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Utz John A.

Disclosed activity across 1 company

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22699
SEC CIK
0001523751

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASSOCIATED BANC-CORPASB · Entity 2747Executive Vice PresidentSeptember 15, 2026September 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASSOCIATED BANC-CORP

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $0.01 Par ValueSEC Table I · non-derivativeDirect99,201.6754 Ending reported balance After 2026-09-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-15 · Other · Acquired 44.6693 · Balance 98,773.6754

F1: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Row 2 · 2026-09-15 · Grant · Acquired 428 · Balance 99,201.6754

F2: Dividend Equivalent units earned on vested performance shares, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Common Stock $0.01 Par ValueSEC Table I · non-derivativeIndirect401(k) Plan15,864.57 Reported balance Holding disclosure · report date 2026-09-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 15,864.57

Filing footnotes · ownership attribution and instrument terms

F1: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

F2: Dividend Equivalent units earned on vested performance shares, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2025 Filed Feb 11, 2025 20:08 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 2,201 $25.18 $55,421.18
Disclosure

SEC source: 0001127602-25-004106 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,247.2148

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.

Read SEC document
February 08, 2025 Filed Feb 11, 2025 20:08 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 249 $25.18 $6,269.82
Disclosure

SEC source: 0001127602-25-004106 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,448.2148

F1 · kind: Dividend Equivalent units earned on vested time-based shares, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
January 29, 2025 Filed Jan 31, 2025 20:18 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 5,448 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002599 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,199.2148

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2025, which will vest in four equal annual installments beginning on February 8, 2026.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 17:59 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 53.4166 $25.23 $1,347.54
Disclosure

SEC source: 0001127602-25-001383 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,751.2148

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:33 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 390 $25.72 $10,030.80
Disclosure

SEC source: 0001127602-24-029607 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,697.7982

F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:33 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 52.9652 $25.44 $1,347.54
Disclosure

SEC source: 0001127602-24-029607 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,307.7982

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 20:56 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 51.3329 $26.25 $1,347.54
Disclosure

SEC source: 0001127602-24-027475 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,254.833

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 17:20 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001127602-24-026794 · form4.xml · derivative · entry 4

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,135

Underlying: Common Stock $0.01 Par Value · 30,000 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 17:20 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 30,000 $26.82 $804,570.00
Disclosure

SEC source: 0001127602-24-026794 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,203.5001

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $26.895, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 17:20 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 30,000 $17.38 $521,400.00
Disclosure

SEC source: 0001127602-24-026794 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,203.5001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 16:01 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 19,044 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001127602-24-026139 · form4.xml · derivative · entry 7

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 19,044 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 16:01 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 19,044 $24.19 $460,617.23
Disclosure

SEC source: 0001127602-24-026139 · form4.xml · nonDerivative · entry 4

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,203.5001

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.13 to $24.205, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 16:01 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 19,044 $17.24 $328,318.56
Disclosure

SEC source: 0001127602-24-026139 · form4.xml · nonDerivative · entry 3

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,247.5001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 16:01 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 20,499 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001127602-24-026139 · form4.xml · derivative · entry 6

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,044

Underlying: Common Stock $0.01 Par Value · 20,499 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 16:01 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 20,499 $23.62 $484,104.38
Disclosure

SEC source: 0001127602-24-026139 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,203.5001

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.600 to $23.670, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 16:01 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 20,499 $17.24 $353,402.76
Disclosure

SEC source: 0001127602-24-026139 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,702.5001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 20:12 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 59.5361 $22.63 $1,347.54
Disclosure

SEC source: 0001127602-24-025587 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,203.5001

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 17:08 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 62.928 $21.41 $1,347.54
Disclosure

SEC source: 0001127602-24-024060 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,143.964

F2 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 17:08 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 444 $21.36 $9,483.84
Disclosure

SEC source: 0001127602-24-024060 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,081.036

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 14:54 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,000 $22.78 $45,561.60
Disclosure

SEC source: 0001127602-24-023195 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,637.036

Read SEC document
August 15, 2024 Filed Aug 16, 2024 15:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 63.2588 $21.30 $1,347.54
Disclosure

SEC source: 0001127602-24-022314 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,637.036

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 15, 2024 Filed Jul 16, 2024 15:45 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 60.0535 $22.44 $1,347.54
Disclosure

SEC source: 0001127602-24-020462 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,573.7772

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 17:17 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 464 $20.25 $9,396.00
Disclosure

SEC source: 0001127602-24-018972 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,513.7237

F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 17:17 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 67.5865 $19.94 $1,347.54
Disclosure

SEC source: 0001127602-24-018972 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,049.7237

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 15, 2024 Filed May 16, 2024 15:08 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 60.3547 $22.33 $1,347.54
Disclosure

SEC source: 0001127602-24-015553 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,982.1372

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 06, 2024 Filed May 7, 2024 14:27 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,500 $22.18 $55,437.50
Disclosure

SEC source: 0001127602-24-014361 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,921.7825

Read SEC document
April 15, 2024 Filed Apr 16, 2024 16:55 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 66.8887 $20.15 $1,347.54
Disclosure

SEC source: 0001127602-24-012939 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,421.7825

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 21:46 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 366 $20.25 $7,411.50
Disclosure

SEC source: 0001127602-24-010491 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,354.8938

F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 21:46 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 66.0268 $20.41 $1,347.54
Disclosure

SEC source: 0001127602-24-010491 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,988.8938

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 16:21 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 972 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010225 · form4.xml · nonDerivative · entry 3

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,922.867

F3 · kind: Dividend equivalent units earned on vested shares, a portion of which the reporting person has elected to defer upon vesting, and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 16:21 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 3,175 $20.70 $65,722.50
Disclosure

SEC source: 0001127602-24-010225 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,950.867

F2 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of performance shares in 2024.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 16:21 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 15,246 $20.70 $315,592.20
Disclosure

SEC source: 0001127602-24-010225 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,125.867

F1 · kind: Represents vested Performance Shares granted in 2021 and subject to 3-year cliff vesting in 2024, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 8,510 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001127602-24-008770 · form4.xml · derivative · entry 8

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 8,510 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,435 $21.20 $51,622.00
Disclosure

SEC source: 0001127602-24-008770 · form4.xml · nonDerivative · entry 6

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,879.867

Read SEC document
March 05, 2024 Filed Mar 6, 2024 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 6,075 $21.19 $128,729.25
Disclosure

SEC source: 0001127602-24-008770 · form4.xml · nonDerivative · entry 5

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,314.867

Read SEC document
March 05, 2024 Filed Mar 6, 2024 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 8,510 $17.67 $150,371.70
Disclosure

SEC source: 0001127602-24-008770 · form4.xml · nonDerivative · entry 4

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,389.867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,348 $21.22 $28,604.56
Disclosure

SEC source: 0001127602-24-008770 · form4.xml · nonDerivative · entry 3

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,879.867

Read SEC document
March 05, 2024 Filed Mar 6, 2024 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,200 $21.22 $46,673.00
Disclosure

SEC source: 0001127602-24-008770 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,227.867

Read SEC document
March 05, 2024 Filed Mar 6, 2024 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,952 $21.21 $41,401.92
Disclosure

SEC source: 0001127602-24-008770 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,427.867

Read SEC document
February 15, 2024 Filed Feb 16, 2024 16:50 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 65.7625 $20.49 $1,347.54
Disclosure

SEC source: 0001127602-24-005295 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,379.867

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 19:13 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 1,825 $19.92 $36,354.00
Disclosure

SEC source: 0001127602-24-004393 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,314.1045

F2 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:13 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 352 $19.92 $7,011.84
Disclosure

SEC source: 0001127602-24-004393 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,139.1045

F1 · kind: Dividend Equivalent units earned on vested time-based shares, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

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January 30, 2024 Filed Feb 1, 2024 20:59 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 6,164 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002910 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,787.1045

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

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January 16, 2024 Filed Jan 17, 2024 19:48 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 64.737 $20.82 $1,347.50
Disclosure

SEC source: 0001127602-24-001391 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,623.1045

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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December 15, 2023 Filed Dec 19, 2023 19:09 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 313 $21.19 $6,632.47
Disclosure

SEC source: 0001127602-23-029963 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,558.3675

F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

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December 15, 2023 Filed Dec 19, 2023 19:09 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 63.5164 $21.22 $1,347.50
Disclosure

SEC source: 0001127602-23-029963 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,245.3675

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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December 12, 2023 Filed Dec 13, 2023 17:08 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 14,755 $0.00 Strike: $17.02 $0.00
Disclosure

SEC source: 0001127602-23-029531 · form4.xml · derivative · entry 4

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 14,755 shares

Expires 2024-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

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December 12, 2023 Filed Dec 13, 2023 17:08 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 14,755 $19.49 $287,589.71
Disclosure

SEC source: 0001127602-23-029531 · form4.xml · nonDerivative · entry 3

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,181.8511

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.475 to $19.505, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

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December 12, 2023 Filed Dec 13, 2023 17:08 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 14,755 $17.02 $251,130.10
Disclosure

SEC source: 0001127602-23-029531 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,936.8511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2023 Filed Nov 16, 2023 21:22 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 74.0344 $18.20 $1,347.50
Disclosure

SEC source: 0001127602-23-027593 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,181.8511

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.