Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CMTSU Liquidation, Inc.CBRIQ · Entity 160025 | 10% owner | May 24, 2017 | May 26, 2017 |
| FOSTER L B COFSTR · Entity 5689 | Director | May 27, 2022 | May 31, 2022 |
| RCM TECHNOLOGIES, INC.RCMT · Entity 5951 | Director · Executive Chairman & President · 10% owner | August 14, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CMTSU Liquidation, Inc.
Report date May 24, 2017 · Filed May 26, 2017
Jointly reported with Legion Partners Asset Management, LLC, Legion Partners, L.P. I, Legion Partners, L.P. II, Legion Partners Special Opportunities, L.P. III, Legion Partners, LLC, Legion Partners Holdings, LLC, Kiper Christopher S, White Raymond T.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectLegion Partners, L.P. I | 8,372,225 |
Last balance in matching sequence
After 2017-05-26 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2017-05-24 · Sale · Disposed 313,735 · Balance 8,644,226 F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2: Legion Partners I directly owns these shares of common stock ("Common Stock") of Ciber Inc. (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Row 2 · 2017-05-25 · Sale · Disposed 128,130 · Balance 8,516,096 F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2: Legion Partners I directly owns these shares of common stock ("Common Stock") of Ciber Inc. (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Row 3 · 2017-05-26 · Sale · Disposed 143,871 · Balance 8,372,225 F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2: Legion Partners I directly owns these shares of common stock ("Common Stock") of Ciber Inc. (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. |
| Common StockSEC Table I · non-derivative | IndirectLegion Partners, L.P. II | 693,161 |
Last balance in matching sequence
After 2017-05-26 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 4 · 2017-05-24 · Sale · Disposed 25,975 · Balance 715,681 F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3: Legion Partners II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Row 5 · 2017-05-25 · Sale · Disposed 10,608 · Balance 705,073 F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3: Legion Partners II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Row 6 · 2017-05-26 · Sale · Disposed 11,912 · Balance 693,161 F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3: Legion Partners II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. |
| Common StockSEC Table I · non-derivative | IndirectLegion Partners Special Opportunities, L.P. III | 2,369,426 |
Last balance in matching sequence
After 2017-05-26 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 7 · 2017-05-24 · Sale · Disposed 88,790 · Balance 2,446,405 F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4: Legion Partners Special III directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners Special III, Legion Partners Asset Management is the investment advisor of Legion Partners Special III, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special III. Row 8 · 2017-05-25 · Sale · Disposed 36,262 · Balance 2,410,143 F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4: Legion Partners Special III directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners Special III, Legion Partners Asset Management is the investment advisor of Legion Partners Special III, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special III. Row 9 · 2017-05-26 · Sale · Disposed 40,717 · Balance 2,369,426 F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4: Legion Partners Special III directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners Special III, Legion Partners Asset Management is the investment advisor of Legion Partners Special III, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special III. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2: Legion Partners I directly owns these shares of common stock ("Common Stock") of Ciber Inc. (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.
F3: Legion Partners II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II.
F4: Legion Partners Special III directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners Special III, Legion Partners Asset Management is the investment advisor of Legion Partners Special III, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special III.
FOSTER L B CO
Report date May 27, 2022 · Filed May 31, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,359 |
Reported balance
After 2022-05-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-27 · Tax withholding · Disposed 108 · Balance 24,359 F1: Shares withheld to pay taxes applicable to the vesting of stock related to the 2021 Annual Director Equity Award. F2: Includes 9,233 deferred stock units and 15,126 shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 24,337 |
Reported balance
After 2022-05-27 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-05-27 · Tax withholding · Disposed 22 · Balance 24,337 F3: Shares withheld to pay taxes applicable to the vesting of stock related to the 2021 Strategy Committee Restricted Stock Award. F4: Includes 9,233 deferred stock units and 15,104 shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to pay taxes applicable to the vesting of stock related to the 2021 Annual Director Equity Award.
F2: Includes 9,233 deferred stock units and 15,126 shares of common stock.
F3: Shares withheld to pay taxes applicable to the vesting of stock related to the 2021 Strategy Committee Restricted Stock Award.
F4: Includes 9,233 deferred stock units and 15,104 shares of common stock.
RCM TECHNOLOGIES, INC.
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,402,477 |
Ending reported balance
After 2026-08-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-14 · Sale · Disposed 25,281 · Balance 1,477,196 F1: Represents a nondiscretionary sale by a plan established by the Reporting Person on December 7, 2023 in a manner intended to satisfy the requirements of Rule 10b5-1. F2: Represents the weighted average of a range of sale prices from $35.00 to $35.41. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Row 2 · 2026-08-17 · Sale · Disposed 24,719 · Balance 1,452,477 F1: Represents a nondiscretionary sale by a plan established by the Reporting Person on December 7, 2023 in a manner intended to satisfy the requirements of Rule 10b5-1. F3: Represents the weighted average of a range of sale prices from $36.03 to $37.10. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Row 3 · 2026-08-17 · Sale · Disposed 50,000 · Balance 1,402,477 F1: Represents a nondiscretionary sale by a plan established by the Reporting Person on December 7, 2023 in a manner intended to satisfy the requirements of Rule 10b5-1. F4: Represents the weighted average of a range of sale prices from $40.00 to $40.56. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a nondiscretionary sale by a plan established by the Reporting Person on December 7, 2023 in a manner intended to satisfy the requirements of Rule 10b5-1.
F2: Represents the weighted average of a range of sale prices from $35.00 to $35.41. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average of a range of sale prices from $36.03 to $37.10. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average of a range of sale prices from $40.00 to $40.56. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 18, 2023 Filed Jul 20, 2023 20:32 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | SaleCommon Stock | 13,501 | $20.01 | $270,155.01 |
DisclosureSEC source: 0001437749-23-020340 · rdgdoc.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner · See Explanation of Responses 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,736,499 F1 · shares: Represents a nondiscretionary sale by a plan established by the Reporting Person on September 13, 2021, and modified on December 14, 2022, in a manner intended to satisfy the requirements of Rule 10b5-1. F2 · price: Represents the weighted average of a range of sale prices from $20.00 to $20.07. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 21:26 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-000234 · doc1.xml · nonDerivative · entry 2 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750,000 F2 · shares: Represent shares acquired by the reporting person upon the vesting of performance stock units granted to the reporting person in January 2022 and previously reported in a Current Report on Form 8-K filed by the issuer in January 2022. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 21:26 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-000234 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625,000 F1 · price: Granted in the form of restricted stock units as employment compensation, and subject to vesting in five equal installments on first five anniversaries of the date of grant. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 21:29 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | SaleCommon Stock | 17,026 | $27.17 | $462,596.42 |
DisclosureSEC source: 0001567619-22-012466 · doc1.xml · nonDerivative · entry 3 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375,000 F4 · price: Represents the weighted average of a range of sale prices from $26.81 to $27.45. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 21:29 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | SaleCommon Stock | 25,186 | $26.49 | $667,177.14 |
DisclosureSEC source: 0001567619-22-012466 · doc1.xml · nonDerivative · entry 2 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392,026 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Vizi. F3 · price: Represents the weighted average of a range of sale prices from $26.30 to $26.81. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 21:29 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | SaleCommon Stock | 49,814 | $25.72 | $1,281,216.08 |
DisclosureSEC source: 0001567619-22-012466 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,417,212 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Vizi. F2 · price: Represents the weighted average of a range of sale prices from $25.25 to $26.25. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 27, 2022 Filed May 31, 2022 21:03 UTC | FOSTER L B CO FSTR · Entity 5689 | Tax withholdingCommon Stock | 22 | $13.00 | $286.00 |
DisclosureSEC source: 0001567619-22-011942 · doc1.xml · nonDerivative · entry 2 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,337 F3 · shares: Shares withheld to pay taxes applicable to the vesting of stock related to the 2021 Strategy Committee Restricted Stock Award. F4 · balance_after: Includes 9,233 deferred stock units and 15,104 shares of common stock. Read SEC document |
| May 27, 2022 Filed May 31, 2022 21:03 UTC | FOSTER L B CO FSTR · Entity 5689 | Tax withholdingCommon Stock | 108 | $13.00 | $1,404.00 |
DisclosureSEC source: 0001567619-22-011942 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,359 F1 · shares: Shares withheld to pay taxes applicable to the vesting of stock related to the 2021 Annual Director Equity Award. F2 · balance_after: Includes 9,233 deferred stock units and 15,126 shares of common stock. Read SEC document |
| May 06, 2022 Filed May 6, 2022 20:24 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | SaleCommon Stock | 7,500 | $20.10 | $150,750.00 |
DisclosureSEC source: 0001567619-22-009681 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,467,026 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Vizi. F2 · price: Represents the weighted average of a range of sale prices from $20.00 to $20.46. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 05, 2022 Filed May 5, 2022 21:11 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | SaleCommon Stock | 1,539 | $20.00 | $30,780.00 |
DisclosureSEC source: 0001567619-22-009636 · doc1.xml · nonDerivative · entry 3 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,474,526 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Vizi. Read SEC document |
| May 04, 2022 Filed May 5, 2022 21:11 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | SaleCommon Stock | 35,278 | $20.03 | $706,618.34 |
DisclosureSEC source: 0001567619-22-009636 · doc1.xml · nonDerivative · entry 2 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,476,065 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Vizi. F3 · price: Represents the weighted average of a range of sale prices from $20.00 to $20.17. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 03, 2022 Filed May 5, 2022 21:11 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | SaleCommon Stock | 30,683 | $20.06 | $615,500.98 |
DisclosureSEC source: 0001567619-22-009636 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511,343 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Vizi. F2 · price: Represents the weighted average of a range of sale prices from $20.00 to $20.42. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 21:15 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-001553 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542,026 F1 · shares: Represent shares acquired by the reporting person upon the vesting of performance stock units granted to the reporting person in March 2021 and previously reported in a Current Report on Form 10-K filed by the issuer in April 2021. F2 · balance_after: Includes 1,500 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan since the reporting person's most recent filing under Section 16. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 19:05 UTC | FOSTER L B CO FSTR · Entity 5689 | Tax withholdingCommon Stock | 13 | $15.06 | $195.78 |
DisclosureSEC source: 0001567619-21-017219 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,467 F1 · shares: Shares withheld to pay taxes applicable to the vesting of stock related to the 2020 Strategy Committee Restricted Stock Award. F2 · balance_after: Includes 9,202 deferred stock units and 15,265 shares of common stock. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 22:35 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 839 | $17.87 | $14,992.93 |
DisclosureSEC source: 0001567619-21-011463 · doc1.xml · nonDerivative · entry 2 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,480 F3 · shares: 2021 Annual Strategy Committee Restricted Stock Award F4 · balance_after: Includes 9,202 deferred stock units and 15,278 shares of common stock. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 22:35 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 4,197 | $17.87 | $75,000.39 |
DisclosureSEC source: 0001567619-21-011463 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,641 F1 · shares: 2021 Annual Director Equity Award. F2 · balance_after: Includes 9,202 deferred stock units and 14,439 shares of common stock. Read SEC document |
| January 15, 2021 Filed Jan 15, 2021 21:30 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-001104 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,415,526 F1 · price: Received as employment compensation. F2 · balance_after: Includes 1,500 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan since the reporting person's most recent filing under Section 16. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 22:18 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-021439 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,289,026 F1 · shares: Granted in connection with the reduction of base salary for 2021 on a dollar for dollar basis equal to the value of these shares on the date of grant. These shares will vest in equal installments of approximately 4,808 shares on each twenty-six bi-weekly payroll dates of the Issuer, commencing on January 15, 2021 and continuing until December 31, 2021, so long as the reporting person remains continuously employed by the Issuer through such date, except vesting will be accelerated if there is a Change in Control. F2 · price: Received as employment compensation. F3 · balance_after: Includes 1,500 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan since the reporting person's most recent filing under Section 16. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:03 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016788 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,444 F1 · shares: Annual Strategy Committee Restricted Stock Award F2 · balance_after: Includes 9,202 deferred stock units and 10,242 shares of common stock. Read SEC document |
| June 02, 2020 Filed Jun 2, 2020 21:20 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 850,000 | $1.20 | $1,020,000.00 |
DisclosureSEC source: 0000921895-20-001681 · form412254002_06022020.xml · nonDerivative · entry 3 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · See Explanation of Responses Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · See Explanation of Responses O'CONNELL MICHAEL · CIK 0001539145 · See Explanation of Responses HARVEST FINANCIAL CORPORATION · CIK 0000351952 · See Explanation of Responses IRS Partners No. 19, L.P. · CIK 0001556235 · See Explanation of Responses M2O, Inc. · CIK 0001556221 · See Explanation of Responses Leonetti/O'Connell Family Foundation · CIK 0001556241 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162,526 F1 · security: This Form 4 is being filed jointly by IRS Partners No. 19, L.P. ("IRS 19"), M2O, Inc., The Michael F. O'Connell and Margo L. O'Connell Revocable Trust, The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), Michael O'Connell, Harvest Financial Corporation and Bradley Vizi (each a "Reporting Person" and collectively, the "Reporting Persons"). Effective June 2, 2020, the Reporting Persons ceased to be members of a Section 13(d) group. Mr. Vizi will continue to file Form 4s independently. F2 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · balance_after: Includes 150,000 shares of Common Stock underlying certain restricted stock units, which will vest annually in three equal installments beginning on January 15, 2021. Read SEC document |
| June 02, 2020 Filed Jun 2, 2020 21:20 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | SaleCommon Stock | 266,074 | $1.20 | $319,288.80 |
DisclosureSEC source: 0000921895-20-001681 · form412254002_06022020.xml · nonDerivative · entry 2 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · See Explanation of Responses Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · See Explanation of Responses O'CONNELL MICHAEL · CIK 0001539145 · See Explanation of Responses HARVEST FINANCIAL CORPORATION · CIK 0000351952 · See Explanation of Responses IRS Partners No. 19, L.P. · CIK 0001556235 · See Explanation of Responses M2O, Inc. · CIK 0001556221 · See Explanation of Responses Leonetti/O'Connell Family Foundation · CIK 0001556241 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · security: This Form 4 is being filed jointly by IRS Partners No. 19, L.P. ("IRS 19"), M2O, Inc., The Michael F. O'Connell and Margo L. O'Connell Revocable Trust, The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), Michael O'Connell, Harvest Financial Corporation and Bradley Vizi (each a "Reporting Person" and collectively, the "Reporting Persons"). Effective June 2, 2020, the Reporting Persons ceased to be members of a Section 13(d) group. Mr. Vizi will continue to file Form 4s independently. F2 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Securities of the Issuer previously owned by the Foundation. Read SEC document |
| June 02, 2020 Filed Jun 2, 2020 21:20 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | SaleCommon Stock | 2,692,065 | $1.20 | $3,230,478.00 |
DisclosureSEC source: 0000921895-20-001681 · form412254002_06022020.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · See Explanation of Responses Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · See Explanation of Responses O'CONNELL MICHAEL · CIK 0001539145 · See Explanation of Responses HARVEST FINANCIAL CORPORATION · CIK 0000351952 · See Explanation of Responses IRS Partners No. 19, L.P. · CIK 0001556235 · See Explanation of Responses M2O, Inc. · CIK 0001556221 · See Explanation of Responses Leonetti/O'Connell Family Foundation · CIK 0001556241 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · security: This Form 4 is being filed jointly by IRS Partners No. 19, L.P. ("IRS 19"), M2O, Inc., The Michael F. O'Connell and Margo L. O'Connell Revocable Trust, The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), Michael O'Connell, Harvest Financial Corporation and Bradley Vizi (each a "Reporting Person" and collectively, the "Reporting Persons"). Effective June 2, 2020, the Reporting Persons ceased to be members of a Section 13(d) group. Mr. Vizi will continue to file Form 4s independently. F2 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities of the Issuer previously owned by IRS 19. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:39 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 6,029 | $12.44 | $75,000.76 |
DisclosureSEC source: 0001567619-20-011335 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,402 F1 · shares: 2020 Director Equity Award F2 · balance_after: Includes 9,202 deferred stock units and 9,200 shares of common stock. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 21:26 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001241 · doc1.xml · nonDerivative · entry 2 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner O'CONNELL MICHAEL · CIK 0001539145 · 10% owner HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner M2O, Inc. · CIK 0001556221 · 10% owner Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,526 F1 · security: 1. This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F6 · price: Granted in the form of restricted stock units as employment compensation, and subject to vesting in three equal installments on first three anniversaries of the date of grant. F7 · balance_after: Includes 3,000 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan since the reporting person's most recent filing under Section 16. F8 · balance_after: Includes 35,000 restricted stock units that vested in 2019 and 2020; these restricted stock units were reflected in footnote 5 to the reporting person's Form 4 filed on March 18, 2019. F4 · ownership.direct: 1. IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 21:26 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001241 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner O'CONNELL MICHAEL · CIK 0001539145 · 10% owner HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner M2O, Inc. · CIK 0001556221 · 10% owner Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,526 F1 · security: 1. This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: Represent shares acquired by the reporting person upon the vesting of performance stock units granted to the reporting person in March 2019 and previously reported in a Current Report on Form 8-K filed by the issuer in March 2019. F7 · balance_after: Includes 3,000 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan since the reporting person's most recent filing under Section 16. F8 · balance_after: Includes 35,000 restricted stock units that vested in 2019 and 2020; these restricted stock units were reflected in footnote 5 to the reporting person's Form 4 filed on March 18, 2019. F4 · ownership.direct: 1. IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 28, 2019 19:37 UTC | FOSTER L B CO FSTR · Entity 5689 | Tax withholdingCommon Stock | 31 | $24.59 | $762.29 |
DisclosureSEC source: 0001567619-19-012222 · doc1.xml · nonDerivative · entry 2 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,373 F3 · balance_after: Includes 9,202 deferred stock units and 3,171 shares of common stock. Read SEC document |
| May 23, 2019 Filed May 28, 2019 19:37 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 3,076 | $24.38 | $74,992.88 |
DisclosureSEC source: 0001567619-19-012222 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,404 F1 · shares: 2019 Director Equity Award F2 · balance_after: Represents 9,233 deferred stock units and 3,171 shares of common stock. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:15 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 637,000 | $3.92 | $2,497,040.00 |
DisclosureSEC source: 0000921895-19-000820 · form409050002_03182019.xml · nonDerivative · entry 2 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner O'CONNELL MICHAEL · CIK 0001539145 · 10% owner Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner M2O, Inc. · CIK 0001556221 · 10% owner IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,692,065 F1 · security: This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · balance_after: The aggregate ownership of IRS 19 following the reportable transaction is being revised from the last Form 4 filing to correct an inadvertent miscalculation. The ownership of Mr. Vizi is being revised to exclude 35,000 restricted stock units that will vest on May 31, 2019 and December 13, 2019. F2 · ownership.nature: IRS Partners No. 19, L.P., a Delaware limited partnership ("IRS 19"), directly owns these shares of common stock ("Common Stock") of RCM Technologies, Inc. (the "Issuer"). M2O, Inc., a California corporation ("M2O"), is the general partner of IRS 19. The Michael F. O'Connell and Margo L. O'Connell Revocable Trust (the "Trust") is the sole voting shareholder of M2O and Michael O'Connell, an individual, controls all investment decisions with respect to the Trust. IRS 19, M2O, the Trust and Mr. O'Connell may therefore be deemed to have shared voting and dispositive power over the Common Stock owned by IRS 19. F4 · ownership.nature: IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein. Read SEC document |
| January 21, 2019 Filed Jan 23, 2019 21:20 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 47,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-001498 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner O'CONNELL MICHAEL · CIK 0001539145 · 10% owner Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner M2O, Inc. · CIK 0001556221 · 10% owner IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,526 F1 · security: This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: Represent shares acquired by the reporting person upon the vesting of performance stock units granted to the reporting person in October 2018 and previously reported in a Current Report on Form 8-K filed by the issuer in October 2018. F4 · ownership.direct: IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 21:54 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008275 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · 10% owner HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner O'CONNELL MICHAEL · CIK 0001539145 · 10% owner Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner M2O, Inc. · CIK 0001556221 · 10% owner IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,378 F1 · security: 1. This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: Granted in the form of restricted stock units as employment compensation. Will vest on January 2, 2020. F4 · ownership.direct: 1. IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 18:56 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027328 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · Executive Chairman & President · 10% owner IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner M2O, Inc. · CIK 0001556221 · 10% owner O'CONNELL MICHAEL · CIK 0001539145 · 10% owner Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,378 F1 · security: This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: Granted in the form of restricted stock units as employment compensation. Will vest on first anniversary of date of grant. F4 · ownership.direct: IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein. Read SEC document |
| May 24, 2018 Filed May 25, 2018 15:53 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 3,171 | $23.65 | $74,994.15 |
DisclosureSEC source: 0001140361-18-025668 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,328 F1 · shares: 2018 Director Equity Award F2 · balance_after: Represents 6,157 deferred stock units and 3,171 shares of common stock. Read SEC document |
| March 31, 2018 Filed Apr 2, 2018 19:10 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 531 | $23.55 | $12,505.05 |
DisclosureSEC source: 0001140361-18-016372 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,157 F1 · shares: Represents quarterly cash retainer fees elected to be paid in stock. F2 · balance_after: Represents deferred stock units. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:29 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 460 | $27.15 | $12,489.00 |
DisclosureSEC source: 0000921895-18-000044 · form409050008viz_01032018.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This reflects deferred stock units acquired as a result of an election to receive quarterly director cash fees in equity. F1 · ownership.direct: This reflects deferred stock units acquired as a result of an election to receive quarterly director cash fees in equity. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 00:39 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock, $0.05 par value | 5,839 | $6.85 | $39,997.15 |
DisclosureSEC source: 0000921895-17-002840 · form409050002_12122017.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · 10% owner IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner M2O, Inc. · CIK 0001556221 · 10% owner O'CONNELL MICHAEL · CIK 0001539145 · 10% owner Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,378 F1 · security: This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: Granted in the form of restricted stock units (RSUs) as compensation for service on the Board of Directors. The RSUs will vest on December 8, 2018. F6 · balance_after: Includes 6,250 RSUs that vested on 12/27/16 and 8,000 RSUs that vested on 12/3/16. F4 · ownership.direct: IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 08, 2017 Filed Dec 14, 2017 00:22 UTC Amendment | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock, $0.05 par value | 5,839 | $6.85 | $39,997.15 |
DisclosureSEC source: 0000921895-17-002849 · form4a09050002_12132017.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · 10% owner IRS Partners No. 19, L.P. · CIK 0001556235 · 10% owner M2O, Inc. · CIK 0001556221 · 10% owner O'CONNELL MICHAEL · CIK 0001539145 · 10% owner Leonetti/O'Connell Family Foundation · CIK 0001556241 · 10% owner Michael F. O'Connell & Margo L. O'Connell Revocable Trust · CIK 0001556184 · 10% owner HARVEST FINANCIAL CORPORATION · CIK 0000351952 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,378 F2 · security: This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F1 · date: The amendment is being filed solely to add Harvest as a reporting person. F6 · price: Granted in the form of restricted stock units (RSUs) as compensation for service on the Board of Directors. The RSUs will vest on December 8, 2018. F7 · balance_after: Includes 6,250 RSUs that vested on 12/27/16 and 8,000 RSUs that vested on 12/3/16. F5 · ownership.direct: IRS 19 and the Foundation have each entered into an investment advisory agreement with Harvest Financial Corporation ("Harvest"), pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of Harvest, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Harvest and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Harvest and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 30, 2017 Filed Oct 5, 2017 16:38 UTC Amendment | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 549 | $22.75 | $12,489.75 |
DisclosureSEC source: 0001556313-17-000014 · primary_doc.xml · nonDerivative · entry 5 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). F2 · security: As of the transaction date set forth above, each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F8 · kind: This reflects deferred stock units acquired as a result of an election to receive quarterly director cash fees in equity. F8 · ownership.direct: This reflects deferred stock units acquired as a result of an election to receive quarterly director cash fees in equity. Read SEC document |
| September 29, 2017 Filed Oct 4, 2017 13:19 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 549 | $22.75 | $12,489.75 |
DisclosureSEC source: 0001556313-17-000013 · primary_doc.xml · nonDerivative · entry 5 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). F2 · security: As of the transaction date set forth above, each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F8 · kind: 2017 Director Equity Award; Includes 549 shares of deferred stock units. F8 · ownership.direct: 2017 Director Equity Award; Includes 549 shares of deferred stock units. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 20:28 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 582 | $21.45 | $12,483.90 |
DisclosureSEC source: 0001556313-17-000012 · primary_doc.xml · nonDerivative · entry 5 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · kind: 2017 Director Equity Award; Includes 582 shares of deferred stock units. F6 · ownership.direct: 2017 Director Equity Award; Includes 582 shares of deferred stock units. Read SEC document |
| May 26, 2017 Filed May 26, 2017 17:07 UTC | CMTSU Liquidation, Inc. CBRIQ · Entity 160025 | SaleCommon Stock | 40,717 | $0.09 | $3,664.53 |
DisclosureSEC source: 0001556313-17-000011 · primary_doc.xml · nonDerivative · entry 9 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. III · CIK 0001671590 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Vizi Bradley · CIK 0001556313 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities, L.P. III Disclosed balance after: 2,369,426 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Legion Partners Special III directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners Special III, Legion Partners Asset Management is the investment advisor of Legion Partners Special III, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special III. Read SEC document |
| May 26, 2017 Filed May 26, 2017 17:07 UTC | CMTSU Liquidation, Inc. CBRIQ · Entity 160025 | SaleCommon Stock | 11,912 | $0.09 | $1,072.08 |
DisclosureSEC source: 0001556313-17-000011 · primary_doc.xml · nonDerivative · entry 6 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. III · CIK 0001671590 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Vizi Bradley · CIK 0001556313 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 693,161 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Legion Partners II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| May 26, 2017 Filed May 26, 2017 17:07 UTC | CMTSU Liquidation, Inc. CBRIQ · Entity 160025 | SaleCommon Stock | 143,871 | $0.09 | $12,948.39 |
DisclosureSEC source: 0001556313-17-000011 · primary_doc.xml · nonDerivative · entry 3 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. III · CIK 0001671590 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Vizi Bradley · CIK 0001556313 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 8,372,225 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of Ciber Inc. (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| May 25, 2017 Filed May 26, 2017 17:07 UTC | CMTSU Liquidation, Inc. CBRIQ · Entity 160025 | SaleCommon Stock | 36,262 | $0.11 | $3,988.82 |
DisclosureSEC source: 0001556313-17-000011 · primary_doc.xml · nonDerivative · entry 8 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. III · CIK 0001671590 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Vizi Bradley · CIK 0001556313 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities, L.P. III Disclosed balance after: 2,410,143 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Legion Partners Special III directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners Special III, Legion Partners Asset Management is the investment advisor of Legion Partners Special III, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special III. Read SEC document |
| May 25, 2017 Filed May 26, 2017 17:07 UTC | CMTSU Liquidation, Inc. CBRIQ · Entity 160025 | SaleCommon Stock | 10,608 | $0.11 | $1,166.88 |
DisclosureSEC source: 0001556313-17-000011 · primary_doc.xml · nonDerivative · entry 5 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. III · CIK 0001671590 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Vizi Bradley · CIK 0001556313 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 705,073 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Legion Partners II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| May 25, 2017 Filed May 26, 2017 17:07 UTC | CMTSU Liquidation, Inc. CBRIQ · Entity 160025 | SaleCommon Stock | 128,130 | $0.11 | $14,094.30 |
DisclosureSEC source: 0001556313-17-000011 · primary_doc.xml · nonDerivative · entry 2 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. III · CIK 0001671590 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Vizi Bradley · CIK 0001556313 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 8,516,096 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of Ciber Inc. (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| May 24, 2017 Filed May 26, 2017 15:40 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 4,035 | $17.35 | $70,007.25 |
DisclosureSEC source: 0001556313-17-000010 · primary_doc.xml · nonDerivative · entry 5 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · kind: 2017 Director Equity Award; Includes 4,035 shares of deferred stock units. F6 · ownership.direct: 2017 Director Equity Award; Includes 4,035 shares of deferred stock units. Read SEC document |
| May 24, 2017 Filed May 26, 2017 17:07 UTC | CMTSU Liquidation, Inc. CBRIQ · Entity 160025 | SaleCommon Stock | 88,790 | $0.12 | $10,654.80 |
DisclosureSEC source: 0001556313-17-000011 · primary_doc.xml · nonDerivative · entry 7 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. III · CIK 0001671590 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Vizi Bradley · CIK 0001556313 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities, L.P. III Disclosed balance after: 2,446,405 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Legion Partners Special III directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners Special III, Legion Partners Asset Management is the investment advisor of Legion Partners Special III, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special III. Read SEC document |
| May 24, 2017 Filed May 26, 2017 17:07 UTC | CMTSU Liquidation, Inc. CBRIQ · Entity 160025 | SaleCommon Stock | 25,975 | $0.12 | $3,117.00 |
DisclosureSEC source: 0001556313-17-000011 · primary_doc.xml · nonDerivative · entry 4 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. III · CIK 0001671590 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Vizi Bradley · CIK 0001556313 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 715,681 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Legion Partners II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| May 24, 2017 Filed May 26, 2017 17:07 UTC | CMTSU Liquidation, Inc. CBRIQ · Entity 160025 | SaleCommon Stock | 313,735 | $0.12 | $37,648.20 |
DisclosureSEC source: 0001556313-17-000011 · primary_doc.xml · nonDerivative · entry 1 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. III · CIK 0001671590 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Vizi Bradley · CIK 0001556313 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 8,644,226 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. III ("Legion Partners Special III"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of Ciber Inc. (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| May 09, 2017 Filed May 10, 2017 17:59 UTC | FOSTER L B CO FSTR · Entity 5689 | OtherCommon Stock | 1,063 | $12.93 | $13,744.59 |
DisclosureSEC source: 0001556313-17-000009 · primary_doc.xml · nonDerivative · entry 5 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · kind: Represents a transfer of shares of common stock to an affiliated entity. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.