Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HORNBECK OFFSHORE SERVICES, INC.HOS · Entity 705 | See Remarks | September 01, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HORNBECK OFFSHORE SERVICES, INC.
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 371,042 |
Reported balance
After 2026-09-02 transaction · row 1
1 source rowRow 1 · 2026-09-02 · Grant · Acquired 70,000 · Balance 371,042 F2: Represents a grant of 70,000 restricted stock units ("RSUs"), each of which represents a contingent right to receive, upon vesting, one share of common stock of the Combined Company, par value $0.00001 per share ("Common Stock"). The RSUs vest on September 1, 2029. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-01 · Disposition to issuer · Disposed 181,120 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding Helix RSU, whether or not vested, was canceled and converted into the right of the holder to receive a cash payment equal to the closing price of a share of Helix's common stock on the trading day immediately prior to the Closing Date. F1: On September 1, 2026 (the "Closing Date"), pursuant to that certain Agreement and Plan of Merger, dated as of April 22, 2026 (the "Merger Agreement"), by and among Helix Energy Solutions Group, Inc. ("Helix"), Hornbeck Offshore Services, Inc. ("Hornbeck"), Odyssey Sub, Inc. and Hercules Sub LLC, the parties effected certain mergers (the "Mergers"). In connection with the Mergers, Helix converted from a Minnesota corporation to a Delaware corporation (the "Conversion") and Hornbeck became a wholly owned subsidiary of Helix. Following the Conversion and the Mergers, Helix was renamed "Hornbeck Offshore Services, Inc." (the "Combined Company"). |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-01 · Disposition to issuer · Disposed 250,292 · Balance 0 F4: Pursuant to the Merger Agreement, each outstanding Helix performance share unit, whether or not vested, was canceled and converted into the right of the holder to receive a cash payment equal to the closing price of a share of Helix's common stock on the trading day immediately prior to the Closing Date multiplied by such number of shares subject to the award with performance deemed achieved based on the greater of target and actual level of performance through immediately prior to the effective time of the Mergers as reasonably determined by the Helix board of directors in good faith. F1: On September 1, 2026 (the "Closing Date"), pursuant to that certain Agreement and Plan of Merger, dated as of April 22, 2026 (the "Merger Agreement"), by and among Helix Energy Solutions Group, Inc. ("Helix"), Hornbeck Offshore Services, Inc. ("Hornbeck"), Odyssey Sub, Inc. and Hercules Sub LLC, the parties effected certain mergers (the "Mergers"). In connection with the Mergers, Helix converted from a Minnesota corporation to a Delaware corporation (the "Conversion") and Hornbeck became a wholly owned subsidiary of Helix. Following the Conversion and the Mergers, Helix was renamed "Hornbeck Offshore Services, Inc." (the "Combined Company"). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.60 · Expires 2036-09-02 | Direct | 210,000 |
Reported balance
After 2026-09-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-02 · Grant · Acquired 210,000 · Balance 210,000 |
Filing footnotes · ownership attribution and instrument terms
F1: On September 1, 2026 (the "Closing Date"), pursuant to that certain Agreement and Plan of Merger, dated as of April 22, 2026 (the "Merger Agreement"), by and among Helix Energy Solutions Group, Inc. ("Helix"), Hornbeck Offshore Services, Inc. ("Hornbeck"), Odyssey Sub, Inc. and Hercules Sub LLC, the parties effected certain mergers (the "Mergers"). In connection with the Mergers, Helix converted from a Minnesota corporation to a Delaware corporation (the "Conversion") and Hornbeck became a wholly owned subsidiary of Helix. Following the Conversion and the Mergers, Helix was renamed "Hornbeck Offshore Services, Inc." (the "Combined Company").
F2: Represents a grant of 70,000 restricted stock units ("RSUs"), each of which represents a contingent right to receive, upon vesting, one share of common stock of the Combined Company, par value $0.00001 per share ("Common Stock"). The RSUs vest on September 1, 2029.
F3: Pursuant to the Merger Agreement, each outstanding Helix RSU, whether or not vested, was canceled and converted into the right of the holder to receive a cash payment equal to the closing price of a share of Helix's common stock on the trading day immediately prior to the Closing Date.
F4: Pursuant to the Merger Agreement, each outstanding Helix performance share unit, whether or not vested, was canceled and converted into the right of the holder to receive a cash payment equal to the closing price of a share of Helix's common stock on the trading day immediately prior to the Closing Date multiplied by such number of shares subject to the award with performance deemed achieved based on the greater of target and actual level of performance through immediately prior to the effective time of the Mergers as reasonably determined by the Helix board of directors in good faith.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2023 Filed Jan 4, 2023 22:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionRestricted Stock Units · Derivative | 62,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001056 · doc4.xml · derivative · entry 9 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,534 Underlying: Common Stock · 62,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025. F4 · derivative.exercise_date: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025. F12 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2022 RSUs. Read SEC document |
| January 04, 2023 Filed Jan 4, 2023 22:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionRestricted Stock Units · Derivative | 39,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001056 · doc4.xml · derivative · entry 8 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,683 Underlying: Common Stock · 39,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024. F2 · derivative.exercise_date: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024. F11 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2021 RSUs. Read SEC document |
| January 04, 2023 Filed Jan 4, 2023 22:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Disposition to issuerCommon Stock | 62,767 | $7.38 | $463,220.46 |
DisclosureSEC source: 0001209191-23-001056 · doc4.xml · nonDerivative · entry 5 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,196 F5 · shares: The Compensation Committee elected to pay in cash the value of the 2022 RSUs for which forfeiture restrictions lapsed. Read SEC document |
| January 04, 2023 Filed Jan 4, 2023 22:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionCommon Stock | 62,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-001056 · doc4.xml · nonDerivative · entry 4 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025. Read SEC document |
| January 04, 2023 Filed Jan 4, 2023 22:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Disposition to issuerCommon Stock | 39,683 | $7.38 | $292,860.54 |
DisclosureSEC source: 0001209191-23-001056 · doc4.xml · nonDerivative · entry 3 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,196 F3 · shares: The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2021 RSUs for which forfeiture restrictions lapsed. Read SEC document |
| January 04, 2023 Filed Jan 4, 2023 22:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionCommon Stock | 39,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-001056 · doc4.xml · nonDerivative · entry 2 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Share Units · Derivative | 186,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001056 · doc4.xml · derivative · entry 7 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,314 Underlying: Common Stock · 186,314 shares Expires not disclosed F8 · derivative.exercise_price: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2023 and ending December 31, 2025. Upon vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F9 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F8 · derivative.exercise_date: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2023 and ending December 31, 2025. Upon vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F10 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2026. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantRestricted Stock Units · Derivative | 93,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001056 · doc4.xml · derivative · entry 6 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,157 Underlying: Common Stock · 93,157 shares Expires not disclosed F6 · derivative.exercise_price: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F6 · derivative.exercise_date: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F7 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2023 RSUs. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 8,674 | $7.38 | $64,014.12 |
DisclosureSEC source: 0001209191-23-001056 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,196 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2020 restricted stock award. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:33 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | SaleCommon Stock | 26,000 | $6.93 | $180,180.00 |
DisclosureSEC source: 0001209191-22-055304 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,870 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.93 to $6.95, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 22:25 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionPerformance Share Units · Derivative | 155,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004638 · doc4.xml · derivative · entry 3 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 155,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit ("2019 PSU") was previously granted on January 2, 2019 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2019 and ended December 31, 2021. Amount earned and vested was 156.75% of the number of 2019 PSUs granted. F1 · price: Each Performance Share Unit ("2019 PSU") was previously granted on January 2, 2019 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2019 and ended December 31, 2021. Amount earned and vested was 156.75% of the number of 2019 PSUs granted. F1 · derivative.exercise_date: Each Performance Share Unit ("2019 PSU") was previously granted on January 2, 2019 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2019 and ended December 31, 2021. Amount earned and vested was 156.75% of the number of 2019 PSUs granted. F1 · derivative.expiration_date: Each Performance Share Unit ("2019 PSU") was previously granted on January 2, 2019 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2019 and ended December 31, 2021. Amount earned and vested was 156.75% of the number of 2019 PSUs granted. Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 22:25 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 58,168 | $3.12 | $181,484.16 |
DisclosureSEC source: 0001209191-22-004638 · doc4.xml · nonDerivative · entry 2 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,870 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2019 PSUs. Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 22:25 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionCommon Stock | 155,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004638 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit ("2019 PSU") was previously granted on January 2, 2019 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2019 and ended December 31, 2021. Amount earned and vested was 156.75% of the number of 2019 PSUs granted. F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 15,867 shares of Helix Energy Solutions Group, Inc. common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 12:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Stare Units · Derivative | 376,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001361 · doc4.xml · derivative · entry 7 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,602 Underlying: Common Stock · 376,602 shares Expires not disclosed F8 · derivative.exercise_price: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2022 and ending December 31, 2024. Upon vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F9 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F8 · derivative.exercise_date: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2022 and ending December 31, 2024. Upon vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F10 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2025. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 12:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantRestricted Stock Units · Derivative | 188,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001361 · doc4.xml · derivative · entry 6 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,301 Underlying: Common Stock · 188,301 shares Expires not disclosed F6 · derivative.exercise_price: This Restricted Stock Unit ("2022 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2022 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the RSUs granted on the basis of one-third of the grant on January 4, 2023, an additional one-third of the grant on January 4, 2024 and the remaining one-third of the grant on January 4, 2025. Upon each vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F6 · derivative.exercise_date: This Restricted Stock Unit ("2022 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2022 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the RSUs granted on the basis of one-third of the grant on January 4, 2023, an additional one-third of the grant on January 4, 2024 and the remaining one-third of the grant on January 4, 2025. Upon each vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F7 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2022 RSUs. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 12:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionRestricted Stock Units · Derivative | 39,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001361 · doc4.xml · derivative · entry 5 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,366 Underlying: Common Stock · 39,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2023 and the remaining one-third of the grant on January 4, 2024. F3 · derivative.exercise_date: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2023 and the remaining one-third of the grant on January 4, 2024. F5 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2021 RSUs. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 12:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Disposition to issuerCommon Stock | 39,682 | $3.12 | $123,807.84 |
DisclosureSEC source: 0001209191-22-001361 · doc4.xml · nonDerivative · entry 4 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,169 F4 · shares: The Compensation Committee of the Company's Board of Directors elected to pay in cash the value of the 2021 RSUs for which forfeiture restrictions lapsed. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 12:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionCommon Stock | 39,682 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001361 · doc4.xml · nonDerivative · entry 3 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2023 and the remaining one-third of the grant on January 4, 2024. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 12:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 7,596 | $3.12 | $23,699.52 |
DisclosureSEC source: 0001209191-22-001361 · doc4.xml · nonDerivative · entry 2 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,169 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2020 restricted stock award. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 12:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 14,125 | $3.12 | $44,070.00 |
DisclosureSEC source: 0001209191-22-001361 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,765 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2019 restricted stock award. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:30 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | SaleCommon Stock | 34,700 | $5.98 | $207,506.00 |
DisclosureSEC source: 0001209191-21-038242 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,890 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.98 to $5.985, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 23,347 shares of Helix Energy Solutions Group, Inc. common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 21:19 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionPerformance Share Units · Derivative | 142,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002702 · doc4.xml · derivative · entry 3 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 142,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit ("2018 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2018 and ended December 31, 2020. Amount earned and vested was 200% of the number of 2018 PSUs granted. F1 · price: Each Performance Share Unit ("2018 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2018 and ended December 31, 2020. Amount earned and vested was 200% of the number of 2018 PSUs granted. F1 · derivative.exercise_date: Each Performance Share Unit ("2018 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2018 and ended December 31, 2020. Amount earned and vested was 200% of the number of 2018 PSUs granted. F1 · derivative.expiration_date: Each Performance Share Unit ("2018 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2018 and ended December 31, 2020. Amount earned and vested was 200% of the number of 2018 PSUs granted. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 21:19 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 53,251 | $4.20 | $223,654.20 |
DisclosureSEC source: 0001209191-21-002702 · doc4.xml · nonDerivative · entry 2 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,937 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2018 PSUs. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 21:19 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionCommon Stock | 142,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-002702 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit ("2018 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2018 and ended December 31, 2020. Amount earned and vested was 200% of the number of 2018 PSUs granted. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:51 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Share Units · Derivative | 238,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001593 · doc4.xml · derivative · entry 5 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,096 Underlying: Common Stock · 238,096 shares Expires not disclosed F6 · derivative.exercise_price: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2021 and ending December 31, 2023. Upon vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F7 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F6 · derivative.exercise_date: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2021 and ending December 31, 2023. Upon vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F8 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2024. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:51 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantRestricted Stock Units · Derivative | 119,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001593 · doc4.xml · derivative · entry 4 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,048 Underlying: Common Stock · 119,048 shares Expires not disclosed F4 · derivative.exercise_price: This Restricted Stock Unit ("RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the RSUs granted on the basis of 33% of the grant on January 1, 2022, 66% of the grant on January 1, 2023 and 100% of the grant on January 1, 2024. Upon vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F4 · derivative.exercise_date: This Restricted Stock Unit ("RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the RSUs granted on the basis of 33% of the grant on January 1, 2022, 66% of the grant on January 1, 2023 and 100% of the grant on January 1, 2024. Upon vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F5 · derivative.expiration_date: Upon lapse of forfeiture restrictions for the RSUs. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:51 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 7,596 | $4.20 | $31,903.20 |
DisclosureSEC source: 0001209191-21-001593 · doc4.xml · nonDerivative · entry 3 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,616 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2020 restricted stock award. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:51 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 12,790 | $4.20 | $53,718.00 |
DisclosureSEC source: 0001209191-21-001593 · doc4.xml · nonDerivative · entry 2 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,212 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2019 restricted stock award. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:51 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 10,135 | $4.20 | $42,567.00 |
DisclosureSEC source: 0001209191-21-001593 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,002 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2018 restricted stock award. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:16 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | SaleCommon Stock | 35,000 | $3.22 | $112,700.00 |
DisclosureSEC source: 0001209191-20-059072 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,137 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.22 to $3.221, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 104,132 shares of Helix Energy Solutions Group, Inc. common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 22:07 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionPerformance Share Units · Derivative | 121,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002559 · doc4.xml · derivative · entry 3 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 121,882 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted. F1 · price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted. F1 · derivative.exercise_date: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted. F1 · derivative.expiration_date: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 22:07 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 47,429 | $9.63 | $456,741.27 |
DisclosureSEC source: 0001209191-20-002559 · doc4.xml · nonDerivative · entry 2 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,269 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 PSUs. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 22:07 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionCommon Stock | 121,882 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-002559 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:48 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 7,588 | $9.63 | $73,072.44 |
DisclosureSEC source: 0001209191-20-001902 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,816 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 restricted stock award. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:44 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Share Units · Derivative | 122,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001403 · doc4.xml · derivative · entry 4 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,015 Underlying: Common Stock · 122,015 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2020 and ending December 31, 2022. F5 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F4 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2020 and ending December 31, 2022. F6 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2023. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:44 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 9,575 | $9.63 | $92,207.25 |
DisclosureSEC source: 0001209191-20-001403 · doc4.xml · nonDerivative · entry 3 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,404 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2018 restricted stock award. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:44 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 12,370 | $9.63 | $119,123.10 |
DisclosureSEC source: 0001209191-20-001403 · doc4.xml · nonDerivative · entry 2 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,979 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2019 restricted stock award. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:44 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantCommon Stock | 61,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001403 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,349 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 23:18 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | SaleCommon Stock | 11,740 | $9.37 | $110,003.80 |
DisclosureSEC source: 0001209191-19-060501 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,342 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.37 to $9.395, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 20:20 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 12,723 | $5.70 | $72,521.10 |
DisclosureSEC source: 0001209191-19-002464 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,082 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2016 restricted stock award. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 17:39 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 7,522 | $5.71 | $42,950.62 |
DisclosureSEC source: 0001209191-19-001731 · doc4.xml · nonDerivative · entry 3 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,805 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 restricted stock award. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:39 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Share Units · Derivative | 198,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001731 · doc4.xml · derivative · entry 4 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,706 Underlying: Common Stock · 198,706 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2019 and ending December 31, 2021. F5 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F4 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2019 and ending December 31, 2021. F6 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2022. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:39 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 10,135 | $5.41 | $54,830.35 |
DisclosureSEC source: 0001209191-19-001731 · doc4.xml · nonDerivative · entry 2 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,327 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2018 restricted stock award. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:39 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantCommon Stock | 99,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001731 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,462 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:29 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | SaleCommon Stock | 10,000 | $9.82 | $98,200.00 |
DisclosureSEC source: 0001209191-18-051948 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,109 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.82 to $9.84, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 16:09 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 9,282 | $8.00 | $74,256.00 |
DisclosureSEC source: 0001209191-18-002327 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,109 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 20:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 6,298 | $7.64 | $48,116.72 |
DisclosureSEC source: 0001209191-18-001786 · doc4.xml · nonDerivative · entry 3 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,391 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Share Units · Derivative | 142,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001786 · doc4.xml · derivative · entry 4 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,575 Underlying: Common Stock · 142,575 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F4 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F5 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2021. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 627 | $7.54 | $4,727.58 |
DisclosureSEC source: 0001209191-18-001786 · doc4.xml · nonDerivative · entry 2 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,689 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:01 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantCommon Stock | 71,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001786 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,316 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.