Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARMONIC INC.HLIT · Entity 4789 | Director · President and CEO | September 11, 2026 | September 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARMONIC INC.
Report date September 11, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 747,981 |
Reported balance
After 2026-09-11 transaction · row 1
1 source rowRow 1 · 2026-09-11 · Exercise / conversion · Acquired 20,032 · Balance 747,981 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-06-11 | Direct | 60,096 |
Reported balance
After 2026-09-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-11 · Exercise / conversion · Disposed 20,032 · Balance 60,096 F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2017 Filed Aug 17, 2017 22:34 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 4,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049480 · doc4.xml · derivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,099 Underlying: Common Stock · 4,100 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:34 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049480 · doc4.xml · nonDerivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:34 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049480 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033020 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:11 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantPerformance Restricted Stock Units · Derivative | 36,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022410 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 36,000 shares Expires 2020-03-15 F3 · security: Each performance restricted stock unit, or PRSU, represents a contingent right to receive one share of HLIT common stock. F4 · derivative.exercise_date: If the closing price of HLIT's common stock, as quoted on the NASDAQ Stock Market, equals or exceeds certain stock price thresholds for at least 20 consecutive trading days (the "Minimum Trading Period"), then 25% of the PRSUs will vest on the final day of the Minimum Trading Period. If the stock price threshold for which the Minimum Trading Period has been satisfied exceeds one or more other stock price thresholds for which the PRSU award has not already vested, then the vesting associated with all such stock price thresholds shall occur as of the close of market on the final day of the Minimum Trading Period. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:11 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 84,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022410 · doc4.xml · derivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,000 Underlying: Common Stock · 84,000 shares Expires 2020-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One-third of the RSUs vest on February 15, 2018 and the remaining RSUs vest in eight equal quarterly installments thereafter. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 23:27 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 19,000 | $5.90 | $112,100.00 |
DisclosureSEC source: 0001209191-17-019953 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,909 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 18,436 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018004 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,436 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 18,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018004 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 3/1/2017. These performance-based restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock · Derivative | 16,047 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012125 · doc4.xml · derivative · entry 4 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,048 Underlying: Common Stock · 16,047 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 4,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012125 · doc4.xml · derivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,199 Underlying: Common Stock · 4,100 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 16,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012125 · doc4.xml · nonDerivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012125 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015. Read SEC document |
| February 15, 2017 Filed May 17, 2017 19:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 4,012 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033020 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,036 Underlying: Common Stock · 4,012 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:19 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 792 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151047 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,398 Underlying: Common Stock · 792 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:19 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151047 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2016. These restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.