Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STATE STREET CORPSTT · Entity 242 | Director · Chairman, CEO and President | August 14, 2026 | August 18, 2026 |
| Unum GroupUNM · Entity 3369 | Director | May 26, 2026 | May 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STATE STREET CORP
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 230,459 |
Ending reported balance
After 2026-08-14 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-14 · Exercise / conversion · Acquired 2,204 · Balance 243,163 F1: Each Unit is the equivalent of one share of State Street Corporation common stock. Row 2 · 2026-08-14 · Disposition to issuer · Disposed 2,204 · Balance 240,959 F2: Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date. Row 3 · 2026-08-14 · Gift · Disposed 10,500 · Balance 230,459 |
| 2024 Cash Settled Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-02-15 | Direct | 4,408 |
Reported balance
After 2026-08-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-14 · Exercise / conversion · Disposed 2,204 · Balance 4,408 F1: Each Unit is the equivalent of one share of State Street Corporation common stock. F4: Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025. |
| Common StockSEC Table I · non-derivative | IndirectBy a Trust | 70,327 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 70,327 F3: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Unit is the equivalent of one share of State Street Corporation common stock.
F2: Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
F3: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F4: Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.
Unum Group
Report date May 26, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,757 |
Reported balance
After 2026-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-26 · Grant · Acquired 2,191 · Balance 45,757 F1: All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders. F2: Includes 14,829 deferred share rights ("DSRs"), 13,383 RSUs, and 17,545 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,197.00 DSRs and 3,342.000 RSUs, and the exempt acquisitions of an aggregate of 314.394 DSRs and 124.593 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 47,534 |
Reported balance
After 2026-05-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-26 · Grant · Acquired 1,777 · Balance 47,534 F4: Represents deferred share rights ("DSRs") in lieu of cash for annual retainers pursuant to the election of the reporting person. F5: Includes 16,606 DSRs, 13,383 RSUs, and 17,545 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
Filing footnotes · ownership attribution and instrument terms
F1: All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders.
F2: Includes 14,829 deferred share rights ("DSRs"), 13,383 RSUs, and 17,545 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,197.00 DSRs and 3,342.000 RSUs, and the exempt acquisitions of an aggregate of 314.394 DSRs and 124.593 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.
F4: Represents deferred share rights ("DSRs") in lieu of cash for annual retainers pursuant to the election of the reporting person.
F5: Includes 16,606 DSRs, 13,383 RSUs, and 17,545 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2020 Filed Mar 2, 2020 21:19 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 46,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-20-000729 · wf-form4_158318393547331.xml · nonDerivative · entry 2 O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,968 F2 · shares: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:19 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 43,287 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-20-000729 · wf-form4_158318393547331.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,705 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:36 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 10,817 | $77.85 | $842,103.45 |
DisclosureSEC source: 0000093751-20-000676 · wf-form4_158214820131659.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,418 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 20:10 UTC | STATE STREET CORP STT · Entity 242 | PurchaseCommon Stock | 7,000 | $50.43 | $353,010.00 |
DisclosureSEC source: 0000093751-19-000567 · wf-form4_156754144213263.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,235 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2019. Read SEC document |
| May 23, 2019 Filed May 28, 2019 22:20 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,605 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000104 · wf-form4_155908203102259.xml · nonDerivative · entry 2 O HANLEY RONALD P · CIK 0001180495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,074 F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person. F5 · balance_after: Includes 9,085 DSRs, 8,814 RSUs, and 11,174 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 23, 2019 Filed May 28, 2019 22:20 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 4,808 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000104 · wf-form4_155908203102259.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,469 F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2020. F2 · balance_after: Includes 5,480 deferred share rights ("DSRs"), 8,814 RSUs, and 11,174 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,368.697 RSUs, and the exempt acquisitions of an aggregate of 156.362 DSRs and 114.319 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:17 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 3,024 | $61.81 | $186,913.44 |
DisclosureSEC source: 0000093751-19-000463 · wf-form4_155812425754493.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,235 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 23:03 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 26,842 | $72.80 | $1,954,097.60 |
DisclosureSEC source: 0000093751-19-000367 · wf-form4_155174059318112.xml · nonDerivative · entry 4 O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,259 F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 23:03 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 60,454 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-19-000367 · wf-form4_155174059318112.xml · nonDerivative · entry 3 O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,101 F3 · shares: Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 23:03 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 29,168 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-19-000367 · wf-form4_155174059318112.xml · nonDerivative · entry 2 O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,647 F2 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 23:03 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 27,500 | $71.82 | $1,975,050.00 |
DisclosureSEC source: 0000093751-19-000367 · wf-form4_155174059318112.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,479 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.60 through $72.44, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:27 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 7,395 | $70.66 | $522,530.70 |
DisclosureSEC source: 0000093751-19-000331 · wf-form4_155069800634255.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,979 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| May 24, 2018 Filed May 30, 2018 01:07 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 2,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019188 · form4.xml · nonDerivative · entry 2 O HANLEY RONALD P · CIK 0001180495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,390 F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person. F5 · balance_after: Includes 5,323 DSRs, 7,261 RSUs, and 7,806 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 24, 2018 Filed May 30, 2018 01:07 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019188 · form4.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,536 F1 · shares: All are restricted stock units ("RSUs") vesting on May 24, 2019. F2 · balance_after: Includes 2,469 deferred share rights ("DSRs"), 7,261 RSUs, and 7,806 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,601.489 DSRs, and the exempt acquisitions of an aggregate of 58.077 DSRs and 34.559 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:24 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 3,040 | $101.21 | $307,678.40 |
DisclosureSEC source: 0000093751-18-000390 · wf-form4_152658864161289.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,374 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:27 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 19,708 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-18-000337 · wf-form4_151985323833755.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,414 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:08 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 5,886 | $103.96 | $611,908.56 |
DisclosureSEC source: 0000093751-18-000300 · wf-form4_151916447340523.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,706 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| December 15, 2017 Filed Feb 3, 2018 01:25 UTC | Unum Group UNM · Entity 3369 | GiftCommon Stock | 5,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003870 · form5.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,552 F1 · balance_after: Includes 6,013 deferred share rights ("DSRs"), 3,334 restricted stock units ("RSUs"), and 4,205 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,204.009 RSUs, and the exempt acquisitions of an aggregate of 54.351 DSRs and 30.138 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:58 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 2,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019729 · form4.xml · nonDerivative · entry 2 O HANLEY RONALD P · CIK 0001180495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,627 F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person. F5 · balance_after: Includes 5,958 DSRs, 7,508 RSUs and 5,161 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:58 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019729 · form4.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,205 F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2018. F2 · balance_after: Includes 3,536 deferred share rights ("DSRs"), 7,508 RSUs and 5,161 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 66.464 DSRs and 79.009 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:14 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 3,204 | $82.79 | $265,259.16 |
DisclosureSEC source: 0000093751-17-000365 · wf-form4_149505205366365.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Vice Chair; President CEO SSGA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,592 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:14 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 28,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-17-000319 · wf-form4_148840286472774.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Vice Chair; President CEO SSGA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,796 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:19 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 3,060 | $81.91 | $250,644.60 |
DisclosureSEC source: 0000093751-17-000275 · wf-form4_148736638085876.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Vice Chair; President CEO SSGA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,496 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.