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person · Reporting owner

Sullivan Brian F.

Disclosed activity across 2 companies

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22511
SEC CIK
0000940454

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Celcuity Inc.CELC · Entity 3991Director · Chief Executive OfficerAugust 14, 2026August 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Celcuity Inc.

Report date August 14, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,450,199 Reported balance After 2026-08-14 transaction · row 1
1 source row

Row 1 · 2026-08-14 · Grant · Acquired 80,000 · Balance 1,450,199

F1: 25% of the total number of restricted stock units vests on the first day of the month following each of the first, second, third and fourth anniversaries of the grant date.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect120,000 Reported balance After 2026-08-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-08-14 · Grant · Acquired 120,000 · Balance 120,000

F3: Each performance stock unit represents a contingent right to receive one share of Celcuity Inc. (the "Company") common stock. The performance stock units vest upon the Company's common stock achieving certain specified trailing average per share price thresholds.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust #1948,042 Reported balance Holding disclosure · report date 2026-08-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 948,042

F2: The Reporting Person holds all voting and dispositive power with respect to the securities held by the trusts and is the beneficial owner of these securities.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust #2802,742 Reported balance Holding disclosure · report date 2026-08-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 802,742

F2: The Reporting Person holds all voting and dispositive power with respect to the securities held by the trusts and is the beneficial owner of these securities.

Filing footnotes · ownership attribution and instrument terms

F1: 25% of the total number of restricted stock units vests on the first day of the month following each of the first, second, third and fourth anniversaries of the grant date.

F2: The Reporting Person holds all voting and dispositive power with respect to the securities held by the trusts and is the beneficial owner of these securities.

F3: Each performance stock unit represents a contingent right to receive one share of Celcuity Inc. (the "Company") common stock. The performance stock units vest upon the Company's common stock achieving certain specified trailing average per share price thresholds.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ENTEGRIS INC

Report date May 19, 2021 · Filed May 21, 2021

Section 16 reporting ended · disclosed 2021-05-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect97,591.397 Reported balance After 2021-05-19 transaction · row 1
1 source row

Row 1 · 2021-05-19 · Grant · Acquired 70.892 · Balance 97,591.397

F1: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on May 19, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on May 19, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2022 Filed May 20, 2022 00:36 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 4,985 Not disclosed Strike: $19.72 Not disclosed
Disclosure

SEC source: 0001437749-22-013126 · rdgdoc.xml · derivative · entry 11

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,985 shares

Expires 2029-08-12

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:36 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013126 · rdgdoc.xml · derivative · entry 10

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-08-12

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F4 · derivative.exercise_date: 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:36 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $19.72 Not disclosed
Disclosure

SEC source: 0001437749-22-013126 · rdgdoc.xml · derivative · entry 9

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2029-08-12

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F4 · derivative.exercise_date: 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:36 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 14,675 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013126 · rdgdoc.xml · derivative · entry 8

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,675

Underlying: Common Stock · 14,675 shares

Expires 2028-08-13

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F3 · derivative.exercise_date: 3,668 shares vest on 10/17/19; the remaining 11,007 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:36 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 14,675 Not disclosed Strike: $25.77 Not disclosed
Disclosure

SEC source: 0001437749-22-013126 · rdgdoc.xml · derivative · entry 7

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,675 shares

Expires 2028-10-17

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F3 · derivative.exercise_date: 3,668 shares vest on 10/17/19; the remaining 11,007 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:36 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 3,769 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013126 · rdgdoc.xml · derivative · entry 6

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,769

Underlying: Common Stock · 3,769 shares

Expires 2028-08-13

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:36 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 3,769 Not disclosed Strike: $26.00 Not disclosed
Disclosure

SEC source: 0001437749-22-013126 · rdgdoc.xml · derivative · entry 5

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,769 shares

Expires 2028-08-13

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:36 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 8,220 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013126 · rdgdoc.xml · derivative · entry 4

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,220

Underlying: Common Stock · 8,220 shares

Expires 2027-09-19

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:36 UTC Celcuity Inc. CELC · Entity 3991 Disposition to issuerStock Option (right to buy) · Derivative 8,220 Not disclosed Strike: $9.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013126 · rdgdoc.xml · derivative · entry 3

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,220 shares

Expires 2027-09-19

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:11 UTC Celcuity Inc. CELC · Entity 3991 PurchaseWarrants (right to buy) · Derivative 10,434 $0.00 Strike: $80.50 $0.00
Disclosure

SEC source: 0001437749-22-012833 · rdgdoc.xml · derivative · entry 3

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,434

Underlying: Series A Preferred Stock · 10,434 shares

Expires not disclosed

F1 · shares: Represents the right to acquire the security pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

F1 · derivative.exercise_date: Represents the right to acquire the security pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

F1 · derivative.expiration_date: Represents the right to acquire the security pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:11 UTC Celcuity Inc. CELC · Entity 3991 PurchaseCommon Stock (right to buy) · Derivative 260,869 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001437749-22-012833 · rdgdoc.xml · derivative · entry 2

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,869

Underlying: Common Stock · 260,869 shares

Expires not disclosed

F1 · shares: Represents the right to acquire the security pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

F1 · derivative.exercise_date: Represents the right to acquire the security pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

F1 · derivative.expiration_date: Represents the right to acquire the security pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 20:45 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 6,569 $0.00 Strike: $17.19 $0.00
Disclosure

SEC source: 0000914190-21-000381 · edgar.xml · derivative · entry 16

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569

Underlying: Common Stock · 6,569 shares

Expires 2031-10-27

F10 · derivative.exercise_date: 1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:02 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $20.04 $0.00
Disclosure

SEC source: 0000914190-21-000258 · edgar.xml · derivative · entry 15

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-08-11

F9 · derivative.exercise_date: 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:02 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 17,000 $0.00 Strike: $20.04 $0.00
Disclosure

SEC source: 0000914190-21-000258 · edgar.xml · derivative · entry 14

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2031-08-11

Read SEC document
May 19, 2021 Filed May 21, 2021 20:06 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 70.892 $108.05 $7,659.90
Disclosure

SEC source: 0000940454-21-000010 · wf-form4_162162759353227.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,591.397

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on May 19, 2021.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:05 UTC ENTEGRIS INC ENTG · Entity 3271 SaleCommon Stock 2,567 $114.51 $293,947.17
Disclosure

SEC source: 0000940454-21-000008 · wf-form4_162076350002421.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,520.505

Read SEC document
April 29, 2021 Filed May 3, 2021 20:08 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0000940454-21-000006 · wf-form4_162007250369150.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,087.505

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2022 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on April 29, 2021 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:46 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 13,509 $0.00 Strike: $27.94 $0.00
Disclosure

SEC source: 0000914190-21-000117 · edgar.xml · derivative · entry 13

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,509

Underlying: Common Stock · 13,509 shares

Expires 2031-04-12

F8 · derivative.exercise_date: 3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 20:24 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 11,889 $0.00 Strike: $15.92 $0.00
Disclosure

SEC source: 0000914190-21-000086 · edgar.xml · derivative · entry 12

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,889

Underlying: Common Stock · 11,889 shares

Expires 2031-03-18

F7 · derivative.exercise_date: 2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:17 UTC ENTEGRIS INC ENTG · Entity 3271 SaleCommon Stock 3,569 $104.99 $374,691.47
Disclosure

SEC source: 0000940454-21-000004 · wf-form4_161497905069975.xml · nonDerivative · entry 2

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,477.505

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:17 UTC ENTEGRIS INC ENTG · Entity 3271 SaleCommon Stock 4,090 $103.79 $424,480.65
Disclosure

SEC source: 0000940454-21-000004 · wf-form4_161497905069975.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,046.505

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:11 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 74.188 $103.17 $7,653.96
Disclosure

SEC source: 0000940454-21-000002 · wf-form4_161376904737625.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,136.505

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on February 17, 2021.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:55 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 12,859 $0.00 Strike: $14.84 $0.00
Disclosure

SEC source: 0000914190-21-000029 · edgar.xml · derivative · entry 11

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,859

Underlying: Common Stock · 12,859 shares

Expires 2031-02-02

F6 · derivative.exercise_date: 3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 22:44 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 11,081 $0.00 Strike: $10.35 $0.00
Disclosure

SEC source: 0000914190-20-000471 · edgar.xml · derivative · entry 10

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,081

Underlying: Common Stock · 11,081 shares

Expires 2030-12-28

F5 · derivative.exercise_date: 2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:06 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 86.154 $88.76 $7,647.03
Disclosure

SEC source: 0000940454-20-000010 · wf-form4_160590635102751.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,062.317

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on November 18, 2020.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:15 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 107.508 $71.05 $7,638.44
Disclosure

SEC source: 0000940454-20-000008 · wf-form4_159804092347856.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,976.163

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on August 19, 2020.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 20:19 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 17,281 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000914190-20-000296 · edgar.xml · derivative · entry 9

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,281

Underlying: Common Stock · 17,281 shares

Expires 2030-08-12

Read SEC document
August 12, 2020 Filed Aug 14, 2020 20:19 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000914190-20-000296 · edgar.xml · derivative · entry 8

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-08-12

F4 · derivative.exercise_date: 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.

Read SEC document
May 20, 2020 Filed May 21, 2020 17:34 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 130.372 $58.51 $7,628.07
Disclosure

SEC source: 0000940454-20-000006 · wf-form4_159008247464772.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,868.655

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on May 20, 2020.

Read SEC document
April 29, 2020 Filed May 1, 2020 20:31 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 2,567 $0.00 $0.00
Disclosure

SEC source: 0000940454-20-000004 · wf-form4_158836508658035.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,738.283

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2021 Annual Meeting of Stockholders.

F1 · price: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2021 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on April 29, 2020 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

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February 19, 2020 Filed Feb 20, 2020 21:17 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 131.427 $57.96 $7,617.51
Disclosure

SEC source: 0000940454-20-000002 · wf-form4_158223342987396.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,009.518

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on February 19, 2020.

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November 20, 2019 Filed Nov 21, 2019 21:02 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 161.765 $47.01 $7,604.57
Disclosure

SEC source: 0000940454-19-000012 · wf-form4_157437014140495.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,878.091

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on November 20, 2019.

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August 21, 2019 Filed Aug 24, 2019 00:51 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 174.858 $43.41 $7,590.59
Disclosure

SEC source: 0000940454-19-000010 · wf-form4_156660787856668.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,716.326

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on August 21, 2019.

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August 12, 2019 Filed Aug 14, 2019 20:10 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 4,985 $0.00 Strike: $19.72 $0.00
Disclosure

SEC source: 0000914190-19-000301 · edgar.xml · derivative · entry 7

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,985

Underlying: Common Stock · 4,985 shares

Expires 2029-08-12

Read SEC document
August 12, 2019 Filed Aug 14, 2019 20:10 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $19.72 $0.00
Disclosure

SEC source: 0000914190-19-000301 · edgar.xml · derivative · entry 6

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-08-12

F3 · derivative.exercise_date: 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter.

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May 22, 2019 Filed May 24, 2019 17:39 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 184.494 $35.93 $6,628.87
Disclosure

SEC source: 0000940454-19-000007 · wf-form4_155871957420338.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,541.468

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on May 22, 2019.

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May 01, 2019 Filed May 3, 2019 20:02 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 3,569 $0.00 $0.00
Disclosure

SEC source: 0000940454-19-000004 · wf-form4_155691371388321.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,356.974

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2020 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on May 1, 2019 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2010 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

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February 20, 2019 Filed Feb 21, 2019 21:45 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 186.939 $35.39 $6,615.77
Disclosure

SEC source: 0000940454-19-000002 · edgar.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,787.974

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on February 20, 2019.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 15:01 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 241.893 $27.50 $6,652.06
Disclosure

SEC source: 0000940454-18-000010 · edgar.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,601.035

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on November 21, 2018.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 21:21 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 14,675 $0.00 Strike: $25.77 $0.00
Disclosure

SEC source: 0001144204-18-054601 · tv505122_4.xml · derivative · entry 5

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,675

Underlying: Common Stock · 14,675 shares

Expires 2028-10-17

F2 · derivative.exercise_date: 3,668 shares vest on 10/17/19; the remaining 11,007 shares vest 1/36th per month thereafter.

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August 22, 2018 Filed Aug 23, 2018 20:11 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 198.641 $33.15 $6,584.95
Disclosure

SEC source: 0000940454-18-000008 · edgar.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,359.142

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired in accordance with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on August 22, 2018.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 20:09 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 3,769 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0000914190-18-000335 · edgar.xml · derivative · entry 4

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,769

Underlying: Common Stock · 3,769 shares

Expires 2028-08-13

Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:02 UTC ENTEGRIS INC ENTG · Entity 3271 SaleCommon Stock 5,133 $36.65 $188,099.81
Disclosure

SEC source: 0000940454-18-000006 · edgar.xml · nonDerivative · entry 2

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,160.501

F2 · price: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $36.50 to $36.75. inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 23, 2018 Filed Aug 8, 2018 20:02 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 187.765 $35.00 $6,571.78
Disclosure

SEC source: 0000940454-18-000006 · edgar.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,293.501

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired in accordance with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on May 23, 2018.

Read SEC document
May 09, 2018 Filed May 10, 2018 20:54 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 4,090 $0.00 $0.00
Disclosure

SEC source: 0000940454-18-000004 · edgar.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,105.736

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2019 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on May 9, 2018 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2010 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 21:03 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 199.933 $32.80 $6,557.80
Disclosure

SEC source: 0000940454-18-000002 · edgar.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,015.736

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired in accordance with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on February 21, 2018.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 21:56 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 204.803 $31.95 $6,543.46
Disclosure

SEC source: 0000940454-17-000007 · edgar.xml · nonDerivative · entry 1

Sullivan Brian F. · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,815.803

F1 · shares: Represents deferred restricted stock units payable on a one-for-one basis in Entegris, Inc. common stock, which were acquired in accordance with the automatic purchase feature of the Entegris, Inc. 2007 Deferred Compensation Plan in connection with the cash dividend paid by Entegris, Inc. on November 22, 2017.

Read SEC document
September 19, 2017 Filed Oct 16, 2017 20:23 UTC Celcuity Inc. CELC · Entity 3991 GrantStock Option (right to buy) · Derivative 8,220 $0.00 Strike: $9.50 $0.00
Disclosure

SEC source: 0000914190-17-000309 · edgar.xml · derivative · entry 3

SULLIVAN BRIAN F · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,220

Underlying: Common Stock · 8,220 shares

Expires 2027-09-19

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:01 UTC ENTEGRIS INC ENTG · Entity 3271 SaleCommon Stock 9,735 $25.96 $252,694.32
Disclosure

SEC source: 0000940454-17-000004 · edgar.xml · nonDerivative · entry 1

SULLIVAN BRIAN F · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,611

F1 · price: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $25.90 to $26.05, inclusive. The reporting person undertakes to provide Entegris, Inc., and shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 24, 2017 Filed May 26, 2017 18:55 UTC ENTEGRIS INC ENTG · Entity 3271 GrantCommon Stock 5,133 $0.00 $0.00
Disclosure

SEC source: 0000940454-17-000002 · edgar.xml · nonDerivative · entry 1

SULLIVAN BRIAN F · CIK 0000940454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,346

F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary of the grant date, or (2) the date of the Company's 2018 Annual Meeting of Stockholders.

F2 · price: These shares were awarded on May 24, 2017 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2010 Stock Plan which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.