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WEST EDWARD H

Disclosed activity across 2 companies

Tapewire entity
22585
SEC CIK
0001186807

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cardtronics plcCATM · Entity 138760Director · Chief Executive OfficerMay 24, 2021May 26, 2021
MITEK SYSTEMS INCMITK · Entity 5119Director · Chief Executive OfficerOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cardtronics plc

Report date May 24, 2021 · Filed May 26, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect544,293 Ending reported balance After 2021-05-24 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2021-05-24 · Exercise / conversion · Acquired 43,096 · Balance 571,627

Row 2 · 2021-05-24 · Exercise / conversion · Acquired 39,658 · Balance 611,285

Row 3 · 2021-05-24 · Tax withholding · Disposed 38,454 · Balance 572,831

F1: Shares surrendered to cover the cost of exercise and withholding tax obligations arising from the exercise of stock options.

Row 4 · 2021-05-24 · Tax withholding · Disposed 28,538 · Balance 544,293

F1: Shares surrendered to cover the cost of exercise and withholding tax obligations arising from the exercise of stock options.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $31.99 · Expires 2029-03-14Direct22,844 Reported balance After 2021-05-24 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-05-24 · Exercise / conversion · Disposed 43,096 · Balance 22,844

F2: Represents Stock Options awarded on March 14, 2019 under the Cardtronics 2019 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2020, January 31, 2021, and January 31, 2022.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $20.92 · Expires 2030-03-31Direct79,316 Reported balance After 2021-05-24 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-05-24 · Exercise / conversion · Disposed 39,658 · Balance 79,316

F3: Represents Stock Options awarded on March 31, 2020 under the Cardtronics 2020 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2021, January 31, 2022, and January 31, 2023.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $22.31 · Expires 2028-03-30Direct114,544 Reported balance Holding disclosure · report date 2021-05-24 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 114,544

F4: Represents Stock Options awarded on March 30, 2018 under the Cardtronics 2018 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2019, January 31, 2020, and January 31, 2021.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect91,116 Reported balance Holding disclosure · report date 2021-05-24 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 91,116

F5: Each Restricted Stock Unit represents a contingent right to receive one common share of Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Shares surrendered to cover the cost of exercise and withholding tax obligations arising from the exercise of stock options.

F2: Represents Stock Options awarded on March 14, 2019 under the Cardtronics 2019 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2020, January 31, 2021, and January 31, 2022.

F3: Represents Stock Options awarded on March 31, 2020 under the Cardtronics 2020 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2021, January 31, 2022, and January 31, 2023.

F4: Represents Stock Options awarded on March 30, 2018 under the Cardtronics 2018 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2019, January 31, 2020, and January 31, 2021.

F5: Each Restricted Stock Unit represents a contingent right to receive one common share of Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.

MITEK SYSTEMS INC

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect765,136 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 275,032 · Balance 765,136

F1: Performance restricted stock units ("Performance RSUs") convert into common stock on a one-for-one basis.

Common StockSEC Table I · non-derivativeDirect638,889 Reported balance After 2026-10-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-10-01 · Tax withholding · Disposed 126,247 · Balance 638,889

F2: Represents the shares that were withheld by the Issuer to cover withholding taxes upon the vesting of 275,032 Performance RSUs and 46,857 restricted stock units.

F3: Includes 208,393 previously granted time-based RSUs which have not yet vested.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect707,503 Reported balance After 2026-10-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-10-01 · Exercise / conversion · Disposed 275,032 · Balance 707,503

F5: On October 1, 2024, the reporting person was granted Performance RSUs, which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index (the "Catch-up Performance Criteria").

F6: The annual performance criteria for each annual Performance Period is for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments is determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change is determined by comparing the increase in value to the starting investment.

F7: For the October 1, 2026 vesting, 133% of the target shares vested based on the achievement of the performance criteria described above for the annual Performance Period ending on that date. An additional 13.7% of the target shares that did not vest with the annual Performance Period ending on October 1, 2025 vested on October 1, 2026, based on the achievement of the Catch-up Performance Criteria from grant date through October 1, 2026.

Common StockSEC Table I · non-derivativeIndirectBy Trust55,000 Reported balance Holding disclosure · report date 2026-10-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 55,000

F4: Previously purchased by the West Community Property Trust dated May 18, 2023, for which the reporting person is trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Performance restricted stock units ("Performance RSUs") convert into common stock on a one-for-one basis.

F2: Represents the shares that were withheld by the Issuer to cover withholding taxes upon the vesting of 275,032 Performance RSUs and 46,857 restricted stock units.

F3: Includes 208,393 previously granted time-based RSUs which have not yet vested.

F4: Previously purchased by the West Community Property Trust dated May 18, 2023, for which the reporting person is trustee.

F5: On October 1, 2024, the reporting person was granted Performance RSUs, which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index (the "Catch-up Performance Criteria").

F6: The annual performance criteria for each annual Performance Period is for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments is determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change is determined by comparing the increase in value to the starting investment.

F7: For the October 1, 2026 vesting, 133% of the target shares vested based on the achievement of the performance criteria described above for the annual Performance Period ending on that date. An additional 13.7% of the target shares that did not vest with the annual Performance Period ending on October 1, 2025 vested on October 1, 2026, based on the achievement of the Catch-up Performance Criteria from grant date through October 1, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 20:29 UTC MITEK SYSTEMS INC MITK · Entity 5119 Exercise / conversionPerformance Restricted Stock Units · Derivative 275,032 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-064960 · wk-form4_1791232149.xml · derivative · entry 4

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707,503

Underlying: Common Stock · 275,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On October 1, 2024, the reporting person was granted Performance RSUs, which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index (the "Catch-up Performance Criteria").

F6 · derivative.exercise_price: The annual performance criteria for each annual Performance Period is for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments is determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change is determined by comparing the increase in value to the starting investment.

F7 · derivative.exercise_price: For the October 1, 2026 vesting, 133% of the target shares vested based on the achievement of the performance criteria described above for the annual Performance Period ending on that date. An additional 13.7% of the target shares that did not vest with the annual Performance Period ending on October 1, 2025 vested on October 1, 2026, based on the achievement of the Catch-up Performance Criteria from grant date through October 1, 2026.

F5 · derivative.exercise_date: On October 1, 2024, the reporting person was granted Performance RSUs, which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index (the "Catch-up Performance Criteria").

F5 · derivative.expiration_date: On October 1, 2024, the reporting person was granted Performance RSUs, which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index (the "Catch-up Performance Criteria").

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:29 UTC MITEK SYSTEMS INC MITK · Entity 5119 Tax withholdingCommon Stock 126,247 $17.95 $2,266,133.65
Disclosure

SEC source: 0001628280-26-064960 · wk-form4_1791232149.xml · nonDerivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 638,889

F2 · shares: Represents the shares that were withheld by the Issuer to cover withholding taxes upon the vesting of 275,032 Performance RSUs and 46,857 restricted stock units.

F3 · balance_after: Includes 208,393 previously granted time-based RSUs which have not yet vested.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:29 UTC MITEK SYSTEMS INC MITK · Entity 5119 Exercise / conversionCommon Stock 275,032 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-064960 · wk-form4_1791232149.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 765,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units ("Performance RSUs") convert into common stock on a one-for-one basis.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 21:04 UTC MITEK SYSTEMS INC MITK · Entity 5119 Exercise / conversionPerformance Restricted Stock Units · Derivative 115,917 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-057746 · wk-form4_1787087064.xml · derivative · entry 4

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 982,535

Underlying: Common Stock · 115,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On October 1, 2024, the reporting person was granted Performance RSUs, which may vest based upon the achievement of certain stock price performance targets over a five-year period. On August 14, 2026, 115,917 Performance RSUs vested upon the Issuer's stock price achieving 60 consecutive trading days at or above $14.42, which was the threshold performance criteria for this award. Up to an additional 114,186 Performance RSUs may vest upon the achievement of additional stock price performance targets.

F4 · derivative.exercise_date: On October 1, 2024, the reporting person was granted Performance RSUs, which may vest based upon the achievement of certain stock price performance targets over a five-year period. On August 14, 2026, 115,917 Performance RSUs vested upon the Issuer's stock price achieving 60 consecutive trading days at or above $14.42, which was the threshold performance criteria for this award. Up to an additional 114,186 Performance RSUs may vest upon the achievement of additional stock price performance targets.

F4 · derivative.expiration_date: On October 1, 2024, the reporting person was granted Performance RSUs, which may vest based upon the achievement of certain stock price performance targets over a five-year period. On August 14, 2026, 115,917 Performance RSUs vested upon the Issuer's stock price achieving 60 consecutive trading days at or above $14.42, which was the threshold performance criteria for this award. Up to an additional 114,186 Performance RSUs may vest upon the achievement of additional stock price performance targets.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 21:04 UTC MITEK SYSTEMS INC MITK · Entity 5119 Tax withholdingCommon Stock 45,421 $19.43 $882,530.03
Disclosure

SEC source: 0001628280-26-057746 · wk-form4_1787087064.xml · nonDerivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490,104

F2 · shares: Represents the disposition of shares that were withheld by the Issuer to pay withholding taxes upon the vesting of 115,917 Performance RSUs.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 21:04 UTC MITEK SYSTEMS INC MITK · Entity 5119 Exercise / conversionCommon Stock 115,917 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-057746 · wk-form4_1787087064.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units ("Performance RSUs") convert into common stock on a one-for-one basis.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:22 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantPerformance Restricted Stock Units · Derivative 344,037 $8.72 $3,000,002.64
Disclosure

SEC source: 0001628280-25-053661 · wk-form4_1763767316.xml · derivative · entry 3

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,098,452

Underlying: Common Stock · 344,037 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents target performance restricted stock units (''Performance RSUs'') granted on November 19, 2025 under the 2020 Plan, which vest based upon the achievement of certain performance criteria on the third anniversary of the date of grant (''Performance Period''). Performance criteria is the percentage increase in value of the Issuer's common stock compared to the percentage increase in value of the Russell 2000 Index over the Performance Period. The final potential payout will range from 50% to 200% of the number of awarded target Performance RSUs, based on an attainment between 75% to 125% compared to the Russell 2000 Index. The attainment below 75% will result in a 0% payout.

F4 · derivative.exercise_price: For the purposes of determining the percentage increase in value of the Issuer's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both the Issuer's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 40-trading days immediately preceding the start of the Performance Period. At the end of the Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 40-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.

F3 · derivative.exercise_date: Represents target performance restricted stock units (''Performance RSUs'') granted on November 19, 2025 under the 2020 Plan, which vest based upon the achievement of certain performance criteria on the third anniversary of the date of grant (''Performance Period''). Performance criteria is the percentage increase in value of the Issuer's common stock compared to the percentage increase in value of the Russell 2000 Index over the Performance Period. The final potential payout will range from 50% to 200% of the number of awarded target Performance RSUs, based on an attainment between 75% to 125% compared to the Russell 2000 Index. The attainment below 75% will result in a 0% payout.

F3 · derivative.expiration_date: Represents target performance restricted stock units (''Performance RSUs'') granted on November 19, 2025 under the 2020 Plan, which vest based upon the achievement of certain performance criteria on the third anniversary of the date of grant (''Performance Period''). Performance criteria is the percentage increase in value of the Issuer's common stock compared to the percentage increase in value of the Russell 2000 Index over the Performance Period. The final potential payout will range from 50% to 200% of the number of awarded target Performance RSUs, based on an attainment between 75% to 125% compared to the Russell 2000 Index. The attainment below 75% will result in a 0% payout.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:22 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantCommon Stock 114,679 $8.72 $1,000,000.88
Disclosure

SEC source: 0001628280-25-053661 · wk-form4_1763767316.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,608

F1 · shares: Represents restricted stock units granted on November 19, 2025 under the Issuer's Amended and Restated 2020 Incentive Plan (the ''2020 Plan''). Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and an additional 25% of the shares vesting on each subsequent anniversary of the date of grant thereafter.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:05 UTC MITEK SYSTEMS INC MITK · Entity 5119 Exercise / conversionPerformance Restricted Stock Units · Derivative 223,524 $0.00 $0.00
Disclosure

SEC source: 0001186807-25-000002 · wk-form4_1759521954.xml · derivative · entry 4

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 754,415

Underlying: Common Stock · 223,524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On October 1, 2024, the reporting person was granted Performance RSUs, which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F5 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment.

F6 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F4 · derivative.exercise_date: On October 1, 2024, the reporting person was granted Performance RSUs, which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F4 · derivative.expiration_date: On October 1, 2024, the reporting person was granted Performance RSUs, which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:05 UTC MITEK SYSTEMS INC MITK · Entity 5119 Tax withholdingCommon Stock 106,022 $9.77 $1,035,834.94
Disclosure

SEC source: 0001186807-25-000002 · wk-form4_1759521954.xml · nonDerivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,929

F2 · shares: Represents the disposition of shares that were withheld by the Issuer to pay withholding taxes upon the vesting of 46,856 restricted stock units and 223,524 performance restricted stock units (the "Performance RSUs").

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:05 UTC MITEK SYSTEMS INC MITK · Entity 5119 Exercise / conversionCommon Stock 223,524 $9.77 $2,183,829.48
Disclosure

SEC source: 0001186807-25-000002 · wk-form4_1759521954.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 13:28 UTC MITEK SYSTEMS INC MITK · Entity 5119 PurchaseCommon Sock 55,000 $9.21 $506,407.00
Disclosure

SEC source: 0000807863-25-000033 · wk-form4_1740403725.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 55,000

F1 · kind: The West Community Property Trust dated May 18, 2023, for which the reporting person is trustee, purchased 55,000 shares of the issuer's common stock on February 20, 2025. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.1150 - $9.2400, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: The West Community Property Trust dated May 18, 2023, for which the reporting person is trustee, purchased 55,000 shares of the issuer's common stock on February 20, 2025. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.1150 - $9.2400, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:42 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantPerformance Restricted Stock Units · Derivative 230,103 $0.00 $0.00
Disclosure

SEC source: 0000807863-24-000108 · wk-form4_1727988118.xml · derivative · entry 3

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 977,939

Underlying: Common Sock · 230,103 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents 230,103 performance restricted stock units (the "Stock Price PSUs") granted on October 1, 2024. The Stock Price PSUs vest subject to the attainment of certain stock price performance targets, subject to the reporting person's continued employment through the applicable vesting date. 173,010 of the Stock Price PSUs vest if certain at-target performance criteria is met and 57,093 of the Stock Price PSUs vest if certain above-target performance criteria is met. The Stock Price PSUs were granted pursuant to an inducement award agreement outside of the 2020 Plan as a material inducement to the reporting person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c)(4).

F6 · derivative.exercise_date: Represents 230,103 performance restricted stock units (the "Stock Price PSUs") granted on October 1, 2024. The Stock Price PSUs vest subject to the attainment of certain stock price performance targets, subject to the reporting person's continued employment through the applicable vesting date. 173,010 of the Stock Price PSUs vest if certain at-target performance criteria is met and 57,093 of the Stock Price PSUs vest if certain above-target performance criteria is met. The Stock Price PSUs were granted pursuant to an inducement award agreement outside of the 2020 Plan as a material inducement to the reporting person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c)(4).

F6 · derivative.expiration_date: Represents 230,103 performance restricted stock units (the "Stock Price PSUs") granted on October 1, 2024. The Stock Price PSUs vest subject to the attainment of certain stock price performance targets, subject to the reporting person's continued employment through the applicable vesting date. 173,010 of the Stock Price PSUs vest if certain at-target performance criteria is met and 57,093 of the Stock Price PSUs vest if certain above-target performance criteria is met. The Stock Price PSUs were granted pursuant to an inducement award agreement outside of the 2020 Plan as a material inducement to the reporting person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c)(4).

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October 01, 2024 Filed Oct 3, 2024 20:42 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantPerformance Restricted Stock Units · Derivative 747,836 $0.00 $0.00
Disclosure

SEC source: 0000807863-24-000108 · wk-form4_1727988118.xml · derivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 747,836

Underlying: Common Sock · 747,836 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents 747,836 performance restricted stock units (the "Russell 2000 PSUs") granted on October 1, 2024. The Russell 2000 PSUs vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 562,283 of the Russell 2000 PSUs vest if certain at-target performance criteria is met (the "At-Target Russell 2000 PSUs") and 185,553 of the Russell 2000 PSUs vest if certain above-target performance criteria is met (the "Above-Target Russell 2000 PSUs"). The Russell 2000 PSUs were granted pursuant to an inducement award agreement outside of the 2020 Plan as a material inducement to the reporting person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c)(4).

F3 · derivative.exercise_price: With respect to At-Target Russell 2000 PSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of the Issuer's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Russell 2000 PSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of the Issuer's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.

F4 · derivative.exercise_price: For the purposes of determining the percentage increase in value of the Issuer's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both the Issuer's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.

F5 · derivative.exercise_price: Up to 33% of the At-Target Russell 2000 PSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33% of the Above-Target Russell 2000 PSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance Russell 2000 PSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For the Issuer's common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Russell 2000 PSUs will vest and no Above-Target Russell 2000 PSUs will vest.

F5 · derivative.exercise_date: Up to 33% of the At-Target Russell 2000 PSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33% of the Above-Target Russell 2000 PSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance Russell 2000 PSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For the Issuer's common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Russell 2000 PSUs will vest and no Above-Target Russell 2000 PSUs will vest.

F5 · derivative.expiration_date: Up to 33% of the At-Target Russell 2000 PSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33% of the Above-Target Russell 2000 PSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance Russell 2000 PSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For the Issuer's common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Russell 2000 PSUs will vest and no Above-Target Russell 2000 PSUs will vest.

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October 01, 2024 Filed Oct 3, 2024 20:42 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantCommon Sock 187,427 $0.00 $0.00
Disclosure

SEC source: 0000807863-24-000108 · wk-form4_1727988118.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,427

F1 · shares: Represents restricted stock units granted on October 1, 2024 (the "RSUs"). Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date of grant and thereafter an additional 25% shall vest on each subsequent anniversary of the grant date. The RSUs were granted pursuant to an inducement award agreement outside of the Issuer's Amended and Restated 2020 Incentive Plan (the "2020 Plan") as a material inducement to the reporting person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c)(4).

Read SEC document
May 24, 2021 Filed May 26, 2021 17:37 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionStock Options · Derivative 39,658 $0.00 Strike: $20.92 $0.00
Disclosure

SEC source: 0001127602-21-018091 · form4.xml · derivative · entry 6

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,316

Underlying: Common Stock · 39,658 shares

Expires 2030-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents Stock Options awarded on March 31, 2020 under the Cardtronics 2020 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2021, January 31, 2022, and January 31, 2023.

Read SEC document
May 24, 2021 Filed May 26, 2021 17:37 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionStock Options · Derivative 43,096 $0.00 Strike: $31.99 $0.00
Disclosure

SEC source: 0001127602-21-018091 · form4.xml · derivative · entry 5

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,844

Underlying: Common Stock · 43,096 shares

Expires 2029-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents Stock Options awarded on March 14, 2019 under the Cardtronics 2019 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2020, January 31, 2021, and January 31, 2022.

Read SEC document
May 24, 2021 Filed May 26, 2021 17:37 UTC Cardtronics plc CATM · Entity 138760 Tax withholdingCommon Stock 28,538 $38.91 $1,110,413.58
Disclosure

SEC source: 0001127602-21-018091 · form4.xml · nonDerivative · entry 4

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,293

F1 · shares: Shares surrendered to cover the cost of exercise and withholding tax obligations arising from the exercise of stock options.

Read SEC document
May 24, 2021 Filed May 26, 2021 17:37 UTC Cardtronics plc CATM · Entity 138760 Tax withholdingCommon Stock 38,454 $38.90 $1,495,860.60
Disclosure

SEC source: 0001127602-21-018091 · form4.xml · nonDerivative · entry 3

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,831

F1 · shares: Shares surrendered to cover the cost of exercise and withholding tax obligations arising from the exercise of stock options.

Read SEC document
May 24, 2021 Filed May 26, 2021 17:37 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionCommon Stock 39,658 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018091 · form4.xml · nonDerivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 26, 2021 17:37 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionCommon Stock 43,096 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018091 · form4.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 20, 2021 16:49 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionStock Options · Derivative 967 $0.00 Strike: $31.99 $0.00
Disclosure

SEC source: 0001127602-21-017614 · form4.xml · derivative · entry 3

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,940

Underlying: Common Stock · 967 shares

Expires 2029-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents Stock Options awarded on March 14, 2019 under the Cardtronics 2019 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2020, January 31, 2021, and January 31, 2022.

Read SEC document
May 18, 2021 Filed May 20, 2021 16:49 UTC Cardtronics plc CATM · Entity 138760 SaleCommon Stock 967 $38.92 $37,635.64
Disclosure

SEC source: 0001127602-21-017614 · form4.xml · nonDerivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,531

F1 · shares: Sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.

Read SEC document
May 18, 2021 Filed May 20, 2021 16:49 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionCommon Stock 967 $31.99 $30,934.33
Disclosure

SEC source: 0001127602-21-017614 · form4.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 17, 2021 17:54 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionStock Options · Derivative 724 $0.00 Strike: $31.99 $0.00
Disclosure

SEC source: 0001127602-21-017077 · form4.xml · derivative · entry 6

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,907

Underlying: Common Stock · 724 shares

Expires 2029-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents Stock Options awarded on March 14, 2019 under the Cardtronics 2019 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2020, January 31, 2021, and January 31, 2022.

Read SEC document
May 14, 2021 Filed May 17, 2021 17:54 UTC Cardtronics plc CATM · Entity 138760 SaleCommon Stock 724 $38.92 $28,178.08
Disclosure

SEC source: 0001127602-21-017077 · form4.xml · nonDerivative · entry 4

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,531

F1 · shares: Sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.

Read SEC document
May 14, 2021 Filed May 17, 2021 17:54 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionCommon Stock 724 $31.99 $23,160.76
Disclosure

SEC source: 0001127602-21-017077 · form4.xml · nonDerivative · entry 3

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 17, 2021 17:54 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionStock Options · Derivative 900 $0.00 Strike: $31.99 $0.00
Disclosure

SEC source: 0001127602-21-017077 · form4.xml · derivative · entry 5

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,631

Underlying: Common Stock · 900 shares

Expires 2029-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents Stock Options awarded on March 14, 2019 under the Cardtronics 2019 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2020, January 31, 2021, and January 31, 2022.

Read SEC document
May 13, 2021 Filed May 17, 2021 17:54 UTC Cardtronics plc CATM · Entity 138760 SaleCommon Stock 900 $38.92 $35,028.00
Disclosure

SEC source: 0001127602-21-017077 · form4.xml · nonDerivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,531

F1 · shares: Sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.

Read SEC document
May 13, 2021 Filed May 17, 2021 17:54 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionCommon Stock 900 $31.99 $28,791.00
Disclosure

SEC source: 0001127602-21-017077 · form4.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 16:49 UTC Cardtronics plc CATM · Entity 138760 GrantRestricted Stock Units · Derivative 55,789 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-011417 · form4.xml · derivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,116

Underlying: Common Stock · 55,789 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units awarded under the Cardtronics 2021 Long-Term Incentive Plan. One-third of the Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock on January 31, 2022, January 31, 2023, and January 31, 2024, subject to the terms of the Plan and Restricted Stock Unit Agreement.

F1 · price: Restricted Stock Units awarded under the Cardtronics 2021 Long-Term Incentive Plan. One-third of the Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock on January 31, 2022, January 31, 2023, and January 31, 2024, subject to the terms of the Plan and Restricted Stock Unit Agreement.

F1 · derivative.exercise_date: Restricted Stock Units awarded under the Cardtronics 2021 Long-Term Incentive Plan. One-third of the Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock on January 31, 2022, January 31, 2023, and January 31, 2024, subject to the terms of the Plan and Restricted Stock Unit Agreement.

F1 · derivative.expiration_date: Restricted Stock Units awarded under the Cardtronics 2021 Long-Term Incentive Plan. One-third of the Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock on January 31, 2022, January 31, 2023, and January 31, 2024, subject to the terms of the Plan and Restricted Stock Unit Agreement.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 17:11 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionRestricted Stock Units · Derivative 116,021 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-003540 · form4.xml · derivative · entry 3

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,327

Underlying: Common Stock · 116,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units awarded under Cardtronics' 2017, 2018, 2019, and 2020 annual Long Term Equity Incentive Plans. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

F1 · price: Restricted Stock Units awarded under Cardtronics' 2017, 2018, 2019, and 2020 annual Long Term Equity Incentive Plans. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

F1 · derivative.exercise_date: Restricted Stock Units awarded under Cardtronics' 2017, 2018, 2019, and 2020 annual Long Term Equity Incentive Plans. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

F1 · derivative.expiration_date: Restricted Stock Units awarded under Cardtronics' 2017, 2018, 2019, and 2020 annual Long Term Equity Incentive Plans. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 17:11 UTC Cardtronics plc CATM · Entity 138760 Tax withholdingRestricted Stock Units · Derivative 76,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-003540 · form4.xml · derivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,348

Underlying: Common Stock · 76,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units awarded under Cardtronics' 2017, 2018, 2019, and 2020 annual Long Term Equity Incentive Plans. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

F2 · shares: Restricted Stock Units forfeited to cover taxes due upon vesting of Restricted Stock Units.

F1 · price: Restricted Stock Units awarded under Cardtronics' 2017, 2018, 2019, and 2020 annual Long Term Equity Incentive Plans. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

F1 · derivative.exercise_date: Restricted Stock Units awarded under Cardtronics' 2017, 2018, 2019, and 2020 annual Long Term Equity Incentive Plans. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

F1 · derivative.expiration_date: Restricted Stock Units awarded under Cardtronics' 2017, 2018, 2019, and 2020 annual Long Term Equity Incentive Plans. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 17:11 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionCommon Stock 116,021 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-003540 · form4.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units awarded under Cardtronics' 2017, 2018, 2019, and 2020 annual Long Term Equity Incentive Plans. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 16:58 UTC Cardtronics plc CATM · Entity 138760 Tax withholdingCommon Stock 106,183 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-003257 · form4.xml · nonDerivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,510

F2 · shares: Shares forfeited to cover taxes due upon achievement of promotion award.

F1 · price: Represents shares of Common Stock earned under Mr. West's promotion award granted on January 1, 2018, based on the Company's achievement of certain three-year performance criteria established by the Compensation Committee.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 16:58 UTC Cardtronics plc CATM · Entity 138760 GrantCommon Stock 267,872 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-003257 · form4.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,693

F1 · shares: Represents shares of Common Stock earned under Mr. West's promotion award granted on January 1, 2018, based on the Company's achievement of certain three-year performance criteria established by the Compensation Committee.

F1 · price: Represents shares of Common Stock earned under Mr. West's promotion award granted on January 1, 2018, based on the Company's achievement of certain three-year performance criteria established by the Compensation Committee.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:04 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionRestricted Stock Units · Derivative 49,245 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-031818 · form4.xml · derivative · entry 3

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,390

Underlying: Common Stock · 49,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units awarded on January 1, 2018. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

F1 · price: Restricted Stock Units awarded on January 1, 2018. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

F1 · derivative.exercise_date: Restricted Stock Units awarded on January 1, 2018. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

F1 · derivative.expiration_date: Restricted Stock Units awarded on January 1, 2018. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:04 UTC Cardtronics plc CATM · Entity 138760 Tax withholdingRestricted Stock Units · Derivative 31,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-031818 · form4.xml · derivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,635

Underlying: Common Stock · 31,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units awarded on January 1, 2018. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

F2 · shares: Restricted Stock Units forfeited to cover taxes due upon vesting of Restricted Stock Units.

F1 · price: Restricted Stock Units awarded on January 1, 2018. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

F1 · derivative.exercise_date: Restricted Stock Units awarded on January 1, 2018. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

F1 · derivative.expiration_date: Restricted Stock Units awarded on January 1, 2018. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:04 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionCommon Stock 49,245 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-031818 · form4.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units awarded on January 1, 2018. Restricted Stock Units converted into common shares upon vesting in accordance with the Restricted Stock Unit Award Agreement.

Read SEC document
May 14, 2020 Filed May 18, 2020 17:01 UTC Cardtronics plc CATM · Entity 138760 PurchaseCommon Stock 10,000 $18.43 $184,300.00
Disclosure

SEC source: 0001127602-20-016984 · form4.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,576

Read SEC document
March 31, 2020 Filed Apr 2, 2020 16:53 UTC Cardtronics plc CATM · Entity 138760 GrantStock Options · Derivative 118,974 Not disclosed Strike: $20.92 Not disclosed
Disclosure

SEC source: 0001127602-20-012763 · form4.xml · derivative · entry 3

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,974

Underlying: Common Stock · 118,974 shares

Expires 2030-03-31

F2 · price: Stock Options awarded under the Cardtronics 2020 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2021, January 31, 2022, and January 31, 2023.

F2 · derivative.exercise_date: Stock Options awarded under the Cardtronics 2020 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2021, January 31, 2022, and January 31, 2023.

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March 31, 2020 Filed Apr 2, 2020 16:53 UTC Cardtronics plc CATM · Entity 138760 GrantRestricted Stock Units · Derivative 38,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-012763 · form4.xml · derivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,384

Underlying: Common Stock · 38,580 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units awarded under the Cardtronics 2020 Long-Term Incentive Plan. One-third of the Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock on January 31, 2021, January 31, 2022, and January 31, 2023, subject to the terms of the Plan and Restricted Stock Unit Agreement.

F1 · price: Restricted Stock Units awarded under the Cardtronics 2020 Long-Term Incentive Plan. One-third of the Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock on January 31, 2021, January 31, 2022, and January 31, 2023, subject to the terms of the Plan and Restricted Stock Unit Agreement.

F1 · derivative.exercise_date: Restricted Stock Units awarded under the Cardtronics 2020 Long-Term Incentive Plan. One-third of the Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock on January 31, 2021, January 31, 2022, and January 31, 2023, subject to the terms of the Plan and Restricted Stock Unit Agreement.

F1 · derivative.expiration_date: Restricted Stock Units awarded under the Cardtronics 2020 Long-Term Incentive Plan. One-third of the Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock on January 31, 2021, January 31, 2022, and January 31, 2023, subject to the terms of the Plan and Restricted Stock Unit Agreement.

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February 26, 2020 Filed Feb 28, 2020 16:13 UTC Cardtronics plc CATM · Entity 138760 GrantRestricted Stock Units · Derivative 160,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-008346 · form4.xml · derivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,804

Underlying: Common Stock · 160,802 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock awarded based on the achievement of certain performance factors determined on the Transaction Date. The Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock on January 31, 2021, subject to the terms of the Cardtronics 2018 Long-Term Incentive Plan and Restricted Stock Unit Award Agreement.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock awarded based on the achievement of certain performance factors determined on the Transaction Date. The Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock on January 31, 2021, subject to the terms of the Cardtronics 2018 Long-Term Incentive Plan and Restricted Stock Unit Award Agreement.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock awarded based on the achievement of certain performance factors determined on the Transaction Date. The Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock on January 31, 2021, subject to the terms of the Cardtronics 2018 Long-Term Incentive Plan and Restricted Stock Unit Award Agreement.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock awarded based on the achievement of certain performance factors determined on the Transaction Date. The Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock on January 31, 2021, subject to the terms of the Cardtronics 2018 Long-Term Incentive Plan and Restricted Stock Unit Award Agreement.

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January 31, 2020 Filed Feb 4, 2020 19:31 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionRestricted Stock Units · Derivative 43,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-003673 · form4.xml · derivative · entry 3

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,002

Underlying: Common Stock · 43,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.

F1 · shares: Restricted Stock Units converted into common shares upon vesting in accordance with each Restricted Stock Unit Agreement.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.

F4 · derivative.exercise_date: Restricted Stock Units vested were granted under Cardtronics' 2016, 2017, 2018, and 2019 annual Long Term Equity Incentive Plans. Restricted Stock Units are subject to the terms of said plans and convert into an equivalent number of shares of common stock of the Issuer in accordance with the respective Restricted Stock Unit award agreements.

F4 · derivative.expiration_date: Restricted Stock Units vested were granted under Cardtronics' 2016, 2017, 2018, and 2019 annual Long Term Equity Incentive Plans. Restricted Stock Units are subject to the terms of said plans and convert into an equivalent number of shares of common stock of the Issuer in accordance with the respective Restricted Stock Unit award agreements.

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January 31, 2020 Filed Feb 4, 2020 19:31 UTC Cardtronics plc CATM · Entity 138760 Tax withholdingRestricted Stock Units · Derivative 29,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-003673 · form4.xml · derivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,702

Underlying: Common Stock · 29,272 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.

F3 · shares: Restricted Stock Units forfeited to cover taxes due upon vesting of Restricted Stock Units.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.

F4 · derivative.exercise_date: Restricted Stock Units vested were granted under Cardtronics' 2016, 2017, 2018, and 2019 annual Long Term Equity Incentive Plans. Restricted Stock Units are subject to the terms of said plans and convert into an equivalent number of shares of common stock of the Issuer in accordance with the respective Restricted Stock Unit award agreements.

F4 · derivative.expiration_date: Restricted Stock Units vested were granted under Cardtronics' 2016, 2017, 2018, and 2019 annual Long Term Equity Incentive Plans. Restricted Stock Units are subject to the terms of said plans and convert into an equivalent number of shares of common stock of the Issuer in accordance with the respective Restricted Stock Unit award agreements.

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January 31, 2020 Filed Feb 4, 2020 19:31 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionCommon Stock 43,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-003673 · form4.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units converted into common shares upon vesting in accordance with each Restricted Stock Unit Agreement.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.

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December 15, 2019 Filed Dec 17, 2019 18:07 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionRestricted Stock Units · Derivative 57,868 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-035257 · form4.xml · derivative · entry 3

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,974

Underlying: Common Stock · 57,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.

F1 · shares: Restricted Stock Units converted into common shares upon vesting in accordance with each Restricted Stock Unit Agreement.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.

F4 · derivative.exercise_date: Owner granted Restricted Stock Units on date of hire and upon appointment as Chief Executive Officer. Each new hire award Restricted Stock Unit converts to a share of common stock at the rate of 25% on December 15, 2016 through 2019, and each CEO appointment award Restricted Stock Unit converts to a share of common stock at the rate of 50% on December 15, 2019 and 2020.

F4 · derivative.expiration_date: Owner granted Restricted Stock Units on date of hire and upon appointment as Chief Executive Officer. Each new hire award Restricted Stock Unit converts to a share of common stock at the rate of 25% on December 15, 2016 through 2019, and each CEO appointment award Restricted Stock Unit converts to a share of common stock at the rate of 50% on December 15, 2019 and 2020.

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December 15, 2019 Filed Dec 17, 2019 18:07 UTC Cardtronics plc CATM · Entity 138760 Tax withholdingRestricted Stock Units · Derivative 38,572 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-035257 · form4.xml · derivative · entry 2

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,842

Underlying: Common Stock · 38,572 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.

F3 · shares: Restricted Stock Units forfeited to cover taxes due upon vesting of Restricted Stock Units.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.

F4 · derivative.exercise_date: Owner granted Restricted Stock Units on date of hire and upon appointment as Chief Executive Officer. Each new hire award Restricted Stock Unit converts to a share of common stock at the rate of 25% on December 15, 2016 through 2019, and each CEO appointment award Restricted Stock Unit converts to a share of common stock at the rate of 50% on December 15, 2019 and 2020.

F4 · derivative.expiration_date: Owner granted Restricted Stock Units on date of hire and upon appointment as Chief Executive Officer. Each new hire award Restricted Stock Unit converts to a share of common stock at the rate of 25% on December 15, 2016 through 2019, and each CEO appointment award Restricted Stock Unit converts to a share of common stock at the rate of 50% on December 15, 2019 and 2020.

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December 15, 2019 Filed Dec 17, 2019 18:07 UTC Cardtronics plc CATM · Entity 138760 Exercise / conversionCommon Stock 57,868 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-035257 · form4.xml · nonDerivative · entry 1

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units converted into common shares upon vesting in accordance with each Restricted Stock Unit Agreement.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.

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March 14, 2019 Filed Mar 18, 2019 16:58 UTC Cardtronics plc CATM · Entity 138760 GrantStock Options · Derivative 68,531 Not disclosed Strike: $31.99 Not disclosed
Disclosure

SEC source: 0001127602-19-011882 · form4.xml · derivative · entry 3

WEST EDWARD H · CIK 0001186807 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,531

Underlying: Common Stock · 68,531 shares

Expires 2029-03-14

F3 · price: Owner granted Stock Options under Cardtronics' annual Long Term Equity Incentive Plan. Units are subject to the terms of said plan and each Stock Option allows the Owner to purchase one common stock. 33% of the total Stock Options granted become exercisable on each of January 31, 2020; January 31, 2021; and January 31, 2022.

F3 · derivative.exercise_date: Owner granted Stock Options under Cardtronics' annual Long Term Equity Incentive Plan. Units are subject to the terms of said plan and each Stock Option allows the Owner to purchase one common stock. 33% of the total Stock Options granted become exercisable on each of January 31, 2020; January 31, 2021; and January 31, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.