Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARMONIC INC.HLIT · Entity 4789 | Chief Financial Officer | September 11, 2026 | September 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARMONIC INC.
Report date September 11, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 166,839 |
Ending reported balance
After 2026-09-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-11 · Exercise / conversion · Acquired 1,457 · Balance 167,571 Row 2 · 2026-09-11 · Tax withholding · Disposed 732 · Balance 166,839 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-06-11 | Direct | 4,371 |
Reported balance
After 2026-09-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-11 · Exercise / conversion · Disposed 1,457 · Balance 4,371 F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OCLARO, INC.
Report date December 06, 2018 · Filed December 10, 2018
Section 16 reporting ended · disclosed 2018-12-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-12-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-12-06 · Tax withholding · Disposed 21,613 · Balance 228,387 F1: Withholding of 21,613 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Row 2 · 2018-12-10 · Disposition to issuer · Disposed 228,387 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated March 11, 2018 (the "Merger Agreement"), Lumentum Holdings Inc. ("Lumentum") acquired Oclaro, Inc. ("Oclaro") in a merger transaction (the "Merger") which became effective on December 10, 2018. At the effective time of the Merger (the "Effective Time"), each share of Oclaro common stock converted into the right to receive, without interest, (a) $5.60 in cash and (b) 0.0636 of a share of common stock of Lumentum ("Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-12-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-12-10 · Disposition to issuer · Disposed 22,500 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F4: Pursuant to the terms of Mr. Jankovic's letter agreement with Lumentum, dated July 3, 2018 (the "Letter Agreement"), the vesting of 22,500 Oclaro restricted stock units ("RSUs") granted on August 1, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F5: On August 1, 2018, Mr. Jankovic was granted 90,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 1st, May 1st, August 1st and November 1st the Initial Vesting Date over the three years of continuous service thereafter. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-12-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-12-10 · Disposition to issuer · Disposed 40,000 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F6: Pursuant to the terms of the Letter Agreement, the vesting of 40,000 RSUs granted on February 12, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F7: On February 12, 10, 2018, Mr. Jankovic was granted 160,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-12-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-12-10 · Disposition to issuer · Disposed 67,500 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F8: Pursuant to the terms of the Merger Agreement, 67,500 RSUs granted on August 1, 2018 that were unvested and outstanding as of the Effective Time were assumed by Lumentum in the Merger and replaced with restricted stock units for 13,047 shares of Lumentum common stock. F5: On August 1, 2018, Mr. Jankovic was granted 90,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 1st, May 1st, August 1st and November 1st the Initial Vesting Date over the three years of continuous service thereafter. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-12-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-12-10 · Disposition to issuer · Disposed 120,000 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F9: Pursuant to the terms of the Merger Agreement, 120,000 RSUs granted on February 12, 2018 that were unvested and outstanding as of the Effective Time were assumed by Lumentum in the Merger and replaced with restricted stock units for 23,196 shares of Lumentum common stock. F7: On February 12, 10, 2018, Mr. Jankovic was granted 160,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of 21,613 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
F2: Pursuant to the Agreement and Plan of Merger, dated March 11, 2018 (the "Merger Agreement"), Lumentum Holdings Inc. ("Lumentum") acquired Oclaro, Inc. ("Oclaro") in a merger transaction (the "Merger") which became effective on December 10, 2018. At the effective time of the Merger (the "Effective Time"), each share of Oclaro common stock converted into the right to receive, without interest, (a) $5.60 in cash and (b) 0.0636 of a share of common stock of Lumentum ("Merger Consideration").
F3: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock.
F4: Pursuant to the terms of Mr. Jankovic's letter agreement with Lumentum, dated July 3, 2018 (the "Letter Agreement"), the vesting of 22,500 Oclaro restricted stock units ("RSUs") granted on August 1, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award.
F5: On August 1, 2018, Mr. Jankovic was granted 90,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 1st, May 1st, August 1st and November 1st the Initial Vesting Date over the three years of continuous service thereafter.
F6: Pursuant to the terms of the Letter Agreement, the vesting of 40,000 RSUs granted on February 12, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award.
F7: On February 12, 10, 2018, Mr. Jankovic was granted 160,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.
F8: Pursuant to the terms of the Merger Agreement, 67,500 RSUs granted on August 1, 2018 that were unvested and outstanding as of the Effective Time were assumed by Lumentum in the Merger and replaced with restricted stock units for 13,047 shares of Lumentum common stock.
F9: Pursuant to the terms of the Merger Agreement, 120,000 RSUs granted on February 12, 2018 that were unvested and outstanding as of the Effective Time were assumed by Lumentum in the Merger and replaced with restricted stock units for 23,196 shares of Lumentum common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2025 Filed Aug 19, 2025 22:08 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 11,288 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-110225 · ownership.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 21:09 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 5,827 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086361 · ownership.xml · derivative · entry 3 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,656 Underlying: Common Stock · 5,827 shares Expires 2027-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 21:09 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,219 | $9.18 | $20,370.42 |
DisclosureSEC source: 0000950170-25-086361 · ownership.xml · nonDerivative · entry 2 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,157 Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 21:09 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 5,827 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086361 · ownership.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2025 Filed Sep 15, 2025 20:50 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 1,457 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-203712 · ownership.xml · derivative · entry 3 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,199 Underlying: Common Stock · 1,457 shares Expires 2027-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| May 22, 2025 Filed May 29, 2025 20:37 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 6,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-079038 · ownership.xml · derivative · entry 3 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,578 Underlying: Common Stock · 6,645 shares Expires 2026-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| May 22, 2025 Filed May 29, 2025 20:37 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,338 | $9.09 | $21,252.42 |
DisclosureSEC source: 0000950170-25-079038 · ownership.xml · nonDerivative · entry 2 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,549 Read SEC document |
| May 22, 2025 Filed May 29, 2025 20:37 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 6,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-079038 · ownership.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2025 Filed May 19, 2025 23:31 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 8,071 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-074723 · ownership.xml · derivative · entry 4 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,497 Underlying: Common Stock · 8,071 shares Expires 2027-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| May 15, 2025 Filed May 19, 2025 23:31 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 3,218 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-074723 · ownership.xml · derivative · entry 3 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,305 Underlying: Common Stock · 3,218 shares Expires 2026-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| May 15, 2025 Filed May 19, 2025 23:31 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 3,973 | $9.60 | $38,140.80 |
DisclosureSEC source: 0000950170-25-074723 · ownership.xml · nonDerivative · entry 2 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,242 Read SEC document |
| May 15, 2025 Filed May 19, 2025 23:31 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 11,289 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-074723 · ownership.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2025 Filed Feb 26, 2025 01:47 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 101,954 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027190 · ownership.xml · derivative · entry 4 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,954 Underlying: Common Stock · 101,954 shares Expires 2028-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2026, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 22, 2025 Filed Feb 26, 2025 01:47 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 6,644 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027190 · ownership.xml · derivative · entry 3 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,223 Underlying: Common Stock · 6,644 shares Expires 2026-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| February 22, 2025 Filed Feb 26, 2025 01:47 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,338 | $10.52 | $24,595.76 |
DisclosureSEC source: 0000950170-25-027190 · ownership.xml · nonDerivative · entry 2 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,926 Read SEC document |
| February 22, 2025 Filed Feb 26, 2025 01:47 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 6,644 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027190 · ownership.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:36 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 32,284 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-023391 · ownership.xml · derivative · entry 4 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,568 Underlying: Common Stock · 32,284 shares Expires 2027-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:36 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 3,217 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-023391 · ownership.xml · derivative · entry 3 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,523 Underlying: Common Stock · 3,217 shares Expires 2026-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:36 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 13,010 | $10.06 | $130,880.60 |
DisclosureSEC source: 0000950170-25-023391 · ownership.xml · nonDerivative · entry 2 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,620 Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:36 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 35,501 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-023391 · ownership.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 00:20 UTC | HARMONIC INC. HLIT · Entity 4789 | PurchaseCommon Stock | 100 | $9.44 | $943.50 |
DisclosureSEC source: 0000950170-25-020171 · ownership.xml · nonDerivative · entry 2 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,129 F1 · kind: These shares were acquired by Mr. Jankovic in an open market purchase of Harmonic Inc. Common Stock. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 00:20 UTC | HARMONIC INC. HLIT · Entity 4789 | PurchaseCommon Stock | 11,900 | $9.44 | $112,336.00 |
DisclosureSEC source: 0000950170-25-020171 · ownership.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,029 F1 · kind: These shares were acquired by Mr. Jankovic in an open market purchase of Harmonic Inc. Common Stock. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:37 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 6,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-131071 · ownership.xml · derivative · entry 3 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,867 Underlying: Common Stock · 6,645 shares Expires 2026-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:37 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,345 | $12.47 | $29,242.15 |
DisclosureSEC source: 0000950170-24-131071 · ownership.xml · nonDerivative · entry 2 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,129 Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:37 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 6,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-131071 · ownership.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2024 Filed Nov 20, 2024 01:47 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 12,869 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-128973 · ownership.xml · derivative · entry 3 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,740 Underlying: Common Stock · 12,869 shares Expires 2026-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| November 15, 2024 Filed Nov 20, 2024 01:47 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 4,541 | $11.92 | $54,128.72 |
DisclosureSEC source: 0000950170-24-128973 · ownership.xml · nonDerivative · entry 2 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,829 Read SEC document |
| November 15, 2024 Filed Nov 20, 2024 01:47 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 12,869 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-128973 · ownership.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2024 Filed Aug 26, 2024 23:10 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 6,644 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-100676 · ownership.xml · derivative · entry 3 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,512 Underlying: Common Stock · 6,644 shares Expires 2026-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| August 22, 2024 Filed Aug 26, 2024 23:10 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,345 | $13.72 | $32,173.40 |
DisclosureSEC source: 0000950170-24-100676 · ownership.xml · nonDerivative · entry 2 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,501 Read SEC document |
| August 22, 2024 Filed Aug 26, 2024 23:10 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 6,644 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-100676 · ownership.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 21:03 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 17,483 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-074999 · ownership.xml · derivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,483 Underlying: Common Stock · 17,483 shares Expires 2027-06-11 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 6/11/2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| May 22, 2024 Filed May 24, 2024 21:06 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 26,578 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-064717 · ownership.xml · derivative · entry 3 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,156 Underlying: Common Stock · 26,578 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 21:06 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 9,376 | $11.71 | $109,792.96 |
DisclosureSEC source: 0000950170-24-064717 · ownership.xml · nonDerivative · entry 2 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,202 Read SEC document |
| May 22, 2024 Filed May 24, 2024 21:06 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 26,578 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-064717 · ownership.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 02:50 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 96,852 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-017537 · ownership.xml · derivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,852 Underlying: Common Stock · 96,852 shares Expires 2027-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:02 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 38,609 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055865 · doc4.xml · derivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,609 Underlying: Common Stock · 38,609 shares Expires 2026-11-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on November 15, 2024, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| May 25, 2023 Filed May 31, 2023 01:15 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 79,734 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033055 · doc4.xml · derivative · entry 1 Jankovic Walter · CIK 0001730628 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,734 Underlying: Common Stock · 79,734 shares Expires 2026-05-22 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on May 22, 2024, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| December 10, 2018 Filed Dec 10, 2018 17:01 UTC | OCLARO, INC. OCLR · Entity 161934 | Disposition to issuerRestricted Stock Units · Derivative | 120,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-007621 · marketforms-43205.xml · derivative · entry 6 Jankovic Walter · CIK 0001730628 · Pres., Optical Connectivity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F9 · price: Pursuant to the terms of the Merger Agreement, 120,000 RSUs granted on February 12, 2018 that were unvested and outstanding as of the Effective Time were assumed by Lumentum in the Merger and replaced with restricted stock units for 23,196 shares of Lumentum common stock. F9 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, 120,000 RSUs granted on February 12, 2018 that were unvested and outstanding as of the Effective Time were assumed by Lumentum in the Merger and replaced with restricted stock units for 23,196 shares of Lumentum common stock. F7 · derivative.expiration_date: On February 12, 10, 2018, Mr. Jankovic was granted 160,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document |
| December 10, 2018 Filed Dec 10, 2018 17:01 UTC | OCLARO, INC. OCLR · Entity 161934 | Disposition to issuerRestricted Stock Units · Derivative | 67,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-007621 · marketforms-43205.xml · derivative · entry 5 Jankovic Walter · CIK 0001730628 · Pres., Optical Connectivity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,500 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F8 · price: Pursuant to the terms of the Merger Agreement, 67,500 RSUs granted on August 1, 2018 that were unvested and outstanding as of the Effective Time were assumed by Lumentum in the Merger and replaced with restricted stock units for 13,047 shares of Lumentum common stock. F8 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, 67,500 RSUs granted on August 1, 2018 that were unvested and outstanding as of the Effective Time were assumed by Lumentum in the Merger and replaced with restricted stock units for 13,047 shares of Lumentum common stock. F5 · derivative.expiration_date: On August 1, 2018, Mr. Jankovic was granted 90,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 1st, May 1st, August 1st and November 1st the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document |
| December 10, 2018 Filed Dec 10, 2018 17:01 UTC | OCLARO, INC. OCLR · Entity 161934 | Disposition to issuerRestricted Stock Units · Derivative | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-007621 · marketforms-43205.xml · derivative · entry 4 Jankovic Walter · CIK 0001730628 · Pres., Optical Connectivity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F6 · price: Pursuant to the terms of the Letter Agreement, the vesting of 40,000 RSUs granted on February 12, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F6 · derivative.exercise_date: Pursuant to the terms of the Letter Agreement, the vesting of 40,000 RSUs granted on February 12, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F7 · derivative.expiration_date: On February 12, 10, 2018, Mr. Jankovic was granted 160,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document |
| December 10, 2018 Filed Dec 10, 2018 17:01 UTC | OCLARO, INC. OCLR · Entity 161934 | Disposition to issuerRestricted Stock Units · Derivative | 22,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-007621 · marketforms-43205.xml · derivative · entry 3 Jankovic Walter · CIK 0001730628 · Pres., Optical Connectivity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,500 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F4 · price: Pursuant to the terms of Mr. Jankovic's letter agreement with Lumentum, dated July 3, 2018 (the "Letter Agreement"), the vesting of 22,500 Oclaro restricted stock units ("RSUs") granted on August 1, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F4 · derivative.exercise_date: Pursuant to the terms of Mr. Jankovic's letter agreement with Lumentum, dated July 3, 2018 (the "Letter Agreement"), the vesting of 22,500 Oclaro restricted stock units ("RSUs") granted on August 1, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F5 · derivative.expiration_date: On August 1, 2018, Mr. Jankovic was granted 90,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 1st, May 1st, August 1st and November 1st the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document |
| December 10, 2018 Filed Dec 10, 2018 17:01 UTC | OCLARO, INC. OCLR · Entity 161934 | Disposition to issuerCommon Stock | 228,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-007621 · marketforms-43205.xml · nonDerivative · entry 2 Jankovic Walter · CIK 0001730628 · Pres., Optical Connectivity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Agreement and Plan of Merger, dated March 11, 2018 (the "Merger Agreement"), Lumentum Holdings Inc. ("Lumentum") acquired Oclaro, Inc. ("Oclaro") in a merger transaction (the "Merger") which became effective on December 10, 2018. At the effective time of the Merger (the "Effective Time"), each share of Oclaro common stock converted into the right to receive, without interest, (a) $5.60 in cash and (b) 0.0636 of a share of common stock of Lumentum ("Merger Consideration"). Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 17:01 UTC | OCLARO, INC. OCLR · Entity 161934 | Tax withholdingCommon Stock | 21,613 | $8.44 | $182,413.72 |
DisclosureSEC source: 0001214659-18-007621 · marketforms-43205.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Pres., Optical Connectivity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,387 F1 · kind: Withholding of 21,613 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 19:05 UTC | OCLARO, INC. OCLR · Entity 161934 | GrantCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-005221 · marketforms-42651.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Pres., Optical Connectivity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 F1 · kind: Represents a grant of restricted stock units, which vests 25% on the one year anniversary of the date of grant and 6.25% every February 1st, May 1st, August 1st and November 1st following the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 19:37 UTC | OCLARO, INC. OCLR · Entity 161934 | GrantCommon Stock | 160,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001185 · marketforms-41015.xml · nonDerivative · entry 1 Jankovic Walter · CIK 0001730628 · Pres., Optical Connectivity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 F1 · kind: Represents a grant of restricted stock units, which vests 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th following the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.