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Ben-Natan Nimrod

Disclosed activity across 1 company

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22556
SEC CIK
0001399157

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HARMONIC INC.HLIT · Entity 4789Director · President and CEOSeptember 11, 2026September 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HARMONIC INC.

Report date September 11, 2026 · Filed September 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect747,981 Reported balance After 2026-09-11 transaction · row 1
1 source row

Row 1 · 2026-09-11 · Exercise / conversion · Acquired 20,032 · Balance 747,981

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-06-11Direct60,096 Reported balance After 2026-09-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-11 · Exercise / conversion · Disposed 20,032 · Balance 60,096

F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2021 Filed Nov 8, 2021 22:18 UTC HARMONIC INC. HLIT · Entity 4789 SaleCommon Stock 32,516 $10.87 $353,562.73
Disclosure

SEC source: 0001209191-21-063414 · doc4.xml · nonDerivative · entry 6

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,866

Read SEC document
November 08, 2021 Filed Nov 8, 2021 22:18 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 32,516 $7.58 $246,471.28
Disclosure

SEC source: 0001209191-21-063414 · doc4.xml · nonDerivative · entry 5

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:22 UTC HARMONIC INC. HLIT · Entity 4789 SaleCommon Stock 20,000 $10.84 $216,800.00
Disclosure

SEC source: 0001209191-21-063851 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,866

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:18 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionStock Option/Right to buy · Derivative 22,148 $7.58 Strike: $7.58 $167,881.84
Disclosure

SEC source: 0001209191-21-063414 · doc4.xml · derivative · entry 8

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,516

Underlying: Common Stock · 22,148 shares

Expires 2022-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:18 UTC HARMONIC INC. HLIT · Entity 4789 SaleCommon Stock 22,148 $10.84 $239,989.08
Disclosure

SEC source: 0001209191-21-063414 · doc4.xml · nonDerivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,866

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:18 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 22,148 $7.58 $167,881.84
Disclosure

SEC source: 0001209191-21-063414 · doc4.xml · nonDerivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:18 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionStock Option/Right to buy · Derivative 25,336 $7.58 Strike: $7.58 $192,046.88
Disclosure

SEC source: 0001209191-21-063414 · doc4.xml · derivative · entry 7

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,664

Underlying: Common Stock · 25,336 shares

Expires 2022-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:18 UTC HARMONIC INC. HLIT · Entity 4789 SaleCommon Stock 25,336 $10.84 $274,763.85
Disclosure

SEC source: 0001209191-21-063414 · doc4.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,866

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:18 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 25,336 $7.58 $192,046.88
Disclosure

SEC source: 0001209191-21-063414 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 21:24 UTC HARMONIC INC. HLIT · Entity 4789 SaleCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053339 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9.86

Read SEC document
August 23, 2021 Filed Sep 27, 2021 20:03 UTC Amendment HARMONIC INC. HLIT · Entity 4789 SaleCommon Stock 40,000 $9.86 $394,400.00
Disclosure

SEC source: 0001209191-21-057764 · doc4a.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,866

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:02 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 7,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051919 · doc4.xml · derivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,400

Underlying: Common Stock · 7,400 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:02 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051919 · doc4.xml · derivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:02 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 7,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051919 · doc4.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:02 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051919 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:38 UTC HARMONIC INC. HLIT · Entity 4789 SaleCommon Stock 43,812 $9.80 $429,357.60
Disclosure

SEC source: 0001209191-21-050862 · doc4.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,133

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:38 UTC HARMONIC INC. HLIT · Entity 4789 SaleCommon Stock 16,188 $9.90 $160,261.20
Disclosure

SEC source: 0001209191-21-050862 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,945

Read SEC document
May 15, 2021 Filed May 18, 2021 21:37 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 7,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033630 · doc4.xml · derivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,800

Underlying: Common Stock · 7,400 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2021 Filed May 18, 2021 21:37 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033630 · doc4.xml · derivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 8,333 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2021 Filed May 18, 2021 21:37 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 7,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033630 · doc4.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020.

Read SEC document
May 15, 2021 Filed May 18, 2021 21:37 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033630 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:04 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionStock Options/Right to buy · Derivative 59,520 $6.49 Strike: $6.49 $386,284.80
Disclosure

SEC source: 0001209191-21-013352 · doc4.xml · derivative · entry 6

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,520 shares

Expires 2021-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:04 UTC HARMONIC INC. HLIT · Entity 4789 SaleCommon Stock 59,520 $7.97 $474,374.40
Disclosure

SEC source: 0001209191-21-013352 · doc4.xml · nonDerivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,400

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:04 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 59,520 $6.49 $386,284.80
Disclosure

SEC source: 0001209191-21-013352 · doc4.xml · nonDerivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares acquired in exercise of a stock option scheduled to expire on March 14, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:04 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionStock Options/Right to buy · Derivative 40,480 $6.49 Strike: $6.49 $262,715.20
Disclosure

SEC source: 0001209191-21-013352 · doc4.xml · derivative · entry 5

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,520

Underlying: Common Stock · 40,480 shares

Expires 2021-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:04 UTC HARMONIC INC. HLIT · Entity 4789 SaleCommon Stock 40,480 $7.93 $321,127.84
Disclosure

SEC source: 0001209191-21-013352 · doc4.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,400

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:04 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 40,480 $6.49 $262,715.20
Disclosure

SEC source: 0001209191-21-013352 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares acquired in exercise of a stock option scheduled to expire on March 14, 2021.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 22:36 UTC HARMONIC INC. HLIT · Entity 4789 GrantRestricted Stock · Derivative 108,557 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011398 · doc4.xml · derivative · entry 7

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,557

Underlying: Common Stock · 108,557 shares

Expires 2024-02-15

F4 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F5 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2022, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:36 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 29,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011398 · doc4.xml · derivative · entry 6

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,200

Underlying: Common Stock · 29,600 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:36 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 8,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011398 · doc4.xml · derivative · entry 5

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 8,334 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:36 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011398 · doc4.xml · derivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:36 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 29,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011398 · doc4.xml · nonDerivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on 2/26/2020.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:36 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011398 · doc4.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:36 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011398 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2021. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:56 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 36,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007886 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units ("PRSUs") on February 2, 2021. The PRSUs were granted on February 24, 2020, and achievement of the performance condition for vesting was confirmed by the Compensation Committee of the Company's Board of Directors.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:18 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058715 · doc4.xml · derivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 8,333 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:18 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058715 · doc4.xml · derivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:18 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058715 · doc4.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:18 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058715 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 22:53 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047311 · doc4.xml · derivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 8,333 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

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August 15, 2020 Filed Aug 18, 2020 22:53 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047311 · doc4.xml · derivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 22:53 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047311 · doc4.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.

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August 15, 2020 Filed Aug 18, 2020 22:53 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047311 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018.

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May 15, 2020 Filed May 19, 2020 22:30 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030683 · doc4.xml · derivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,333

Underlying: Common Stock · 8,333 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:30 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030683 · doc4.xml · derivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:30 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030683 · doc4.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:30 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030683 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018.

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February 24, 2020 Filed Feb 26, 2020 21:54 UTC HARMONIC INC. HLIT · Entity 4789 GrantRestricted Stock Units · Derivative 88,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013070 · doc4.xml · derivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,800

Underlying: Common Stock · 88,800 shares

Expires 2023-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2021, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

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February 15, 2020 Filed Feb 19, 2020 21:39 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 33,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010558 · doc4.xml · derivative · entry 6

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666

Underlying: Common Stock · 33,334 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:39 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010558 · doc4.xml · derivative · entry 5

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.