSEC source: 0001127602-16-065805 · form4.xml · nonDerivative · entry 2 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,290 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 4,178 | $14.02 | $58,575.56 |
DisclosureSEC source: 0001127602-16-065805 · form4.xml · nonDerivative · entry 1 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 19:47 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 2,000 | $19.54 | $39,082.00 |
DisclosureSEC source: 0001127602-16-062221 · form4.xml · nonDerivative · entry 1 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,290 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.