BARRETT MICHAEL G.

SEC source: 0001415889-24-019670 · form4-07172024_080748.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,052,493

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.025 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001415889-24-013565 · form4-05172024_050530.xml · nonDerivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,152,493

F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.925 to $9.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 3,272 shares acquired by the Reporting Person on May 15, 2024 under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001415889-24-013565 · form4-05172024_050530.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,224,221

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001415889-24-008332 · form4-03182024_100310.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,234,662

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.055 to $11.345, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 270 shares acquired by the Reporting Person on November 15, 2023 under the Issuer's employee stock purchase plan.

SEC source: 0001415889-24-004127 · form4-02162024_090210.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,309,392

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-24-000827 · doc4.xml · derivative · entry 3

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,870

Underlying: Common Stock · 129,870 shares

Expires 2034-01-02

F2 · price: Equity grant under the Company's Amended and Restated 2014 Equity Incentive Plan.

F5 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on January 1, 2025 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

SEC source: 0001209191-24-000827 · doc4.xml · derivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,173

Underlying: Common Stock · 169,173 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive on vesting one share of the Issuer's common stock.

F2 · price: Equity grant under the Company's Amended and Restated 2014 Equity Incentive Plan.

F4 · derivative.exercise_date: The PSUs will generally vest on the three-year anniversary of the grant date of the award subject to the Reporting Person's continued service through such date. The number of shares vested will be determined based on the Issuer's total stockholder return ("TSR") relative to the TSRs of the companies in the Russell 2000 index for the three year-period beginning January 1, 2024, as well as certain interim measurements based on relative TSR for the one-year and two-year periods beginning on January 1, 2024. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs.

F4 · derivative.expiration_date: The PSUs will generally vest on the three-year anniversary of the grant date of the award subject to the Reporting Person's continued service through such date. The number of shares vested will be determined based on the Issuer's total stockholder return ("TSR") relative to the TSRs of the companies in the Russell 2000 index for the three year-period beginning January 1, 2024, as well as certain interim measurements based on relative TSR for the one-year and two-year periods beginning on January 1, 2024. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs.

SEC source: 0001209191-24-000827 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,329,792

F1 · shares: Represents restricted stock units that vest as follows: 33,028 on February 15, 2025, 7,622 on each May 15, August 15, November 15, and February 15 thereafter until November 15, 2027 and 5,081 on February 15, 2028, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Company's Amended and Restated 2014 Equity Incentive Plan.

SEC source: 0001209191-23-055745 · doc4.xml · nonDerivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,207,841

F3 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-055745 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,219,203

F1 · kind: These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.565 to $7.955, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-046554 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,294,203

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-046332 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,330,072

F1 · kind: These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.22 to $8.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-042226 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,405,072

F1 · kind: These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-033812 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,430,072

F1 · kind: These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.525 to $11.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-030831 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,505,072

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 1,971 shares acquired by the Reporting Person on May 15, 2023 under the Issuer's employee stock purchase plan.

SEC source: 0001209191-23-023611 · doc4.xml · derivative · entry 3

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 138,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive on vesting one share of the Issuer's common stock.

F1 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award, which was granted on April 1, 2020, based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on April 1, 2020 relative to the TSRs of the companies in the Russell 2000 index over that period, which vesting occurred on April 4, 2023. The vested shares represent the total number of shares earned under the performance-based restricted stock unit award, and the remainder reported in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on April 3, 2020 were forfeited.

F1 · derivative.exercise_date: Represents the number of shares that vested under a performance-based restricted stock unit award, which was granted on April 1, 2020, based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on April 1, 2020 relative to the TSRs of the companies in the Russell 2000 index over that period, which vesting occurred on April 4, 2023. The vested shares represent the total number of shares earned under the performance-based restricted stock unit award, and the remainder reported in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on April 3, 2020 were forfeited.

F1 · derivative.expiration_date: Represents the number of shares that vested under a performance-based restricted stock unit award, which was granted on April 1, 2020, based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on April 1, 2020 relative to the TSRs of the companies in the Russell 2000 index over that period, which vesting occurred on April 4, 2023. The vested shares represent the total number of shares earned under the performance-based restricted stock unit award, and the remainder reported in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on April 3, 2020 were forfeited.

F1 · balance_after: Represents the number of shares that vested under a performance-based restricted stock unit award, which was granted on April 1, 2020, based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on April 1, 2020 relative to the TSRs of the companies in the Russell 2000 index over that period, which vesting occurred on April 4, 2023. The vested shares represent the total number of shares earned under the performance-based restricted stock unit award, and the remainder reported in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on April 3, 2020 were forfeited.

SEC source: 0001209191-23-023611 · doc4.xml · nonDerivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,527,780

F2 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting and settlement of the performance-based restricted stock units reported in footnote (1) herein.

SEC source: 0001209191-23-023611 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,597,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award, which was granted on April 1, 2020, based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on April 1, 2020 relative to the TSRs of the companies in the Russell 2000 index over that period, which vesting occurred on April 4, 2023. The vested shares represent the total number of shares earned under the performance-based restricted stock unit award, and the remainder reported in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on April 3, 2020 were forfeited.

F1 · price: Represents the number of shares that vested under a performance-based restricted stock unit award, which was granted on April 1, 2020, based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on April 1, 2020 relative to the TSRs of the companies in the Russell 2000 index over that period, which vesting occurred on April 4, 2023. The vested shares represent the total number of shares earned under the performance-based restricted stock unit award, and the remainder reported in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on April 3, 2020 were forfeited.

SEC source: 0001209191-23-019687 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,459,509

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 1, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.245 to $8.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-23-010681 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534,509

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-001406 · doc4.xml · derivative · entry 3

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,870

Underlying: Common Stock · 129,870 shares

Expires 2033-01-01

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

F5 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on January 1, 2024 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

SEC source: 0001209191-23-001406 · doc4.xml · derivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,173

Underlying: Common Stock · 169,173 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive on vesting one share of the Issuer's common stock.

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

F4 · derivative.exercise_date: Vesting of the PSU will be determined based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on the grant date of the award relative to the TSRs of the companies in the Russell 2000 index over that period. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs.

F4 · derivative.expiration_date: Vesting of the PSU will be determined based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on the grant date of the award relative to the TSRs of the companies in the Russell 2000 index over that period. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs.

SEC source: 0001209191-23-001406 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552,187

F1 · shares: Represents restricted stock units that vest as follows: 33,028 on February 15, 2024, 7,622 on each May 15, August 15, November 15, and February 15 thereafter until November 15, 2026 and 5,081 on February 15, 2027, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

SEC source: 0001209191-22-057748 · doc4.xml · nonDerivative · entry 3

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430,236

F2 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.835 to $11.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-057748 · doc4.xml · nonDerivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,437,450

F2 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.835 to $11.825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-057748 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505,236

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-046260 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534,519

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-029774 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541,468

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 1,129 shares acquired by the Reporting Person on May 15, 2022 under the Issuer's employee stock purchase plan.

SEC source: 0001209191-22-010280 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,572,761

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-007037 · doc4.xml · derivative · entry 3

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,806

Underlying: Common Stock · 86,806 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive on vesting one share of the Issuer's common stock.

F2 · price: Equity grant under the Issuer's 2014 Equity Incentive Plan.

F5 · derivative.exercise_date: Vesting of the PSU will be determined based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on the grant date of the award relative to the TSRs of the companies in the Russell 2000 index over that period. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs.

F5 · derivative.expiration_date: Vesting of the PSU will be determined based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on the grant date of the award relative to the TSRs of the companies in the Russell 2000 index over that period. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs.

SEC source: 0001209191-22-007037 · doc4.xml · derivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,216

Underlying: Common Stock · 172,216 shares

Expires 2032-02-01

F2 · price: Equity grant under the Issuer's 2014 Equity Incentive Plan.

F3 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on February 1, 2023 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

SEC source: 0001209191-22-007037 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,968

F1 · shares: Represents restricted stock units (the "RSUs") that vest as follows: 25% of the total number of shares underlying the RSU will vest on February 15, 2023 and the remaining shares vest in 12 equal quarterly installments on the 15th of every May, August, November and February thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Issuer's 2014 Equity Incentive Plan.

SEC source: 0001209191-21-065238 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438,655

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-053837 · doc4.xml · derivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,635

Underlying: Common Stock · 379,635 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive on vesting one share of the Issuer's common stock.

F4 · price: Equity grant under the Issuer's 2014 Equity Incentive Plan.

F3 · derivative.exercise_date: The PSUs are subject to both performance-based and time-based vesting requirements. The performance-based requirement for 1/3 of the units will be satisfied if the Issuer achieves share price targets of $60, $80 and $100 over 60 consecutive trading days during a performance period commencing on Aug. 26, 2022 and ending on Aug. 26, 2026, or on such earlier date as the Reporting Person is no longer serving as the Issuer's CEO or Executive Chairman of the Board of Directors. To the extent any of the performance-based requirements are met, the Reporting Person must also provide continued service to the Issuer through at least Aug. 26, 2024 to receive any shares of common stock underlying the PSUs and through Aug. 26, 2026 to receive all of the shares of common stock underlying the PSUs that have satisfied the applicable performance-based requirements. The grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F3 · derivative.expiration_date: The PSUs are subject to both performance-based and time-based vesting requirements. The performance-based requirement for 1/3 of the units will be satisfied if the Issuer achieves share price targets of $60, $80 and $100 over 60 consecutive trading days during a performance period commencing on Aug. 26, 2022 and ending on Aug. 26, 2026, or on such earlier date as the Reporting Person is no longer serving as the Issuer's CEO or Executive Chairman of the Board of Directors. To the extent any of the performance-based requirements are met, the Reporting Person must also provide continued service to the Issuer through at least Aug. 26, 2024 to receive any shares of common stock underlying the PSUs and through Aug. 26, 2026 to receive all of the shares of common stock underlying the PSUs that have satisfied the applicable performance-based requirements. The grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

SEC source: 0001209191-21-053837 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479,368

F1 · shares: Represents restricted stock units that vest as to 1/3 on each of August 15, 2023, August 15, 2024 and August 15, 2025, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

SEC source: 0001209191-21-052351 · doc4.xml · nonDerivative · entry 3

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342,429

F4 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-052351 · doc4.xml · nonDerivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,348,770

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.23 to $29.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-21-052351 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,358,499

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.23 to $28.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-21-034197 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423,770

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Adjusted to reflect the acquisition of 2,230 shares under the Magnite, Inc. 2014 Employee Stock Purchase Plan on May 17, 2021.

SEC source: 0001209191-21-025970 · doc4.xml · nonDerivative · entry 5

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526,678

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.95 to $43.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-21-025970 · doc4.xml · nonDerivative · entry 4

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527,196

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.90 to $42.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-21-025970 · doc4.xml · nonDerivative · entry 3

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530,037

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.90 to $41.875, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-21-025970 · doc4.xml · nonDerivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532,963

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.89 to $40.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-21-025970 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,549,896

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.89 to $39.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-21-025152 · doc4.xml · derivative · entry 3

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,291

Underlying: Common Stock · 26,291 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive on vesting one share of the issuer's common stock.

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

F5 · derivative.exercise_date: Vesting of the PSU will be determined based on the issuer's total stockholder return ("TSR") for the three-year period beginning on the grant date of the award relative to the TSRs of the companies in the Russell 2000 index over that period. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs.

F5 · derivative.expiration_date: Vesting of the PSU will be determined based on the issuer's total stockholder return ("TSR") for the three-year period beginning on the grant date of the award relative to the TSRs of the companies in the Russell 2000 index over that period. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs.

SEC source: 0001209191-21-025152 · doc4.xml · derivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,358

Underlying: Common Stock · 54,358 shares

Expires 2031-04-01

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

F3 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on April 1, 2022 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

SEC source: 0001209191-21-025152 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601,678

F1 · shares: Represents restricted stock units that vest as follows: 11,305 on May 15, 2022, 2,609 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2025 and 1,738 on May 15, 2025, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

SEC source: 0001595974-20-000155 · wf-form4_160574434628259.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559,936

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001595974-20-000067 · wf-form4_159001748238298.xml · nonDerivative · entry 3

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,661,054

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.06 to $5.24, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001595974-20-000080 · wf-form4a_159139027395107.xml · nonDerivative · entry 3

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654,989

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F5 · shares: Amended to reflect the correct number of shares sold on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover tax withholding obligations associated with the vesting ofrestricted stock units

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.06 to $5.24, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.